0000893750-11-000056.txt : 20110913
0000893750-11-000056.hdr.sgml : 20110913
20110913133926
ACCESSION NUMBER: 0000893750-11-000056
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110913
DATE AS OF CHANGE: 20110913
EFFECTIVENESS DATE: 20110913
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Silver Lake Group, L.L.C.
CENTRAL INDEX KEY: 0001418226
IRS NUMBER: 260895325
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12791
FILM NUMBER: 111087642
BUSINESS ADDRESS:
STREET 1: 2775 SAND HILL ROAD, SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: (650) 233-8120
MAIL ADDRESS:
STREET 1: 2775 SAND HILL ROAD, SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
13F-HR/A
1
form13fhra.txt
FORM 13F-HR/A
OMB APPROVAL
OMB Number: 3235-0006
Expires: August 31, 2012
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
-------------
Check here if Amendment [ X ]; Amendment Number: 1
---------------
This Amendment (Check only one.): /__/ is a restatement.
/X/ adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Silver Lake Group, L.L.C.
Address: 2775 Sand Hill Road, Suite 100
Menlo Park, CA 94025
Form 13F File Number: 028-12791
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.*
Person Signing this Report on Behalf of Reporting Manager:
Name: Alan K. Austin
Title: Managing Director
Phone: (650) 233-8149
Signature, Place, and Date of Signing:
/s/ Alan K. Austin Menlo Park, CA September 13, 2011
------------------ -------------- ------------------
[Signature] [City, State] [Date]
* The Reporting Manager does not have formal investment discretion with respect
to all of the securities in the indicated rows, but may be deemed to be part of
a group exercising such investment discretion. Such group, if any, would include
the manager identified in the column captioned "Other Managers" relating to a
given issuer. The filing of this report shall not be deemed an admission, for
purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange
Act of 1934, as amended, and the rules thereunder, or for any other purpose,
that the Reporting Manager or any Other Included Manager exercises investment
discretion or is a member of such a group with respect to such securities.
Reference is made to reports filed under Sections 13(d), 13(g), and 16(a) for
additional information with respect to such beneficial ownership and/or
pecuniary interest of the Reporting Manager, any Other Included Manager and
related entities.
Report Type (Check only one):
/X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
/__/ 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
/__/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 3
Form 13F Information Table Entry Total: 11
Form 13F Information Table Value Total: $1,344,418 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
--- -------------------- ----
1. 028-12358 Silver Lake Technology Management, L.L.C.
2. 028-14019 Silver Lake Technology Associates II Cayman, L.P.
3. 028-14020 Silver Lake Technology Associates Sumeru, L.P.
FORM 13F INFORMATION TABLE
SILVER LAKE GROUP, L.L.C.
FOR QUARTER ENDED - JUNE 30, 2011
Voting Authority
Name of Issuer Title of CUSIP Value Shrs or SH/ Put/ Investment Other ----------------------
Class (x $1000) prn amt PRN Call Discretion Managers Sole Shared None
------------------------- ----------- ----- --------- ---------- --- ---- ---------- -------- ---- ---------- ----
AVAGO TECHNOLOGIES LTD SHS Y0486S104 $581,629 15,306,033 SH OTHER 2 15,306,033
HERCULES OFFSHORE INC NOTE 3.375% 6/0 427093AD1 $12,123 13,000,000 PRN OTHER 1 13,000,000
HUTCHINSON TECHNOLOGY INC COM 448407106 $374 164,600 SH OTHER 1 164,600
HUTCHINSON TECHNOLOGY INC NOTE 3.25% 1/1 448407AF3 $13,320 16,444,000 PRN OTHER 1 16,444,000
HUTCHINSON TECHNOLOGY INC. NOTE 8.500% 1/1 448407AG1 $11,232 13,292,000 PRN OTHER 1 13,292,000
NXP SEMICONDUCTORS N V COM N6596X109 $428,007 16,012,220 SH OTHER 2 16,012,220
POWERWAVE TECHNOLOGIES INC COM 739363109 $18,919 6,413,299 SH OTHER 1 6,413,299
NOTE 3.875%
POWERWAVE TECHNOLOGIES INC 10/0 739363AF6 $15,130 16,379,000 PRN OTHER 1 16,379,000
QUANTUM CORP COM DSSG 747906204 $15,548 4,711,371 SH OTHER 1 4,711,371
SPANSION INC COM CL A 84649R200 $219,727 11,402,557 SH OTHER 1,3 11,402,557
SPREADTRUM
COMMUNICATIONS INC ADR 849415203 $28,409 1,802,610 SH OTHER -- 1,802,610