0001047469-11-007681.txt : 20110826 0001047469-11-007681.hdr.sgml : 20110826 20110826115258 ACCESSION NUMBER: 0001047469-11-007681 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110826 DATE AS OF CHANGE: 20110826 EFFECTIVENESS DATE: 20110826 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKFIELD INVESTMENT MANAGEMENT INC. CENTRAL INDEX KEY: 0001273887 IRS NUMBER: 133519673 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13826 FILM NUMBER: 111058710 BUSINESS ADDRESS: STREET 1: THREE WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-1010 BUSINESS PHONE: 2125498400 MAIL ADDRESS: STREET 1: THREE WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-1010 FORMER COMPANY: FORMER CONFORMED NAME: Brookfield Investment Management Inc. DATE OF NAME CHANGE: 20091001 FORMER COMPANY: FORMER CONFORMED NAME: Hyperion Brookfield Asset Management, Inc. DATE OF NAME CHANGE: 20090716 FORMER COMPANY: FORMER CONFORMED NAME: HYPERION CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 20031218 13F-HR/A 1 a2205435z13f-hra.txt 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F-HR FORM 13F-HR COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 ----------------------- Check Here if Amendment /X/; Amendment Number: 2 --------- This Amendment (Check only one.): /X/ is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Brookfield Investment Management Inc. ------------------------------------- Address: Three World Financial Center ------------------------------------- 200 Vesey Street ------------------------------------- New York, NY 10281 ------------------------------------- Form 13F File Number: 028-13826 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Seth Gelman ------------------------------- Title: Chief Compliance Officer ------------------------------- Phone: 212-549-8415 ------------------------------- Signature, Place, and Date of Signing: /s/ Seth Gelman New York, NY 8/26/2011 ------------------------------- ----------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 -------------------- Form 13F Information Table Entry Total: 106 -------------------- Form 13F Information Table Value Total: 2,091,671 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name (1) 028-14349 Brookfield Asset Management Inc. ------ ----------------- --------------------------------- (2) 028-13827 AMP Capital Brookfield (US) LLC ------ ----------------- --------------------------------- FORM 13F INFORMATION TABLE

Voting Authority Value Shares/ Sh/ Put/ Invstmt Other ------------------------ Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ ---------------- --------- ---------- -------- --- ---- ------- -------- -------- ------ -------- AT&T COM 00206R102 830 26440 SH Defined (1) 26440 Altria Group INC. COM 02209S103 532 20125 SH Defined (1) 20125 American Tower Corp COM 029912201 3617 69126 SH Defined (1) 69126 Apartment Investment & Manage COM 03748R101 3424 134100 SH Defined (1)(2) 134100 AvalonBay Communities Inc COM 053484101 74925 583530 SH Defined (1)(2) 98093 485437 Avatar Holdings Inc COM 053494100 7339 482505 SH Defined (1)(2) 247400 235105 B&G Foods Inc. COM 05508R106 412 20000 SH Defined (1) 20000 Boston Properties Inc COM 101121101 135004 1271707 SH Defined (1)(2) 208896 1062811 Brandywine Realty Trust COM 105368203 75418 6507169 SH Defined (1)(2) 1026974 5480195 Breitburn Energy Partners LP COM 106776107 118 6075 SH Defined (1) 6075 Brookdale Senior Living Inc COM 112463104 93520 3856480 SH Defined (1)(2) 684582 3171898 Brookfield Residential Propert COM 11283W104 7705 776710 SH Defined (1) 776710 CBL & Associates Properties In COM 124830100 72452 3996230 SH Defined (1)(2) 830030 3166200 Camden Property Trust COM 133131102 80999 1273174 SH Defined (1)(2) 224669 1048505 CenterPoint Energy Inc COM 15189T108 3559 183940 SH Defined (1) 183940 CenturyLink Inc. COM 156700106 384 9500 SH Defined (1) 9500 Chesapeake Midstream Partners COM 16524K108 201 7000 SH Defined (1) 7000 China Real Estate Information COM 16948Q103 3896 545600 SH Defined (1)(2) 277700 267900 CitiGroup Inc COM 172967424 152 3653 SH Defined (1) 3653 CommonWealth REIT COM 203233101 3607 139600 SH Defined (1) 139600 Companhia Energetica de Mina SP ADR N-V PFD 204409601 570 27600 SH Defined (1) 27600 Consolidated Edison IIN COM 209115104 532 10000 SH Defined (1) 10000 Coresite Realty Corp COM 21870Q105 16830 1026220 SH Defined (1)(2) 331320 694900 Corporate Office Properties Tr COM 22002T108 69465 2232887 SH Defined (1)(2) 534500 1698387 Crown Castle International Cor COM 228227104 4093 100350 SH Defined (1) 100350 DR HORTON COM 23331A109 278 24100 SH Defined (1) 24100 Digital Realty Trust Inc COM 253868103 93459 1512766 SH Defined (1)(2) 291867 1220899 Douglas Emmett Inc COM 25960P109 59073 2969977 SH Defined (1)(2) 408400 2561577 Ev Energy Partner LP COM 26926V107 283 5300 SH Defined (1) 5300 Eastern Insurance Holdings COM 276534104 1638 123900 SH Defined (1) 123900 EastGroup Properties Inc COM 277276101 11767 276800 SH Defined (1)(2) 69900 206900 El Paso Pipeline Partners LP COM 283702108 1497 43080 SH Defined (1) 43080 Emeritus Corp COM 291005106 14625 688237 SH Defined (1) 258800 429437 Empresas ICA SAB de CV SPON ADR 292448206 319 34600 SH Defined (1)(2) 34600 Enbridge Inc COM 29250N105 4827 148392 SH Defined (1) 148392

Energy Transfer Equity LP COM 29273V100 638 14200 SH Defined (1) 14200 Enterprise Products Partners L COM 293792107 1000 23150 SH Defined (1) 23150 Equity Lifestyle Properties In COM 29472R108 67878 1087089 SH Defined (1)(2) 268800 818289 Equity One Inc COM 294752100 39515 2119923 SH Defined (1)(2) 363008 1756915 Essex Property Trust Inc COM 297178105 71311 527100 SH Defined (1)(2) 90900 436200 Excel Trust Inc COM 30068C109 6128 555600 SH Defined (1)(2) 240700 314900 Forest City Enterprises Inc COM 345550107 54448 2916353 SH Defined (1)(2) 630100 2286253 Frontier Communications Corp COM 35906A108 775 96075 SH Defined (1) 96075 General Motors Co. COM 37045V100 1266 41723 SH Defined (1) 41723 Grupo Aeroportuario del Surest DPON ADR SER B 40051E202 1073 18200 SH Defined (1) 18200 HCP INC COM 40414L109 486 13250 SH Defined (1) 13250 Highwoods Properties Inc COM 431284108 57523 1736272 SH Defined (1)(2) 315800 1420472 Hologic Inc. FRNT 2.000% 12/1 436440AA9 435 450000 SH Defined (1) 450000 Hornbeck Offshore SVCS INC N FRNT 1.625% 11/1 440543AE6 145 150000 SH Defined (1) 150000 Hovnanian Enterprises Inc CL A 442487203 2501 1037900 SH Defined (1)(2) 524300 513600 ISHARES S&P 500 COM 464287200 2067 15607 SH Defined (1) 15607 ISHARES COM 464287234 873 18359 SH Defined (1) 18359 ISHARES S&P 500/BARRA GROWTH COM 464287309 837 12059 SH Defined (1) 12059 ISHARES S&P 500/BARRA VAL COM 464287408 564 9103 SH Defined (1) 9103 ISHARES MSCI EAFE INDEX FUND COM 464287465 1310 21784 SH Defined (1) 21784 ISHARES S&P MIDCAP 400 COM 464287507 2680 27433 SH Defined (1) 27433 ISHARES RUSSELL 1000 COM 464287622 1373 18582 SH Defined (1) 18582 ISHARES 600/VAL COM 464287879 1423 19167 SH Defined (1) 19167 ISHARES 600/GRO COM 464287887 1544 19199 SH Defined (1) 19199 ISHARES MSCI EAFE VALUE INX COM 464288877 127 2428 SH Defined (1) 2428 ISHARES MSCI EAFE GROWTH INX COM 464288885 140 2230 SH Defined (1) 2230 ITC Holdings Corp COM 465685105 2067 28800 SH Defined (1) 28800 KB Home COM 48666K109 9756 997500 SH Defined (1)(2) 480500 517000 Kinder Morgan Management LLC COM 49455U100 1125 17157 SH Defined (1) 17157 Lennar Corp CL A 526057104 42527 2343062 SH Defined (1)(2) 521400 1821662 Lexington Rlty Trst PFD CONV SER C 529043309 460 10200 SH Defined (1) 10200 Liberty Property Trust SH BEN INT 531172104 29446 903800 SH Defined (1)(2) 121400 782400 Lucent Technologies Inc DBCV 2.875% 6/1 549463AH0 295 300000 PRN Defined (1) 300000 MDC Holdings Inc COM 552676108 217 8800 SH Defined (1) 8800 Merck & Co INC COM 58933Y105 551 15625 SH Defined (1) 15625 National Grid PLC COM 636274300 1160 23465 SH Defined (1) 23465 Niska Gas Storage Partners COM 654678101 215 12500 SH Defined (1) 12500 NiSource Inc COM 65473P105 176 8700 SH Defined (1) 8700 Northeast Utilities COM 664397106 42 1200 SH Defined (1) 1200 NorthWestern Corp COM 668074305 632 19100 SH Defined (1) 19100 Omega Healthcare Investors Inc COM 681936100 58100 2765353 SH Defined (1)(2) 430300 2335053 PS Business Parks Inc COM 69360J107 2215 40200 SH Defined (1) 40200 Paetec Holding Inc COM 695459107 72 15000 SH Defined (1) 15000 Parkway Properties Inc COM 70159Q104 6885 403562 SH Defined (1)(2) 208000 195562 Pennsylvania Real Estate Inves COM 709102107 28268 1800494 SH Defined (1)(2) 825759 974735 Philip Morris INTL INC COM 718172109 540 8090 SH Defined (1) 8090 Progress Energy Inc COM 743263105 539 11225 SH Defined (1) 11225 ProLogis COM 74340W103 124876 3484255 SH Defined (1)(2) 767900 2716355 Public Storage COM 74460D109 203384 1783911 SH Defined (1)(2) 307811 1476100 RAMCO-GERSHENSON PPTYS TR PERP PFD-D CV 751452608 2147 43000 SH Defined (1) 43000 RYLAND GROUP INC COM 783764103 222 13400 SH Defined (1) 13400 SBA Communications Corp COM 78388J106 2333 61100 SH Defined (1) 61100 SL Green Realty Corp COM 78440X101 946 11415 SH Defined (1) 11415 SPDR TRUST SERIES I COM 78462F103 2277 17252 SH Defined (1) 17252 SPDR S&P MIDCAP 400 ETF TRUST COM 78467Y107 2775 15640 SH Defined (1) 15640 Sempra Energy COM 816851109 4262 80600 SH Defined (1) 80600 Simon Property Group Inc COM 828806109 231337 1990337 SH Defined (1)(2) 337936 1652401 Spectra Energy Corp COM 847560109 4548 165930 SH Defined (1) 165930 Starwood Hotels & Resorts Worl COM 85590A401 14582 260200 SH Defined (1)(2) 52400 207800 Supermedia INC COM 868447103 9 2350 SH Defined (1) 2350 Targa Resources Corp COM 87612G101 1051 31400 SH Defined (1) 31400 Tesoro Logistics LP COM 88160T107 609 25000 SH Defined (1) 25000 Toll Brothers Inc COM 889478103 67379 3248756 SH Defined (1)(2) 609200 2639556 TransCanada Corp COM 89353D107 6147 139948 SH Defined (1) 139948 TRINITY INDUSTRIES NOTE 3.875% 6/0 896522AF6 471 450000 SH Defined (1) 450000 Union Pacific Corp COM 907818108 282 2700 SH Defined (1) 2700 Ventas IIC COM 92276F100 502 9530 SH Defined (1) 9530 Verizon Communications INC COM 92343V104 804 21600 SH Defined (1) 21600 Vornado Realty Trust COM 929042109 2453 26324 SH Defined (1) 26324 Weingarten Realty Investors COM 948741103 66955 2661159 SH Defined (1)(2) 454003 2207156 Windstream Corp. COM 97381W104 622 48000 SH Defined (1) 48000 106 2,091,671