0000950123-11-090622.txt : 20111019 0000950123-11-090622.hdr.sgml : 20111019 20111019105057 ACCESSION NUMBER: 0000950123-11-090622 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111019 DATE AS OF CHANGE: 20111019 EFFECTIVENESS DATE: 20111019 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MetLife Securities, Inc CENTRAL INDEX KEY: 0001422771 IRS NUMBER: 133175978 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12684 FILM NUMBER: 111147330 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-578-0594 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 13F-HR 1 y93114e13fvhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: SEPTEMBER 30, 2011 Check here if Amendment [ ]; Amendment Number: _______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: METLIFE SECURITIES, INC. Address: 1095 Avenue of the Americas, New York, NY 10036 Form 13F File Number: 28- 12684 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Marc A. Cohn Title: Chief Compliance Officer Phone: 212-578-0594 Signature, Place, and Date of Signing: Marc Cohn New York, NY October 19, 2011 Report Type (Check only one): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 2097 Form 13F Information Table Value Total: 247666 List of Other Included Managers: N/A Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- ADVISORSHARES TR ACTIV BEAR ETF Common Stock 00768Y883 20 685.00 SOLE N/A NONE * ALPS ETF TR ALERIAN MLP Common Stock 00162Q866 805 52,831.81 SOLE N/A NONE ALPS ETF TR C&S GLOBL ETF Common Stock 00162Q106 5 150.00 SOLE N/A NONE * ALPS ETF TR JEFF TRJ CRB GLO Common Stock 00162Q304 130 3,310.00 SOLE N/A NONE AMERICAN SELECT PORTFOLIO IN COM Common Stock 029570108 78 7,935.00 SOLE N/A NONE * B2B INTERNET HOLDRS TR DEPOSTRY RCPT Common Stock 056033103 0 80.00 SOLE N/A NONE BARCLAYS BK PLC S&P 500 3X SHT Common Stock 06740P700 2875 53,236.00 SOLE N/A NONE * BARCLAYS BANK PLC ETN DJUBS AGRI37 Common Stock 06739H206 67 1,291.00 SOLE N/A NONE * BARCLAYS BK PLC ETN DJUBS COPR37 Common Stock 06739F101 6 160.00 SOLE N/A NONE * BARCLAYS BANK PLC ETN DJUBS GRNS37 Common Stock 06739H305 4 100.00 SOLE N/A NONE BARCLAYS BANK PLC ETN DJUBSPLATM38 Common Stock 06739H255 369 10,493.00 SOLE N/A NONE BARCLAYS BANK PLC ETN DJUBS PMET38 Common Stock 06739H248 20 227.00 SOLE N/A NONE * BARCLAYS BANK PLC ETN DJUBS SGAR38 Common Stock 06739H214 5 55.00 SOLE N/A NONE * BARCLAYS BK PLC IPMS INDIA ETN Common Stock 06739F291 12 225.00 SOLE N/A NONE BARCLAYS BANK PLC ETN GLB CARB38 Common Stock 06739H164 0 13.00 SOLE N/A NONE * BARCLAYS BK PLC DJUBS CMDT ETN36 Common Stock 06738C778 32 756.00 SOLE N/A NONE * BARCLAYS BK PLC IPSP CROIL ETN Common Stock 06738C786 407 20,514.00 SOLE N/A NONE * BARCLAYS BK PLC IPTH S&P VIX NEW Common Stock 06740C261 923 17,285.00 SOLE N/A NONE BARCLAYS BK PLC LNGB S&P 500 14 Common Stock 06740H674 3 45.00 SOLE N/A NONE * BIOTECH HOLDRS TR DEPOSTRY RCPTS Common Stock 09067D201 3 35.00 SOLE N/A NONE * BLDRS INDEX FDS TR EMER MK 50 ADR Common Stock 09348R300 42 1,159.00 SOLE N/A NONE * BROADBAND HOLDRS TR DEPOSITRY RCPT Common Stock 11130P104 3 200.00 SOLE N/A NONE * CLAYMORE EXCHANGE TRD FD TR GUGG CHN SML CAP Common Stock 18383Q853 15 854.00 SOLE N/A NONE * CLAYMORE EXCHANGE TRD FD TR GUGG S&P GBL WTR Common Stock 18383Q507 13 688.00 SOLE N/A NONE CLAYMORE EXCHANGE TRD FD TR GUGG ENH ULT SHT Common Stock 18383M654 10 200.00 SOLE N/A NONE * CLAYMORE EXCHANGE TRD FD TR GUGG BRIC ETF Common Stock 18383M100 106 3,098.08 SOLE N/A NONE * CLAYMORE EXCHANGE TRD FD TR GUGG INSDR SENT Common Stock 18383M209 8 293.00 SOLE N/A NONE * CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSET Common Stock 18383M506 317 16,962.00 SOLE N/A NONE * CLAYMORE EXCHANGE TRD FD TR GUGG SEC ROT ETF Common Stock 18383M407 51 2,455.00 SOLE N/A NONE * CLAYMORE EXCHANGE TRD FD TR GUGG SOLAR ETF Common Stock 18383M621 2 601.00 SOLE N/A NONE CLAYMORE EXCHANGE TRD FD TR GUGG TIMBER ETF Common Stock 18383Q879 5 300.00 SOLE N/A NONE CREDIT SUISSE NASSAU BRH EXCH NT LKD 20 Common Stock 22542D878 5 220.00 SOLE N/A NONE CREDIT SUISSE NASSAU BRH ETN IDX-LKD 20 Common Stock 22542D845 5 240.00 SOLE N/A NONE * CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL Common Stock 23129U101 1 15.00 SOLE N/A NONE * CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS Common Stock 23129X105 9 100.00 SOLE N/A NONE * CURRENCYSHS JAPANESE YEN TR JAPANESE YEN Common Stock 23130A102 5 42.00 SOLE N/A NONE * CURRENCYSHARES SWEDISH KRONA SWEDISH KRONA Common Stock 23129R108 6 40.00 SOLE N/A NONE * CURRENCYSHARES SWISS FRANC T SWISS FRANC SH Common Stock 23129V109 131 1,203.00 SOLE N/A NONE DB-X FUNDS DB-X 2030 TARGET ADDED Common Stock 233052307 4 200.00 SOLE N/A NONE * DIREXION SHS ETF TR DLY SMCAP BEAR3X Common Stock 25459W110 1 26.00 SOLE N/A NONE EATON VANCE TX ADV GLBL DIV COM Common Stock 27828S101 8 650.00 SOLE N/A NONE EATON VANCE TAX MNGD GBL DV COM Common Stock 27829F108 222 27,775.00 SOLE N/A NONE EGA EMERGING GLOBAL SHS TR EGS BRAZ INF ETF Common Stock 268461829 6 330.00 SOLE N/A NONE * ETFS GOLD TR SHS Common Stock 26922Y105 72 450.00 SOLE N/A NONE ETFS PALLADIUM TR SH BEN INT Common Stock 26923A106 15 258.00 SOLE N/A NONE ETFS PLATINUM TR SH BEN INT Common Stock 26922V101 6 42.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- ETFS PRECIOUS METALS BASKET PHYS PM BSKT Common Stock 26922W109 1039 11,471.00 SOLE N/A NONE * ETFS SILVER TR SILVER SHS Common Stock 26922X107 7 229.00 SOLE N/A NONE ETFS WHITE METALS BASKET TR PHY WM BSK SHS Common Stock 26923B104 59 1,195.00 SOLE N/A NONE * FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL Common Stock 33718M105 11 627.00 SOLE N/A NONE FIRST TR EXCH TRD ALPHA FD I BRAZIL ALPHA Common Stock 33737J133 3 130.00 SOLE N/A NONE * FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH Common Stock 33733E203 1 45.00 SOLE N/A NONE * FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE Common Stock 33734X119 86 3,835.00 SOLE N/A NONE * FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX Common Stock 33734X127 3 205.00 SOLE N/A NONE FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH Common Stock 33734X143 10 391.00 SOLE N/A NONE * FIRST TR US IPO INDEX FD SHS Common Stock 336920103 0 1.00 SOLE N/A NONE * FIRST TR ISE GLB WIND ENRG E COM SHS Common Stock 33736G106 1 180.00 SOLE N/A NONE * FIRST TR ISE REVERE NAT GAS COM Common Stock 33734J102 13 801.37 SOLE N/A NONE * FIRST TR ISE WATER INDEX FD COM Common Stock 33733B100 2 100.00 SOLE N/A NONE FIRST TR LRGE CP CORE ALPHA COM SHS Common Stock 33734K109 15 600.00 SOLE N/A NONE FIRST TR MID CAP CORE ALPHAD COM SHS Common Stock 33735B108 33 1,145.00 SOLE N/A NONE * FIRST TR MORNINGSTAR DIV LEA SHS Common Stock 336917109 1 50.00 SOLE N/A NONE * FIRST TR NASDAQ100 TECH INDE SHS Common Stock 337345102 6 266.00 SOLE N/A NONE * FIRST TR S&P REIT INDEX FD COM Common Stock 33734G108 5 375.00 SOLE N/A NONE * FIRST TR VALUE LINE DIVID IN SHS Common Stock 33734H106 21 1,425.00 SOLE N/A NONE GLOBAL X FDS BRAZIL MID CAP Common Stock 37950E788 23 1,800.00 SOLE N/A NONE GLOBAL X FDS GLB X CDA PFD ADDED Common Stock 37950E481 17 1,225.00 SOLE N/A NONE * GLOBAL X FDS COPPER MNR ETF Common Stock 37950E861 2 200.00 SOLE N/A NONE * GLOBAL X FDS GLB X LITHIUM Common Stock 37950E762 1 100.00 SOLE N/A NONE * GLOBAL X FDS SILVER MNR ETF Common Stock 37950E853 207 9,935.00 SOLE N/A NONE * GREENHAVEN CONT CMDTY INDEX UNIT BEN INT Common Stock 395258106 27 891.00 SOLE N/A NONE GRIFFON CORP NOTE Corporate Bond/Note 4.000% 7/1 Convertible Domestic 398433AC6 2 2,000.00 SOLE N/A NONE GS FIN CORP ETN CLAYMORE37 Common Stock 362273104 7 450.00 SOLE N/A NONE HSBC USA INC S&P CTI ETN 23 Common Stock 4042EP602 5 600.00 SOLE N/A NONE INDEXIQ ETF TR AUST SM CP ETF Common Stock 45409B826 16 775.00 SOLE N/A NONE * INDEXIQ ETF TR CAN SML CP ETF Common Stock 45409B867 114 4,850.00 SOLE N/A NONE * INDEXIQ ETF TR GLB AGRI SM CP Common Stock 45409B834 4 189.00 SOLE N/A NONE INDEXIQ ETF TR HEDGE MLTI ETF Common Stock 45409B107 110 4,080.00 SOLE N/A NONE INDEXIQ ETF TR IQ MRGR ARB ETF Common Stock 45409B800 6 250.00 SOLE N/A NONE * ISHARES GOLD TRUST ISHARES Common Stock 464285105 2729 172,401.00 SOLE N/A NONE ISHARES DIVERSIFIED ALTR TR SH BEN INT Common Stock 464294107 52 1,070.00 SOLE N/A NONE * ISHARES S&P GSCI COMMODITY I UNIT BEN INT Common Stock 46428R107 73 2,420.00 SOLE N/A NONE * ISHARES INC MSCI BRIC INDX Common Stock 464286657 79 2,328.00 SOLE N/A NONE ISHARES INC MSCI TURKEY FD Common Stock 464286715 57 1,200.00 SOLE N/A NONE * ISHARES INC MSCI AUSTRALIA Common Stock 464286103 145 7,226.52 SOLE N/A NONE ISHARES INC MSCI AUSTRIA INV Common Stock 464286202 2 100.35 SOLE N/A NONE * ISHARES INC MSCI BRAZIL Common Stock 464286400 427 8,202.72 SOLE N/A NONE * ISHARES INC MSCI CDA INDEX Common Stock 464286509 358 14,059.28 SOLE N/A NONE * ISHARES INC MSCI CHILE INVES Common Stock 464286640 77 1,447.64 SOLE N/A NONE * ISHARES INC MSCI EMU INDEX Common Stock 464286608 7 250.00 SOLE N/A NONE * ISHARES INC MSCI GERMAN Common Stock 464286806 232 12,718.54 SOLE N/A NONE * ISHARES INC MSCI HONG KONG Common Stock 464286871 61 4,233.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- ISHARES INC MSCI ISRAEL FD Common Stock 464286632 4 100.00 SOLE N/A NONE * ISHARES INC MSCI JAPAN Common Stock 464286848 119 12,583.00 SOLE N/A NONE * ISHARES INC MSCI MALAYSIA Common Stock 464286830 6 528.00 SOLE N/A NONE * ISHARES INC MSCI MEX INVEST Common Stock 464286822 22 450.00 SOLE N/A NONE ISHARES INC MSCI EMKT EUR Common Stock 464286566 4 200.00 SOLE N/A NONE * ISHARES INC MSCI PAC J IDX Common Stock 464286665 120 3,263.00 SOLE N/A NONE * ISHARES INC MSCI SINGAPORE Common Stock 464286673 115 10,440.00 SOLE N/A NONE * ISHARES INC MSCI STH AFRCA Common Stock 464286780 26 457.59 SOLE N/A NONE * ISHARES INC MSCI S KOREA Common Stock 464286772 40 864.27 SOLE N/A NONE * ISHARES INC MSCI SPAIN Common Stock 464286764 2 58.00 SOLE N/A NONE * ISHARES INC MSCI SWEDEN Common Stock 464286756 2 85.00 SOLE N/A NONE * ISHARES INC MSCI SWITZERLD Common Stock 464286749 7 329.00 SOLE N/A NONE * ISHARES INC MSCI TAIWAN Common Stock 464286731 4 300.00 SOLE N/A NONE ISHARES INC MSCI THAILAND Common Stock 464286624 19 350.00 SOLE N/A NONE * ISHARES INC MSCI UTD KINGD Common Stock 464286699 0 30.00 SOLE N/A NONE * ISHARES SILVER TRUST ISHARES Common Stock 46428Q109 1330 46,003.00 SOLE N/A NONE ISHARES TR 2013 S&P AMTFR Common Stock 464289388 10 200.00 SOLE N/A NONE ISHARES TR 2014 S&P AMTFR Common Stock 464289362 10 200.00 SOLE N/A NONE * ISHARES TR BARCLYS 1-3YR CR Common Stock 464288646 1150 11,059.27 SOLE N/A NONE * ISHARES TR BARCLYS 1-3 YR Common Stock 464287457 2509 29,664.00 SOLE N/A NONE ISHARES TR BARCLYS 10-20YR Common Stock 464288653 8 59.00 SOLE N/A NONE * ISHARES TR BARCLYS 20+ YR Common Stock 464287432 258 2,136.00 SOLE N/A NONE * ISHARES TR BARCLYS 3-7 YR Common Stock 464288661 1446 11,905.17 SOLE N/A NONE * ISHARES TR BARCLYS 7-10 YR Common Stock 464287440 1148 10,924.10 SOLE N/A NONE * ISHARES TR BARCLY USAGG B Common Stock 464287226 1812 16,455.67 SOLE N/A NONE ISHARES TR BARCLYS CR BD Common Stock 464288620 344 3,189.80 SOLE N/A NONE ISHARES TR BARCLYS GOVT CR Common Stock 464288596 10 90.00 SOLE N/A NONE ISHARES TR BARCLYS INTER CR Common Stock 464288638 1194 11,183.01 SOLE N/A NONE * ISHARES TR BARCLYS MBS BD Common Stock 464288588 39 357.00 SOLE N/A NONE ISHARES TR BARCLYS SH TREA Common Stock 464288679 600 5,443.73 SOLE N/A NONE * ISHARES TR BARCLYS TIPS BD Common Stock 464287176 7957 69,611.77 SOLE N/A NONE * ISHARES TR COHEN&ST RLTY Common Stock 464287564 345 5,624.00 SOLE N/A NONE ISHARES TR DJ INTL SEL DIVD Common Stock 464288448 69 2,436.68 SOLE N/A NONE * ISHARES TR DJ SEL DIV INX Common Stock 464287168 706 14,628.47 SOLE N/A NONE * ISHARES TR TRANSP AVE IDX Common Stock 464287192 167 2,215.00 SOLE N/A NONE * ISHARES TR DJ US TELECOMM Common Stock 464287713 38 1,870.43 SOLE N/A NONE * ISHARES TR DJ US BAS MATL Common Stock 464287838 464 8,221.04 SOLE N/A NONE * ISHARES TR CONS GOODS IDX Common Stock 464287812 3 41.00 SOLE N/A NONE * ISHARES TR DJ US ENERGY Common Stock 464287796 563 16,619.00 SOLE N/A NONE * ISHARES TR DJ US FINL SEC Common Stock 464287788 113 2,561.00 SOLE N/A NONE * ISHARES TR DJ US HEALTHCR Common Stock 464287762 217 3,327.87 SOLE N/A NONE * ISHARES TR DJ US INDUSTRL Common Stock 464287754 72 1,317.75 SOLE N/A NONE * ISHARES TR DJ US REAL EST Common Stock 464287739 224 4,438.76 SOLE N/A NONE * ISHARES TR DJ US TECH SEC Common Stock 464287721 140 2,359.00 SOLE N/A NONE * ISHARES TR DJ US INDEX FD Common Stock 464287846 262 4,636.00 SOLE N/A NONE * ISHARES TR DJ US UTILS Common Stock 464287697 147 1,796.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- ISHARES TR DJ AEROSPACE Common Stock 464288760 73 1,334.00 SOLE N/A NONE * ISHARES TR DJ BROKER-DEAL Common Stock 464288794 12 623.00 SOLE N/A NONE * ISHARES TR DJ HEALTH CARE Common Stock 464288828 8 150.00 SOLE N/A NONE * ISHARES TR DJ HOME CONSTN Common Stock 464288752 119 13,277.00 SOLE N/A NONE * ISHARES TR DJ MED DEVICES Common Stock 464288810 0 1.00 SOLE N/A NONE * ISHARES TR DJ OIL&GAS EXP Common Stock 464288851 46 900.00 SOLE N/A NONE * ISHARES TR DJ OIL EQUIP Common Stock 464288844 11 260.09 SOLE N/A NONE ISHARES TR DJ PHARMA INDX Common Stock 464288836 27 409.00 SOLE N/A NONE * ISHARES TR DJ REGIONAL BK Common Stock 464288778 2 107.00 SOLE N/A NONE * ISHARES TR FTSE CHINA25 IDX Common Stock 464287184 403 13,068.70 SOLE N/A NONE ISHARES TR DEV SM CP EX-N Common Stock 464288497 2 80.00 SOLE N/A NONE ISHARES TR EPRA/NAR DEV R/E Common Stock 464288489 17 700.00 SOLE N/A NONE ISHARES TR INDL OFF CAP IDX Common Stock 464288554 3 149.00 SOLE N/A NONE ISHARES TR REAL EST 50 IN Common Stock 464288521 11 346.00 SOLE N/A NONE ISHARES TR RESIDENT PLS CAP Common Stock 464288562 117 3,008.00 SOLE N/A NONE ISHARES TR RETAIL CAP IDX Common Stock 464288547 134 5,255.00 SOLE N/A NONE ISHARES TR HGH DIV EQT FD Common Stock 46429B663 341 6,830.00 SOLE N/A NONE * ISHARES TR HIGH YLD CORP Common Stock 464288513 2477 29,900.11 SOLE N/A NONE * ISHARES TR IBOXX INV CPBD Common Stock 464287242 2011 17,901.69 SOLE N/A NONE ISHARES TR JPMORGAN USD Common Stock 464288281 472 4,473.00 SOLE N/A NONE * ISHARES TR MSCI ESG SEL SOC Common Stock 464288802 13 262.00 SOLE N/A NONE ISHARES TR LRGE CORE INDX Common Stock 464287127 39 607.00 SOLE N/A NONE ISHARES TR LRGE GRW INDX Common Stock 464287119 111 1,844.94 SOLE N/A NONE ISHARES TR AGENCY BD FD Common Stock 464288166 11 100.00 SOLE N/A NONE ISHARES TR LARGE VAL INDX Common Stock 464288109 193 3,650.42 SOLE N/A NONE ISHARES TR MID CORE INDEX Common Stock 464288208 85 1,134.00 SOLE N/A NONE ISHARES TR MID GRWTH INDX Common Stock 464288307 50 568.53 SOLE N/A NONE ISHARES TR MID VAL INDEX Common Stock 464288406 51 796.56 SOLE N/A NONE ISHARES TR SMLL CORE INDX Common Stock 464288505 76 1,041.00 SOLE N/A NONE ISHARES TR SMLL GRWTH IDX Common Stock 464288604 50 685.06 SOLE N/A NONE ISHARES TR SMLL VAL INDX Common Stock 464288703 388 5,693.72 SOLE N/A NONE * ISHARES TR MSCI ACJPN IDX Common Stock 464288182 22 461.00 SOLE N/A NONE * ISHARES TR MSCI PERU CAP Common Stock 464289842 1 25.00 SOLE N/A NONE * ISHARES TR MSCI GRW IDX Common Stock 464288885 216 4,343.06 SOLE N/A NONE * ISHARES TR MSCI EAFE INDEX Common Stock 464287465 1105 23,117.17 SOLE N/A NONE * ISHARES TR MSCI SMALL CAP Common Stock 464288273 259 7,400.49 SOLE N/A NONE * ISHARES TR MSCI VAL IDX Common Stock 464288877 235 5,659.72 SOLE N/A NONE * ISHARES TR MSCI EMERG MKT Common Stock 464287234 1622 46,209.11 SOLE N/A NONE ISHARES TR PHILL INVSTMRK Common Stock 46429B408 87 4,086.00 SOLE N/A NONE ISHARES TR POLND INVT MKT Common Stock 46429B606 0 11.00 SOLE N/A NONE ISHARES TR MSCI RUSS INDX Common Stock 46429B705 0 20.00 SOLE N/A NONE * ISHARES TR NASDQ BIO INDX Common Stock 464287556 209 2,238.00 SOLE N/A NONE * ISHARES TR NYSE 100INX FD Common Stock 464287135 16 300.00 SOLE N/A NONE * ISHARES TR PHLX SOX SEMICND Common Stock 464287523 21 448.00 SOLE N/A NONE * ISHARES TR RUSSELL1000GRW Common Stock 464287614 387 7,365.42 SOLE N/A NONE * ISHARES TR RUSSELL 1000 Common Stock 464287622 420 6,722.05 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- * ISHARES TR RUSSELL1000VAL Common Stock 464287598 864 15,274.28 SOLE N/A NONE ISHARES TR RUS200 GRW IDX Common Stock 464289438 12 412.00 SOLE N/A NONE * ISHARES TR RUSL 2000 GROW Common Stock 464287648 204 2,772.74 SOLE N/A NONE * ISHARES TR RUSSELL 2000 Common Stock 464287655 1019 15,846.48 SOLE N/A NONE * ISHARES TR RUSL 2000 VALU Common Stock 464287630 388 6,808.70 SOLE N/A NONE * ISHARES TR RUSSELL 3000 Common Stock 464287689 138 2,067.47 SOLE N/A NONE * ISHARES TR RSSL MCRCP IDX Common Stock 464288869 65 1,648.00 SOLE N/A NONE * ISHARES TR RUSSELL MCP GR Common Stock 464287481 172 3,458.00 SOLE N/A NONE * ISHARES TR RUSSELL MIDCAP Common Stock 464287499 69 782.00 SOLE N/A NONE * ISHARES TR RUSSELL MCP VL Common Stock 464287473 181 4,697.92 SOLE N/A NONE ISHARES TR S&P 1500 INDEX Common Stock 464287150 22 428.00 SOLE N/A NONE * ISHARES TR S&P 500 GRW Common Stock 464287309 1136 18,549.00 SOLE N/A NONE * ISHARES TR S&P 500 INDEX Common Stock 464287200 701 6,161.99 SOLE N/A NONE * ISHARES TR S&P 500 VALUE Common Stock 464287408 1184 22,949.23 SOLE N/A NONE ISHARES TR S&P ASIA 50 IN Common Stock 464288430 16 431.00 SOLE N/A NONE * ISHARES TR S&P CAL AMTFR MN Common Stock 464288356 12 105.00 SOLE N/A NONE * ISHARES TR S&P EMRG INFRS Common Stock 464288216 50 1,940.00 SOLE N/A NONE * ISHARES TR S&P EURO PLUS Common Stock 464287861 8 255.00 SOLE N/A NONE * ISHARES TR S&P GLB100INDX Common Stock 464287572 29 550.00 SOLE N/A NONE ISHARES TR S&P GLBIDX ETF Common Stock 464288224 8 870.00 SOLE N/A NONE ISHARES TR S&P GL C STAPL Common Stock 464288737 44 705.00 SOLE N/A NONE * ISHARES TR S&P GBL ENER Common Stock 464287341 707 21,307.57 SOLE N/A NONE * ISHARES TR S&P GBL FIN Common Stock 464287333 3 90.00 SOLE N/A NONE * ISHARES TR S&P GBL HLTHCR Common Stock 464287325 37 707.00 SOLE N/A NONE * ISHARES TR S&P GBL INF Common Stock 464287291 11 200.00 SOLE N/A NONE ISHARES TR S&P GLO INFRAS Common Stock 464288372 4 131.00 SOLE N/A NONE ISHARES TR S&P GLB MTRLS Common Stock 464288695 152 2,830.52 SOLE N/A NONE * ISHARES TR S&P GBL TELCM Common Stock 464287275 13 230.85 SOLE N/A NONE ISHARES TR S&P GL UTILITI Common Stock 464288711 2 50.00 SOLE N/A NONE * ISHARES TR S&P NA MULTIMD Common Stock 464287531 7 260.00 SOLE N/A NONE * ISHARES TR S&P NA NAT RES Common Stock 464287374 279 8,352.42 SOLE N/A NONE * ISHARES TR S&P NA SOFTWR Common Stock 464287515 0 1.00 SOLE N/A NONE * ISHARES TR S&P NA TECH FD Common Stock 464287549 110 1,984.00 SOLE N/A NONE * ISHARES TR S&P INDIA 50 Common Stock 464289529 102 4,555.00 SOLE N/A NONE * ISHARES TR S&P LTN AM 40 Common Stock 464287390 250 6,433.40 SOLE N/A NONE * ISHARES TR S&P MC 400 GRW Common Stock 464287606 302 3,362.84 SOLE N/A NONE * ISHARES TR S&P MIDCAP 400 Common Stock 464287507 572 7,328.45 SOLE N/A NONE * ISHARES TR S&P MIDCP VALU Common Stock 464287705 399 6,037.91 SOLE N/A NONE * ISHARES TR S&P NTL AMTFREE Common Stock 464288414 357 3,346.61 SOLE N/A NONE * ISHARES TR S&P AMTFREE MUNI Common Stock 464288323 100 925.00 SOLE N/A NONE ISHARES TR S&P SH NTL AMTFR Common Stock 464288158 312 2,927.90 SOLE N/A NONE * ISHARES TR S&P SMLCP GROW Common Stock 464287887 214 3,319.00 SOLE N/A NONE * ISHARES TR S&P SMLCAP 600 Common Stock 464287804 619 10,574.14 SOLE N/A NONE * ISHARES TR S&P SMLCP VALU Common Stock 464287879 373 6,303.43 SOLE N/A NONE * ISHARES TR US PFD STK IDX Common Stock 464288687 4163 116,901.69 SOLE N/A NONE ISHARES TR S&PCITI1-3YRTB Common Stock 464288125 41 400.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- ISHARES TR S&P CITINT TBD Common Stock 464288117 24 230.00 SOLE N/A NONE * JPMORGAN CHASE & CO ALERIAN ML ETN Common Stock 46625H365 61 1,791.59 SOLE N/A NONE * MARKET VECTORS ETF TR BRAZL SMCP ETF Common Stock 57060U613 26 652.00 SOLE N/A NONE MARKET VECTORS ETF TR AFRICA ETF Common Stock 57060U787 1 30.00 SOLE N/A NONE * MARKET VECTORS ETF TR AGRIBUS ETF Common Stock 57060U605 205 4,732.00 SOLE N/A NONE * MARKET VECTORS ETF TR COAL ETF Common Stock 57060U837 133 4,383.00 SOLE N/A NONE MARKET VECTORS ETF TR COLUMBIA ETF Common Stock 57060U415 5 300.00 SOLE N/A NONE MARKET VECTORS ETF TR EGYPT INDX ETF Common Stock 57060U548 1 100.00 SOLE N/A NONE * MARKET VECTORS ETF TR GBL ALTER ENRG Common Stock 57060U407 13 1,080.00 SOLE N/A NONE * MARKET VECTORS ETF TR GOLD MINER ETF Common Stock 57060U100 750 13,586.39 SOLE N/A NONE MARKET VECTORS ETF TR INDONESIA ETF Common Stock 57060U753 107 4,231.00 SOLE N/A NONE MARKET VECTORS ETF TR MKTVEC INTMUETF Common Stock 57060U845 143 6,356.73 SOLE N/A NONE * MARKET VECTORS ETF TR JR GOLD MINERS E Common Stock 57060U589 38 1,350.00 SOLE N/A NONE MARKET VECTORS ETF TR HG YLD MUN ETF Common Stock 57060U878 127 4,221.00 SOLE N/A NONE * MARKET VECTORS ETF TR MINOR METALS Common Stock 57060U472 29 1,905.00 SOLE N/A NONE * MARKET VECTORS ETF TR RVE HARD ETF Common Stock 57060U795 5 160.00 SOLE N/A NONE MARKET VECTORS ETF TR MKTVEC SMUNETF Common Stock 57060U803 545 30,778.00 SOLE N/A NONE * MARKET VECTORS ETF TR SOLAR ENRG ETF Common Stock 57060U811 2 500.00 SOLE N/A NONE * MARKET VECTORS ETF TR MV STEEL INDEX Common Stock 57060U308 847 19,597.00 SOLE N/A NONE * MARKET VECTORS ETF TR URAN NUCLR ENRGY Common Stock 57060U704 8 474.00 SOLE N/A NONE MARKET VECTORS ETF TR VIETNAM ETF Common Stock 57060U761 4 250.00 SOLE N/A NONE * MARKET VECTORS ETF TR RUSSIA ETF Common Stock 57060U506 18 694.10 SOLE N/A NONE MORGAN STANLEY SHRT EUR ETN20 Common Stock 617480280 60 1,400.00 SOLE N/A NONE * OIL SVC HOLDRS TR DEPOSTRY RCPT Common Stock 678002106 40 390.00 SOLE N/A NONE PIMCO ETF TR 1-5 US TIP IDX Common Stock 72201R205 106 2,000.00 SOLE N/A NONE PIMCO ETF TR ENHAN SHRT MAT Common Stock 72201R833 2351 23,409.89 SOLE N/A NONE PIMCO ETF TR INV GRD CRP BD Common Stock 72201R817 8 75.00 SOLE N/A NONE PIMCO HIGH INCOME FD COM SHS Common Stock 722014107 2042 179,242.02 SOLE N/A NONE POWERSHARES ACTIVE MNG ETF T LOW DURAT PORT Common Stock 73935B409 9 333.00 SOLE N/A NONE * POWERSHARES DB CMDTY IDX TRA UNIT BEN INT Common Stock 73935S105 79 3,068.78 SOLE N/A NONE * POWERSHS DB MULTI SECT COMM DB AGRICULT FD Common Stock 73936B408 151 5,104.00 SOLE N/A NONE * POWERSHS DB MULTI SECT COMM DB BASE METALS Common Stock 73936B705 18 947.00 SOLE N/A NONE * POWERSHS DB MULTI SECT COMM DB ENERGY FUND Common Stock 73936B101 1 44.00 SOLE N/A NONE * POWERSHS DB MULTI SECT COMM DB OIL FUND Common Stock 73936B507 10 450.00 SOLE N/A NONE * POWERSHS DB MULTI SECT COMM DB PREC MTLS Common Stock 73936B200 74 1,306.00 SOLE N/A NONE * POWERSHS DB MULTI SECT COMM DB GOLD FUND Common Stock 73936B606 13 228.00 SOLE N/A NONE * POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR Common Stock 73936D206 39 1,441.00 SOLE N/A NONE * POWERSHS DB US DOLLAR INDEX DOLL INDX BULL Common Stock 73936D107 97 4,336.41 SOLE N/A NONE * POWERSHARES ETF TRUST FTSE RAFI 1000 Common Stock 73935X583 7 140.00 SOLE N/A NONE * POWERSHARES ETF TRUST AERSPC DEF PTF Common Stock 73935X690 2 129.00 SOLE N/A NONE * POWERSHARES ETF TRUST DIV ACHV PRTF Common Stock 73935X732 17 1,250.00 SOLE N/A NONE * POWERSHARES ETF TRUST BASIC MAT SECT Common Stock 73935X427 47 1,677.00 SOLE N/A NONE * POWERSHARES ETF TRUST DYN BIOT & GEN Common Stock 73935X856 14 764.00 SOLE N/A NONE * POWERSHARES ETF TRUST DYN BLDG CNSTR Common Stock 73935X666 4 400.00 SOLE N/A NONE * POWERSHARES ETF TRUST CON DISCRE SEC Common Stock 73935X419 224 9,874.00 SOLE N/A NONE * POWERSHARES ETF TRUST DYN EN EX PROD Common Stock 73935X658 14 735.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- * POWERSHARES ETF TRUST ENERGY SEC POR Common Stock 73935X385 2 50.00 SOLE N/A NONE * POWERSHARES ETF TRUST DYN FD & BEV Common Stock 73935X849 3 155.00 SOLE N/A NONE * POWERSHARES ETF TRUST INDL SECT PORT Common Stock 73935X369 4 187.00 SOLE N/A NONE * POWERSHARES ETF TRUST DYN INS PTF Common Stock 73935X641 2 161.00 SOLE N/A NONE * POWERSHARES ETF TRUST DYNM LRG CP GR Common Stock 73935X609 1 45.00 SOLE N/A NONE * POWERSHARES ETF TRUST DYNM LRG CP VL Common Stock 73935X708 497 29,009.18 SOLE N/A NONE * POWERSHARES ETF TRUST DYNAMIC MKT PT Common Stock 73935X104 7 181.00 SOLE N/A NONE * POWERSHARES ETF TRUST DYN NETWKG PRT Common Stock 73935X815 58 2,782.00 SOLE N/A NONE * POWERSHARES ETF TRUST DYN OIL SVCS Common Stock 73935X625 22 1,357.00 SOLE N/A NONE * POWERSHARES ETF TRUST DYNAMIC OTC PT Common Stock 73935X203 4 88.00 SOLE N/A NONE * POWERSHARES ETF TRUST DYN PHRMA PORT Common Stock 73935X799 22 910.00 SOLE N/A NONE * POWERSHARES ETF TRUST TECH SECT PORT Common Stock 73935X344 24 1,165.00 SOLE N/A NONE * POWERSHARES ETF TRUST DYN UTIL PORTF Common Stock 73935X591 19 1,235.00 SOLE N/A NONE * POWERSHARES ETF TRUST FINL PFD PTFL Common Stock 73935X229 866 53,642.88 SOLE N/A NONE POWERSHARES ETF TRUST FTSE US1500 SM Common Stock 73935X567 13 245.00 SOLE N/A NONE * POWERSHARES ETF TRUST GOLDEN DRG USX Common Stock 73935X401 17 886.00 SOLE N/A NONE * POWERSHARES ETF TRUST HI YLD EQ DVDN Common Stock 73935X302 89 10,840.55 SOLE N/A NONE * POWERSHARES ETF TRUST INTL DIV ACHV Common Stock 73935X716 5 350.00 SOLE N/A NONE * POWERSHARES ETF TRUST GBL LSTD PVT EQT Common Stock 73935X195 5 608.83 SOLE N/A NONE * POWERSHARES ETF TRUST LX NANOTCH PTF Common Stock 73935X633 5 900.00 SOLE N/A NONE * POWERSHARES ETF TRUST WATER RESOURCE Common Stock 73935X575 89 5,906.92 SOLE N/A NONE * POWERSHARES ETF TRUST WNDRHLL CLN EN Common Stock 73935X500 13 2,326.00 SOLE N/A NONE * POWERSHARES ETF TRUST WILDERHILL PRO Common Stock 73935X161 2 100.00 SOLE N/A NONE * POWERSHARES ETF TRUST FND PR MIDGRT PT Common Stock 73935X807 14 741.00 SOLE N/A NONE * POWERSHARES ETF TRUST FND PUR MDVAL PT Common Stock 73935X880 2 182.00 SOLE N/A NONE * POWERSHARES ETF TRUST FND PUR SMGRT PT Common Stock 73935X872 3 179.00 SOLE N/A NONE * POWERSHARES ETF TRUST FND PUR SMVAL PT Common Stock 73935X864 1 43.00 SOLE N/A NONE POWERSHARES ETF TR II BUILD AMER ETF Common Stock 73937B407 173 6,003.00 SOLE N/A NONE * POWERSHARES ETF TRUST II CEF INC COMPST Common Stock 73936Q843 45 1,950.00 SOLE N/A NONE POWERSHARES ETF TR II EMRG MKTS INFR Common Stock 73937B209 80 2,332.00 SOLE N/A NONE POWERSHARES ETF TRUST II GLOB GLD&P ETF Common Stock 73936Q876 2 48.00 SOLE N/A NONE POWERSHARES ETF TRUST II MENA FRNTR ETF Common Stock 73936Q603 3 300.00 SOLE N/A NONE POWERSHARES ETF TR II S&P 500 LOW VOL Common Stock 73937B779 58 2,450.00 SOLE N/A NONE * POWERSHARES ETF TRUST STOCKINVST CORE Common Stock 73935X179 27 1,495.00 SOLE N/A NONE * POWERSHARES GLOBAL ETF TRUST EMER MRKT PORT Common Stock 73936T763 5 250.00 SOLE N/A NONE POWERSHARES GLOBAL ETF TRUST GBL CLEAN ENER Common Stock 73936T615 11 1,247.00 SOLE N/A NONE * POWERSHARES GLOBAL ETF TRUST GBL WTR PORT Common Stock 73936T623 4 280.00 SOLE N/A NONE * POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI Common Stock 73936T557 403 22,971.64 SOLE N/A NONE POWERSHARES GLOBAL ETF TRUST I-30 LAD TREAS Common Stock 73936T524 10 315.00 SOLE N/A NONE * POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN Common Stock 73936T474 78 3,211.06 SOLE N/A NONE POWERSHARES GLOBAL ETF TRUST WK VRDO TX FR Common Stock 73936T433 20 816.00 SOLE N/A NONE * POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT Common Stock 73936T573 903 34,549.19 SOLE N/A NONE * POWERSHARES GLOBAL ETF TRUST AGG PFD PORT Common Stock 73936T565 1927 141,883.63 SOLE N/A NONE * POWERSHARES QQQ TRUST UNIT SER 1 Common Stock 73935A104 740 14,092.37 SOLE N/A NONE * POWERSHARES GLOBAL ETF FD S&P 500 BUYWRT Common Stock 73936G308 31 1,635.00 SOLE N/A NONE * PROSHARES TR II VIX SHTTRM FUT Common Stock 74347W692 19 166.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- * PROSHARES TR PSHS SHORT QQQ Common Stock 74347R602 5 150.00 SOLE N/A NONE * PROSHARES TR PSHS ULTRA DOW30 Common Stock 74347R305 23 484.00 SOLE N/A NONE * PROSHARES TR PSHS ULTRA QQQ Common Stock 74347R206 68 926.00 SOLE N/A NONE PROSHARES TR PSHS ULT MDCP GR Common Stock 74347R511 9 250.00 SOLE N/A NONE PROSHARES TR PSHS ULT1000 GRW Common Stock 74347R537 13 300.00 SOLE N/A NONE * PROSHARES TR PSHS ULT S&P 500 Common Stock 74347R107 9 243.00 SOLE N/A NONE * PROSHARES TR PSHS ULTSH 20YRS Common Stock 74347R297 11 590.00 SOLE N/A NONE * PROSHARES TR PSHS ULSHT SP 500 Common Stock 74347R883 7 286.00 SOLE N/A NONE * PROSHARES TR ULTRA FNCLS NEW Common Stock 74347X633 9 232.00 SOLE N/A NONE * PROSHARES TR ULT R/EST NEW Common Stock 74347X625 8 200.00 SOLE N/A NONE PROSHARES TR ULTRASHT 3-7YR Common Stock 74347X344 34 993.00 SOLE N/A NONE * PROSHARES TR ULTSHT CHINA 25 Common Stock 74347X567 0 10.00 SOLE N/A NONE * PROSHARES TR PSHS ULTSHRT QQQ Common Stock 74347X237 4 73.00 SOLE N/A NONE * PROSHARES TR PSHS ULSHRUS2000 Common Stock 74348A202 6 111.00 SOLE N/A NONE REVENUESHARES ETF TR ADR FD Common Stock 761396605 12 400.00 SOLE N/A NONE REVENUESHARES ETF TR S&P 500 FINL FD Common Stock 761396506 27 1,200.00 SOLE N/A NONE REVENUESHARES ETF TR SMALL CAP FD Common Stock 761396308 3 100.00 SOLE N/A NONE RUSSELL EXCHANGE TRADED FDS 1000 LOW VOLAT Common Stock 782474647 430 9,706.00 SOLE N/A NONE * RYDEX ETF TRUST S&P 500 PUR GRW Common Stock 78355W403 25 628.00 SOLE N/A NONE * RYDEX ETF TRUST S&P 500 PUR VAL Common Stock 78355W304 16 631.00 SOLE N/A NONE * RYDEX ETF TRUST S&PMC400 PURGR Common Stock 78355W601 181 2,468.00 SOLE N/A NONE * RYDEX ETF TRUST S&PMC400 PURVL Common Stock 78355W502 8 298.00 SOLE N/A NONE * RYDEX ETF TRUST S&P 500 EQ TRD Common Stock 78355W106 121 2,928.00 SOLE N/A NONE RYDEX ETF TRUST CONSUMR DISCRT Common Stock 78355W882 36 853.53 SOLE N/A NONE RYDEX ETF TRUST CONSUMR STAPLE Common Stock 78355W874 17 300.00 SOLE N/A NONE RYDEX ETF TRUST ENERGY ETF Common Stock 78355W866 3 50.00 SOLE N/A NONE RYDEX ETF TRUST TECHNOLOGY ETF Common Stock 78355W817 36 800.00 SOLE N/A NONE * SELECT SECTOR SPDR TR SBI CONS STPLS Common Stock 81369Y308 348 11,735.00 SOLE N/A NONE * SELECT SECTOR SPDR TR SBI INT-FINL Common Stock 81369Y605 418 35,402.02 SOLE N/A NONE * SELECT SECTOR SPDR TR SBI INT-INDS Common Stock 81369Y704 86 2,955.74 SOLE N/A NONE * SELECT SECTOR SPDR TR TECHNOLOGY Common Stock 81369Y803 214 9,059.00 SOLE N/A NONE * SELECT SECTOR SPDR TR SBI INT-UTILS Common Stock 81369Y886 589 17,530.06 SOLE N/A NONE * SELECT SECTOR SPDR TR SBI HEALTHCARE Common Stock 81369Y209 279 8,789.00 SOLE N/A NONE * SELECT SECTOR SPDR TR SBI MATERIALS Common Stock 81369Y100 93 3,165.00 SOLE N/A NONE * SELECT SECTOR SPDR TR SBI CONS DISCR Common Stock 81369Y407 10 290.00 SOLE N/A NONE * SELECT SECTOR SPDR TR SBI INT-ENERGY Common Stock 81369Y506 227 3,876.00 SOLE N/A NONE * SEMICONDUCTOR HLDRS TR DEP RCPT Common Stock 816636203 9 301.00 SOLE N/A NONE * SPDR DOW JONES INDL AVRG ETF UT SER 1 Common Stock 78467X109 463 4,247.00 SOLE N/A NONE * SPDR GOLD TRUST GOLD SHS Common Stock 78463V107 4641 29,360.00 SOLE N/A NONE * SPDR INDEX SHS FDS DJ INTL RL ETF Common Stock 78463X863 0 9.00 SOLE N/A NONE * SPDR INDEX SHS FDS EURO STOXX 50 Common Stock 78463X202 0 1.00 SOLE N/A NONE * SPDR INDEX SHS FDS MACQU GLBIN100 Common Stock 78463X855 19 500.00 SOLE N/A NONE SPDR INDEX SHS FDS MSCI ACWI EXUS Common Stock 78463X848 6 218.00 SOLE N/A NONE * SPDR INDEX SHS FDS RUSS NOM SC JP Common Stock 78463X822 6 130.00 SOLE N/A NONE * SPDR INDEX SHS FDS S&P BRIC 40ETF Common Stock 78463X798 26 1,293.00 SOLE N/A NONE * SPDR INDEX SHS FDS S&P CHINA ETF Common Stock 78463X400 5 85.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- * SPDR INDEX SHS FDS ASIA PACIF ETF Common Stock 78463X301 2 29.00 SOLE N/A NONE SPDR INDEX SHS FDS LATIN AMER ETF Common Stock 78463X707 25 391.00 SOLE N/A NONE SPDR INDEX SHS FDS GLB NAT RESRCE Common Stock 78463X541 15 335.00 SOLE N/A NONE * SPDR INDEX SHS FDS S&P INTL ETF Common Stock 78463X772 24 530.00 SOLE N/A NONE SPDR INDEX SHS FDS S&PINTL MC ETF Common Stock 78463X764 3 100.00 SOLE N/A NONE * SPDR INDEX SHS FDS S&P INTL SMLCP Common Stock 78463X871 33 1,321.43 SOLE N/A NONE SPDR INDEX SHS FDS S&P WRLD EX US Common Stock 78463X889 6 290.00 SOLE N/A NONE SPDR INDEX SHS FDS S&P EM MKT DIV Common Stock 78463X533 5 125.00 SOLE N/A NONE * SPDR S&P 500 ETF TR TR UNIT Common Stock 78462F103 2003 17,698.88 SOLE N/A NONE * SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP Common Stock 78467Y107 211 1,482.00 SOLE N/A NONE * SPDR SERIES TRUST BRCLYS 1-3MT ETF Common Stock 78464A680 1063 23,179.00 SOLE N/A NONE SPDR SERIES TRUST BRCLYS AGG ETF Common Stock 78464A649 52 900.00 SOLE N/A NONE * SPDR SERIES TRUST BRCLYS YLD ETF Common Stock 78464A417 1817 50,203.26 SOLE N/A NONE * SPDR SERIES TRUST BRCLYS INTER ETF Common Stock 78464A672 86 1,410.00 SOLE N/A NONE * SPDR SERIES TRUST BRCLYS INTL ETF Common Stock 78464A516 4 74.00 SOLE N/A NONE * SPDR SERIES TRUST BRCLYS LG TRS ET Common Stock 78464A664 10 150.00 SOLE N/A NONE * SPDR SERIES TRUST BARCL CAP TIPS Common Stock 78464A656 7 118.00 SOLE N/A NONE SPDR SERIES TRUST SHRT INTL ETF Common Stock 78464A334 40 1,076.00 SOLE N/A NONE SPDR SERIES TRUST DB INT GVT ETF Common Stock 78464A490 40 700.00 SOLE N/A NONE * SPDR SERIES TRUST DJ MID CAP ETF Common Stock 78464A847 63 1,237.00 SOLE N/A NONE * SPDR SERIES TRUST DJ REIT ETF Common Stock 78464A607 333 5,898.10 SOLE N/A NONE * SPDR SERIES TRUST SPDR KBW BK ETF Common Stock 78464A797 2 100.00 SOLE N/A NONE * SPDR SERIES TRUST SPDR KBW INS ETF Common Stock 78464A789 6 175.00 SOLE N/A NONE * SPDR SERIES TRUST KBW REGN BK ETF Common Stock 78464A698 14 705.22 SOLE N/A NONE SPDR SERIES TRUST MORGAN TECH ETF Common Stock 78464A102 22 401.03 SOLE N/A NONE * SPDR SERIES TRUST NUVN BRCLY MUNI Common Stock 78464A458 538 22,974.55 SOLE N/A NONE SPDR SERIES TRUST NUVN BR SHT MUNI Common Stock 78464A425 346 14,199.00 SOLE N/A NONE * SPDR SERIES TRUST S&P 400 MDCP VAL Common Stock 78464A839 0 1.00 SOLE N/A NONE * SPDR SERIES TRUST S&P 600 SML CAP Common Stock 78464A813 16 276.00 SOLE N/A NONE SPDR SERIES TRUST S&P 600 SMCP GRW Common Stock 78464A201 72 737.00 SOLE N/A NONE SPDR SERIES TRUST S&P 600 SMCP VAL Common Stock 78464A300 6 100.00 SOLE N/A NONE * SPDR SERIES TRUST S&P BIOTECH Common Stock 78464A870 23 380.00 SOLE N/A NONE * SPDR SERIES TRUST S&P DIVID ETF Common Stock 78464A763 1647 33,913.83 SOLE N/A NONE * SPDR SERIES TRUST S&P HOMEBUILD Common Stock 78464A888 5 400.00 SOLE N/A NONE * SPDR SERIES TRUST S&P METALS MNG Common Stock 78464A755 60 1,343.21 SOLE N/A NONE * SPDR SERIES TRUST OILGAS EQUIP Common Stock 78464A748 16 550.00 SOLE N/A NONE * SPDR SERIES TRUST S&P OILGAS EXP Common Stock 78464A730 13 300.33 SOLE N/A NONE * SPDR SERIES TRUST S&P PHARMAC Common Stock 78464A722 699 15,285.99 SOLE N/A NONE * SPDR SERIES TRUST S&P RETAIL ETF Common Stock 78464A714 27 575.00 SOLE N/A NONE * SWEDISH EXPT CR CORP ROG AGRI ETN22 Common Stock 870297603 2 250.00 SOLE N/A NONE * SWEDISH EXPT CR CORP ROG TTL ETN 22 Common Stock 870297801 16 1,982.00 SOLE N/A NONE * TELECOM HLDRS TR DEPOSITRY RCPT Common Stock 87927P200 2 76.00 SOLE N/A NONE * TEUCRIUM COMMODITY TR CORN FD SHS Common Stock 88166A102 2 50.00 SOLE N/A NONE UBS AG JERSEY BRH CMCI INDL ETN Common Stock 902641752 41 2,740.00 SOLE N/A NONE UBS AG JERSEY BRH ALERIAN INFRST Common Stock 902641646 13 434.00 SOLE N/A NONE UBS AG JERSEY BRH CMCI FOOD ETN Common Stock 902641737 4 165.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- * UNITED STS 12 MONTH OIL FD L UNIT BEN INT Common Stock 91288V103 0 13.00 SOLE N/A NONE UNITED STS COMMODITY INDEX F COMM IDX FND Common Stock 911717106 12 200.00 SOLE N/A NONE * UNITED STS GASOLINE FD LP UNITS Common Stock 91201T102 184 4,000.00 SOLE N/A NONE UNITED STS HEATING OIL FD LP UNIT Common Stock 91204P107 7 230.00 SOLE N/A NONE * UNITED STATES NATL GAS FUND UNIT NEW Common Stock 912318110 86 9,516.00 SOLE N/A NONE * UNITED STATES OIL FUND LP UNITS Common Stock 91232N108 64 2,090.00 SOLE N/A NONE VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX Common Stock 921932828 18 350.00 SOLE N/A NONE * VANGUARD BD INDEX FD INC INTERMED TERM Common Stock 921937819 1128 12,871.25 SOLE N/A NONE * VANGUARD BD INDEX FD INC LONG TERM BOND Common Stock 921937793 425 4,626.00 SOLE N/A NONE * VANGUARD BD INDEX FD INC SHORT TRM BOND Common Stock 921937827 3307 40,621.25 SOLE N/A NONE * VANGUARD BD INDEX FD INC TOTAL BND MRKT Common Stock 921937835 1832 21,877.42 SOLE N/A NONE * VANGUARD INDEX FDS MCAP GR IDXVIP Common Stock 922908538 22 404.00 SOLE N/A NONE * VANGUARD INDEX FDS MCAP VL IDXVIP Common Stock 922908512 353 7,610.36 SOLE N/A NONE * VANGUARD INDEX FDS REIT ETF Common Stock 922908553 205 4,036.05 SOLE N/A NONE * VANGUARD INDEX FDS EXTEND MKT ETF Common Stock 922908652 27 591.00 SOLE N/A NONE * VANGUARD INDEX FDS GROWTH ETF Common Stock 922908736 753 13,465.18 SOLE N/A NONE * VANGUARD INDEX FDS LARGE CAP ETF Common Stock 922908637 40 782.25 SOLE N/A NONE * VANGUARD INDEX FDS MID CAP ETF Common Stock 922908629 170 2,606.67 SOLE N/A NONE * VANGUARD INDEX FDS SMALL CP ETF Common Stock 922908751 65 1,059.00 SOLE N/A NONE * VANGUARD INDEX FDS SML CP GRW ETF Common Stock 922908595 131 1,961.00 SOLE N/A NONE * VANGUARD INDEX FDS SM CP VAL ETF Common Stock 922908611 381 6,859.59 SOLE N/A NONE * VANGUARD INDEX FDS TOTAL STK MKT Common Stock 922908769 343 5,944.78 SOLE N/A NONE * VANGUARD INDEX FDS VALUE ETF Common Stock 922908744 384 8,159.41 SOLE N/A NONE * VANGUARD INTL EQUITY INDEX F ALLWRLD EX US Common Stock 922042775 232 5,992.65 SOLE N/A NONE VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF Common Stock 922042718 4 54.00 SOLE N/A NONE * VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF Common Stock 922042858 693 19,343.02 SOLE N/A NONE * VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF Common Stock 922042874 9 225.00 SOLE N/A NONE * VANGUARD INTL EQUITY INDEX F MSCI PAC ETF Common Stock 922042866 7 140.00 SOLE N/A NONE VANGUARD SCOTTSDALE FDS INT-TERM CORP Common Stock 92206C870 7 90.00 SOLE N/A NONE VANGUARD SCOTTSDALE FDS VNG RUS1000IDX Common Stock 92206C730 4 80.00 SOLE N/A NONE VANGUARD SCOTTSDALE FDS VNG RUS1000VAL Common Stock 92206C714 5 100.00 SOLE N/A NONE VANGUARD SCOTTSDALE FDS SHRT-TERM CORP Common Stock 92206C409 683 8,798.06 SOLE N/A NONE * VANGUARD SPECIALIZED PORTFOL DIV APP ETF Common Stock 921908844 613 12,572.69 SOLE N/A NONE * VANGUARD TAX-MANAGED INTL FD MSCI EAFE ETF Common Stock 921943858 185 6,132.00 SOLE N/A NONE * VANGUARD WHITEHALL FDS INC HIGH DIV YLD Common Stock 921946406 93 2,311.00 SOLE N/A NONE * VANGUARD WORLD FD MEGA CAP INDEX Common Stock 921910873 16 400.00 SOLE N/A NONE * VANGUARD WORLD FDS CONSUM DIS ETF Common Stock 92204A108 51 920.00 SOLE N/A NONE * VANGUARD WORLD FDS CONSUM STP ETF Common Stock 92204A207 143 1,881.00 SOLE N/A NONE * VANGUARD WORLD FDS HEALTH CAR ETF Common Stock 92204A504 6 110.00 SOLE N/A NONE * VANGUARD WORLD FDS INDUSTRIAL ETF Common Stock 92204A603 71 1,320.20 SOLE N/A NONE * VANGUARD WORLD FDS INF TECH ETF Common Stock 92204A702 101 1,782.00 SOLE N/A NONE * VANGUARD WORLD FDS UTILITIES ETF Common Stock 92204A876 174 2,435.00 SOLE N/A NONE * VANGUARD WORLD FDS ENERGY ETF Common Stock 92204A306 8 92.00 SOLE N/A NONE * WISDOMTREE TRUST ASIA PAC EXJP FD Common Stock 97717W828 6 118.00 SOLE N/A NONE WISDOMTREE TRUST COMM COUNTRY EQ Common Stock 97717W752 19 717.00 SOLE N/A NONE WISDOMTREE TRUST DEFA FD Common Stock 97717W703 36 904.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- * WISDOMTREE TRUST DIV EX-FINL FD Common Stock 97717W406 64 1,365.00 SOLE N/A NONE WISDOMTREE TRUST EMG MKTS SMCAP Common Stock 97717W281 149 3,862.00 SOLE N/A NONE * WISDOMTREE TRUST EMERG MKTS ETF Common Stock 97717W315 75 1,592.00 SOLE N/A NONE WISDOMTREE TRUST EUROPE SMCP DV Common Stock 97717W869 5 148.00 SOLE N/A NONE WISDOMTREE TRUST GLB EX US GRWTH Common Stock 97717W844 228 5,340.00 SOLE N/A NONE WISDOMTREE TRUST GLB EX US RL EST Common Stock 97717W331 13 582.04 SOLE N/A NONE WISDOMTREE TRUST GLB EX US UTIL Common Stock 97717W653 10 591.00 SOLE N/A NONE WISDOMTREE TRUST GLB NAT RES FD Common Stock 97717W711 5 226.00 SOLE N/A NONE * WISDOMTREE TRUST INDIA ERNGS FD Common Stock 97717W422 222 12,208.10 SOLE N/A NONE WISDOMTREE TRUST INTL DIV EX FINL Common Stock 97717W786 3 85.00 SOLE N/A NONE WISDOMTREE TRUST INTL LRGCAP DV Common Stock 97717W794 121 3,187.00 SOLE N/A NONE WISDOMTREE TRUST INTL MIDCAP DV Common Stock 97717W778 20 472.00 SOLE N/A NONE WISDOMTREE TRUST INTL SMCAP DIV Common Stock 97717W760 168 3,865.44 SOLE N/A NONE * WISDOMTREE TRUST JP TOTAL DIVID Common Stock 97717W851 8 247.00 SOLE N/A NONE * WISDOMTREE TRUST JP SMALLCP DIV Common Stock 97717W836 7 150.00 SOLE N/A NONE * WISDOMTREE TRUST LARGECAP DIVID Common Stock 97717W307 919 20,906.39 SOLE N/A NONE * WISDOMTREE TRUST MIDCAP DIVI FD Common Stock 97717W505 38 814.00 SOLE N/A NONE WISDOMTREE TRUST MDCP EARN FUND Common Stock 97717W570 18 394.00 SOLE N/A NONE WISDOMTREE TR MID EAST DIVD Common Stock 97717X305 4 300.00 SOLE N/A NONE * WISDOMTREE TRUST SMALLCAP DIVID Common Stock 97717W604 33 828.00 SOLE N/A NONE WISDOMTREE TRUST SMLCAP EARN FD Common Stock 97717W562 388 8,938.17 SOLE N/A NONE * WISDOMTREE TRUST TOTAL DIVID FD Common Stock 97717W109 23 525.00 SOLE N/A NONE * WISDOMTREE TRUST BRAZILN RL ETF Common Stock 97717W240 5 200.00 SOLE N/A NONE * WISDOMTREE TRUST CHINESE YUAN ETF Common Stock 97717W182 30 1,200.00 SOLE N/A NONE * 3M CO COM Common Stock 88579Y101 1180 16,443.01 SOLE N/A NONE * A123 SYS INC COM Common Stock 03739T108 19 5,580.00 SOLE N/A NONE * AAR CORP COM Common Stock 000361105 2 90.00 SOLE N/A NONE * AARONS INC COM PAR $0.50 Common Stock 002535300 3 133.00 SOLE N/A NONE * ABB LTD SPONSORED ADR Common Stock ADR 000375204 350 20,488.00 SOLE N/A NONE * ABBOTT LABS COM Common Stock 002824100 2143 41,901.49 SOLE N/A NONE * ABERCROMBIE & FITCH CO CL A Common Stock 002896207 17 280.00 SOLE N/A NONE ABERDEEN ASIA PACIFIC INCOM COM Common Stock 003009107 45 6,541.00 SOLE N/A NONE ABERDEEN CHILE FD INC COM Common Stock 00301W105 6 400.00 SOLE N/A NONE ABERDEEN GLOBAL INCOME FD IN COM Common Stock 003013109 7 600.00 SOLE N/A NONE * ACADIA PHARMACEUTICALS INC COM Common Stock 004225108 19 17,900.00 SOLE N/A NONE * ACCENTURE PLC IRELAND SHS CLASS A Common Stock G1151C101 42 789.00 SOLE N/A NONE * ACE LTD SHS Common Stock H0023R105 31 516.00 SOLE N/A NONE * ACME PACKET INC COM Common Stock 004764106 13 300.00 SOLE N/A NONE * ACTIVISION BLIZZARD INC COM Common Stock 00507V109 14 1,217.00 SOLE N/A NONE * ACUITY BRANDS INC COM Common Stock 00508Y102 0 2.00 SOLE N/A NONE ADAMS EXPRESS CO COM Common Stock 006212104 18 2,000.00 SOLE N/A NONE * ADOBE SYS INC COM Common Stock 00724F101 48 2,003.00 SOLE N/A NONE * ADVANCED MICRO DEVICES INC COM Common Stock 007903107 15 3,001.00 SOLE N/A NONE * ADVANTAGE OIL & GAS LTD COM Common Stock 00765F101 1 300.00 SOLE N/A NONE ADVENT CLAYMORE CV SECS & IN COM Common Stock 00764C109 14 981.00 SOLE N/A NONE ADVENT CLAY GBL CONV SEC INC COM BENE INTER Common Stock 007639107 7 1,155.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- * AECOM TECHNOLOGY CORP DELAWA COM Common Stock 00766T100 10 584.00 SOLE N/A NONE * AEGON N V NY REGISTRY SH Common Stock ADR 007924103 3 735.00 SOLE N/A NONE * AEROPOSTALE COM Common Stock 007865108 33 3,050.00 SOLE N/A NONE * AETNA INC NEW COM Common Stock 00817Y108 109 3,002.96 SOLE N/A NONE * AFFILIATED MANAGERS GROUP COM Common Stock 008252108 0 4.00 SOLE N/A NONE * AFFYMETRIX INC COM Common Stock 00826T108 0 7.00 SOLE N/A NONE * AFLAC INC COM Common Stock 001055102 30 850.00 SOLE N/A NONE * AGCO CORP COM Common Stock 001084102 14 403.00 SOLE N/A NONE AGIC CONV & INCOME FD COM Common Stock 001190107 1299 156,495.88 SOLE N/A NONE AGIC CONV & INCOME FD II COM Common Stock 001191105 1122 144,383.93 SOLE N/A NONE AGIC EQUITY & CONV INCOME FD COM Common Stock 00119P102 12 800.00 SOLE N/A NONE AGIC INTL & PREM STRATEGY FD COM Common Stock 00119Q100 654 64,639.69 SOLE N/A NONE * AGILENT TECHNOLOGIES INC COM Common Stock 00846U101 4 122.00 SOLE N/A NONE * AGNICO EAGLE MINES LTD COM Common Stock 008474108 4 59.00 SOLE N/A NONE * AGRIUM INC COM Common Stock 008916108 10 150.00 SOLE N/A NONE * AIR PRODS & CHEMS INC COM Common Stock 009158106 26 345.00 SOLE N/A NONE * AK STL HLDG CORP COM Common Stock 001547108 15 2,238.00 SOLE N/A NONE * AKAMAI TECHNOLOGIES INC COM Common Stock 00971T101 52 2,628.00 SOLE N/A NONE ALANCO TECHNOLOGIES INC CL A NO PAR 2010 DELETED Common Stock 011612702 1 875.00 SOLE N/A NONE * ALASKA AIR GROUP INC COM Common Stock 011659109 11 200.00 SOLE N/A NONE * ALASKA COMMUNICATIONS SYS GR COM Common Stock 01167P101 2 272.00 SOLE N/A NONE * ALBEMARLE CORP COM Common Stock 012653101 47 1,151.43 SOLE N/A NONE * ALCATEL-LUCENT SPONSORED ADR Common Stock ADR 013904305 4 1,270.00 SOLE N/A NONE * ALCOA INC COM Common Stock 013817101 378 39,536.74 SOLE N/A NONE * ALERE INC COM Common Stock 01449J105 5 270.00 SOLE N/A NONE * ALEXION PHARMACEUTICALS INC COM Common Stock 015351109 47 730.00 SOLE N/A NONE * ALLEGHENY TECHNOLOGIES INC COM Common Stock 01741R102 12 318.00 SOLE N/A NONE * ALLERGAN INC COM Common Stock 018490102 16 200.00 SOLE N/A NONE * ALLETE INC COM NEW Common Stock 018522300 7 200.00 SOLE N/A NONE * ALLIANCE DATA SYSTEMS CORP COM Common Stock 018581108 3 34.00 SOLE N/A NONE * ALLIANCE RES PARTNER L P UT LTD PART Common Stock 01877R108 120 1,829.83 SOLE N/A NONE * ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN Common Stock 01881G106 2 150.00 SOLE N/A NONE ALLIANCEBERNSTEIN NATL MUNI COM Common Stock 01864U106 104 7,352.96 SOLE N/A NONE ALLIANCEBERNSTEIN GBL HGH IN COM Common Stock 01879R106 67 5,171.00 SOLE N/A NONE ALLIANCEBERNSTEIN INCOME FUN COM Common Stock 01881E101 146 18,343.71 SOLE N/A NONE * ALLIANT ENERGY CORP COM Common Stock 018802108 139 3,598.34 SOLE N/A NONE * ALLIANT TECHSYSTEMS INC COM Common Stock 018804104 8 152.00 SOLE N/A NONE * ALLIED IRISH BKS P L C SPON ADR ORD DELETED Common Stock ADR 019228808 0 1.00 SOLE N/A NONE * ALLIED WRLD ASSUR COM HLDG A SHS Common Stock H01531104 2 29.00 SOLE N/A NONE * ALLOS THERAPEUTICS INC COM Common Stock 019777101 1 465.00 SOLE N/A NONE * ALLSCRIPTS HEALTHCARE SOLUTN COM Common Stock 01988P108 31 1,700.00 SOLE N/A NONE * ALLSTATE CORP COM Common Stock 020002101 23 982.03 SOLE N/A NONE * ALMADEN MINERALS LTD COM Common Stock 020283107 2 800.00 SOLE N/A NONE * ALMOST FAMILY INC COM Common Stock 020409108 3 200.00 SOLE N/A NONE * ALNYLAM PHARMACEUTICALS INC COM Common Stock 02043Q107 2 300.00 SOLE N/A NONE * ALPHA NATURAL RESOURCES INC COM Common Stock 02076X102 29 1,615.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- ALPINE GLOBAL PREMIER PPTYS COM SBI Common Stock 02083A103 0 73.00 SOLE N/A NONE ALPINE TOTAL DYNAMIC DIVID F COM SBI Common Stock 021060108 2 350.00 SOLE N/A NONE * ALTERA CORP COM Common Stock 021441100 48 1,524.28 SOLE N/A NONE * ALTRIA GROUP INC COM Common Stock 02209S103 4175 155,729.41 SOLE N/A NONE * ALUMINA LTD SPONSORED ADR Common Stock ADR 022205108 1 208.00 SOLE N/A NONE * AMAZON COM INC COM Common Stock 023135106 508 2,348.00 SOLE N/A NONE * AMC NETWORKS INC CL A ADDED Common Stock 00164V103 0 8.00 SOLE N/A NONE * AMDOCS LTD ORD Common Stock G02602103 1 47.00 SOLE N/A NONE * AMEDISYS INC COM Common Stock 023436108 8 550.00 SOLE N/A NONE * AMEREN CORP COM Common Stock 023608102 13 433.96 SOLE N/A NONE AMERICA FIRST TAX EX IVS L P BEN UNIT CTF Common Stock 02364V107 5 974.38 SOLE N/A NONE * AMERICA MOVIL SAB DE CV SPON ADR L SHS Common Stock ADR 02364W105 12 546.00 SOLE N/A NONE * AMERICAN CAPITAL AGENCY CORP COM Common Stock 02503X105 527 19,435.89 SOLE N/A NONE * AMERICAN CAP LTD COM Common Stock 02503Y103 17 2,494.48 SOLE N/A NONE * AMERICAN ELEC PWR INC COM Common Stock 025537101 86 2,272.00 SOLE N/A NONE * AMERICAN EXPRESS CO COM Common Stock 025816109 33 740.74 SOLE N/A NONE * AMERICAN FINL GROUP INC OHIO COM Common Stock 025932104 1 25.00 SOLE N/A NONE * AMERICAN INTL GROUP INC COM NEW Common Stock 026874784 16 726.00 SOLE N/A NONE AMERICAN INTL GROUP INC *W EXP 01/19/202 Warrants 026874156 1 199.00 SOLE N/A NONE * AMERICAN ORIENTAL BIOENGR IN COM Common Stock 028731107 0 270.00 SOLE N/A NONE * AMERICAN PUBLIC EDUCATION IN COM Common Stock 02913V103 2 60.00 SOLE N/A NONE AMERICAN STRATEGIC INCM PTFL COM Common Stock 030098107 12 1,140.00 SOLE N/A NONE AMERN STRATEGIC INCOME PTFL COM Common Stock 030099105 73 8,995.00 SOLE N/A NONE * AMERICAN TOWER CORP CL A Common Stock 029912201 85 1,588.00 SOLE N/A NONE * AMERICAN WTR WKS CO INC NEW COM Common Stock 030420103 14 468.00 SOLE N/A NONE * AMERIGAS PARTNERS L P UNIT L P INT Common Stock 030975106 187 4,256.00 SOLE N/A NONE * AMERIGROUP CORP COM Common Stock 03073T102 178 4,575.00 SOLE N/A NONE * AMERIPRISE FINL INC COM Common Stock 03076C106 7 165.54 SOLE N/A NONE * AMETEK INC NEW COM Common Stock 031100100 0 5.00 SOLE N/A NONE * AMGEN INC COM Common Stock 031162100 96 1,746.78 SOLE N/A NONE * AMPHENOL CORP NEW CL A Common Stock 032095101 9 230.00 SOLE N/A NONE * AMR CORP COM Common Stock 001765106 0 1.00 SOLE N/A NONE * AMYLIN PHARMACEUTICALS INC COM Common Stock 032346108 1 110.00 SOLE N/A NONE * ANADARKO PETE CORP COM Common Stock 032511107 143 2,272.39 SOLE N/A NONE * ANADIGICS INC COM Common Stock 032515108 0 200.00 SOLE N/A NONE * ANALOG DEVICES INC COM Common Stock 032654105 23 720.50 SOLE N/A NONE * ANCESTRY COM INC COM Common Stock 032803108 8 347.00 SOLE N/A NONE * ANGLOGOLD ASHANTI LTD SPONSORED ADR Common Stock ADR 035128206 5 115.00 SOLE N/A NONE * ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR Common Stock ADR 03524A108 6 109.00 SOLE N/A NONE * ANIXTER INTL INC COM Common Stock 035290105 0 3.00 SOLE N/A NONE * ANN INC COM Common Stock 035623107 4 189.00 SOLE N/A NONE * ANNALY CAP MGMT INC COM Common Stock 035710409 1569 94,363.76 SOLE N/A NONE * ANSYS INC COM Common Stock 03662Q105 0 10.00 SOLE N/A NONE * ANWORTH MORTGAGE ASSET CP COM Common Stock 037347101 20 3,000.00 SOLE N/A NONE * AOL INC COM Common Stock 00184X105 5 377.00 SOLE N/A NONE * AON CORP COM Common Stock 037389103 6 152.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- * APACHE CORP COM Common Stock 037411105 101 1,259.27 SOLE N/A NONE * APOLLO GROUP INC CL A Common Stock 037604105 4 90.00 SOLE N/A NONE * APOLLO INVT CORP COM Common Stock 03761U106 16 2,085.00 SOLE N/A NONE APOLLO SR FLOATING RATE FD I COM Common Stock 037636107 16 1,022.00 SOLE N/A NONE * APPLE INC COM Common Stock 037833100 8848 23,211.44 SOLE N/A NONE * APPLIED MATLS INC COM Common Stock 038222105 70 6,781.91 SOLE N/A NONE * APPLIED MICRO CIRCUITS CORP COM NEW Common Stock 03822W406 0 50.00 SOLE N/A NONE * APTARGROUP INC COM Common Stock 038336103 0 3.00 SOLE N/A NONE * AQUA AMERICA INC COM Common Stock 03836W103 11 512.68 SOLE N/A NONE * ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH Common Stock 03938L104 17 1,040.00 SOLE N/A NONE * ARCH COAL INC COM Common Stock 039380100 26 1,800.00 SOLE N/A NONE * ARCHER DANIELS MIDLAND CO COM Common Stock 039483102 19 760.48 SOLE N/A NONE * ARCOS DORADOS HOLDINGS INC SHS CLASS -A - Common Stock G0457F107 2 74.00 SOLE N/A NONE * ARES CAP CORP COM Common Stock 04010L103 11 765.00 SOLE N/A NONE * ARIBA INC COM NEW Common Stock 04033V203 2 58.00 SOLE N/A NONE * ARLINGTON ASSET INVT CORP CL A NEW Common Stock 041356205 2 78.00 SOLE N/A NONE * ARM HLDGS PLC SPONSORED ADR Common Stock ADR 042068106 5 200.00 SOLE N/A NONE * ARRIS GROUP INC COM Common Stock 04269Q100 3 290.00 SOLE N/A NONE * ARROW ELECTRS INC COM Common Stock 042735100 0 11.00 SOLE N/A NONE * ASCENA RETAIL GROUP INC COM Common Stock 04351G101 13 470.00 SOLE N/A NONE * ASHLAND INC NEW COM Common Stock 044209104 18 400.00 SOLE N/A NONE * ASML HOLDING N V NY REG SHS Common Stock N07059186 2 45.00 SOLE N/A NONE * ASPENBIO PHARMA INC COM NEW ADDED Common Stock 045346202 6 2,000.00 SOLE N/A NONE * ASSOCIATED BANC CORP COM Common Stock 045487105 2 208.00 SOLE N/A NONE * ASTORIA FINL CORP COM Common Stock 046265104 10 1,266.00 SOLE N/A NONE * ASTRAZENECA PLC SPONSORED ADR Common Stock ADR 046353108 24 552.00 SOLE N/A NONE * AT&T INC COM Common Stock 00206R102 2540 89,066.74 SOLE N/A NONE * ATLAS PIPELINE PARTNERS LP UNIT L P INT Common Stock 049392103 3 100.00 SOLE N/A NONE * ATMEL CORP COM Common Stock 049513104 10 1,200.00 SOLE N/A NONE * ATP OIL & GAS CORP COM Common Stock 00208J108 3 400.00 SOLE N/A NONE * ATWOOD OCEANICS INC COM Common Stock 050095108 5 150.00 SOLE N/A NONE * AU OPTRONICS CORP SPONSORED ADR Common Stock ADR 002255107 3 659.22 SOLE N/A NONE * AUTODESK INC COM Common Stock 052769106 7 239.00 SOLE N/A NONE * AUTOLIV INC COM Common Stock 052800109 16 324.93 SOLE N/A NONE * AUTOMATIC DATA PROCESSING IN COM Common Stock 053015103 87 1,839.70 SOLE N/A NONE * AUTOZONE INC COM Common Stock 053332102 88 275.00 SOLE N/A NONE * AVERY DENNISON CORP COM Common Stock 053611109 6 223.00 SOLE N/A NONE * AVIAT NETWORKS INC COM Common Stock 05366Y102 3 1,073.00 SOLE N/A NONE * AVIS BUDGET GROUP COM Common Stock 053774105 0 42.00 SOLE N/A NONE * AVNET INC COM Common Stock 053807103 77 2,971.00 SOLE N/A NONE * AVON PRODS INC COM Common Stock 054303102 16 795.00 SOLE N/A NONE * BABCOCK & WILCOX CO NEW COM Common Stock 05615F102 2 115.00 SOLE N/A NONE * BAIDU INC SPON ADR REP A Common Stock ADR 056752108 754 7,055.20 SOLE N/A NONE * BAKER HUGHES INC COM Common Stock 057224107 96 2,082.86 SOLE N/A NONE * BALL CORP COM Common Stock 058498106 148 4,755.60 SOLE N/A NONE * BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR Common Stock ADR 05946K101 0 25.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- * BANCO BRADESCO S A SP ADR PFD NEW Common Stock ADR 059460303 7 495.00 SOLE N/A NONE * BANCO SANTANDER SA ADR Common Stock ADR 05964H105 28 3,450.77 SOLE N/A NONE * BANCORPSOUTH INC COM Common Stock 059692103 6 629.00 SOLE N/A NONE * BANK OF AMERICA CORPORATION COM Common Stock 060505104 635 103,789.02 SOLE N/A NONE BANK OF AMERICA CORPORATION *W EXP 01/16/201 Warrants 060505146 0 180.00 SOLE N/A NONE * BANK MONTREAL QUE COM Common Stock 063671101 18 327.00 SOLE N/A NONE * BANK OF NEW YORK MELLON CORP COM Common Stock 064058100 59 3,200.59 SOLE N/A NONE * BANK NOVA SCOTIA HALIFAX COM Common Stock 064149107 6 125.00 SOLE N/A NONE BAR HBR BANKSHARES COM Common Stock 066849100 6 200.00 SOLE N/A NONE BARCLAYS BANK PLC ADR PFD SR 5 Preferred Stock ADR 06739H362 12 532.00 SOLE N/A NONE BARCLAYS BANK PLC ADS7.75%PFD S4 Preferred Stock ADR 06739H511 9 400.00 SOLE N/A NONE * BARCLAYS PLC ADR Common Stock ADR 06738E204 5 509.00 SOLE N/A NONE * BARD C R INC COM Common Stock 067383109 9 100.00 SOLE N/A NONE * BARNES GROUP INC COM Common Stock 067806109 0 23.00 SOLE N/A NONE * BARRICK GOLD CORP COM Common Stock 067901108 113 2,418.95 SOLE N/A NONE * BAXTER INTL INC COM Common Stock 071813109 32 561.83 SOLE N/A NONE * BB&T CORP COM Common Stock 054937107 5 254.00 SOLE N/A NONE * BCE INC COM NEW Common Stock 05534B760 19 517.00 SOLE N/A NONE * BE AEROSPACE INC COM Common Stock 073302101 8 250.00 SOLE N/A NONE * BECTON DICKINSON & CO COM Common Stock 075887109 13 174.00 SOLE N/A NONE * BED BATH & BEYOND INC COM Common Stock 075896100 33 580.00 SOLE N/A NONE * BEMIS INC COM Common Stock 081437105 7 230.00 SOLE N/A NONE * BERKSHIRE HATHAWAY INC DEL CL B NEW Common Stock 084670702 2309 32,506.00 SOLE N/A NONE * BEST BUY INC COM Common Stock 086516101 41 1,780.50 SOLE N/A NONE * BGC PARTNERS INC CL A Common Stock 05541T101 18 3,000.00 SOLE N/A NONE * BHP BILLITON LTD SPONSORED ADR Common Stock ADR 088606108 102 1,534.72 SOLE N/A NONE * BIG LOTS INC COM Common Stock 089302103 17 500.00 SOLE N/A NONE * BIGLARI HLDGS INC COM Common Stock 08986R101 3 10.00 SOLE N/A NONE * BIO RAD LABS INC CL A Common Stock 090572207 0 1.00 SOLE N/A NONE * BIO-REFERENCE LABS INC COM $.01 NEW Common Stock 09057G602 0 14.00 SOLE N/A NONE * BIOGEN IDEC INC COM Common Stock 09062X103 65 702.60 SOLE N/A NONE * BIOSANTE PHARMACEUTICALS INC COM NEW Common Stock 09065V203 0 14.00 SOLE N/A NONE * BLACKBAUD INC COM Common Stock 09227Q100 0 8.01 SOLE N/A NONE * BLACKBOARD INC COM Common Stock 091935502 8 173.00 SOLE N/A NONE BLACKROCK CORE BD TR SHS BEN INT Common Stock 09249E101 59 4,524.00 SOLE N/A NONE BLACKROCK CORPOR HI YLD III COM Common Stock 09255M104 27 4,233.00 SOLE N/A NONE BLACKROCK CORPOR HIGH YLD FD COM Common Stock 09255L106 8 1,271.00 SOLE N/A NONE BLACKROCK CORPOR HI YLD FD V COM Common Stock 09255P107 21 1,955.82 SOLE N/A NONE BLACKROCK CREDIT ALL INC TR COM Common Stock 09255H105 8 809.00 SOLE N/A NONE BLACKROCK CREDIT ALL INC TR COM Common Stock 092508100 26 2,250.00 SOLE N/A NONE BLACKROCK DEBT STRAT FD INC COM Common Stock 09255R103 5 1,400.00 SOLE N/A NONE BLACKROCK ENERGY & RES TR COM Common Stock 09250U101 18 805.00 SOLE N/A NONE BLACKROCK ENH CAP & INC FD I COM Common Stock 09256A109 14 1,200.00 SOLE N/A NONE BLACKROCK ENHANCED EQT DIV T COM Common Stock 09251A104 33 4,664.00 SOLE N/A NONE BLACKROCK ENHANCED GOVT FD I COM Common Stock 09255K108 4 240.00 SOLE N/A NONE BLACKROCK EQUITY DIV TRUST COM Common Stock 09250N107 4 450.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- BLACKROCK FLOATING RATE INCO COM Common Stock 091941104 46 3,606.00 SOLE N/A NONE BLACKROCK GLOBAL OPP EQTY TR COM Common Stock 092501105 95 6,720.00 SOLE N/A NONE BLACKROCK HIGH INCOME SHS SHS BEN INT Common Stock 09250E107 46 23,550.00 SOLE N/A NONE * BLACKROCK INC COM Common Stock 09247X101 64 429.61 SOLE N/A NONE BLACKROCK INCOME TR INC COM Common Stock 09247F100 4 501.00 SOLE N/A NONE BLACKROCK INTL GRWTH & INC T COM BENE INTER Common Stock 092524107 65 8,512.91 SOLE N/A NONE BLACKROCK INVT QUALITY MUN T COM Common Stock 09247D105 42 2,888.66 SOLE N/A NONE * BLACKROCK KELSO CAPITAL CORP COM Common Stock 092533108 4 560.00 SOLE N/A NONE BLACKROCK LTD DURATION INC T COM SHS Common Stock 09249W101 50 3,153.00 SOLE N/A NONE BLACKROCK MUNI 2018 TERM TR COM Common Stock 09248C106 16 1,000.00 SOLE N/A NONE BLACKROCK MUN 2020 TERM TR COM SHS Common Stock 09249X109 2 150.00 SOLE N/A NONE BLACKROCK MUN INCOME TR SH BEN INT Common Stock 09248F109 57 4,171.79 SOLE N/A NONE BLACKROCK MUNIC INCM INVST T SH BEN INT Common Stock 09248H105 44 3,169.40 SOLE N/A NONE BLACKROCK MUNI INTER DR FD I COM Common Stock 09253X102 19 1,266.82 SOLE N/A NONE BLACKROCK MUNIASSETS FD INC COM Common Stock 09254J102 5 445.00 SOLE N/A NONE BLACKROCK MUNIENHANCED FD IN COM Common Stock 09253Y100 12 1,100.00 SOLE N/A NONE BLACKROCK MUNIHOLDINGS FD IN COM Common Stock 09253N104 8 498.00 SOLE N/A NONE BLACKROCK MUNIHLDNGS QLTY II COM Common Stock 09254C107 40 3,000.00 SOLE N/A NONE BLACKROCK MUNIYIELD ARIZ FD COM Common Stock 09254K109 83 6,481.84 SOLE N/A NONE BLACKROCK MUNIYIELD PA QLTY COM Common Stock 09255G107 35 2,425.44 SOLE N/A NONE BLACKROCK MUNIYIELD QUALITY COM Common Stock 09254G108 14 1,081.00 SOLE N/A NONE BLACKROCK N J MUN INCOME TR SH BEN INT Common Stock 09248J101 37 2,600.00 SOLE N/A NONE BLACKROCK NY MUN INCOME TR I COM Common Stock 09249R102 30 2,000.00 SOLE N/A NONE BLACKROCK PA STRATEGIC MUN T COM Common Stock 09248R103 15 1,098.29 SOLE N/A NONE BLACKROCK REAL ASSET EQUITY COM Common Stock 09254B109 1 100.00 SOLE N/A NONE BLACKROCK S&P QLTY RK EQ MD SHS BEN INT Common Stock 09250D109 23 2,000.00 SOLE N/A NONE BLACKROCK SR HIGH INCOME FD COM Common Stock 09255T109 19 5,199.88 SOLE N/A NONE BLACKROCK STRATEGIC MUN TR COM Common Stock 09248T109 26 1,966.72 SOLE N/A NONE * BLACKSTONE GROUP L P COM UNIT LTD Common Stock 09253U108 6 500.00 SOLE N/A NONE * BLOCK H & R INC COM Common Stock 093671105 1 60.00 SOLE N/A NONE * BMC SOFTWARE INC COM Common Stock 055921100 2 41.00 SOLE N/A NONE * BOARDWALK PIPELINE PARTNERS UT LTD PARTNER Common Stock 096627104 84 3,275.00 SOLE N/A NONE * BOEING CO COM Common Stock 097023105 480 7,924.90 SOLE N/A NONE BOFI HLDG INC COM Common Stock 05566U108 4 300.00 SOLE N/A NONE * BORGWARNER INC COM Common Stock 099724106 12 197.00 SOLE N/A NONE * BOSTON BEER INC CL A Common Stock 100557107 2 25.00 SOLE N/A NONE * BOSTON SCIENTIFIC CORP COM Common Stock 101137107 1 100.00 SOLE N/A NONE * BP PLC SPONSORED ADR Common Stock ADR 055622104 273 7,566.00 SOLE N/A NONE * BP PRUDHOE BAY RTY TR UNIT BEN INT Common Stock 055630107 568 5,394.85 SOLE N/A NONE * BRANDYWINE RLTY TR SH BEN INT NEW Common Stock 105368203 1 102.00 SOLE N/A NONE BRASIL TELECOM SA SPON ADR COM Common Stock ADR 10553M200 1 86.00 SOLE N/A NONE * BRE PROPERTIES INC CL A Common Stock 05564E106 11 252.00 SOLE N/A NONE * BRIGHAM EXPLORATION CO COM Common Stock 109178103 8 300.00 SOLE N/A NONE * BRINKER INTL INC COM Common Stock 109641100 2 85.00 SOLE N/A NONE * BRISTOL MYERS SQUIBB CO COM Common Stock 110122108 415 13,216.30 SOLE N/A NONE * BRITISH AMERN TOB PLC SPONSORED ADR Common Stock ADR 110448107 233 2,753.97 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- * BROADCOM CORP CL A Common Stock 111320107 82 2,452.30 SOLE N/A NONE * BROADRIDGE FINL SOLUTIONS IN COM Common Stock 11133T103 0 5.00 SOLE N/A NONE * BROOKFIELD ASSET MGMT INC CL A LTD VT SH Common Stock 112585104 7 255.00 SOLE N/A NONE * BROWN & BROWN INC COM Common Stock 115236101 0 19.00 SOLE N/A NONE * BRUNSWICK CORP COM Common Stock 117043109 1 54.00 SOLE N/A NONE * BT GROUP PLC ADR Common Stock ADR 05577E101 8 303.07 SOLE N/A NONE * BUCKEYE PARTNERS L P UNIT LTD PARTN Common Stock 118230101 56 900.00 SOLE N/A NONE * BUFFALO WILD WINGS INC COM Common Stock 119848109 16 271.00 SOLE N/A NONE * BUNGE LIMITED COM Common Stock G16962105 21 355.00 SOLE N/A NONE * C H ROBINSON WORLDWIDE INC COM NEW Common Stock 12541W209 12 180.00 SOLE N/A NONE * CA INC COM Common Stock 12673P105 64 3,315.00 SOLE N/A NONE * CABLEVISION SYS CORP CL A NY CABLVS Common Stock 12686C109 2 146.00 SOLE N/A NONE * CABOT OIL & GAS CORP COM Common Stock 127097103 7 120.00 SOLE N/A NONE * CACI INTL INC CL A Common Stock 127190304 10 200.00 SOLE N/A NONE * CAE INC COM Common Stock 124765108 1 77.00 SOLE N/A NONE * CAL DIVE INTL INC DEL COM Common Stock 12802T101 1 500.00 SOLE N/A NONE CALAMOS CONV & HIGH INCOME F COM SHS Common Stock 12811P108 43 3,880.00 SOLE N/A NONE CALAMOS CONV OPP AND INC FD SH BEN INT Common Stock 128117108 195 17,163.43 SOLE N/A NONE CALAMOS GBL DYN INCOME FUND COM Common Stock 12811L107 2 300.00 SOLE N/A NONE CALAMOS STRATEGIC TOTL RETN COM SH BEN INT Common Stock 128125101 29 3,605.00 SOLE N/A NONE * CALGON CARBON CORP COM Common Stock 129603106 4 270.00 SOLE N/A NONE * CALIFORNIA WTR SVC GROUP COM Common Stock 130788102 12 666.00 SOLE N/A NONE * CALLAWAY GOLF CO COM Common Stock 131193104 1 100.00 SOLE N/A NONE * CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER Common Stock 131476103 59 3,500.00 SOLE N/A NONE * CAMECO CORP COM Common Stock 13321L108 12 653.00 SOLE N/A NONE * CAMERON INTERNATIONAL CORP COM Common Stock 13342B105 5 112.00 SOLE N/A NONE * CAMPBELL SOUP CO COM Common Stock 134429109 72 2,213.00 SOLE N/A NONE * CANADIAN NATL RY CO COM Common Stock 136375102 100 1,503.87 SOLE N/A NONE * CANADIAN NAT RES LTD COM Common Stock 136385101 46 1,570.00 SOLE N/A NONE * CANADIAN PAC RY LTD COM Common Stock 13645T100 5 110.47 SOLE N/A NONE * CANADIAN SOLAR INC COM Common Stock 136635109 12 3,135.72 SOLE N/A NONE * CANON INC ADR Common Stock ADR 138006309 1 20.00 SOLE N/A NONE * CAPITAL ONE FINL CORP COM Common Stock 14040H105 2 58.00 SOLE N/A NONE * CAPITALSOURCE INC COM Common Stock 14055X102 3 500.00 SOLE N/A NONE * CAPSTEAD MTG CORP COM NO PAR Common Stock 14067E506 190 16,430.16 SOLE N/A NONE * CAPSTONE TURBINE CORP COM Common Stock 14067D102 1 900.00 SOLE N/A NONE * CARDINAL HEALTH INC COM Common Stock 14149Y108 5 120.00 SOLE N/A NONE * CAREER EDUCATION CORP COM Common Stock 141665109 1 40.00 SOLE N/A NONE * CAREFUSION CORP COM Common Stock 14170T101 0 10.00 SOLE N/A NONE * CARLISLE COS INC COM Common Stock 142339100 0 3.00 SOLE N/A NONE * CARMAX INC COM Common Stock 143130102 0 3.00 SOLE N/A NONE * CARNIVAL CORP PAIRED CTF Common Stock 143658300 19 632.00 SOLE N/A NONE * CASH AMER INTL INC COM Common Stock 14754D100 14 265.00 SOLE N/A NONE * CATERPILLAR INC DEL COM Common Stock 149123101 1445 19,566.49 SOLE N/A NONE * CB RICHARD ELLIS GROUP INC CL A Common Stock 12497T101 16 1,176.00 SOLE N/A NONE * CBL & ASSOC PPTYS INC COM Common Stock 124830100 0 26.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- CBRE CLARION GLOBAL REAL EST COM ADDED Common Stock 12504G100 40 5,981.00 SOLE N/A NONE * CBS CORP NEW CL B Common Stock 124857202 32 1,569.00 SOLE N/A NONE * CDC CORPORATION SHS CLASS -A - Common Stock G2022L114 2 1,666.00 SOLE N/A NONE * CELGENE CORP COM Common Stock 151020104 312 5,036.32 SOLE N/A NONE * CELL THERAPEUTICS INC COM NO PAR NEW Common Stock 150934602 0 116.00 SOLE N/A NONE * CELLCOM ISRAEL LTD SHS Common Stock M2196U109 5 222.38 SOLE N/A NONE * CELSION CORPORATION COM NEW Common Stock 15117N305 4 1,500.00 SOLE N/A NONE * CEMEX SAB DE CV SPON ADR NEW Common Stock ADR 151290889 0 10.00 SOLE N/A NONE * CENOVUS ENERGY INC COM Common Stock 15135U109 83 2,690.00 SOLE N/A NONE * CENTERPOINT ENERGY INC COM Common Stock 15189T107 17 858.87 SOLE N/A NONE * CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B Preferred Stock ADR 15234Q108 2 190.00 SOLE N/A NONE CENTRAL EUROPE & RUSSIA FD I COM Common Stock 153436100 8 264.00 SOLE N/A NONE CENTRAL VT PUB SVC CORP COM Common Stock 155771108 111 3,141.00 SOLE N/A NONE * CENTURYLINK INC COM Common Stock 156700106 162 4,885.88 SOLE N/A NONE * CEPHALON INC COM Common Stock 156708109 172 2,133.00 SOLE N/A NONE * CERADYNE INC COM Common Stock 156710105 7 250.00 SOLE N/A NONE * CERNER CORP COM Common Stock 156782104 35 518.00 SOLE N/A NONE * CF INDS HLDGS INC COM Common Stock 125269100 183 1,486.17 SOLE N/A NONE CH ENERGY GROUP INC COM Common Stock 12541M102 13 257.34 SOLE N/A NONE * CHARMING SHOPPES INC COM Common Stock 161133103 0 40.00 SOLE N/A NONE * CHECK POINT SOFTWARE TECH LT ORD Common Stock M22465104 34 639.00 SOLE N/A NONE * CHECKPOINT SYS INC COM Common Stock 162825103 1 90.00 SOLE N/A NONE * CHEESECAKE FACTORY INC COM Common Stock 163072101 5 187.50 SOLE N/A NONE * CHEMTURA CORP COM NEW Common Stock 163893209 0 3.00 SOLE N/A NONE * CHESAPEAKE ENERGY CORP COM Common Stock 165167107 243 9,502.57 SOLE N/A NONE * CHEVRON CORP NEW COM Common Stock 166764100 1815 19,607.59 SOLE N/A NONE * CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH Common Stock 167250109 2 67.00 SOLE N/A NONE * CHICOS FAS INC COM Common Stock 168615102 2 193.00 SOLE N/A NONE * CHIMERA INVT CORP COM Common Stock 16934Q109 655 236,503.54 SOLE N/A NONE * CHINA BAK BATTERY INC COM Common Stock 16936Y100 0 251.00 SOLE N/A NONE CHINA BIOLOGIC PRODS INC COM Common Stock 16938C106 14 2,000.00 SOLE N/A NONE * CHINA FD INC COM Common Stock 169373107 45 1,978.00 SOLE N/A NONE * CHINA GREEN AGRICULTURE INC COM Common Stock 16943W105 0 100.00 SOLE N/A NONE * CHINA LIFE INS CO LTD SPON ADR REP H Common Stock ADR 16939P106 13 380.14 SOLE N/A NONE * CHINA MOBILE LIMITED SPONSORED ADR Common Stock ADR 16941M109 12 240.44 SOLE N/A NONE * CHINA PETE & CHEM CORP SPON ADR H SHS Common Stock ADR 16941R108 65 682.55 SOLE N/A NONE * CHINA TELECOM CORP LTD SPON ADR H SHS Common Stock ADR 169426103 26 417.00 SOLE N/A NONE * CHIPOTLE MEXICAN GRILL INC COM Common Stock 169656105 51 167.00 SOLE N/A NONE * CHUBB CORP COM Common Stock 171232101 44 731.03 SOLE N/A NONE * CHUNGHWA TELECOM CO LTD SPON ADR NEW11 Common Stock ADR 17133Q502 8 240.00 SOLE N/A NONE * CHURCH & DWIGHT INC COM Common Stock 171340102 8 176.00 SOLE N/A NONE * CIENA CORP COM NEW Common Stock 171779309 3 275.00 SOLE N/A NONE * CIGNA CORP COM Common Stock 125509109 48 1,152.00 SOLE N/A NONE * CIMAREX ENERGY CO COM Common Stock 171798101 0 4.00 SOLE N/A NONE * CINCINNATI BELL INC NEW COM Common Stock 171871106 2 500.00 SOLE N/A NONE * CINCINNATI FINL CORP COM Common Stock 172062101 9 332.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- * CINEMARK HOLDINGS INC COM Common Stock 17243V102 28 1,500.00 SOLE N/A NONE * CISCO SYS INC COM Common Stock 17275R102 637 41,136.94 SOLE N/A NONE * CIT GROUP INC COM NEW Common Stock 125581801 19 642.00 SOLE N/A NONE * CITIGROUP INC COM NEW Common Stock 172967424 233 9,105.64 SOLE N/A NONE * CITIZENS INC CL A Common Stock 174740100 0 37.00 SOLE N/A NONE * CITRIX SYS INC COM Common Stock 177376100 1 15.00 SOLE N/A NONE * CITY NATL CORP COM Common Stock 178566105 0 5.00 SOLE N/A NONE CLAYMORE EXCHANGE TRD FD TR GUGG SHIPPNG ETF Common Stock 18383Q796 523 35,200.00 SOLE N/A NONE * CLEAN ENERGY FUELS CORP COM Common Stock 184499101 33 3,000.00 SOLE N/A NONE * CLEAN HARBORS INC COM Common Stock 184496107 18 352.00 SOLE N/A NONE CLEARBRIDGE ENERGY MLP FD IN COM Common Stock 184692101 39 1,980.00 SOLE N/A NONE * CLEARWIRE CORP NEW CL A Common Stock 18538Q105 1 500.00 SOLE N/A NONE * CLECO CORP NEW COM Common Stock 12561W105 10 300.00 SOLE N/A NONE * CLIFFS NATURAL RESOURCES INC COM Common Stock 18683K101 480 9,379.65 SOLE N/A NONE * CLOROX CO DEL COM Common Stock 189054109 133 2,009.90 SOLE N/A NONE * CLOUD PEAK ENERGY INC COM Common Stock 18911Q102 1 50.00 SOLE N/A NONE CLOUGH GLOBAL EQUITY FD COM Common Stock 18914C100 4 300.00 SOLE N/A NONE CLOUGH GLOBAL OPPORTUNITIES SH BEN INT Common Stock 18914E106 5 500.00 SOLE N/A NONE * CME GROUP INC COM Common Stock 12572Q105 5 21.00 SOLE N/A NONE * CMS ENERGY CORP COM Common Stock 125896100 8 398.00 SOLE N/A NONE * CNH GLOBAL N V SHS NEW Common Stock N20935206 1 47.00 SOLE N/A NONE * CNO FINL GROUP INC COM Common Stock 12621E103 0 22.00 SOLE N/A NONE * CNOOC LTD SPONSORED ADR Common Stock ADR 126132109 93 580.79 SOLE N/A NONE * COACH INC COM Common Stock 189754104 132 2,551.67 SOLE N/A NONE * COCA COLA CO COM Common Stock 191216100 1807 26,744.10 SOLE N/A NONE * COCA COLA ENTERPRISES INC NE COM Common Stock 19122T109 5 200.00 SOLE N/A NONE * COEUR D ALENE MINES CORP IDA COM NEW Common Stock 192108504 3 150.00 SOLE N/A NONE * COGNEX CORP COM Common Stock 192422103 14 525.00 SOLE N/A NONE * COGNIZANT TECHNOLOGY SOLUTIO CL A Common Stock 192446102 102 1,630.00 SOLE N/A NONE COHEN & STEERS CLOSED END OP COM Common Stock 19248P106 467 40,138.49 SOLE N/A NONE COHEN & STEERS INFRASTRUCTUR COM Common Stock 19248A109 23 1,468.00 SOLE N/A NONE COHEN & STEERS REIT & PFD IN COM Common Stock 19247X100 5 397.00 SOLE N/A NONE * COINSTAR INC COM Common Stock 19259P300 17 420.00 SOLE N/A NONE * COLGATE PALMOLIVE CO COM Common Stock 194162103 285 3,211.62 SOLE N/A NONE * COLONIAL PPTYS TR COM SH BEN INT Common Stock 195872106 7 400.00 SOLE N/A NONE * COLUMBIA BKG SYS INC COM Common Stock 197236102 2 141.52 SOLE N/A NONE * COLUMBIA SPORTSWEAR CO COM Common Stock 198516106 0 1.00 SOLE N/A NONE * COMCAST CORP NEW CL A Common Stock 20030N101 93 4,444.10 SOLE N/A NONE * COMCAST CORP NEW CL A SPL Common Stock 20030N200 10 492.00 SOLE N/A NONE * COMMERCIAL METALS CO COM Common Stock 201723103 0 36.00 SOLE N/A NONE * COMMONWEALTH REIT COM SH BEN INT Common Stock 203233101 2 125.00 SOLE N/A NONE * COMMUNITY BK SYS INC COM Common Stock 203607106 23 1,000.00 SOLE N/A NONE * COMMVAULT SYSTEMS INC COM Common Stock 204166102 2 58.00 SOLE N/A NONE * COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A Common Stock ADR 20440T201 3 100.00 SOLE N/A NONE * COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD Common Stock ADR 20441W203 15 500.00 SOLE N/A NONE * COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD Common Stock ADR 204409601 8 531.73 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- * COMPANHIA SIDERURGICA NACION SPONSORED ADR Common Stock ADR 20440W105 13 1,600.00 SOLE N/A NONE * COMPANIA DE MINAS BUENAVENTU SPONSORED ADR Common Stock ADR 204448104 181 4,782.76 SOLE N/A NONE * COMPASS DIVERSIFIED HOLDINGS SH BEN INT Common Stock 20451Q104 27 2,176.00 SOLE N/A NONE * COMPASS MINERALS INTL INC COM Common Stock 20451N101 9 128.00 SOLE N/A NONE * COMPUTER SCIENCES CORP COM Common Stock 205363104 16 606.00 SOLE N/A NONE * COMTECH TELECOMMUNICATIONS C COM NEW Common Stock 205826209 1 50.00 SOLE N/A NONE * CONAGRA FOODS INC COM Common Stock 205887102 52 2,127.00 SOLE N/A NONE * CONOCOPHILLIPS COM Common Stock 20825C104 1418 22,390.00 SOLE N/A NONE * CONSOL ENERGY INC COM Common Stock 20854P109 30 897.30 SOLE N/A NONE * CONSOLIDATED EDISON INC COM Common Stock 209115104 520 9,116.20 SOLE N/A NONE * CONSTELLATION BRANDS INC CL A Common Stock 21036P108 2 108.00 SOLE N/A NONE * CONSTELLATION ENERGY GROUP I COM Common Stock 210371100 2 50.00 SOLE N/A NONE * CONTINENTAL RESOURCES INC COM Common Stock 212015101 1 27.00 SOLE N/A NONE * CONVERGYS CORP COM Common Stock 212485106 0 11.00 SOLE N/A NONE * COOPER INDUSTRIES PLC SHS Common Stock G24140108 10 215.88 SOLE N/A NONE * COPART INC COM Common Stock 217204106 0 2.00 SOLE N/A NONE * CORE LABORATORIES N V COM Common Stock N22717107 6 70.00 SOLE N/A NONE * CORNING INC COM Common Stock 219350105 277 22,447.09 SOLE N/A NONE * COSTCO WHSL CORP NEW COM Common Stock 22160K105 179 2,180.21 SOLE N/A NONE * COTT CORP QUE COM Common Stock 22163N106 3 500.00 SOLE N/A NONE * COUSINS PPTYS INC COM Common Stock 222795106 0 20.00 SOLE N/A NONE * COVANCE INC COM Common Stock 222816100 11 250.00 SOLE N/A NONE * COVIDIEN PLC SHS Common Stock G2554F113 61 1,373.63 SOLE N/A NONE * CPFL ENERGIA S A SPONSORED ADR Common Stock ADR 126153105 18 823.21 SOLE N/A NONE * CRACKER BARREL OLD CTRY STOR COM Common Stock 22410J106 46 1,151.41 SOLE N/A NONE CREDIT SUISSE ASSET MGMT INC COM Common Stock 224916106 5 1,350.00 SOLE N/A NONE * CREDIT SUISSE GROUP SPONSORED ADR Common Stock ADR 225401108 3 127.00 SOLE N/A NONE CREDIT SUISSE HIGH YLD BND F SH BEN INT Common Stock 22544F103 99 33,552.74 SOLE N/A NONE * CREE INC COM Common Stock 225447101 14 558.00 SOLE N/A NONE * CROCS INC COM Common Stock 227046109 5 200.00 SOLE N/A NONE * CROWN HOLDINGS INC COM Common Stock 228368106 38 1,257.00 SOLE N/A NONE * CRYOLIFE INC COM Common Stock 228903100 15 3,390.00 SOLE N/A NONE * CSX CORP COM Common Stock 126408103 483 25,876.58 SOLE N/A NONE * CTRIP COM INTL LTD AMERICAN DEP SHS Common Stock ADR 22943F100 4 118.00 SOLE N/A NONE * CUBIC CORP COM Common Stock 229669106 2 50.00 SOLE N/A NONE * CULLEN FROST BANKERS INC COM Common Stock 229899109 0 9.00 SOLE N/A NONE * CUMMINS INC COM Common Stock 231021106 139 1,705.00 SOLE N/A NONE * CURTISS WRIGHT CORP COM Common Stock 231561101 1 36.00 SOLE N/A NONE CUSHING MLP TOTAL RETURN FD COM SHS Common Stock 231631102 12 1,340.00 SOLE N/A NONE * CVS CAREMARK CORPORATION COM Common Stock 126650100 103 3,054.73 SOLE N/A NONE CYBEX INTL INC COM Common Stock 23252E106 0 1.00 SOLE N/A NONE * CYPRESS SEMICONDUCTOR CORP COM Common Stock 232806109 12 800.00 SOLE N/A NONE * CYS INVTS INC COM ADDED Common Stock 12673A108 35 2,900.00 SOLE N/A NONE * CYTORI THERAPEUTICS INC COM Common Stock 23283K105 0 28.00 SOLE N/A NONE * D R HORTON INC COM Common Stock 23331A109 8 834.00 SOLE N/A NONE * DANA HLDG CORP COM Common Stock 235825205 7 667.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- * DANAHER CORP DEL COM Common Stock 235851102 32 773.05 SOLE N/A NONE * DARDEN RESTAURANTS INC COM Common Stock 237194105 121 2,823.86 SOLE N/A NONE * DAVITA INC COM Common Stock 23918K108 20 325.00 SOLE N/A NONE * DDR CORP COM ADDED Common Stock 23317H102 0 9.00 SOLE N/A NONE * DEAN FOODS CO NEW COM Common Stock 242370104 1 150.00 SOLE N/A NONE * DECKERS OUTDOOR CORP COM Common Stock 243537107 15 165.00 SOLE N/A NONE * DEERE & CO COM Common Stock 244199105 567 8,773.73 SOLE N/A NONE DELAWARE INVT NAT MUNI INC F SH BEN INT Common Stock 24610T108 6 467.00 SOLE N/A NONE * DELL INC COM Common Stock 24702R101 15 1,086.00 SOLE N/A NONE * DELPHI FINL GROUP INC CL A Common Stock 247131105 2 110.00 SOLE N/A NONE * DELTA AIR LINES INC DEL COM NEW Common Stock 247361702 38 5,039.00 SOLE N/A NONE * DELTA PETE CORP COM PAR $0.01 ADDED Common Stock 247907306 0 200.00 SOLE N/A NONE * DELUXE CORP COM Common Stock 248019101 0 21.00 SOLE N/A NONE * DENBURY RES INC COM NEW Common Stock 247916208 6 500.00 SOLE N/A NONE * DENDREON CORP COM Common Stock 24823Q107 9 960.00 SOLE N/A NONE * DENTSPLY INTL INC NEW COM Common Stock 249030107 16 523.00 SOLE N/A NONE * DEPOMED INC COM Common Stock 249908104 1 100.00 SOLE N/A NONE * DEUTSCHE BANK AG NAMEN AKT Common Stock D18190898 0 5.00 SOLE N/A NONE * DEVON ENERGY CORP NEW COM Common Stock 25179M103 54 981.79 SOLE N/A NONE * DEVRY INC DEL COM Common Stock 251893103 1 28.06 SOLE N/A NONE * DIAGEO P L C SPON ADR NEW Common Stock ADR 25243Q205 79 1,043.07 SOLE N/A NONE * DIAMOND FOODS INC COM Common Stock 252603105 5 66.00 SOLE N/A NONE * DIAMOND OFFSHORE DRILLING IN COM Common Stock 25271C102 36 663.18 SOLE N/A NONE * DIANA CONTAINERSHIPS INC COM Common Stock Y2069P101 0 67.00 SOLE N/A NONE * DIANA SHIPPING INC COM Common Stock Y2066G104 18 2,467.00 SOLE N/A NONE * DIGITAL RIV INC COM Common Stock 25388B104 6 308.00 SOLE N/A NONE * DIGITAL RLTY TR INC COM Common Stock 253868103 6 104.00 SOLE N/A NONE * DIODES INC COM Common Stock 254543101 22 1,227.00 SOLE N/A NONE * DIRECTV COM CL A Common Stock 25490A101 102 2,404.00 SOLE N/A NONE * DISCOVER FINL SVCS COM Common Stock 254709108 5 217.00 SOLE N/A NONE * DISCOVERY COMMUNICATNS NEW COM SER A Common Stock 25470F104 185 4,926.00 SOLE N/A NONE * DISNEY WALT CO COM DISNEY Common Stock 254687106 441 14,637.89 SOLE N/A NONE DIVIDEND & INCOME FD INC COM Common Stock 25538A105 3 733.72 SOLE N/A NONE DNP SELECT INCOME FD COM Common Stock 23325P104 48 4,803.00 SOLE N/A NONE * DOLBY LABORATORIES INC COM Common Stock 25659T107 3 92.00 SOLE N/A NONE * DOLLAR GEN CORP NEW COM Common Stock 256677105 19 496.00 SOLE N/A NONE * DOLLAR TREE INC COM Common Stock 256746108 56 746.00 SOLE N/A NONE * DOMINION RES INC VA NEW COM Common Stock 25746U109 1032 20,334.05 SOLE N/A NONE * DORCHESTER MINERALS LP COM UNIT Common Stock 25820R105 14 600.00 SOLE N/A NONE * DOVER CORP COM Common Stock 260003108 14 290.00 SOLE N/A NONE * DOW CHEM CO COM Common Stock 260543103 66 2,924.08 SOLE N/A NONE * DR PEPPER SNAPPLE GROUP INC COM Common Stock 26138E109 28 730.61 SOLE N/A NONE * DR REDDYS LABS LTD ADR Common Stock ADR 256135203 9 300.00 SOLE N/A NONE * DREAMWORKS ANIMATION SKG INC CL A Common Stock 26153C103 10 567.00 SOLE N/A NONE * DRESSER-RAND GROUP INC COM Common Stock 261608103 1 16.00 SOLE N/A NONE DREYFUS MUN INCOME INC COM Common Stock 26201R102 8 800.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- DREYFUS STRATEGIC MUN BD FD COM Common Stock 26202F107 39 4,595.66 SOLE N/A NONE DREYFUS STRATEGIC MUNS INC COM Common Stock 261932107 6 743.00 SOLE N/A NONE * DRIL-QUIP INC COM Common Stock 262037104 11 196.00 SOLE N/A NONE * DRYSHIPS INC SHS Common Stock Y2109Q101 15 6,210.00 SOLE N/A NONE * DTE ENERGY CO COM Common Stock 233331107 163 3,329.00 SOLE N/A NONE * DU PONT E I DE NEMOURS & CO COM Common Stock 263534109 442 11,059.04 SOLE N/A NONE * DUFF & PHELPS CORP NEW CL A Common Stock 26433B107 0 40.00 SOLE N/A NONE * DUKE ENERGY CORP NEW COM Common Stock 26441C105 213 10,643.31 SOLE N/A NONE * DUKE REALTY CORP COM NEW Common Stock 264411505 0 31.00 SOLE N/A NONE * DUN & BRADSTREET CORP DEL NE COM Common Stock 26483E100 8 126.85 SOLE N/A NONE * DUNKIN BRANDS GROUP INC COM ADDED Common Stock 265504100 3 100.00 SOLE N/A NONE DWS HIGH INCOME TR SHS NEW Common Stock 23337C208 14 1,500.00 SOLE N/A NONE DWS MULTI MKT INCOME TR SHS Common Stock 23338L108 107 11,210.00 SOLE N/A NONE * DYAX CORP COM Common Stock 26746E103 4 3,500.00 SOLE N/A NONE * DYNEGY INC DEL COM Common Stock 26817G300 1 200.00 SOLE N/A NONE * DYNEX CAP INC COM NEW Common Stock 26817Q506 5 654.00 SOLE N/A NONE * E-COMMERCE CHINA DANGDANG IN SPN ADS COM A Common Stock ADR 26833A105 10 2,000.00 SOLE N/A NONE * EAGLE BULK SHIPPING INC COM Common Stock Y2187A101 0 300.00 SOLE N/A NONE * EAST WEST BANCORP INC COM Common Stock 27579R104 2 155.00 SOLE N/A NONE * EASTMAN CHEM CO COM Common Stock 277432100 105 1,525.62 SOLE N/A NONE * EASTMAN KODAK CO COM Common Stock 277461109 0 468.00 SOLE N/A NONE * EATON CORP COM Common Stock 278058102 21 590.67 SOLE N/A NONE * EATON VANCE CORP COM NON VTG Common Stock 278265103 57 2,555.00 SOLE N/A NONE EATON VANCE ENHANCED EQ INC COM Common Stock 278274105 49 4,962.58 SOLE N/A NONE EATON VANCE FLTING RATE INC COM Common Stock 278279104 29 2,047.00 SOLE N/A NONE EATON VANCE LTD DUR INCOME F COM Common Stock 27828H105 148 10,103.00 SOLE N/A NONE EATON VANCE MUN BD FD COM Common Stock 27827X101 24 1,968.80 SOLE N/A NONE EATON VANCE PA MUN BD FD COM Common Stock 27828W102 55 4,222.79 SOLE N/A NONE EATON VANCE RISK MNGD DIV EQ COM Common Stock 27829G106 7 600.00 SOLE N/A NONE EATON VANCE SH TM DR DIVR IN COM Common Stock 27828V104 17 1,084.00 SOLE N/A NONE EATON VANCE SR FLTNG RTE TR COM Common Stock 27828Q105 4 266.00 SOLE N/A NONE EATON VANCE TAX ADVT DIV INC COM Common Stock 27828G107 62 4,500.00 SOLE N/A NONE EATON VANCE TX ADV GLB DIV O COM Common Stock 27828U106 5 292.00 SOLE N/A NONE EATON VANCE TAX MNGED BUY WR COM Common Stock 27828X100 31 2,650.00 SOLE N/A NONE EATON VANCE TX MNG BY WRT OP COM Common Stock 27828Y108 89 8,181.00 SOLE N/A NONE EATON VANCE TXMGD GL BUYWR O COM Common Stock 27829C105 77 7,912.00 SOLE N/A NONE EATON VANCE TX MGD DIV EQ IN COM Common Stock 27828N102 37 4,280.00 SOLE N/A NONE * EBAY INC COM Common Stock 278642103 79 2,692.00 SOLE N/A NONE * ECA MARCELLUS TR I COM UNIT Common Stock 26827L109 11 450.00 SOLE N/A NONE * ECHELON CORP COM Common Stock 27874N105 0 60.00 SOLE N/A NONE * ECOLAB INC COM Common Stock 278865100 6 130.00 SOLE N/A NONE * EDISON INTL COM Common Stock 281020107 11 292.00 SOLE N/A NONE * EL PASO CORP COM Common Stock 28336L109 26 1,486.00 SOLE N/A NONE * EL PASO PIPELINE PARTNERS L COM UNIT LPI Common Stock 283702108 21 588.00 SOLE N/A NONE * ELAN PLC ADR Common Stock ADR 284131208 13 1,250.00 SOLE N/A NONE * ELDORADO GOLD CORP NEW COM Common Stock 284902103 11 626.35 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- * CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR Common Stock ADR 15234Q207 1 80.00 SOLE N/A NONE * ELECTRONIC ARTS INC COM Common Stock 285512109 0 3.00 SOLE N/A NONE * LILLY ELI & CO COM Common Stock 532457108 83 2,258.12 SOLE N/A NONE * EMBRAER S A SP ADR REP 4 COM Preferred Stock ADR 29082A107 9 350.00 SOLE N/A NONE * E M C CORP MASS COM Common Stock 268648102 142 6,771.00 SOLE N/A NONE * EMCOR GROUP INC COM Common Stock 29084Q100 0 7.00 SOLE N/A NONE * EMERSON ELEC CO COM Common Stock 291011104 34 816.55 SOLE N/A NONE * ENBRIDGE ENERGY PARTNERS L P COM Common Stock 29250R106 39 1,410.00 SOLE N/A NONE * ENBRIDGE INC COM Common Stock 29250N105 1 20.00 SOLE N/A NONE * ENCANA CORP COM Common Stock 292505104 27 1,400.00 SOLE N/A NONE * ENCORE ENERGY PARTNERS LP COM UNIT Common Stock 29257A106 25 1,350.00 SOLE N/A NONE * ENDO PHARMACEUTICALS HLDGS I COM Common Stock 29264F205 1 21.00 SOLE N/A NONE * ENDURANCE SPECIALTY HLDGS LT SHS Common Stock G30397106 3 100.00 SOLE N/A NONE * ENERGEN CORP COM Common Stock 29265N108 6 157.00 SOLE N/A NONE * ENERGIZER HLDGS INC COM Common Stock 29266R108 3 45.00 SOLE N/A NONE ENERGY INCOME & GROWTH FD COM Common Stock 292697109 21 845.00 SOLE N/A NONE * ENERGY TRANSFER EQUITY L P COM UT LTD PTN Common Stock 29273V100 55 1,569.00 SOLE N/A NONE * ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN Common Stock 29273R109 342 8,348.41 SOLE N/A NONE * ENERGYSOLUTIONS INC COM Common Stock 292756202 11 3,175.00 SOLE N/A NONE * ENERPLUS CORP COM Common Stock 292766102 59 2,393.48 SOLE N/A NONE * ENERSIS S A SPONSORED ADR Common Stock ADR 29274F104 1 76.00 SOLE N/A NONE * ENI S P A SPONSORED ADR Common Stock ADR 26874R108 1 21.00 SOLE N/A NONE * ENSCO PLC SPONSORED ADR Common Stock ADR 29358Q109 2 56.00 SOLE N/A NONE * ENTERGY CORP NEW COM Common Stock 29364G103 7 100.00 SOLE N/A NONE * ENTERPRISE PRODS PARTNERS L COM Common Stock 293792107 685 17,058.15 SOLE N/A NONE * EOG RES INC COM Common Stock 26875P101 14 196.83 SOLE N/A NONE * EQT CORP COM Common Stock 26884L109 22 404.71 SOLE N/A NONE * EQUIFAX INC COM Common Stock 294429105 3 84.00 SOLE N/A NONE * EQUITY ONE COM Common Stock 294752100 1 40.00 SOLE N/A NONE * EQUITY RESIDENTIAL SH BEN INT Common Stock 29476L107 167 3,224.00 SOLE N/A NONE * ERICSSON L M TEL CO ADR B SEK 10 Common Stock ADR 294821608 3 294.83 SOLE N/A NONE ERIE INDTY CO CL A Common Stock 29530P102 114 1,606.75 SOLE N/A NONE * LAUDER ESTEE COS INC CL A Common Stock 518439104 9 105.35 SOLE N/A NONE * ESTERLINE TECHNOLOGIES CORP COM Common Stock 297425100 19 373.00 SOLE N/A NONE * EV ENERGY PARTNERS LP COM UNITS Common Stock 26926V107 99 1,387.84 SOLE N/A NONE * EVERCORE PARTNERS INC CLASS A Common Stock 29977A105 0 20.26 SOLE N/A NONE * EVERGREEN ENERGY INC NEW COM NEW Common Stock 30024B203 0 42.00 SOLE N/A NONE * EVERGREEN SOLAR INC COM NEW DELETED Common Stock 30033R306 0 1,691.00 SOLE N/A NONE * EXELIXIS INC COM Common Stock 30161Q104 20 3,672.00 SOLE N/A NONE * EXELON CORP COM Common Stock 30161N101 601 14,101.92 SOLE N/A NONE * EXPEDIA INC DEL COM Common Stock 30212P105 41 1,604.02 SOLE N/A NONE * EXPEDITORS INTL WASH INC COM Common Stock 302130109 33 820.26 SOLE N/A NONE * EXPRESS SCRIPTS INC COM Common Stock 302182100 143 3,864.58 SOLE N/A NONE * EXXON MOBIL CORP COM Common Stock 30231G102 4338 59,730.95 SOLE N/A NONE * FNB CORP PA COM Common Stock 302520101 5 637.00 SOLE N/A NONE * F5 NETWORKS INC COM Common Stock 315616102 223 3,145.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- * FACTSET RESH SYS INC COM Common Stock 303075105 18 201.00 SOLE N/A NONE * FAIR ISAAC CORP COM Common Stock 303250104 0 6.00 SOLE N/A NONE * FAMILY DLR STORES INC COM Common Stock 307000109 125 2,460.00 SOLE N/A NONE * FEDERAL SIGNAL CORP COM Common Stock 313855108 1 307.26 SOLE N/A NONE * FEDERATED INVS INC PA CL B Common Stock 314211103 0 18.00 SOLE N/A NONE FEDERATED PREM INTR MUN INC COM Common Stock 31423M105 27 2,040.00 SOLE N/A NONE * FEDEX CORP COM Common Stock 31428X106 352 5,195.14 SOLE N/A NONE * FEI CO COM Common Stock 30241L109 7 223.00 SOLE N/A NONE * FERRELLGAS PARTNERS L.P. UNIT LTD PART Common Stock 315293100 37 1,881.00 SOLE N/A NONE * FIDELITY NATIONAL FINANCIAL CL A Common Stock 31620R105 14 900.00 SOLE N/A NONE * FIDELITY NATL INFORMATION SV COM Common Stock 31620M106 0 9.00 SOLE N/A NONE FIDUCIARY CLAYMORE MLP OPP F COM Common Stock 31647Q106 3 160.00 SOLE N/A NONE * FIFTH STREET FINANCE CORP COM Common Stock 31678A103 10 1,101.02 SOLE N/A NONE * FIFTH THIRD BANCORP COM Common Stock 316773100 175 17,298.47 SOLE N/A NONE * FIRST CASH FINL SVCS INC COM Common Stock 31942D107 27 655.00 SOLE N/A NONE * FIRST CMNTY BANCSHARES INC N COM Common Stock 31983A103 12 1,214.00 SOLE N/A NONE * FIRST MIDWEST BANCORP DEL COM Common Stock 320867104 0 9.00 SOLE N/A NONE * FIRST NIAGARA FINL GP INC COM Common Stock 33582V108 11 1,200.00 SOLE N/A NONE * FIRST REP BK SAN FRAN CALI N COM Common Stock 33616C100 0 12.00 SOLE N/A NONE * FIRST SOLAR INC COM Common Stock 336433107 99 1,560.72 SOLE N/A NONE FIRST TR/ABERDEEN EMERG OPT COM Common Stock 33731K102 2 139.65 SOLE N/A NONE * FIRSTENERGY CORP COM Common Stock 337932107 94 2,099.59 SOLE N/A NONE * FISERV INC COM Common Stock 337738108 20 395.00 SOLE N/A NONE * FIVE STAR QUALITY CARE INC COM Common Stock 33832D106 0 1.00 SOLE N/A NONE FLAHERTY & CRMRN CLYMRE T R COM Common Stock 338479108 4 205.00 SOLE N/A NONE FLAHERTY & CRUMRINE PFD INC COM Common Stock 338480106 27 2,000.00 SOLE N/A NONE FLAHERTY & CRUMRINE PFD INC COM Common Stock 33848E106 24 2,330.00 SOLE N/A NONE * FLEXTRONICS INTL LTD ORD Common Stock Y2573F102 6 1,000.00 SOLE N/A NONE * FLIR SYS INC COM Common Stock 302445101 4 170.00 SOLE N/A NONE * FLOWSERVE CORP COM Common Stock 34354P105 7 100.00 SOLE N/A NONE * FLUOR CORP NEW COM Common Stock 343412102 41 877.21 SOLE N/A NONE * FMC TECHNOLOGIES INC COM Common Stock 30249U101 10 274.00 SOLE N/A NONE * FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS Common Stock ADR 344419106 16 242.55 SOLE N/A NONE * FOOT LOCKER INC COM Common Stock 344849104 12 620.00 SOLE N/A NONE * FORCE PROTECTION INC COM NEW Common Stock 345203202 6 1,500.00 SOLE N/A NONE * FORD MTR CO DEL COM PAR $0.01 Common Stock 345370860 784 81,056.20 SOLE N/A NONE * FOREST CITY ENTERPRISES INC CL A Common Stock 345550107 0 19.00 SOLE N/A NONE * FOREST LABS INC COM Common Stock 345838106 3 91.00 SOLE N/A NONE * FORESTAR GROUP INC COM Common Stock 346233109 1 72.00 SOLE N/A NONE * FOSSIL INC COM Common Stock 349882100 16 200.00 SOLE N/A NONE * FRANCE TELECOM SPONSORED ADR Common Stock ADR 35177Q105 7 420.00 SOLE N/A NONE * FRANKLIN RES INC COM Common Stock 354613101 4 38.00 SOLE N/A NONE FRANKLIN UNVL TR SH BEN INT Common Stock 355145103 6 923.35 SOLE N/A NONE * FREEPORT-MCMORAN COPPER & GO COM Common Stock 35671D857 235 7,711.21 SOLE N/A NONE * FRONTIER COMMUNICATIONS CORP COM Common Stock 35906A108 90 14,711.16 SOLE N/A NONE * FRONTLINE LTD SHS Common Stock G3682E127 5 933.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- * FUELCELL ENERGY INC COM Common Stock 35952H106 0 100.00 SOLE N/A NONE * FURIEX PHARMACEUTICALS INC COM Common Stock 36106P101 0 10.00 SOLE N/A NONE GABELLI DIVD & INCOME TR COM Common Stock 36242H104 7 480.00 SOLE N/A NONE GABELLI EQUITY TR INC COM Common Stock 362397101 2 518.00 SOLE N/A NONE GABELLI GLB GLD NAT RES & IN COM SHS BN INT Common Stock 36244N109 54 3,800.00 SOLE N/A NONE GABELLI GLOBL UTIL & INCOME COM SH BEN INT Common Stock 36242L105 3 140.00 SOLE N/A NONE GABELLI UTIL TR COM Common Stock 36240A101 7 995.00 SOLE N/A NONE * GAFISA S A SPONS ADR Common Stock ADR 362607301 2 285.00 SOLE N/A NONE * GALLAGHER ARTHUR J & CO COM Common Stock 363576109 9 335.65 SOLE N/A NONE * GAMESTOP CORP NEW CL A Common Stock 36467W109 36 1,560.00 SOLE N/A NONE * GANNETT INC COM Common Stock 364730101 3 298.00 SOLE N/A NONE * GAP INC DEL COM Common Stock 364760108 1 73.00 SOLE N/A NONE * GARDNER DENVER INC COM Common Stock 365558105 21 325.00 SOLE N/A NONE * GARMIN LTD SHS Common Stock H2906T109 5 160.00 SOLE N/A NONE * GATX CORP COM Common Stock 361448103 2 50.00 SOLE N/A NONE * GAYLORD ENTMT CO NEW COM Common Stock 367905106 4 200.00 SOLE N/A NONE * GENCO SHIPPING & TRADING LTD SHS Common Stock Y2685T107 2 200.00 SOLE N/A NONE * GENERAL DYNAMICS CORP COM Common Stock 369550108 34 596.00 SOLE N/A NONE * GENERAL ELECTRIC CO COM Common Stock 369604103 2697 177,231.25 SOLE N/A NONE * GENERAL MLS INC COM Common Stock 370334104 431 11,187.51 SOLE N/A NONE * GENERAL MTRS CO COM Common Stock 37045V100 125 6,174.00 SOLE N/A NONE GENERAL MTRS CO *W EXP 07/10/201 Warrants 37045V118 7 574.00 SOLE N/A NONE GENERAL MTRS CO *W EXP 07/10/201 Warrants 37045V126 5 574.00 SOLE N/A NONE * GENESEE & WYO INC CL A Common Stock 371559105 5 100.00 SOLE N/A NONE * GENESIS ENERGY L P UNIT LTD PARTN Common Stock 371927104 34 1,400.00 SOLE N/A NONE * GENON ENERGY INC COM Common Stock 37244E107 1 493.00 SOLE N/A NONE GENTIUM S P A SPONSORED ADR Common Stock ADR 37250B104 3 500.00 SOLE N/A NONE * GENUINE PARTS CO COM Common Stock 372460105 62 1,211.00 SOLE N/A NONE * GENWORTH FINL INC COM CL A Common Stock 37247D106 16 2,761.00 SOLE N/A NONE * GERON CORP COM Common Stock 374163103 0 15.00 SOLE N/A NONE * GILEAD SCIENCES INC COM Common Stock 375558103 177 4,566.00 SOLE N/A NONE * GIVEN IMAGING ORD SHS Common Stock M52020100 3 200.00 SOLE N/A NONE * GLAXOSMITHKLINE PLC SPONSORED ADR Common Stock ADR 37733W105 67 1,631.69 SOLE N/A NONE * GLOBAL PMTS INC COM Common Stock 37940X102 4 104.00 SOLE N/A NONE * GLOBE SPECIALTY METALS INC COM Common Stock 37954N206 1 50.00 SOLE N/A NONE * GOLD FIELDS LTD NEW SPONSORED ADR Common Stock ADR 38059T106 23 1,514.00 SOLE N/A NONE * GOLDCORP INC NEW COM Common Stock 380956409 30 650.57 SOLE N/A NONE * GOLDMAN SACHS GROUP INC COM Common Stock 38141G104 299 3,159.69 SOLE N/A NONE * GOODRICH CORP COM Common Stock 382388106 1 9.00 SOLE N/A NONE * GOODYEAR TIRE & RUBR CO COM Common Stock 382550101 16 1,632.00 SOLE N/A NONE * GOOGLE INC CL A Common Stock 38259P508 524 1,019.00 SOLE N/A NONE * GRACE W R & CO DEL NEW COM Common Stock 38388F108 5 152.00 SOLE N/A NONE * GRACO INC COM Common Stock 384109104 0 3.00 SOLE N/A NONE * GRAFTECH INTL LTD COM Common Stock 384313102 6 500.00 SOLE N/A NONE * GRAINGER W W INC COM Common Stock 384802104 21 141.48 SOLE N/A NONE * GRAMERCY CAP CORP COM Common Stock 384871109 4 1,352.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- * GREAT PLAINS ENERGY INC COM Common Stock 391164100 4 200.00 SOLE N/A NONE GREENE COUNTY BANCORP INC COM Common Stock 394357107 9 500.00 SOLE N/A NONE * GREEN MTN COFFEE ROASTERS IN COM Common Stock 393122106 61 655.00 SOLE N/A NONE * GREEN PLAINS RENEWABLE ENERG COM Common Stock 393222104 5 483.00 SOLE N/A NONE * GREENHILL & CO INC COM Common Stock 395259104 2 72.00 SOLE N/A NONE GREENHUNTER ENERGY INC COM Common Stock 39530A104 1 1,000.00 SOLE N/A NONE * GREIF INC CL A Common Stock 397624107 154 3,579.00 SOLE N/A NONE * GROUP 1 AUTOMOTIVE INC COM Common Stock 398905109 3 89.00 SOLE N/A NONE GRUBB & ELLIS CO COM PAR $0.01 Common Stock 400095204 1 2,200.00 SOLE N/A NONE * GT ADVANCED TECHNOLOGIES INC COM ADDED Common Stock 36191U106 8 1,210.00 SOLE N/A NONE * GTX INC DEL COM Common Stock 40052B108 1 201.00 SOLE N/A NONE * GUANGSHEN RY LTD SPONSORED ADR Common Stock ADR 40065W107 0 30.00 SOLE N/A NONE * GUESS INC COM Common Stock 401617105 28 985.71 SOLE N/A NONE GUGGENHEIM ENHNCD EQTY INCM COM Common Stock 40167B100 3 411.00 SOLE N/A NONE GUGGENHEIM ENHANCED EQUITY S COM Common Stock 40167K100 1 83.00 SOLE N/A NONE GUGGENHEIM STRATEGIC OPP FD COM SBI Common Stock 40167F101 10 500.00 SOLE N/A NONE * GULFPORT ENERGY CORP COM NEW Common Stock 402635304 7 300.00 SOLE N/A NONE * HAIN CELESTIAL GROUP INC COM Common Stock 405217100 3 112.00 SOLE N/A NONE * HALLIBURTON CO COM Common Stock 406216101 138 4,505.46 SOLE N/A NONE HANCOCK JOHN INVS TR COM Common Stock 410142103 16 753.65 SOLE N/A NONE HANCOCK JOHN PFD INCOME FD SH BEN INT Common Stock 41013W108 18 842.82 SOLE N/A NONE HANCOCK JOHN TAX-ADV DIV INC COM Common Stock 41013V100 8 500.00 SOLE N/A NONE * HANESBRANDS INC COM Common Stock 410345102 4 179.00 SOLE N/A NONE * HANSEN NAT CORP COM Common Stock 411310105 57 654.00 SOLE N/A NONE * HANWHA SOLARONE CO LTD SPONSORED ADR Common Stock ADR 41135V103 8 3,272.00 SOLE N/A NONE * HARLEY DAVIDSON INC COM Common Stock 412822108 15 435.00 SOLE N/A NONE * HARMAN INTL INDS INC COM Common Stock 413086109 1 25.00 SOLE N/A NONE * HARRIS CORP DEL COM Common Stock 413875105 23 670.00 SOLE N/A NONE * HARSCO CORP COM Common Stock 415864107 2 90.00 SOLE N/A NONE * HARTFORD FINL SVCS GROUP INC COM Common Stock 416515104 31 1,902.79 SOLE N/A NONE * HASBRO INC COM Common Stock 418056107 25 762.00 SOLE N/A NONE * HATTERAS FINL CORP COM Common Stock 41902R103 224 8,906.00 SOLE N/A NONE HAWTHORN BANCSHARES INC COM Common Stock 420476103 4 561.00 SOLE N/A NONE * HCA HOLDINGS INC COM Common Stock 40412C101 1 42.00 SOLE N/A NONE * HCC INS HLDGS INC COM Common Stock 404132102 0 13.00 SOLE N/A NONE * HCP INC COM Common Stock 40414L109 14 401.00 SOLE N/A NONE * HEADWATERS INC COM Common Stock 42210P102 0 100.00 SOLE N/A NONE * HEALTH CARE REIT INC COM Common Stock 42217K106 40 865.00 SOLE N/A NONE * HEALTHCARE RLTY TR COM Common Stock 421946104 0 25.00 SOLE N/A NONE * HEALTHSOUTH CORP COM NEW Common Stock 421924309 0 21.00 SOLE N/A NONE * HEALTHSPRING INC COM Common Stock 42224N101 328 8,985.00 SOLE N/A NONE * HEALTHWAYS INC COM Common Stock 422245100 0 1.00 SOLE N/A NONE * HEARTLAND PMT SYS INC COM Common Stock 42235N108 10 500.00 SOLE N/A NONE * HECLA MNG CO COM Common Stock 422704106 2 300.00 SOLE N/A NONE * HEINZ H J CO COM Common Stock 423074103 611 12,112.05 SOLE N/A NONE HELIOS ADVANTAGE INCOME FD I COM NEW Common Stock 42327W206 5 600.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- HELIOS HIGH INCOME FD INC COM NEW Common Stock 42327X204 4 500.00 SOLE N/A NONE HELIOS MULTI SEC HI INC FD I COM NEW Common Stock 42327Y202 3 500.00 SOLE N/A NONE * HELMERICH & PAYNE INC COM Common Stock 423452101 3 69.00 SOLE N/A NONE * HENRY JACK & ASSOC INC COM Common Stock 426281101 0 4.00 SOLE N/A NONE * SCHEIN HENRY INC COM Common Stock 806407102 0 3.00 SOLE N/A NONE * HERBALIFE LTD COM USD SHS Common Stock G4412G101 168 3,134.71 SOLE N/A NONE * HERCULES OFFSHORE INC COM Common Stock 427093109 4 1,360.00 SOLE N/A NONE HERITAGE FINL CORP WASH COM Common Stock 42722X106 3 315.00 SOLE N/A NONE * HERSHEY CO COM Common Stock 427866108 39 655.00 SOLE N/A NONE * HESS CORP COM Common Stock 42809H107 13 249.00 SOLE N/A NONE * HEWLETT PACKARD CO COM Common Stock 428236103 180 8,000.59 SOLE N/A NONE * HEXCEL CORP NEW COM Common Stock 428291108 4 165.00 SOLE N/A NONE HIGHLAND CR STRATEGIES FD COM Common Stock 43005Q107 25 4,018.00 SOLE N/A NONE * HITACHI LIMITED ADR 10 COM Common Stock ADR 433578507 33 670.00 SOLE N/A NONE * HMS HLDGS CORP COM Common Stock 40425J101 11 450.00 SOLE N/A NONE * HOLLYFRONTIER CORP COM ADDED Common Stock 436106108 13 496.00 SOLE N/A NONE * HOME BANCSHARES INC COM Common Stock 436893200 13 594.00 SOLE N/A NONE * HOME DEPOT INC COM Common Stock 437076102 572 17,389.36 SOLE N/A NONE * HOME PROPERTIES INC COM Common Stock 437306103 44 767.00 SOLE N/A NONE * HONDA MOTOR LTD AMERN SHS Common Stock ADR 438128308 6 196.00 SOLE N/A NONE * HONEYWELL INTL INC COM Common Stock 438516106 185 4,213.62 SOLE N/A NONE * HORMEL FOODS CORP COM Common Stock 440452100 4 135.00 SOLE N/A NONE * HOSPIRA INC COM Common Stock 441060100 13 354.00 SOLE N/A NONE * HOST HOTELS & RESORTS INC COM Common Stock 44107P104 0 4.00 SOLE N/A NONE * HOVNANIAN ENTERPRISES INC CL A Common Stock 442487203 1 766.00 SOLE N/A NONE HSBC HLDGS PLC ADR A 1/40PF A Preferred Stock 404280604 34 1,500.00 SOLE N/A NONE * HSBC HLDGS PLC SPON ADR NEW Common Stock ADR 404280406 3 79.00 SOLE N/A NONE * HSN INC COM Common Stock 404303109 0 2.00 SOLE N/A NONE * HUANENG PWR INTL INC SPON ADR H SHS Common Stock ADR 443304100 13 801.00 SOLE N/A NONE * HUBBELL INC CL A Common Stock 443510102 4 100.00 SOLE N/A NONE * HUBBELL INC CL B Common Stock 443510201 10 200.00 SOLE N/A NONE * HUDSON CITY BANCORP COM Common Stock 443683107 7 1,212.55 SOLE N/A NONE * HUGOTON RTY TR TEX UNIT BEN INT Common Stock 444717102 27 1,256.38 SOLE N/A NONE * HUMAN GENOME SCIENCES INC COM Common Stock 444903108 21 1,661.00 SOLE N/A NONE * HUMANA INC COM Common Stock 444859102 10 143.00 SOLE N/A NONE * HUNT J B TRANS SVCS INC COM Common Stock 445658107 12 320.00 SOLE N/A NONE * HUNTINGTON BANCSHARES INC COM Common Stock 446150104 0 59.00 SOLE N/A NONE * HUNTINGTON INGALLS INDS INC COM Common Stock 446413106 2 67.00 SOLE N/A NONE * HUNTSMAN CORP COM Common Stock 447011107 8 850.00 SOLE N/A NONE * HUTCHINSON TECHNOLOGY INC COM Common Stock 448407106 2 1,000.00 SOLE N/A NONE * HYPERDYNAMICS CORP COM Common Stock 448954107 7 1,900.00 SOLE N/A NONE * IAC INTERACTIVECORP COM PAR $.001 Common Stock 44919P508 0 5.00 SOLE N/A NONE * IAMGOLD CORP COM Common Stock 450913108 11 554.96 SOLE N/A NONE * ICG GROUP INC COM ADDED Common Stock 44928D108 3 337.00 SOLE N/A NONE * IDEX CORP COM Common Stock 45167R104 0 5.00 SOLE N/A NONE * IHS INC CL A Common Stock 451734107 0 1.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- * ILLINOIS TOOL WKS INC COM Common Stock 452308109 19 461.21 SOLE N/A NONE * ILLUMINA INC COM Common Stock 452327109 8 200.00 SOLE N/A NONE * IMAX CORP COM Common Stock 45245E109 12 800.00 SOLE N/A NONE * IMMUNOGEN INC COM Common Stock 45253H101 0 24.00 SOLE N/A NONE * IMPAX LABORATORIES INC COM Common Stock 45256B101 16 889.00 SOLE N/A NONE * IMPERIAL OIL LTD COM NEW Common Stock 453038408 32 899.00 SOLE N/A NONE * INCYTE CORP COM Common Stock 45337C102 0 35.00 SOLE N/A NONE * INDIA FD INC COM Common Stock 454089103 57 2,471.06 SOLE N/A NONE * INERGY L P UNIT LTD PTNR Common Stock 456615103 30 1,200.00 SOLE N/A NONE * INFOSYS LTD SPONSORED ADR Common Stock ADR 456788108 5 107.00 SOLE N/A NONE ING ASIA PAC HGH DIVID EQ IN COM Common Stock 44983J107 41 2,988.00 SOLE N/A NONE ING GLOBAL EQTY DIV & PREM O COM Common Stock 45684E107 68 7,327.01 SOLE N/A NONE * ING GROEP N V SPONSORED ADR Common Stock ADR 456837103 0 65.00 SOLE N/A NONE ING PRIME RATE TR SH BEN INT Common Stock 44977W106 2 450.00 SOLE N/A NONE * INGERSOLL-RAND PLC SHS Common Stock G47791101 22 795.00 SOLE N/A NONE * INGRAM MICRO INC CL A Common Stock 457153104 13 787.00 SOLE N/A NONE * INTEGRA LIFESCIENCES HLDGS C COM NEW Common Stock 457985208 0 5.00 SOLE N/A NONE * INTEGRYS ENERGY GROUP INC COM Common Stock 45822P105 6 120.00 SOLE N/A NONE * INTEL CORP COM Common Stock 458140100 1225 57,414.62 SOLE N/A NONE * INTERCONTINENTALEXCHANGE INC COM Common Stock 45865V100 16 135.00 SOLE N/A NONE * INTERDIGITAL INC COM Common Stock 45867G101 2 42.00 SOLE N/A NONE * INTERNATIONAL BUSINESS MACHS COM Common Stock 459200101 2983 17,058.39 SOLE N/A NONE * INTL PAPER CO COM Common Stock 460146103 117 5,031.09 SOLE N/A NONE * INTERNATIONAL SPEEDWAY CORP CL A Common Stock 460335201 10 434.00 SOLE N/A NONE * INTERPUBLIC GROUP COS INC COM Common Stock 460690100 2 250.00 SOLE N/A NONE * INTERSIL CORP CL A Common Stock 46069S109 0 11.00 SOLE N/A NONE * INTERVAL LEISURE GROUP INC COM Common Stock 46113M108 0 2.00 SOLE N/A NONE * INTL FCSTONE INC COM Common Stock 46116V105 15 700.00 SOLE N/A NONE * INTERNATIONAL FLAVORS&FRAGRA COM Common Stock 459506101 7 123.00 SOLE N/A NONE * INTUIT COM Common Stock 461202103 40 852.00 SOLE N/A NONE * INTUITIVE SURGICAL INC COM NEW Common Stock 46120E602 93 255.00 SOLE N/A NONE * INVESCO MORTGAGE CAPITAL INC COM Common Stock 46131B100 878 62,127.00 SOLE N/A NONE INVESCO MUNI INCOME OPP TRST COM Common Stock 46132X101 6 1,000.00 SOLE N/A NONE INVESCO VAN KAMPEN ADVANTAGE SH BEN INT Common Stock 46132E103 8 693.56 SOLE N/A NONE INVESCO VAN KAMP DYN CRDT OP COM Common Stock 46132R104 11 1,000.00 SOLE N/A NONE INVESCO VAN KAMPEN PA VALUE COM Common Stock 46132K109 4 322.00 SOLE N/A NONE INVESCO VAN KAMPEN SELECT MU SH BEN INT Common Stock 46132G108 20 1,710.23 SOLE N/A NONE INVESCO VAN KAMPEN SR INC TR COM Common Stock 46131H107 2 504.00 SOLE N/A NONE INVESCO VAN KAMPEN TR INVT G COM Common Stock 46131M106 9 618.90 SOLE N/A NONE * INVESTORS REAL ESTATE TR SH BEN INT Common Stock 461730103 2 338.53 SOLE N/A NONE * IPG PHOTONICS CORP COM Common Stock 44980X109 10 225.00 SOLE N/A NONE * IRELAND BK SPONSORED ADR Common Stock ADR 46267Q103 8 7,400.00 SOLE N/A NONE * IROBOT CORP COM Common Stock 462726100 3 100.00 SOLE N/A NONE * IRON MTN INC COM Common Stock 462846106 2 75.00 SOLE N/A NONE ISHARES TR BRC 0-5 YR TIP Common Stock 46429B747 61 600.00 SOLE N/A NONE ISHARES TR MSCI ACWI EX Common Stock 464289164 2 119.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- ISHARES TR MSCI EMG MATS Common Stock 464289198 34 1,775.00 SOLE N/A NONE * ISIS PHARMACEUTICALS INC COM Common Stock 464330109 0 32.00 SOLE N/A NONE * ITAU UNIBANCO HLDG SA SPON ADR REP PFD Preferred Stock ADR 465562106 2 98.90 SOLE N/A NONE * ITC HLDGS CORP COM Common Stock 465685105 4 46.81 SOLE N/A NONE * ITRON INC COM Common Stock 465741106 4 138.00 SOLE N/A NONE * ITT CORP NEW COM Common Stock 450911102 54 1,285.00 SOLE N/A NONE ITURAN LOCATION AND CONTROL SHS Common Stock M6158M104 2 180.00 SOLE N/A NONE * IVANHOE MINES LTD COM Common Stock 46579N103 3 207.00 SOLE N/A NONE * J2 GLOBAL COMMUNICATIONS INC COM NEW Common Stock 46626E205 18 661.53 SOLE N/A NONE * JA SOLAR HOLDINGS CO LTD SPON ADR Common Stock ADR 466090107 2 1,276.00 SOLE N/A NONE * JACOBS ENGR GROUP INC DEL COM Common Stock 469814107 30 938.00 SOLE N/A NONE * JANUS CAP GROUP INC COM Common Stock 47102X105 41 6,867.78 SOLE N/A NONE JAPAN SMALLER CAPTLZTN FD IN COM Common Stock 47109U104 18 2,400.00 SOLE N/A NONE * JAZZ PHARMACEUTICALS INC COM Common Stock 472147107 17 400.00 SOLE N/A NONE * JDS UNIPHASE CORP COM PAR $0.001 Common Stock 46612J507 6 612.00 SOLE N/A NONE * JEFFERIES GROUP INC NEW COM Common Stock 472319102 1 115.00 SOLE N/A NONE * JETBLUE AIRWAYS CORP COM Common Stock 477143101 0 75.00 SOLE N/A NONE * JINKOSOLAR HLDG CO LTD SPONSORED ADR Common Stock ADR 47759T100 2 335.00 SOLE N/A NONE * JOHNSON & JOHNSON COM Common Stock 478160104 1655 25,983.88 SOLE N/A NONE * JOHNSON CTLS INC COM Common Stock 478366107 287 10,882.41 SOLE N/A NONE * JONES GROUP INC COM Common Stock 48020T101 2 200.00 SOLE N/A NONE * JONES LANG LASALLE INC COM Common Stock 48020Q107 1 22.00 SOLE N/A NONE * JOY GLOBAL INC COM Common Stock 481165108 236 3,782.19 SOLE N/A NONE * JPMORGAN CHASE & CO COM Common Stock 46625H100 825 27,382.28 SOLE N/A NONE * JUNIPER NETWORKS INC COM Common Stock 48203R104 21 1,209.00 SOLE N/A NONE * KAMAN CORP COM Common Stock 483548103 47 1,674.00 SOLE N/A NONE * KANSAS CITY SOUTHERN COM NEW Common Stock 485170302 31 620.00 SOLE N/A NONE KAYNE ANDERSON ENERGY DEV CO COM Common Stock 48660Q102 3 160.00 SOLE N/A NONE KAYNE ANDERSON MLP INVSMNT C COM Common Stock 486606106 94 3,368.00 SOLE N/A NONE * KB HOME COM Common Stock 48666K109 5 834.00 SOLE N/A NONE * KBR INC COM Common Stock 48242W106 1 63.00 SOLE N/A NONE * KELLOGG CO COM Common Stock 487836108 97 1,830.30 SOLE N/A NONE * KELLY SVCS INC CL B Common Stock 488152307 0 32.00 SOLE N/A NONE * KENNAMETAL INC COM Common Stock 489170100 1 30.00 SOLE N/A NONE * KERYX BIOPHARMACEUTICALS INC COM Common Stock 492515101 73 24,400.00 SOLE N/A NONE * KEYCORP NEW COM Common Stock 493267108 2 390.00 SOLE N/A NONE * KEYNOTE SYS INC COM Common Stock 493308100 2 102.00 SOLE N/A NONE * KIMBERLY CLARK CORP COM Common Stock 494368103 115 1,622.96 SOLE N/A NONE * KINDER MORGAN ENERGY PARTNER UT LTD PARTNER Common Stock 494550106 1124 16,437.29 SOLE N/A NONE * KINDER MORGAN MANAGEMENT LLC SHS Common Stock 49455U100 1 14.00 SOLE N/A NONE * KINDRED HEALTHCARE INC COM Common Stock 494580103 1 160.00 SOLE N/A NONE * KINETIC CONCEPTS INC COM NEW Common Stock 49460W208 15 230.00 SOLE N/A NONE * KINROSS GOLD CORP COM NO PAR Common Stock 496902404 15 1,000.00 SOLE N/A NONE * KIRBY CORP COM Common Stock 497266106 1 25.00 SOLE N/A NONE * KKR & CO L P DEL COM UNITS Common Stock 48248M102 3 300.00 SOLE N/A NONE * KKR FINANCIAL HLDGS LLC COM Common Stock 48248A306 8 1,111.24 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- * KLA-TENCOR CORP COM Common Stock 482480100 1 25.00 SOLE N/A NONE * KODIAK OIL & GAS CORP COM Common Stock 50015Q100 3 500.00 SOLE N/A NONE * KOHLBERG CAPITAL CORP COM Common Stock 500233101 38 6,451.41 SOLE N/A NONE * KOHLS CORP COM Common Stock 500255104 24 496.00 SOLE N/A NONE * KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW Common Stock ADR 500472303 2 127.00 SOLE N/A NONE * KOREA ELECTRIC PWR SPONSORED ADR Common Stock ADR 500631106 2 251.00 SOLE N/A NONE * KORN FERRY INTL COM NEW Common Stock 500643200 5 400.00 SOLE N/A NONE * KRAFT FOODS INC CL A Common Stock 50075N104 626 18,643.71 SOLE N/A NONE * KROGER CO COM Common Stock 501044101 6 283.00 SOLE N/A NONE * KT CORP SPONSORED ADR Common Stock ADR 48268K101 1 98.00 SOLE N/A NONE KUBOTA CORP ADR Common Stock ADR 501173207 0 11.00 SOLE N/A NONE * L & L ENERGY INC COM Common Stock 50162D100 6 2,100.00 SOLE N/A NONE * L-3 COMMUNICATIONS HLDGS INC COM Common Stock 502424104 9 137.23 SOLE N/A NONE * LABORATORY CORP AMER HLDGS COM NEW Common Stock 50540R409 60 765.00 SOLE N/A NONE LANDAUER INC COM Common Stock 51476K103 10 193.00 SOLE N/A NONE * LAS VEGAS SANDS CORP COM Common Stock 517834107 12 300.00 SOLE N/A NONE * LCA-VISION INC COM PAR $.001 Common Stock 501803308 0 31.00 SOLE N/A NONE * LDK SOLAR CO LTD SPONSORED ADR Common Stock ADR 50183L107 14 4,457.72 SOLE N/A NONE * LEGACY RESERVES LP UNIT LP INT Common Stock 524707304 39 1,500.00 SOLE N/A NONE * LEGGETT & PLATT INC COM Common Stock 524660107 64 3,235.44 SOLE N/A NONE * LENDER PROCESSING SVCS INC COM Common Stock 52602E102 0 33.00 SOLE N/A NONE * LENNAR CORP CL A Common Stock 526057104 9 650.70 SOLE N/A NONE * LEVEL 3 COMMUNICATIONS INC COM Common Stock 52729N100 15 9,845.00 SOLE N/A NONE * LEXMARK INTL NEW CL A Common Stock 529771107 1 30.00 SOLE N/A NONE * LHC GROUP INC COM Common Stock 50187A107 9 500.00 SOLE N/A NONE * LIBERTY GLOBAL INC COM SER A Common Stock 530555101 1 35.00 SOLE N/A NONE * LIBERTY GLOBAL INC COM SER C Common Stock 530555309 1 35.00 SOLE N/A NONE * LIBERTY MEDIA CORP NEW INT COM SER A Common Stock 53071M104 2 126.00 SOLE N/A NONE * LIFE TECHNOLOGIES CORP COM Common Stock 53217V109 24 612.00 SOLE N/A NONE * LIFE TIME FITNESS INC COM Common Stock 53217R207 4 100.00 SOLE N/A NONE * LIMITED BRANDS INC COM Common Stock 532716107 61 1,588.00 SOLE N/A NONE * LINCOLN ELEC HLDGS INC COM Common Stock 533900106 7 230.00 SOLE N/A NONE * LINCOLN NATL CORP IND COM Common Stock 534187109 14 894.00 SOLE N/A NONE * LINEAR TECHNOLOGY CORP COM Common Stock 535678106 5 190.41 SOLE N/A NONE * LINN ENERGY LLC UNIT LTD LIAB Common Stock 536020100 397 11,135.83 SOLE N/A NONE * LIONS GATE ENTMNT CORP COM NEW Common Stock 535919203 3 450.00 SOLE N/A NONE * LIVE NATION ENTERTAINMENT IN COM Common Stock 538034109 0 20.00 SOLE N/A NONE * LIVEPERSON INC COM Common Stock 538146101 5 500.00 SOLE N/A NONE * LKQ CORP COM Common Stock 501889208 0 10.00 SOLE N/A NONE * LLOYDS BANKING GROUP PLC SPONSORED ADR Common Stock ADR 539439109 2 1,000.00 SOLE N/A NONE LMP REAL ESTATE INCOME FD IN COM Common Stock 50208C108 3 300.00 SOLE N/A NONE * LOCKHEED MARTIN CORP COM Common Stock 539830109 221 3,049.00 SOLE N/A NONE * LOEWS CORP COM Common Stock 540424108 10 293.00 SOLE N/A NONE * LORAL SPACE & COMMUNICATNS I COM Common Stock 543881106 1 26.00 SOLE N/A NONE * LORILLARD INC COM Common Stock 544147101 177 1,594.55 SOLE N/A NONE * LOWES COS INC COM Common Stock 548661107 40 2,079.50 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- * LSB INDS INC COM Common Stock 502160104 23 801.00 SOLE N/A NONE * LSI CORPORATION COM Common Stock 502161102 1 163.00 SOLE N/A NONE * LULULEMON ATHLETICA INC COM Common Stock 550021109 114 2,344.00 SOLE N/A NONE * M & T BK CORP COM Common Stock 55261F104 4 60.00 SOLE N/A NONE * MACYS INC COM Common Stock 55616P104 103 3,906.28 SOLE N/A NONE * MADDEN STEVEN LTD COM Common Stock 556269108 63 2,099.00 SOLE N/A NONE MADISON CLAYMORE CALL &EQTY COM Common Stock 556582104 2 300.00 SOLE N/A NONE * MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP Common Stock 559080106 38 636.83 SOLE N/A NONE * MAGNA INTL INC COM Common Stock 559222401 5 142.00 SOLE N/A NONE * MAGNUM HUNTER RES CORP DEL COM Common Stock 55973B102 7 2,000.00 SOLE N/A NONE * MANITOWOC INC COM Common Stock 563571108 2 227.31 SOLE N/A NONE * MANPOWERGROUP INC COM Common Stock 56418H100 0 6.00 SOLE N/A NONE * MANULIFE FINL CORP COM Common Stock 56501R106 132 11,622.54 SOLE N/A NONE * MARATHON OIL CORP COM Common Stock 565849106 103 4,773.89 SOLE N/A NONE * MARATHON PETE CORP COM ADDED Common Stock 56585A102 43 1,602.00 SOLE N/A NONE MARKEL CORP COM Common Stock 570535104 0 1.00 SOLE N/A NONE * MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN Common Stock 570759100 23 510.00 SOLE N/A NONE * MARRIOTT INTL INC NEW CL A Common Stock 571903202 6 229.00 SOLE N/A NONE * MARSH & MCLENNAN COS INC COM Common Stock 571748102 6 208.00 SOLE N/A NONE * MARTHA STEWART LIVING OMNIME CL A Common Stock 573083102 8 2,500.00 SOLE N/A NONE * MARTIN MIDSTREAM PRTNRS L P UNIT L P INT Common Stock 573331105 3 100.00 SOLE N/A NONE * MARVELL TECHNOLOGY GROUP LTD ORD Common Stock G5876H105 25 1,700.00 SOLE N/A NONE * MASCO CORP COM Common Stock 574599106 3 367.00 SOLE N/A NONE * MASTEC INC COM Common Stock 576323109 2 100.00 SOLE N/A NONE * MASTERCARD INC CL A Common Stock 57636Q104 52 165.00 SOLE N/A NONE MATERIAL SCIENCES CORP COM Common Stock 576674105 0 1.00 SOLE N/A NONE * MATTEL INC COM Common Stock 577081102 4 140.00 SOLE N/A NONE * MAXIM INTEGRATED PRODS INC COM Common Stock 57772K101 2 100.00 SOLE N/A NONE * MAXLINEAR INC CL A Common Stock 57776J100 2 300.00 SOLE N/A NONE * MCCORMICK & CO INC COM NON VTG Common Stock 579780206 12 270.00 SOLE N/A NONE * MCDERMOTT INTL INC COM Common Stock 580037109 0 30.00 SOLE N/A NONE * MCDONALDS CORP COM Common Stock 580135101 1700 19,362.29 SOLE N/A NONE * MCGRAW HILL COS INC COM Common Stock 580645109 19 471.00 SOLE N/A NONE * MCKESSON CORP COM Common Stock 58155Q103 43 597.03 SOLE N/A NONE * MDU RES GROUP INC COM Common Stock 552690109 12 632.02 SOLE N/A NONE * MEAD JOHNSON NUTRITION CO COM Common Stock 582839106 53 766.00 SOLE N/A NONE * MEADWESTVACO CORP COM Common Stock 583334107 3 136.00 SOLE N/A NONE * MECHEL OAO SPONSORED ADR Common Stock ADR 583840103 10 950.00 SOLE N/A NONE * MEDCO HEALTH SOLUTIONS INC COM Common Stock 58405U102 72 1,546.00 SOLE N/A NONE * MEDICAL PPTYS TRUST INC COM Common Stock 58463J304 13 1,420.00 SOLE N/A NONE * MEDICIS PHARMACEUTICAL CORP CL A NEW Common Stock 584690309 0 13.00 SOLE N/A NONE * MEDNAX INC COM Common Stock 58502B106 4 60.00 SOLE N/A NONE * MEDTRONIC INC COM Common Stock 585055106 26 796.00 SOLE N/A NONE * MEMC ELECTR MATLS INC COM Common Stock 552715104 1 116.00 SOLE N/A NONE * MERCADOLIBRE INC COM Common Stock 58733R102 5 100.00 SOLE N/A NONE * MERCK & CO INC NEW COM Common Stock 58933Y105 608 18,602.78 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- * MERIT MED SYS INC COM Common Stock 589889104 3 260.00 SOLE N/A NONE * MERITAGE HOMES CORP COM Common Stock 59001A102 2 150.00 SOLE N/A NONE * MERITOR INC COM Common Stock 59001K100 0 25.00 SOLE N/A NONE * METHANEX CORP COM Common Stock 59151K108 1 35.00 SOLE N/A NONE * METLIFE INC COM Common Stock 59156R108 1535 54,800.35 SOLE N/A NONE * METROPCS COMMUNICATIONS INC COM Common Stock 591708102 2 277.00 SOLE N/A NONE * METTLER TOLEDO INTERNATIONAL COM Common Stock 592688105 0 1.00 SOLE N/A NONE * MF GLOBAL HLDGS LTD COM Common Stock 55277J108 0 102.00 SOLE N/A NONE * MFA FINANCIAL INC COM Common Stock 55272X102 2 300.00 SOLE N/A NONE MFS CHARTER INCOME TR SH BEN INT Common Stock 552727109 26 3,000.00 SOLE N/A NONE MFS HIGH YIELD MUN TR SH BEN INT Common Stock 59318E102 11 2,399.65 SOLE N/A NONE MFS INTERMARKET INCOME TRUST SH BEN INT Common Stock 59318R103 18 2,200.00 SOLE N/A NONE MFS INTER INCOME TR SH BEN INT Common Stock 55273C107 94 15,619.54 SOLE N/A NONE MFS MULTIMARKET INCOME TR SH BEN INT Common Stock 552737108 26 4,124.72 SOLE N/A NONE MFS MUN INCOME TR SH BEN INT Common Stock 552738106 8 1,249.00 SOLE N/A NONE * MGM RESORTS INTERNATIONAL COM Common Stock 552953101 52 5,600.00 SOLE N/A NONE * MICROCHIP TECHNOLOGY INC COM Common Stock 595017104 35 1,127.90 SOLE N/A NONE * MICRON TECHNOLOGY INC COM Common Stock 595112103 14 2,744.00 SOLE N/A NONE * MICROSOFT CORP COM Common Stock 594918104 865 34,764.14 SOLE N/A NONE * MICROSTRATEGY INC CL A NEW Common Stock 594972408 1 5.00 SOLE N/A NONE * MICROVISION INC DEL COM Common Stock 594960106 3 5,000.00 SOLE N/A NONE * MINDRAY MEDICAL INTL LTD SPON ADR Common Stock ADR 602675100 5 200.00 SOLE N/A NONE * MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR Common Stock ADR 606822104 0 106.00 SOLE N/A NONE * MODINE MFG CO COM Common Stock 607828100 14 1,511.00 SOLE N/A NONE * MOLEX INC COM Common Stock 608554101 41 2,003.43 SOLE N/A NONE * MOLSON COORS BREWING CO CL B Common Stock 60871R209 7 187.00 SOLE N/A NONE * MOLYCORP INC DEL COM Common Stock 608753109 5 150.00 SOLE N/A NONE * MONRO MUFFLER BRAKE INC COM Common Stock 610236101 7 225.00 SOLE N/A NONE * MONSANTO CO NEW COM Common Stock 61166W101 866 14,426.00 SOLE N/A NONE * MONSTER WORLDWIDE INC COM Common Stock 611742107 6 860.00 SOLE N/A NONE * MOODYS CORP COM Common Stock 615369105 47 1,535.99 SOLE N/A NONE * MOOG INC CL A Common Stock 615394202 2 65.00 SOLE N/A NONE MORGAN STANLEY CHINA A SH FD COM Common Stock 617468103 19 900.00 SOLE N/A NONE * MORGAN STANLEY COM NEW Common Stock 617446448 42 3,098.49 SOLE N/A NONE MORGAN STANLEY EM MKTS DM DE COM Common Stock 617477104 33 2,294.00 SOLE N/A NONE * MORGAN STANLEY INDIA INVS FD COM Common Stock 61745C105 23 1,369.00 SOLE N/A NONE * MORNINGSTAR INC COM Common Stock 617700109 0 5.00 SOLE N/A NONE * MOSAIC CO NEW COM Common Stock 61945C103 119 2,425.00 SOLE N/A NONE * MOTOROLA MOBILITY HLDGS INC COM Common Stock 620097105 7 196.00 SOLE N/A NONE * MOTOROLA SOLUTIONS INC COM NEW Common Stock 620076307 9 224.00 SOLE N/A NONE * MOTRICITY INC COM Common Stock 620107102 0 200.00 SOLE N/A NONE * MOVADO GROUP INC COM Common Stock 624580106 12 1,000.00 SOLE N/A NONE * MURPHY OIL CORP COM Common Stock 626717102 2 52.31 SOLE N/A NONE MV OIL TR TR UNITS Common Stock 553859109 5 129.31 SOLE N/A NONE * MYLAN INC COM Common Stock 628530107 53 3,139.00 SOLE N/A NONE * MYRIAD GENETICS INC COM Common Stock 62855J104 6 300.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- * NABORS INDUSTRIES LTD SHS Common Stock G6359F103 25 2,000.00 SOLE N/A NONE * NALCO HOLDING COMPANY COM Common Stock 62985Q101 11 310.00 SOLE N/A NONE * NARA BANCORP INC COM Common Stock 63080P105 1 100.00 SOLE N/A NONE * NASDAQ OMX GROUP INC COM Common Stock 631103108 2 78.00 SOLE N/A NONE NASDAQ PREM INCM & GRW FD IN COM Common Stock 63110R105 30 2,350.00 SOLE N/A NONE * NATIONAL BK GREECE S A SPONSORED ADR Common Stock ADR 633643408 5 6,000.00 SOLE N/A NONE * NATIONAL FUEL GAS CO N J COM Common Stock 636180101 30 620.00 SOLE N/A NONE * NATIONAL GRID PLC SPON ADR NEW Common Stock ADR 636274300 223 4,497.00 SOLE N/A NONE * NATIONAL HEALTH INVS INC COM Common Stock 63633D104 18 423.00 SOLE N/A NONE NATIONAL HEALTHCARE CORP COM Common Stock 635906100 14 419.00 SOLE N/A NONE * NATIONAL OILWELL VARCO INC COM Common Stock 637071101 108 2,116.09 SOLE N/A NONE * NATIONAL PENN BANCSHARES INC COM Common Stock 637138108 1 167.00 SOLE N/A NONE * NATURAL RESOURCE PARTNERS L COM UNIT L P Common Stock 63900P103 67 2,659.58 SOLE N/A NONE * NATUS MEDICAL INC DEL COM Common Stock 639050103 3 346.00 SOLE N/A NONE * NAVIOS MARITIME PARTNERS L P UNIT LPI Common Stock Y62267102 6 486.39 SOLE N/A NONE * NAVISTAR INTL CORP NEW COM Common Stock 63934E108 1 42.00 SOLE N/A NONE * NBT BANCORP INC COM Common Stock 628778102 4 209.00 SOLE N/A NONE * NCR CORP NEW COM Common Stock 62886E108 1 60.00 SOLE N/A NONE * NEKTAR THERAPEUTICS COM Common Stock 640268108 2 500.00 SOLE N/A NONE * NETAPP INC COM Common Stock 64110D104 10 303.00 SOLE N/A NONE * NETFLIX INC COM Common Stock 64110L106 32 285.00 SOLE N/A NONE NEUBERGER BERMAN INTER MUNI COM Common Stock 64124P101 29 1,977.00 SOLE N/A NONE NEUBERGER BERMAN NY INT MUN COM Common Stock 64124K102 11 750.00 SOLE N/A NONE NEUBERGER BERMAN RE ES SEC F COM Common Stock 64190A103 2 563.00 SOLE N/A NONE NEW AMER HIGH INCOME FD INC COM NEW Common Stock 641876800 57 6,260.00 SOLE N/A NONE * NEW YORK CMNTY BANCORP INC COM Common Stock 649445103 8 679.00 SOLE N/A NONE * NEWELL RUBBERMAID INC COM Common Stock 651229106 6 516.12 SOLE N/A NONE * NEWFIELD EXPL CO COM Common Stock 651290108 8 211.00 SOLE N/A NONE * NEWMONT MINING CORP COM Common Stock 651639106 66 1,054.77 SOLE N/A NONE * NEWS CORP CL A Common Stock 65248E104 2 128.00 SOLE N/A NONE * NEWS CORP CL B Common Stock 65248E203 10 640.00 SOLE N/A NONE * NEXEN INC COM Common Stock 65334H102 2 113.00 SOLE N/A NONE * NEXTERA ENERGY INC COM Common Stock 65339F101 111 2,063.00 SOLE N/A NONE NEXXUS LIGHTING INC COM Common Stock 65338E105 1 925.00 SOLE N/A NONE NFJ DIVID INT & PREM STRTGY COM SHS Common Stock 65337H109 277 18,756.00 SOLE N/A NONE * NICE SYS LTD SPONSORED ADR Common Stock ADR 653656108 2 75.00 SOLE N/A NONE * NICOR INC COM Common Stock 654086107 19 343.00 SOLE N/A NONE * NIKE INC CL B Common Stock 654106103 104 1,216.00 SOLE N/A NONE * NIPPON TELEG & TEL CORP SPONSORED ADR Common Stock ADR 654624105 40 1,675.39 SOLE N/A NONE NIVS INTELLIMEDIA TECH GP IN COM DELETED Common Stock 62914U108 1 7,000.00 SOLE N/A NONE * NOBLE CORPORATION BAAR NAMEN -AKT Common Stock H5833N103 48 1,619.00 SOLE N/A NONE * NOBLE ENERGY INC COM Common Stock 655044105 5 64.00 SOLE N/A NONE * NOKIA CORP SPONSORED ADR Common Stock ADR 654902204 10 1,745.73 SOLE N/A NONE * NORDIC AMERICAN TANKERS LIMI COM Common Stock G65773106 2 175.00 SOLE N/A NONE * NORDSTROM INC COM Common Stock 655664100 47 1,034.00 SOLE N/A NONE * NORFOLK SOUTHERN CORP COM Common Stock 655844108 408 6,690.40 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- * NOMURA HLDGS INC SPONSORED ADR Common Stock ADR 65535H208 0 45.00 SOLE N/A NONE * NORTH AMERN PALLADIUM LTD COM Common Stock 656912102 6 2,500.00 SOLE N/A NONE * NORTHEAST UTILS COM Common Stock 664397106 17 519.00 SOLE N/A NONE * NORTHERN TR CORP COM Common Stock 665859104 19 546.00 SOLE N/A NONE * NORTHGATE MINERALS CORP COM Common Stock 666416102 2 500.00 SOLE N/A NONE * NORTHROP GRUMMAN CORP COM Common Stock 666807102 66 1,263.62 SOLE N/A NONE * NORTHSTAR RLTY FIN CORP COM Common Stock 66704R100 10 3,033.05 SOLE N/A NONE * NOVAGOLD RES INC COM NEW Common Stock 66987E206 33 5,100.00 SOLE N/A NONE * NOVARTIS A G SPONSORED ADR Common Stock ADR 66987V109 596 10,688.56 SOLE N/A NONE * NOVAVAX INC COM Common Stock 670002104 2 1,100.00 SOLE N/A NONE * NOVELLUS SYS INC COM Common Stock 670008101 1 29.00 SOLE N/A NONE * NOVO-NORDISK A S ADR Common Stock ADR 670100205 190 1,911.07 SOLE N/A NONE * NRG ENERGY INC COM NEW Common Stock 629377508 1 50.00 SOLE N/A NONE * NTT DOCOMO INC SPONS ADR Common Stock ADR 62942M201 1 34.00 SOLE N/A NONE * NU SKIN ENTERPRISES INC CL A Common Stock 67018T105 3 70.00 SOLE N/A NONE * NUANCE COMMUNICATIONS INC COM Common Stock 67020Y100 136 6,700.00 SOLE N/A NONE * NUCOR CORP COM Common Stock 670346105 44 1,376.07 SOLE N/A NONE * NUSTAR ENERGY LP UNIT COM Common Stock 67058H102 149 2,847.00 SOLE N/A NONE * NUTRI SYS INC NEW COM Common Stock 67069D108 2 200.00 SOLE N/A NONE * NUVASIVE INC COM Common Stock 670704105 0 15.00 SOLE N/A NONE NUVEEN ARIZ DIVID ADVANTAGE COM Common Stock 67071P107 5 400.00 SOLE N/A NONE NUVEEN CA INVT QUALITY MUN F COM Common Stock 67062A101 12 838.00 SOLE N/A NONE NUVEEN CORE EQUITY ALPHA FUN COM Common Stock 67090X107 72 6,155.00 SOLE N/A NONE NUVEEN DIVERSIFIED COMMODTY COM UT BEN INT Common Stock 67074P104 6 300.00 SOLE N/A NONE NUVEEN DIVERSIFIED DIV INCM COM Common Stock 6706EP105 4 430.00 SOLE N/A NONE NUVEEN DIV ADVANTAGE MUN FD COM Common Stock 67070F100 49 3,502.20 SOLE N/A NONE NUVEEN DIV ADV MUNI FD 3 COM SH BEN INT Common Stock 67070X101 16 1,095.00 SOLE N/A NONE NUVEEN DIVID ADVANTAGE MUN F COM Common Stock 67066V101 146 10,464.81 SOLE N/A NONE NUVEEN EQUITY PREM & GROWTH COM Common Stock 6706EW100 12 1,065.00 SOLE N/A NONE NUVEEN EQUITY PREM ADV FD COM Common Stock 6706ET107 277 25,214.00 SOLE N/A NONE NUVEEN EQUITY PREM INCOME FD COM Common Stock 6706ER101 47 4,408.00 SOLE N/A NONE NUVEEN EQTY PRM OPPORTUNITYF COM Common Stock 6706EM102 263 24,233.00 SOLE N/A NONE NUVEEN FLOATING RATE INCOME COM Common Stock 67072T108 14 1,400.00 SOLE N/A NONE NUVEEN FLTNG RTE INCM OPP FD COM SHS Common Stock 6706EN100 2 199.00 SOLE N/A NONE NUVEEN GLB GOVT ENHANCED IN COM Common Stock 67073C104 270 18,505.00 SOLE N/A NONE NUVEEN GBL VL OPPORTUNITIES COM Common Stock 6706EH103 21 1,245.00 SOLE N/A NONE NUVEEN INSD MUN OPPORTUNITY COM Common Stock 670984103 68 4,713.23 SOLE N/A NONE NUVEEN MULT CURR ST GV INCM COM Common Stock 67090N109 197 15,135.00 SOLE N/A NONE NUVEEN MULT STRAT INCM GR FD COM SHS Common Stock 67073D102 59 7,480.43 SOLE N/A NONE NUVEEN MULTI STRAT INC & GR COM Common Stock 67073B106 11 1,400.00 SOLE N/A NONE NUVEEN MUN HIGH INC OPPTY FD COM Common Stock 670683101 150 13,771.97 SOLE N/A NONE NUVEEN MUN HIGH INCOME OPP F COM Common Stock 670682103 14 1,250.00 SOLE N/A NONE NUVEEN MUN MKT OPPORTUNITY F COM Common Stock 67062W103 6 473.00 SOLE N/A NONE NUVEEN MUN ADVANTAGE FD INC COM Common Stock 67062H106 68 4,717.27 SOLE N/A NONE NUVEEN MUN VALUE FD INC COM Common Stock 670928100 44 4,557.00 SOLE N/A NONE NUVEEN PA DIVID ADVANTAGE MU COM Common Stock 67071W102 13 1,000.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- NUVEEN PA PREM INCOME MUN FD COM Common Stock 67061F101 8 621.64 SOLE N/A NONE NUVEEN PREMIER INSD MUN INCO COM Common Stock 670987106 37 2,475.00 SOLE N/A NONE NUVEEN QUALITY PFD INCOME FD COM Common Stock 67072C105 51 6,765.00 SOLE N/A NONE NUVEEN QUALITY PFD INC FD 3 COM Common Stock 67072W101 11 1,490.00 SOLE N/A NONE NUVEEN QUALITY PFD INCOME FD COM Common Stock 67071S101 21 2,797.63 SOLE N/A NONE NUVEEN REAL ESTATE INCOME FD COM Common Stock 67071B108 574 63,929.36 SOLE N/A NONE NUVEEN SELECT TAX FREE INCM SH BEN INT Common Stock 67062F100 35 2,485.89 SOLE N/A NONE NUVEEN SR INCOME FD COM Common Stock 67067Y104 30 4,392.00 SOLE N/A NONE NUVEEN TAX ADVANTAGED DIV GR COM Common Stock 67073G105 10 910.00 SOLE N/A NONE NUVEEN TAX ADV FLTG RATE FUN COM Common Stock 6706EV102 2 850.00 SOLE N/A NONE * NVIDIA CORP COM Common Stock 67066G104 249 19,897.00 SOLE N/A NONE NVR INC COM Common Stock 62944T105 6 10.00 SOLE N/A NONE * NXP SEMICONDUCTORS N V COM Common Stock N6596X109 1 74.00 SOLE N/A NONE * NYSE EURONEXT COM Common Stock 629491101 15 633.00 SOLE N/A NONE * OM GROUP INC COM Common Stock 670872100 23 900.00 SOLE N/A NONE * O REILLY AUTOMOTIVE INC NEW COM Common Stock 67103H107 5 70.00 SOLE N/A NONE * OCCIDENTAL PETE CORP DEL COM Common Stock 674599105 116 1,616.69 SOLE N/A NONE * OCEANEERING INTL INC COM Common Stock 675232102 0 2.00 SOLE N/A NONE * OCEANFREIGHT INC SHS A ADDED Common Stock Y64202123 0 4.00 SOLE N/A NONE * OFFICE DEPOT INC COM Common Stock 676220106 0 22.00 SOLE N/A NONE * OGE ENERGY CORP COM Common Stock 670837103 133 2,772.86 SOLE N/A NONE * OILSANDS QUEST INC COM Common Stock 678046103 2 8,500.00 SOLE N/A NONE * OLD REP INTL CORP COM Common Stock 680223104 1 94.00 SOLE N/A NONE * OLIN CORP COM PAR $1 Common Stock 680665205 62 3,425.00 SOLE N/A NONE * OMNICARE INC COM Common Stock 681904108 10 400.00 SOLE N/A NONE * OMNICOM GROUP INC COM Common Stock 681919106 13 355.00 SOLE N/A NONE * OMNIVISION TECHNOLOGIES INC COM Common Stock 682128103 24 1,700.00 SOLE N/A NONE * ON SEMICONDUCTOR CORP COM Common Stock 682189105 3 421.00 SOLE N/A NONE * ONEOK INC NEW COM Common Stock 682680103 13 196.84 SOLE N/A NONE * ONEOK PARTNERS LP UNIT LTD PARTN Common Stock 68268N103 36 782.45 SOLE N/A NONE * OPEN TEXT CORP COM Common Stock 683715106 8 150.00 SOLE N/A NONE * OPENWAVE SYS INC COM NEW Common Stock 683718308 5 3,000.00 SOLE N/A NONE * OPKO HEALTH INC COM Common Stock 68375N103 10 2,250.00 SOLE N/A NONE * ORACLE CORP COM Common Stock 68389X105 994 34,589.21 SOLE N/A NONE * OREXIGEN THERAPEUTICS INC COM Common Stock 686164104 2 1,245.00 SOLE N/A NONE ORIX CORP SPONSORED ADR Common Stock ADR 686330101 0 4.00 SOLE N/A NONE * OSHKOSH CORP COM Common Stock 688239201 6 403.00 SOLE N/A NONE * OSI SYSTEMS INC COM Common Stock 671044105 1 20.00 SOLE N/A NONE OTELCO INC UNIT 99/99/9999 Common Stock 688823202 4 279.00 SOLE N/A NONE * OVERSEAS SHIPHOLDING GROUP I COM Common Stock 690368105 0 25.00 SOLE N/A NONE * OVERSTOCK COM INC DEL COM Common Stock 690370101 5 500.00 SOLE N/A NONE * OWENS & MINOR INC NEW COM Common Stock 690732102 1 45.00 SOLE N/A NONE * OWENS CORNING NEW COM Common Stock 690742101 12 548.00 SOLE N/A NONE OWENS CORNING NEW *W EXP 10/31/201 Warrants 690742127 0 32.00 SOLE N/A NONE * OWENS ILL INC COM NEW Common Stock 690768403 0 12.00 SOLE N/A NONE * PACCAR INC COM Common Stock 693718108 5 156.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- PACHOLDER HIGH YIELD FD INC COM Common Stock 693742108 100 11,065.00 SOLE N/A NONE * PALL CORP COM Common Stock 696429307 2 51.00 SOLE N/A NONE * PAN AMERICAN SILVER CORP COM Common Stock 697900108 52 1,950.00 SOLE N/A NONE * PANASONIC CORP ADR Common Stock ADR 69832A205 5 492.01 SOLE N/A NONE * PANERA BREAD CO CL A Common Stock 69840W108 76 727.00 SOLE N/A NONE * PARKER DRILLING CO COM Common Stock 701081101 2 357.20 SOLE N/A NONE * PARKER HANNIFIN CORP COM Common Stock 701094104 37 588.00 SOLE N/A NONE * PARTNERRE LTD COM Common Stock G6852T105 0 6.00 SOLE N/A NONE * PATRIOT COAL CORP COM Common Stock 70336T104 1 80.00 SOLE N/A NONE * PAYCHEX INC COM Common Stock 704326107 169 6,407.94 SOLE N/A NONE PCM FUND INC COM Common Stock 69323T101 156 15,480.00 SOLE N/A NONE * PDL BIOPHARMA INC COM Common Stock 69329Y104 11 1,900.00 SOLE N/A NONE * PEABODY ENERGY CORP COM Common Stock 704549104 71 2,096.58 SOLE N/A NONE * PEARSON PLC SPONSORED ADR Common Stock ADR 705015105 1 65.00 SOLE N/A NONE * PEBBLEBROOK HOTEL TR COM Common Stock 70509V100 0 27.00 SOLE N/A NONE * PEGASYSTEMS INC COM Common Stock 705573103 10 325.00 SOLE N/A NONE * PENGROWTH ENERGY CORP COM Common Stock 70706P104 73 8,145.00 SOLE N/A NONE * PENN VA RESOURCES PARTNERS L COM Common Stock 707884102 25 1,073.00 SOLE N/A NONE * PENN WEST PETE LTD NEW COM Common Stock 707887105 66 4,450.00 SOLE N/A NONE * PENNEY J C INC COM Common Stock 708160106 7 252.00 SOLE N/A NONE * PENNYMAC MTG INVT TR COM Common Stock 70931T103 5 300.00 SOLE N/A NONE * PENSKE AUTOMOTIVE GRP INC COM Common Stock 70959W103 0 1.01 SOLE N/A NONE * PEOPLES UNITED FINANCIAL INC COM Common Stock 712704105 11 931.00 SOLE N/A NONE * PEPCO HOLDINGS INC COM Common Stock 713291102 14 762.95 SOLE N/A NONE * PEPSICO INC COM Common Stock 713448108 601 9,713.84 SOLE N/A NONE * PERFECT WORLD CO LTD SPON ADR REP B Common Stock ADR 71372U104 8 700.00 SOLE N/A NONE * PERMIAN BASIN RTY TR UNIT BEN INT Common Stock 714236106 7 319.99 SOLE N/A NONE PERNIX THERAPEUTICS HLDGS IN COM Common Stock 71426V108 1 69.00 SOLE N/A NONE * PERRIGO CO COM Common Stock 714290103 18 189.00 SOLE N/A NONE * PETROCHINA CO LTD SPONSORED ADR Common Stock ADR 71646E100 26 213.00 SOLE N/A NONE * PETROLEO BRASILEIRO SA PETRO SPONSORED ADR Common Stock ADR 71654V408 462 20,585.94 SOLE N/A NONE * PFIZER INC COM Common Stock 717081103 606 34,261.44 SOLE N/A NONE * PG&E CORP COM Common Stock 69331C108 38 910.00 SOLE N/A NONE * PHARMACEUTICAL PROD DEV INC COM Common Stock 717124101 3 125.00 SOLE N/A NONE * PHH CORP COM NEW Common Stock 693320202 0 8.00 SOLE N/A NONE * PHILIP MORRIS INTL INC COM Common Stock 718172109 1654 26,519.58 SOLE N/A NONE * PHOENIX COS INC NEW COM Common Stock 71902E109 3 2,300.00 SOLE N/A NONE * PIER 1 IMPORTS INC COM Common Stock 720279108 21 2,100.00 SOLE N/A NONE PIMCO CA MUNICIPAL INCOME FD COM Common Stock 72200N106 42 3,211.44 SOLE N/A NONE PIMCO CALIF MUN INCOME FD II COM Common Stock 72200M108 9 973.00 SOLE N/A NONE PIMCO CORPORATE INCOME FD COM Common Stock 72200U100 153 10,867.30 SOLE N/A NONE PIMCO CORPORATE OPP FD COM Common Stock 72201B101 586 35,444.77 SOLE N/A NONE PIMCO ETF TR 0-5 HIGH YIELD ADDED Common Stock 72201R783 41 435.00 SOLE N/A NONE PIMCO ETF TR INTER MUN BD ST Common Stock 72201R866 88 1,679.00 SOLE N/A NONE PIMCO ETF TR SHTRM MUN BOND Common Stock 72201R874 15 290.00 SOLE N/A NONE PIMCO GLOBAL STOCKSPLS INCM COM Common Stock 722011103 1375 77,107.52 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- PIMCO INCOME OPPORTUNITY FD COM Common Stock 72202B100 152 6,190.00 SOLE N/A NONE PIMCO INCOME STRATEGY FUND COM Common Stock 72201H108 10 1,000.00 SOLE N/A NONE PIMCO MUNICIPAL INCOME FD COM Common Stock 72200R107 64 4,712.97 SOLE N/A NONE PIMCO MUN INCOME FD II COM Common Stock 72200W106 6 546.00 SOLE N/A NONE PIMCO MUN INCOME FD III COM Common Stock 72201A103 56 5,227.58 SOLE N/A NONE PIMCO NEW YORK MUN FD II COM Common Stock 72200Y102 33 3,000.00 SOLE N/A NONE PIMCO STRATEGIC GBL GOV FD I COM Common Stock 72200X104 86 8,048.00 SOLE N/A NONE * PINNACLE WEST CAP CORP COM Common Stock 723484101 13 300.00 SOLE N/A NONE PIONEER DIV HIGH INCOME TRUS COM BENE INTER Common Stock 723653101 29 1,550.00 SOLE N/A NONE PIONEER FLOATING RATE TR COM Common Stock 72369J102 57 4,800.00 SOLE N/A NONE PIONEER HIGH INCOME TR COM Common Stock 72369H106 347 21,225.00 SOLE N/A NONE PIONEER MUN HIGH INCOME ADV COM Common Stock 723762100 40 2,912.85 SOLE N/A NONE PIONEER MUN HIGH INCOME TR COM SHS Common Stock 723763108 161 11,101.10 SOLE N/A NONE PIONEER SOUTHWST ENRG PRTNR UNIT LP INT Common Stock 72388B106 10 407.00 SOLE N/A NONE * PITNEY BOWES INC COM Common Stock 724479100 46 2,457.50 SOLE N/A NONE * PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN Common Stock 726503105 432 7,338.63 SOLE N/A NONE * PLAINS EXPL& PRODTN CO COM Common Stock 726505100 5 200.00 SOLE N/A NONE * PLANTRONICS INC NEW COM Common Stock 727493108 0 5.00 SOLE N/A NONE * PLEXUS CORP COM Common Stock 729132100 4 175.00 SOLE N/A NONE * PLUM CREEK TIMBER CO INC COM Common Stock 729251108 51 1,472.00 SOLE N/A NONE * PMC-SIERRA INC COM Common Stock 69344F106 1 245.00 SOLE N/A NONE * PNC FINL SVCS GROUP INC COM Common Stock 693475105 120 2,489.00 SOLE N/A NONE * POLARIS INDS INC COM Common Stock 731068102 5 98.00 SOLE N/A NONE * POLYONE CORP COM Common Stock 73179P106 2 200.00 SOLE N/A NONE * PORTLAND GEN ELEC CO COM NEW Common Stock 736508847 25 1,041.54 SOLE N/A NONE * POSCO SPONSORED ADR Common Stock ADR 693483109 18 241.15 SOLE N/A NONE * POTASH CORP SASK INC COM Common Stock 73755L107 117 2,701.25 SOLE N/A NONE * POTLATCH CORP NEW COM Common Stock 737630103 9 297.00 SOLE N/A NONE POWERSHARES ETF TRUST II INTL CORP BOND Common Stock 73936Q835 3 100.00 SOLE N/A NONE * POWERWAVE TECHNOLOGIES INC COM Common Stock 739363109 0 91.00 SOLE N/A NONE * PPG INDS INC COM Common Stock 693506107 1004 14,204.50 SOLE N/A NONE * PPL CORP COM Common Stock 69351T106 191 6,709.04 SOLE N/A NONE * PRAXAIR INC COM Common Stock 74005P104 15 161.00 SOLE N/A NONE * PRECISION CASTPARTS CORP COM Common Stock 740189105 42 267.12 SOLE N/A NONE * PRECISION DRILLING CORP COM 2010 Common Stock 74022D308 0 42.00 SOLE N/A NONE * PRICE T ROWE GROUP INC COM Common Stock 74144T108 18 372.00 SOLE N/A NONE * PRICELINE COM INC COM NEW Common Stock 741503403 252 560.00 SOLE N/A NONE * PRICESMART INC COM Common Stock 741511109 1 16.00 SOLE N/A NONE * PRINCIPAL FINL GROUP INC COM Common Stock 74251V102 8 364.00 SOLE N/A NONE * PROCTER & GAMBLE CO COM Common Stock 742718109 2465 39,020.33 SOLE N/A NONE * PROGRESS ENERGY INC COM Common Stock 743263105 110 2,120.00 SOLE N/A NONE * PROGRESSIVE CORP OHIO COM Common Stock 743315103 15 844.68 SOLE N/A NONE * PROLOGIS INC COM Common Stock 74340W103 1 31.24 SOLE N/A NONE * PROTECTIVE LIFE CORP COM Common Stock 743674103 4 233.00 SOLE N/A NONE * PROVIDENT ENERGY LTD NEW COM Common Stock 74386V100 11 1,400.00 SOLE N/A NONE * PROVIDENT NEW YORK BANCORP COM Common Stock 744028101 12 2,000.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- * PRUDENTIAL FINL INC COM Common Stock 744320102 334 7,134.74 SOLE N/A NONE * PUBLIC STORAGE COM Common Stock 74460D109 63 568.50 SOLE N/A NONE * PUBLIC SVC ENTERPRISE GROUP COM Common Stock 744573106 85 2,534.25 SOLE N/A NONE * PUDA COAL INC COM PAR $.001 DELETED Common Stock 744674300 0 500.00 SOLE N/A NONE * PULTE GROUP INC COM Common Stock 745867101 5 1,236.00 SOLE N/A NONE PUTNAM MANAGED MUN INCOM TR COM Common Stock 746823103 45 6,005.83 SOLE N/A NONE PUTNAM MASTER INTER INCOME T SH BEN INT Common Stock 746909100 23 4,530.00 SOLE N/A NONE * PVH CORP COM ADDED Common Stock 693656100 86 1,473.62 SOLE N/A NONE * QEP RES INC COM Common Stock 74733V100 0 8.00 SOLE N/A NONE * QIHOO 360 TECHNOLOGY CO LTD ADS Common Stock ADR 74734M109 5 295.00 SOLE N/A NONE * QLIK TECHNOLOGIES INC COM Common Stock 74733T105 11 500.00 SOLE N/A NONE * QLOGIC CORP COM Common Stock 747277101 0 20.00 SOLE N/A NONE * QLT INC COM Common Stock 746927102 1 100.00 SOLE N/A NONE QUAKER CHEM CORP COM Common Stock 747316107 81 3,139.02 SOLE N/A NONE * QUALCOMM INC COM Common Stock 747525103 207 4,250.67 SOLE N/A NONE * QUANTUM CORP COM DSSG Common Stock 747906204 0 100.00 SOLE N/A NONE * QUANTUM FUEL SYS TECH WORLDW COM NEW Common Stock 74765E208 0 50.00 SOLE N/A NONE * QUEST DIAGNOSTICS INC COM Common Stock 74834L100 10 198.98 SOLE N/A NONE * QUESTAR CORP COM Common Stock 748356102 0 8.00 SOLE N/A NONE * DONNELLEY R R & SONS CO COM Common Stock 257867101 23 1,637.00 SOLE N/A NONE * RACKSPACE HOSTING INC COM Common Stock 750086100 28 819.00 SOLE N/A NONE * RADIOSHACK CORP COM Common Stock 750438103 4 317.00 SOLE N/A NONE * RADNET INC COM Common Stock 750491102 1 250.00 SOLE N/A NONE * RALCORP HLDGS INC NEW COM Common Stock 751028101 88 1,145.00 SOLE N/A NONE * RALPH LAUREN CORP CL A ADDED Common Stock 751212101 72 556.73 SOLE N/A NONE * RAMBUS INC DEL COM Common Stock 750917106 2 175.00 SOLE N/A NONE * RAMCO-GERSHENSON PPTYS TR COM SH BEN INT Common Stock 751452202 2 248.00 SOLE N/A NONE * RANDGOLD RES LTD ADR Common Stock ADR 752344309 61 629.00 SOLE N/A NONE * RANGE RES CORP COM Common Stock 75281A109 52 892.18 SOLE N/A NONE * RAYMOND JAMES FINANCIAL INC COM Common Stock 754730109 3 133.00 SOLE N/A NONE * RAYONIER INC COM Common Stock 754907103 0 10.00 SOLE N/A NONE * RAYTHEON CO COM NEW Common Stock 755111507 49 1,191.03 SOLE N/A NONE * REALTY INCOME CORP COM Common Stock 756109104 4 113.00 SOLE N/A NONE REAVES UTIL INCOME FD COM SH BEN INT Common Stock 756158101 71 2,911.67 SOLE N/A NONE * RED HAT INC COM Common Stock 756577102 8 200.00 SOLE N/A NONE * REGAL BELOIT CORP COM Common Stock 758750103 4 91.00 SOLE N/A NONE * REGAL ENTMT GROUP CL A Common Stock 758766109 123 10,488.00 SOLE N/A NONE * REGIONS FINANCIAL CORP NEW COM Common Stock 7591EP100 24 7,298.57 SOLE N/A NONE * REINSURANCE GROUP AMER INC COM NEW Common Stock 759351604 10 210.00 SOLE N/A NONE * RENESOLA LTD SPONS ADS Common Stock ADR 75971T103 1 850.00 SOLE N/A NONE * REPUBLIC SVCS INC COM Common Stock 760759100 9 311.00 SOLE N/A NONE * RESEARCH FRONTIERS INC COM Common Stock 760911107 3 700.00 SOLE N/A NONE * RESEARCH IN MOTION LTD COM Common Stock 760975102 60 2,959.00 SOLE N/A NONE * RESOURCE AMERICA INC CL A Common Stock 761195205 4 820.00 SOLE N/A NONE * RESOURCE CAP CORP COM Common Stock 76120W302 15 2,996.41 SOLE N/A NONE * RETAIL OPPORTUNITY INVTS COR COM Common Stock 76131N101 7 650.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- * REVLON INC CL A NEW Common Stock 761525609 1 100.00 SOLE N/A NONE * REYNOLDS AMERICAN INC COM Common Stock 761713106 362 9,653.73 SOLE N/A NONE * RF MICRODEVICES INC COM Common Stock 749941100 0 50.00 SOLE N/A NONE * RIO TINTO PLC SPONSORED ADR Common Stock ADR 767204100 61 1,385.00 SOLE N/A NONE * RITE AID CORP COM Common Stock 767754104 7 7,115.00 SOLE N/A NONE * RIVERBED TECHNOLOGY INC COM Common Stock 768573107 38 1,897.00 SOLE N/A NONE * ROBERT HALF INTL INC COM Common Stock 770323103 8 367.00 SOLE N/A NONE * ROCK-TENN CO CL A Common Stock 772739207 0 1.00 SOLE N/A NONE * ROCKWELL AUTOMATION INC COM Common Stock 773903109 10 187.00 SOLE N/A NONE * ROCKWELL COLLINS INC COM Common Stock 774341101 12 226.00 SOLE N/A NONE * ROCKWOOD HLDGS INC COM Common Stock 774415103 36 1,063.00 SOLE N/A NONE * ROFIN SINAR TECHNOLOGIES INC COM Common Stock 775043102 0 2.00 SOLE N/A NONE * ROGERS COMMUNICATIONS INC CL B Common Stock 775109200 1 26.06 SOLE N/A NONE * ROPER INDS INC NEW COM Common Stock 776696106 9 133.00 SOLE N/A NONE * ROSS STORES INC COM Common Stock 778296103 5 61.05 SOLE N/A NONE * ROVI CORP COM Common Stock 779376102 16 369.00 SOLE N/A NONE * ROWAN COS INC COM Common Stock 779382100 14 458.00 SOLE N/A NONE * ROYAL BK CDA MONTREAL QUE COM Common Stock 780087102 73 1,603.40 SOLE N/A NONE ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N Preferred Stock 780097770 3 300.00 SOLE N/A NONE ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF Preferred Stock ADR 780097788 41 2,534.09 SOLE N/A NONE * ROYAL DUTCH SHELL PLC SPON ADR B Common Stock ADR 780259107 6 93.00 SOLE N/A NONE * ROYAL DUTCH SHELL PLC SPONS ADR A Common Stock ADR 780259206 33 535.00 SOLE N/A NONE ROYCE FOCUS TR COM Common Stock 78080N108 7 1,098.00 SOLE N/A NONE ROYCE MICRO-CAP TR INC COM Common Stock 780915104 5 686.46 SOLE N/A NONE * RPC INC COM Common Stock 749660106 17 1,025.00 SOLE N/A NONE * RPM INTL INC COM Common Stock 749685103 17 910.00 SOLE N/A NONE * RUBY TUESDAY INC COM Common Stock 781182100 0 27.00 SOLE N/A NONE * SAFEWAY INC COM NEW Common Stock 786514208 2 94.00 SOLE N/A NONE * SAIC INC COM Common Stock 78390X101 1 119.00 SOLE N/A NONE * SALESFORCE COM INC COM Common Stock 79466L302 41 357.00 SOLE N/A NONE * SALLY BEAUTY HLDGS INC COM Common Stock 79546E104 0 10.00 SOLE N/A NONE * SANDISK CORP COM Common Stock 80004C101 107 2,641.00 SOLE N/A NONE * SANDRIDGE ENERGY INC COM Common Stock 80007P307 1 140.00 SOLE N/A NONE * SANOFI RIGHT 12/31/2020 Rights 80105N113 0 431.00 SOLE N/A NONE * SANOFI SPONSORED ADR Common Stock ADR 80105N105 85 2,589.00 SOLE N/A NONE * SARA LEE CORP COM Common Stock 803111103 130 7,965.08 SOLE N/A NONE * SASOL LTD SPONSORED ADR Common Stock ADR 803866300 9 230.00 SOLE N/A NONE * SBA COMMUNICATIONS CORP COM Common Stock 78388J106 9 271.00 SOLE N/A NONE * SCANSOURCE INC COM Common Stock 806037107 22 733.00 SOLE N/A NONE * SCHLUMBERGER LTD COM Common Stock 806857108 208 3,489.00 SOLE N/A NONE * SCHULMAN A INC COM Common Stock 808194104 0 9.00 SOLE N/A NONE * SCHWAB CHARLES CORP NEW COM Common Stock 808513105 13 1,125.32 SOLE N/A NONE * SCIENTIFIC GAMES CORP CL A Common Stock 80874P109 0 2.00 SOLE N/A NONE * SCRIPPS NETWORKS INTERACT IN CL A COM Common Stock 811065101 31 837.00 SOLE N/A NONE * SEABRIDGE GOLD INC COM Common Stock 811916105 4 170.00 SOLE N/A NONE * SEACOR HOLDINGS INC COM Common Stock 811904101 5 59.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- * SEAGATE TECHNOLOGY PLC SHS Common Stock G7945M107 2 171.00 SOLE N/A NONE * SEALED AIR CORP NEW COM Common Stock 81211K100 6 386.77 SOLE N/A NONE * SEARS HLDGS CORP COM Common Stock 812350106 5 87.00 SOLE N/A NONE * SEASPAN CORP SHS Common Stock Y75638109 4 350.00 SOLE N/A NONE * SEATTLE GENETICS INC COM Common Stock 812578102 1 30.00 SOLE N/A NONE * SEI INVESTMENTS CO COM Common Stock 784117103 0 7.00 SOLE N/A NONE * SEMPRA ENERGY COM Common Stock 816851109 156 3,034.00 SOLE N/A NONE * SENIOR HSG PPTYS TR SH BEN INT Common Stock 81721M109 24 1,100.00 SOLE N/A NONE * SENSIENT TECHNOLOGIES CORP COM Common Stock 81725T100 1 38.00 SOLE N/A NONE * SHAW COMMUNICATIONS INC CL B CONV Common Stock 82028K200 4 200.00 SOLE N/A NONE * SHAW GROUP INC COM Common Stock 820280105 2 78.00 SOLE N/A NONE * SHERWIN WILLIAMS CO COM Common Stock 824348106 32 437.00 SOLE N/A NONE * SHIP FINANCE INTERNATIONAL L SHS Common Stock G81075106 12 915.56 SOLE N/A NONE * SIEMENS A G SPONSORED ADR Common Stock ADR 826197501 60 669.58 SOLE N/A NONE * SIGMA ALDRICH CORP COM Common Stock 826552101 1 20.00 SOLE N/A NONE * SILVER WHEATON CORP COM Common Stock 828336107 103 3,506.00 SOLE N/A NONE * SIMON PPTY GROUP INC NEW COM Common Stock 828806109 111 1,005.00 SOLE N/A NONE * SINOVAC BIOTECH LTD SHS Common Stock P8696W104 2 1,000.00 SOLE N/A NONE * SIRIUS XM RADIO INC COM Common Stock 82967N108 107 70,839.00 SOLE N/A NONE * SIRONA DENTAL SYSTEMS INC COM Common Stock 82966C103 21 493.00 SOLE N/A NONE * SK TELECOM LTD SPONSORED ADR Common Stock ADR 78440P108 4 294.00 SOLE N/A NONE * SKYWORKS SOLUTIONS INC COM Common Stock 83088M102 14 795.00 SOLE N/A NONE * SLM CORP COM Common Stock 78442P106 7 524.00 SOLE N/A NONE * SM ENERGY CO COM Common Stock 78454L100 6 105.00 SOLE N/A NONE * SMARTHEAT INC COM Common Stock 83172F104 4 6,350.00 SOLE N/A NONE * SMITH & NEPHEW PLC SPDN ADR NEW Common Stock ADR 83175M205 0 6.00 SOLE N/A NONE * SMITH MICRO SOFTWARE INC COM Common Stock 832154108 0 288.00 SOLE N/A NONE * SMITHFIELD FOODS INC COM Common Stock 832248108 16 836.00 SOLE N/A NONE * SMUCKER J M CO COM NEW Common Stock 832696405 88 1,209.00 SOLE N/A NONE * SNAP ON INC COM Common Stock 833034101 2 55.00 SOLE N/A NONE * SONIC AUTOMOTIVE INC CL A Common Stock 83545G102 10 900.00 SOLE N/A NONE * SONIC CORP COM Common Stock 835451105 1 192.00 SOLE N/A NONE * SONOCO PRODS CO COM Common Stock 835495102 12 440.00 SOLE N/A NONE * SOTHEBYS COM Common Stock 835898107 8 274.00 SOLE N/A NONE * SOURCEFIRE INC COM Common Stock 83616T108 0 13.00 SOLE N/A NONE SOUTHERN CMNTY FINL CORP COM Common Stock 842632101 2 1,400.00 SOLE N/A NONE * SOUTHERN CO COM Common Stock 842587107 398 9,401.34 SOLE N/A NONE * SOUTHERN COPPER CORP COM Common Stock 84265V105 68 2,729.00 SOLE N/A NONE * SOUTHERN UN CO NEW COM Common Stock 844030106 6 139.00 SOLE N/A NONE * SOUTHWEST AIRLS CO COM Common Stock 844741108 16 1,950.00 SOLE N/A NONE * SOUTHWESTERN ENERGY CO COM Common Stock 845467109 6 190.00 SOLE N/A NONE SPDR INDEX SHS FDS S&P EMKTSC ETF Common Stock 78463X756 33 840.00 SOLE N/A NONE SPDR SERIES TRUST BRCLYS CAP CONV Common Stock 78464A359 107 3,012.82 SOLE N/A NONE SPDR SERIES TRUST BARC CAPTL ETF Common Stock 78464A474 8 279.00 SOLE N/A NONE * SPECTRA ENERGY CORP COM Common Stock 847560109 74 3,019.73 SOLE N/A NONE * SPECTRUM PHARMACEUTICALS INC COM Common Stock 84763A108 1 100.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- * SPIRIT AEROSYSTEMS HLDGS INC COM CL A Common Stock 848574109 0 15.00 SOLE N/A NONE * SPRINT NEXTEL CORP COM SER 1 Common Stock 852061100 4 1,263.00 SOLE N/A NONE * SPX CORP COM Common Stock 784635104 1 13.00 SOLE N/A NONE * ST JUDE MED INC COM Common Stock 790849103 17 470.00 SOLE N/A NONE * STANLEY BLACK & DECKER INC COM Common Stock 854502101 5 107.00 SOLE N/A NONE * STAPLES INC COM Common Stock 855030102 30 2,267.00 SOLE N/A NONE * STAR SCIENTIFIC INC COM Common Stock 85517P101 2 1,000.00 SOLE N/A NONE * STARBUCKS CORP COM Common Stock 855244109 204 5,467.33 SOLE N/A NONE * STARWOOD HOTELS&RESORTS WRLD COM Common Stock 85590A401 0 7.00 SOLE N/A NONE * STATE STR CORP COM Common Stock 857477103 5 141.00 SOLE N/A NONE * STATOIL ASA SPONSORED ADR Common Stock ADR 85771P102 15 700.00 SOLE N/A NONE * STEC INC COM Common Stock 784774101 12 1,145.00 SOLE N/A NONE STEMCELLS INC COM NEW ADDED Common Stock 85857R204 0 6.00 SOLE N/A NONE * STERICYCLE INC COM Common Stock 858912108 63 783.00 SOLE N/A NONE * STMICROELECTRONICS N V NY REGISTRY Common Stock 861012102 74 11,455.43 SOLE N/A NONE * STONEMOR PARTNERS L P COM UNITS Common Stock 86183Q100 15 550.00 SOLE N/A NONE STRATEGIC GLOBAL INCOME FD COM Common Stock 862719101 8 810.00 SOLE N/A NONE * STRYKER CORP COM Common Stock 863667101 170 3,616.74 SOLE N/A NONE * SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN Common Stock 864482104 79 1,700.00 SOLE N/A NONE * SUN LIFE FINL INC COM Common Stock 866796105 28 1,157.00 SOLE N/A NONE * SUNCOR ENERGY INC NEW COM Common Stock 867224107 16 612.00 SOLE N/A NONE * SUNOCO INC COM Common Stock 86764P109 0 8.00 SOLE N/A NONE * SUNOCO LOGISTICS PRTNRS L P COM UNITS Common Stock 86764L108 253 2,861.97 SOLE N/A NONE * SUNPOWER CORP COM CL A Common Stock 867652109 5 630.00 SOLE N/A NONE * SUNTECH PWR HLDGS CO LTD ADR Common Stock ADR 86800C104 2 918.00 SOLE N/A NONE * SUNTRUST BKS INC COM Common Stock 867914103 12 671.71 SOLE N/A NONE * SUPER MICRO COMPUTER INC COM Common Stock 86800U104 2 130.00 SOLE N/A NONE * SUPERVALU INC COM Common Stock 868536103 24 3,652.75 SOLE N/A NONE * SUSQUEHANNA BANCSHARES INC P COM Common Stock 869099101 0 40.00 SOLE N/A NONE * SWIFT ENERGY CO COM Common Stock 870738101 3 139.00 SOLE N/A NONE * SWISHER HYGIENE INC COM Common Stock 870808102 20 5,000.00 SOLE N/A NONE * SXC HEALTH SOLUTIONS CORP COM Common Stock 78505P100 21 374.00 SOLE N/A NONE * SYCAMORE NETWORKS INC COM NEW Common Stock 871206405 1 38.00 SOLE N/A NONE * SYMANTEC CORP COM Common Stock 871503108 4 237.00 SOLE N/A NONE * SYNAPTICS INC COM Common Stock 87157D109 5 200.00 SOLE N/A NONE * SYNNEX CORP COM Common Stock 87162W100 0 18.00 SOLE N/A NONE * SYNOVUS FINL CORP COM Common Stock 87161C105 8 7,625.00 SOLE N/A NONE SYPRIS SOLUTIONS INC COM Common Stock 871655106 0 1.00 SOLE N/A NONE * SYSCO CORP COM Common Stock 871829107 43 1,677.00 SOLE N/A NONE * TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR Common Stock ADR 874039100 21 1,804.00 SOLE N/A NONE * TAKE-TWO INTERACTIVE SOFTWAR COM Common Stock 874054109 5 400.00 SOLE N/A NONE * TALISMAN ENERGY INC COM Common Stock 87425E103 5 408.00 SOLE N/A NONE * TARGA RESOURCES PARTNERS LP COM UNIT Common Stock 87611X105 104 3,163.00 SOLE N/A NONE * TARGET CORP COM Common Stock 87612E106 44 891.93 SOLE N/A NONE * TATA MTRS LTD SPONSORED ADR Common Stock ADR 876568502 268 17,402.27 SOLE N/A NONE * TC PIPELINES LP UT COM LTD PRT Common Stock 87233Q108 18 400.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- TCW STRATEGIC INCOME FUND IN COM Common Stock 872340104 10 2,000.00 SOLE N/A NONE * TE CONNECTIVITY LTD REG SHS Common Stock H84989104 14 493.23 SOLE N/A NONE * TECK RESOURCES LTD CL B Common Stock 878742204 3 100.00 SOLE N/A NONE * TECO ENERGY INC COM Common Stock 872375100 3 200.00 SOLE N/A NONE * TEEKAY CORPORATION COM Common Stock Y8564W103 1 26.00 SOLE N/A NONE * TEEKAY TANKERS LTD CL A Common Stock Y8565N102 1 210.73 SOLE N/A NONE * TEKELEC COM Common Stock 879101103 3 467.00 SOLE N/A NONE * TELE NORTE LESTE PART S A SPON ADR PFD Preferred Stock ADR 879246106 12 1,298.87 SOLE N/A NONE * TELECOM CORP NEW ZEALAND LTD SPONSORED ADR Common Stock ADR 879278208 10 1,001.00 SOLE N/A NONE TELECOM ITALIA S P A NEW SPON ADR SVGS Common Stock ADR 87927Y201 4 400.00 SOLE N/A NONE * TELECOMUNICACOES DE SAO PAUL SPON ADR PFD Common Stock ADR 87929A102 3 97.00 SOLE N/A NONE * TELEDYNE TECHNOLOGIES INC COM Common Stock 879360105 2 50.00 SOLE N/A NONE * TELEFONICA S A SPONSORED ADR Common Stock ADR 879382208 65 3,387.44 SOLE N/A NONE * TELLABS INC COM Common Stock 879664100 2 451.00 SOLE N/A NONE * TELVENT GIT SA SHS Common Stock E90215109 1 15.00 SOLE N/A NONE TEMPLETON DRAGON FD INC COM Common Stock 88018T101 2 100.00 SOLE N/A NONE TEMPLETON EMERG MKTS INCOME COM Common Stock 880192109 36 2,391.84 SOLE N/A NONE TEMPLETON GLOBAL INCOME FD COM Common Stock 880198106 1712 181,161.49 SOLE N/A NONE * TEMPUR PEDIC INTL INC COM Common Stock 88023U101 5 101.00 SOLE N/A NONE * TENARIS S A SPONSORED ADR Common Stock ADR 88031M109 0 5.00 SOLE N/A NONE * TENET HEALTHCARE CORP COM Common Stock 88033G100 1 210.00 SOLE N/A NONE * TERADATA CORP DEL COM Common Stock 88076W103 14 260.00 SOLE N/A NONE * TEREX CORP NEW COM Common Stock 880779103 7 722.00 SOLE N/A NONE * TEVA PHARMACEUTICAL INDS LTD ADR Common Stock ADR 881624209 485 13,026.99 SOLE N/A NONE * TEXAS INSTRS INC COM Common Stock 882508104 15 573.91 SOLE N/A NONE TEXAS PAC LD TR SUB CTF PROP I T Common Stock 882610108 25 675.00 SOLE N/A NONE * TEXTRON INC COM Common Stock 883203101 42 2,354.00 SOLE N/A NONE * TFS FINL CORP COM Common Stock 87240R107 56 6,945.00 SOLE N/A NONE * ST JOE CO COM Common Stock 790148100 3 200.00 SOLE N/A NONE * SCOTTS MIRACLE GRO CO CL A Common Stock 810186106 4 95.00 SOLE N/A NONE * THERMO FISHER SCIENTIFIC INC COM Common Stock 883556102 27 535.00 SOLE N/A NONE * THOMPSON CREEK METALS CO INC COM Common Stock 884768102 1 200.00 SOLE N/A NONE * THOMSON REUTERS CORP COM Common Stock 884903105 1 36.00 SOLE N/A NONE * TIBCO SOFTWARE INC COM Common Stock 88632Q103 18 819.00 SOLE N/A NONE * TIDEWATER INC COM Common Stock 886423102 2 53.42 SOLE N/A NONE * TIFFANY & CO NEW COM Common Stock 886547108 67 1,098.71 SOLE N/A NONE * TIME WARNER CABLE INC COM Common Stock 88732J207 15 242.45 SOLE N/A NONE * TIME WARNER INC COM NEW Common Stock 887317303 31 1,026.26 SOLE N/A NONE * TIMKEN CO COM Common Stock 887389104 14 412.00 SOLE N/A NONE * TITAN MACHY INC COM Common Stock 88830R101 32 1,800.00 SOLE N/A NONE * TJX COS INC NEW COM Common Stock 872540109 81 1,463.77 SOLE N/A NONE * TOLL BROTHERS INC COM Common Stock 889478103 16 1,075.16 SOLE N/A NONE * TOOTSIE ROLL INDS INC COM Common Stock 890516107 0 3.00 SOLE N/A NONE * TORO CO COM Common Stock 891092108 3 65.00 SOLE N/A NONE * TORONTO DOMINION BK ONT COM NEW Common Stock 891160509 184 2,598.00 SOLE N/A NONE TORTOISE ENERGY CAP CORP COM Common Stock 89147U100 13 562.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- TORTOISE ENERGY INFRSTRCTR C COM Common Stock 89147L100 38 1,108.00 SOLE N/A NONE TORTOISE MLP FD INC COM Common Stock 89148B101 45 2,000.00 SOLE N/A NONE * TOTAL S A SPONSORED ADR Common Stock ADR 89151E109 153 3,491.39 SOLE N/A NONE * TOTAL SYS SVCS INC COM Common Stock 891906109 14 811.00 SOLE N/A NONE * TOYOTA MOTOR CORP SP ADR REP2COM Common Stock ADR 892331307 38 554.66 SOLE N/A NONE * TRACTOR SUPPLY CO COM Common Stock 892356106 13 200.00 SOLE N/A NONE * TRANSALTA CORP COM Common Stock 89346D107 1 50.00 SOLE N/A NONE * TRANSATLANTIC HLDGS INC COM Common Stock 893521104 12 244.76 SOLE N/A NONE * TRANSCANADA CORP COM Common Stock 89353D107 8 185.63 SOLE N/A NONE * TRANSDIGM GROUP INC COM Common Stock 893641100 11 135.00 SOLE N/A NONE * TRANSOCEAN LTD REG SHS Common Stock H8817H100 189 3,947.95 SOLE N/A NONE * TRAVELERS COMPANIES INC COM Common Stock 89417E109 146 2,997.53 SOLE N/A NONE * TRAVELZOO INC COM Common Stock 89421Q106 29 1,300.00 SOLE N/A NONE * TREEHOUSE FOODS INC COM Common Stock 89469A104 35 566.00 SOLE N/A NONE * TREX CO INC COM Common Stock 89531P105 1 75.00 SOLE N/A NONE * TRI CONTL CORP COM Common Stock 895436103 0 12.00 SOLE N/A NONE * TRIANGLE CAP CORP COM Common Stock 895848109 5 302.59 SOLE N/A NONE * TRINITY INDS INC COM Common Stock 896522109 10 447.63 SOLE N/A NONE * TRIQUINT SEMICONDUCTOR INC COM Common Stock 89674K103 1 100.00 SOLE N/A NONE * TRIUMPH GROUP INC NEW COM Common Stock 896818101 7 142.00 SOLE N/A NONE * TRUE RELIGION APPAREL INC COM Common Stock 89784N104 0 1.00 SOLE N/A NONE * TRUSTMARK CORP COM Common Stock 898402102 2 100.00 SOLE N/A NONE * TRW AUTOMOTIVE HLDGS CORP COM Common Stock 87264S106 29 900.00 SOLE N/A NONE TS&W CLAYMORE TAX ADVNTG BL COM Common Stock 87280R108 7 600.00 SOLE N/A NONE * TUPPERWARE BRANDS CORP COM Common Stock 899896104 71 1,326.02 SOLE N/A NONE * TURKCELL ILETISIM HIZMETLERI SPON ADR NEW Common Stock ADR 900111204 1 100.00 SOLE N/A NONE * TW TELECOM INC COM Common Stock 87311L104 0 1.00 SOLE N/A NONE * TYCO INTERNATIONAL LTD SHS Common Stock H89128104 42 1,019.85 SOLE N/A NONE * TYSON FOODS INC CL A Common Stock 902494103 13 744.00 SOLE N/A NONE * U S AIRWAYS GROUP INC COM Common Stock 90341W108 18 3,225.00 SOLE N/A NONE * U S ENERGY CORP WYO COM Common Stock 911805109 0 100.00 SOLE N/A NONE U S PHYSICAL THERAPY INC COM Common Stock 90337L108 0 1.00 SOLE N/A NONE * UBS AG SHS NEW Common Stock H89231338 4 327.00 SOLE N/A NONE * UGI CORP NEW COM Common Stock 902681105 3 109.00 SOLE N/A NONE * UIL HLDG CORP COM Common Stock 902748102 22 666.00 SOLE N/A NONE * ULTA SALON COSMETCS & FRAG I COM Common Stock 90384S303 115 1,856.00 SOLE N/A NONE * ULTRA PETROLEUM CORP COM Common Stock 903914109 9 339.00 SOLE N/A NONE * UMPQUA HLDGS CORP COM Common Stock 904214103 0 12.00 SOLE N/A NONE * UNDER ARMOUR INC CL A Common Stock 904311107 83 1,253.00 SOLE N/A NONE * UNILEVER N V N Y SHS NEW Common Stock 904784709 330 10,488.59 SOLE N/A NONE * UNILEVER PLC SPON ADR NEW Common Stock ADR 904767704 15 467.00 SOLE N/A NONE * UNION PAC CORP COM Common Stock 907818108 192 2,353.00 SOLE N/A NONE * UNITED CONTL HLDGS INC COM Common Stock 910047109 53 2,758.00 SOLE N/A NONE * UNITED ONLINE INC COM Common Stock 911268100 13 2,500.00 SOLE N/A NONE * UNITED PARCEL SERVICE INC CL B Common Stock 911312106 188 2,975.00 SOLE N/A NONE * UNITED RENTALS INC COM Common Stock 911363109 3 207.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- * UNITED STATES STL CORP NEW COM Common Stock 912909108 112 5,106.10 SOLE N/A NONE * UNITED TECHNOLOGIES CORP COM Common Stock 913017109 918 13,043.36 SOLE N/A NONE * UNITEDHEALTH GROUP INC COM Common Stock 91324P102 232 5,030.11 SOLE N/A NONE * UNIVERSAL CORP VA COM Common Stock 913456109 1 22.00 SOLE N/A NONE * UNIVERSAL HLTH SVCS INC CL B Common Stock 913903100 0 2.00 SOLE N/A NONE * URBAN OUTFITTERS INC COM Common Stock 917047102 4 165.00 SOLE N/A NONE * URS CORP NEW COM Common Stock 903236107 2 60.00 SOLE N/A NONE * US BANCORP DEL COM NEW Common Stock 902973304 76 3,245.95 SOLE N/A NONE * U S G CORP COM NEW Common Stock 903293405 1 150.00 SOLE N/A NONE * V F CORP COM Common Stock 918204108 6 50.00 SOLE N/A NONE * VALASSIS COMMUNICATIONS INC COM Common Stock 918866104 0 20.00 SOLE N/A NONE * VALE S A ADR Common Stock ADR 91912E105 119 5,202.69 SOLE N/A NONE * VALEANT PHARMACEUTICALS INTL COM Common Stock 91911K102 3 90.00 SOLE N/A NONE * VALERO ENERGY CORP NEW COM Common Stock 91913Y100 429 24,119.08 SOLE N/A NONE * VALLEY NATL BANCORP COM Common Stock 919794107 8 762.92 SOLE N/A NONE * VALSPAR CORP COM Common Stock 920355104 33 1,065.00 SOLE N/A NONE * VALUECLICK INC COM Common Stock 92046N102 0 4.00 SOLE N/A NONE * VANGUARD INDEX FDS S&P 500 ETF SH Common Stock 922908413 12 241.24 SOLE N/A NONE * VANGUARD NATURAL RESOURCES L COM UNIT Common Stock 92205F106 106 4,078.00 SOLE N/A NONE * VARIAN MED SYS INC COM Common Stock 92220P105 17 320.30 SOLE N/A NONE * VARIAN SEMICONDUCTOR EQUIPMN COM Common Stock 922207105 0 2.00 SOLE N/A NONE * VASCO DATA SEC INTL INC COM Common Stock 92230Y104 6 1,200.00 SOLE N/A NONE * VECTOR GROUP LTD COM Common Stock 92240M108 15 851.00 SOLE N/A NONE * VECTREN CORP COM Common Stock 92240G101 6 203.20 SOLE N/A NONE * VEECO INSTRS INC DEL COM Common Stock 922417100 7 300.00 SOLE N/A NONE * VENTAS INC COM Common Stock 92276F100 20 398.00 SOLE N/A NONE * VEOLIA ENVIRONNEMENT SPONSORED ADR Common Stock ADR 92334N103 49 3,371.00 SOLE N/A NONE * VERIFONE SYS INC COM Common Stock 92342Y109 2 70.00 SOLE N/A NONE * VERISK ANALYTICS INC CL A Common Stock 92345Y106 8 218.00 SOLE N/A NONE * VERIZON COMMUNICATIONS INC COM Common Stock 92343V104 1476 40,098.24 SOLE N/A NONE * VERTEX PHARMACEUTICALS INC COM Common Stock 92532F100 49 1,102.00 SOLE N/A NONE * VIACOM INC NEW CL B Common Stock 92553P201 4 113.00 SOLE N/A NONE * VICOR CORP COM Common Stock 925815102 0 1.00 SOLE N/A NONE * VIMPELCOM LTD SPONSORED ADR Common Stock ADR 92719A106 6 664.85 SOLE N/A NONE * VIROPHARMA INC COM Common Stock 928241108 4 200.00 SOLE N/A NONE * VISA INC COM CL A Common Stock 92826C839 186 2,175.58 SOLE N/A NONE * VISTEON CORP COM NEW Common Stock 92839U206 1 30.00 SOLE N/A NONE * VIVUS INC COM Common Stock 928551100 2 303.00 SOLE N/A NONE * VMWARE INC CL A COM Common Stock 928563402 21 260.72 SOLE N/A NONE * VODAFONE GROUP PLC NEW SPONS ADR NEW Common Stock ADR 92857W209 353 13,744.15 SOLE N/A NONE * VORNADO RLTY TR SH BEN INT Common Stock 929042109 14 182.00 SOLE N/A NONE * VULCAN MATLS CO COM Common Stock 929160109 5 167.00 SOLE N/A NONE W P CAREY & CO LLC COM Common Stock 92930Y107 9 250.00 SOLE N/A NONE * WABTEC CORP COM Common Stock 929740108 7 130.00 SOLE N/A NONE WACOAL HOLDINGS CORP ADR Common Stock ADR 930004205 4 57.00 SOLE N/A NONE * WADDELL & REED FINL INC CL A Common Stock 930059100 1 25.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- * WAL MART STORES INC COM Common Stock 931142103 875 16,854.55 SOLE N/A NONE * WALGREEN CO COM Common Stock 931422109 302 9,195.73 SOLE N/A NONE * WALTER ENERGY INC COM Common Stock 93317Q105 7 111.00 SOLE N/A NONE * WARNER CHILCOTT PLC IRELAND SHS A Common Stock G94368100 0 20.00 SOLE N/A NONE * WASHINGTON FED INC COM Common Stock 938824109 21 1,652.00 SOLE N/A NONE * WASTE MGMT INC DEL COM Common Stock 94106L109 66 2,026.00 SOLE N/A NONE * WATSCO INC COM Common Stock 942622200 2 40.00 SOLE N/A NONE * WATSON PHARMACEUTICALS INC COM Common Stock 942683103 16 230.00 SOLE N/A NONE * WAUSAU PAPER CORP COM Common Stock 943315101 0 2.00 SOLE N/A NONE * WAVE SYSTEMS CORP COM NEW Common Stock 943526301 0 66.00 SOLE N/A NONE WD-40 CO COM Common Stock 929236107 3 81.00 SOLE N/A NONE * WEATHERFORD INTERNATIONAL LT REG SHS Common Stock H27013103 30 2,474.00 SOLE N/A NONE * WEBMD HEALTH CORP COM Common Stock 94770V102 29 949.00 SOLE N/A NONE * WEBSTER FINL CORP CONN COM Common Stock 947890109 3 214.00 SOLE N/A NONE WEIS MKTS INC COM Common Stock 948849104 1 25.00 SOLE N/A NONE * WELLCARE HEALTH PLANS INC COM Common Stock 94946T106 8 200.00 SOLE N/A NONE * WELLPOINT INC COM Common Stock 94973V107 49 747.33 SOLE N/A NONE * WELLS FARGO & CO NEW COM Common Stock 949746101 376 15,579.88 SOLE N/A NONE WELLS FARGO & CO NEW PERP Preferred PFD CNV A Stock Convertible 949746804 236 229.00 SOLE N/A NONE WELLS FARGO ADVANTAGE INCOME COM SHS Common Stock 94987B105 99 10,555.18 SOLE N/A NONE WELLS FARGO ADVANTAGE UTILS COM Common Stock 94987E109 5 500.00 SOLE N/A NONE WELLS FARGO ADV GLB DIV OPP COM Common Stock 94987C103 3 354.86 SOLE N/A NONE * WESTAR ENERGY INC COM Common Stock 95709T100 15 584.00 SOLE N/A NONE WESTERN ASSET EMRG MKT DEBT COM Common Stock 95766A101 4 200.00 SOLE N/A NONE WESTERN ASSET GLB HI INCOME COM Common Stock 95766B109 27 2,360.37 SOLE N/A NONE WESTERN ASSET MUN HI INCM FD COM Common Stock 95766N103 3 400.00 SOLE N/A NONE WESTERN ASSET HIGH INCM OPP COM Common Stock 95766K109 38 6,572.55 SOLE N/A NONE WESTERN ASSET HIGH INCM FD I COM Common Stock 95766J102 58 6,088.54 SOLE N/A NONE WESTERN ASST MNG MUN FD INC COM Common Stock 95766M105 8 642.26 SOLE N/A NONE WESTERN ASSET PREMIER BD FD SHS BEN INT Common Stock 957664105 44 2,899.00 SOLE N/A NONE WESTERN ASSET VAR RT STRG FD COM Common Stock 957667108 20 1,283.00 SOLE N/A NONE WESTERN ASSET WORLDWIDE INCO COM Common Stock 957668106 5 350.00 SOLE N/A NONE * WESTERN DIGITAL CORP COM Common Stock 958102105 5 200.00 SOLE N/A NONE * WESTERN GAS PARTNERS LP COM UNIT LP IN Common Stock 958254104 57 1,674.00 SOLE N/A NONE * WESTERN REFNG INC COM Common Stock 959319104 24 1,948.00 SOLE N/A NONE * WESTERN UN CO COM Common Stock 959802109 0 6.00 SOLE N/A NONE WESTPAC BKG CORP SPONSORED ADR Common Stock ADR 961214301 0 3.00 SOLE N/A NONE * WESTPORT INNOVATIONS INC COM NEW Common Stock 960908309 14 482.00 SOLE N/A NONE * WEYERHAEUSER CO COM Common Stock 962166104 2 157.00 SOLE N/A NONE * WGL HLDGS INC COM Common Stock 92924F106 4 90.00 SOLE N/A NONE * WHIRLPOOL CORP COM Common Stock 963320106 31 622.00 SOLE N/A NONE * WHITING PETE CORP NEW COM Common Stock 966387102 14 400.00 SOLE N/A NONE * WHOLE FOODS MKT INC COM Common Stock 966837106 136 2,088.68 SOLE N/A NONE * WILEY JOHN & SONS INC CL A Common Stock 968223206 2 50.00 SOLE N/A NONE * WILLIAMS COS INC DEL COM Common Stock 969457100 9 350.00 SOLE N/A NONE * WILLIAMS PARTNERS L P COM UNIT L P Common Stock 96950F104 161 2,976.00 SOLE N/A NONE

VALUE SHRS OR PRN AMT INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY ------------------------------------------------ ------------------- --------- ------- --------------- ---------- -------- --------- * WILLIAMS SONOMA INC COM Common Stock 969904101 4 140.00 SOLE N/A NONE * WILLIS GROUP HOLDINGS PUBLIC SHS Common Stock G96666105 21 622.00 SOLE N/A NONE * WINDSTREAM CORP COM Common Stock 97381W104 143 12,264.68 SOLE N/A NONE * WIPRO LTD SPON ADR 1 SH Common Stock ADR 97651M109 28 3,032.63 SOLE N/A NONE * WOLVERINE WORLD WIDE INC COM Common Stock 978097103 0 15.00 SOLE N/A NONE * WOODWARD INC COM Common Stock 980745103 64 2,339.00 SOLE N/A NONE * WORLD FUEL SVCS CORP COM Common Stock 981475106 24 741.00 SOLE N/A NONE * WORLD WRESTLING ENTMT INC CL A Common Stock 98156Q108 22 2,505.61 SOLE N/A NONE * WORTHINGTON INDS INC COM Common Stock 981811102 6 400.00 SOLE N/A NONE * WYNDHAM WORLDWIDE CORP COM Common Stock 98310W108 26 896.00 SOLE N/A NONE * WYNN RESORTS LTD COM Common Stock 983134107 26 226.00 SOLE N/A NONE * XCEL ENERGY INC COM Common Stock 98389B100 9 367.00 SOLE N/A NONE * XEROX CORP COM Common Stock 984121103 36 5,144.67 SOLE N/A NONE * XILINX INC COM Common Stock 983919101 2 74.00 SOLE N/A NONE * XL GROUP PLC SHS Common Stock G98290102 1 59.00 SOLE N/A NONE * XYRATEX LTD COM Common Stock G98268108 4 400.00 SOLE N/A NONE * YAHOO INC COM Common Stock 984332106 18 1,402.00 SOLE N/A NONE * YAMANA GOLD INC COM Common Stock 98462Y100 15 1,101.00 SOLE N/A NONE * YANZHOU COAL MNG CO LTD SPON ADR H SHS Common Stock ADR 984846105 16 735.00 SOLE N/A NONE * YONGYE INTL INC COM Common Stock 98607B106 5 1,000.00 SOLE N/A NONE * YOUKU COM INC SPONSORED ADR Common Stock ADR 98742U100 1 46.00 SOLE N/A NONE * YUM BRANDS INC COM Common Stock 988498101 104 2,111.59 SOLE N/A NONE * ZAGG INC COM Common Stock 98884U108 9 903.00 SOLE N/A NONE * ZEBRA TECHNOLOGIES CORP CL A Common Stock 989207105 0 1.00 SOLE N/A NONE * ZIMMER HLDGS INC COM Common Stock 98956P102 17 315.00 SOLE N/A NONE ZWEIG TOTAL RETURN FD INC COM Common Stock 989837109 1 256.64 SOLE N/A NONE