0001011438-11-000268.txt : 20110817 0001011438-11-000268.hdr.sgml : 20110817 20110817142135 ACCESSION NUMBER: 0001011438-11-000268 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110817 DATE AS OF CHANGE: 20110817 EFFECTIVENESS DATE: 20110817 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ANGELO GORDON & CO LP/NY CENTRAL INDEX KEY: 0000860662 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-02616 FILM NUMBER: 111042240 BUSINESS ADDRESS: STREET 1: 245 PARK AVE 26TH FL CITY: NEW YORK STATE: NY ZIP: 10167 MAIL ADDRESS: STREET 1: 245 PARK AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 13F-HR/A 1 form_13fa-angelo.txt --------------------------- [ OMB APPROVAL ] [-------------------------] [OMB Number: 3235-0006] [Expires: August 31, 2012] [Estimated average burden ] [hours per response...23.5] --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one.): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Angelo, Gordon & Co., L.P. Address: 245 Park Avenue, 26th Floor New York, New York 10167 Form 13F File Number: 028-02616 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kirk P. Wickman Title: Chief Administrative Officer Phone: 212-692-2010 Signature, Place, and Date of Signing: /s/ Kirk P. Wickman New York, New York August 17, 2011 -------------------- ------------------ ------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 ---------- Form 13F Information Table Entry Total: 71 ---------- Form 13F Information Table Value Total: $1,555,100 ---------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- ----------------------- ------- None. Angelo, Gordon & Co., L.P. Form 13F Information Table Quarter ended June 30, 2011

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS or SH/ PUT/ INV. OTHR VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISC. MGRS SOLE SHARED NONE ---------------------------- --------------- --------- ---------- ---------- --- ---- ----- ---- --------- ------ ---- AGCO CORP NOTE 1.750%12/3 001084AL6 $ 51,805 23,561,000 PRN SOLE 23,561,000 AIRTRAN HLDGS INC NOTE 5.250%11/0 00949PAD0 $ 43,776 30,586,000 PRN SOLE 30,586,000 ALCOA INC NOTE 5.250% 3/1 013817AT8 $ 56,051 22,100,000 PRN SOLE 22,100,000 ALLIANCE DATA SYSTEMS CORP NOTE 4.750% 5/1 018581AC2 $ 12,435 6,000,000 PRN SOLE 6,000,000 ALPHA NATURAL RESOURCES INC COM 02076X102 $ 2,272 500 SH CALL SOLE 500 ARCHER DANIELS MIDLAND CO COM 039483102 $ 7,854 260,500 SH SOLE 260,500 BEST BUY INC SDCV 2.250% 1/1 086516AF8 $ 33,248 33,000,000 PRN SOLE 33,000,000 BROOKDALE SR LIVING INC NOTE 2.750% 6/1 112463AA2 $ 7,458 7,250,000 PRN SOLE 7,250,000 BUNGE LIMITED COM G16962105 $ 965 14,000 SH SOLE 14,000 CALLAWAY GOLF CO COM 131193104 $ 2,377 382,208 SH SOLE 382,208 CHESAPEAKE ENERGY CORP COM 165167107 $ 5,938 2,000 SH PUT SOLE 2,000 CMS ENERGY CORP NOTE 2.875%12/0 125896AW0 $ 19,188 12,500,000 PRN SOLE 12,500,000 CYCLACEL PHARMACEUTICALS INC PFD CONV EX 6% 23254L207 $ 784 196,000 SH SOLE 196,000 DRYSHIPS INC. NOTE 5.000%12/0 262498AB4 $ 20,086 22,318,000 PRN SOLE 22,318,000 EASTMAN KODAK CO COM 277461109 $ 487 136,000 SH SOLE 136,000 ENERGY CONVERSION DEVICES IN NOTE 3.000% 6/1 292659AA7 $ 23,581 44,492,000 PRN SOLE 44,492,000 EXCO RESOURCES INC COM 269279402 $ 5,472 310,000 SH SOLE 310,000 FAIRPOINT COMMUNICATIONS INC COM NEW 305560302 $ 47,232 5,128,325 SH SOLE 5,128,325 FORD MTR CO DEL NOTE 4.250%11/1 345370CN8 $ 51,469 30,033,000 PRN SOLE 30,033,000 GENCORP INC SDCV 4.062%12/3 368682AN0 $ 9,203 9,045,000 PRN SOLE 9,045,000 GENZYME CORP COM 372917104 $ 7,531 3,125,000 SH SOLE 3,125,000 SOLARFUN POWER HOLDINGS CO L NOTE 3.500% 1/1 83415UAB4 $ 13,928 18,000,000 PRN SOLE 18,000,000 HARVEST NATURAL RESOURCES IN NOTE 8.250% 3/0 41754VAA1 $ 12,805 6,300,000 PRN SOLE 6,300,000 HERTZ GLOBAL HOLDINGS INC NOTE 5.250% 6/0 42805TAA3 $ 49,308 24,200,000 PRN SOLE 24,200,000 ICONIX BRAND GROUP INC COM 451055107 $ 1,133 46,800 SH SOLE 46,800 INCYTE CORP NOTE 4.750%10/0 45337CAJ1 $ 33,828 14,700,000 PRN SOLE 14,700,000 INGERSOLL-RAND GLOBAL HLDG C NOTE 4.500% 4/1 45687AAD4 $ 41,746 16,379,000 PRN SOLE 16,379,000 INTEL CORP COM 458140100 $ 13,174 594,500 SH SOLE 594,500 INTERPUBLIC GROUP COS INC COM 460690100 $ 3,974 317,900 SH SOLE 317,900 JETBLUE AIRWAYS CORP DBCV 5.500%10/1 477143AD3 $ 2,988 2,000,000 PRN SOLE 2,000,000 JETBLUE AIRWAYS CORP DBCV 6.750%10/1 477143AF8 $ 22,629 15,290,000 PRN SOLE 15,290,000 JETBLUE AIRWAYS CORP DBCV 6.750%10/1 477143AG6 $ 16,633 10,871,000 PRN SOLE 10,871,000 JINKOSOLAR HLDG CO LTD NOTE 4.000% 5/1 47759TAA8 $ 9,621 10,500,000 PRN SOLE 10,500,000 L-3 COMMUNICATIONS CORP DEBT 3.000% 8/0 502413AW7 $ 58,069 57,000,000 PRN SOLE 57,000,000 LIBERTY MEDIA CORP NEW DEB 3.125% 3/3 530718AF2 $ 15,519 13,000,000 PRN SOLE 13,000,000 MASSEY ENERGY CO NOTE 3.250% 8/0 576203AJ2 $ 6,898 6,500,000 PRN SOLE 6,500,000 MCMORAN EXPLORATION CO COM 582411104 $ 2,772 1,500 SH PUT SOLE 1,500 METLIFE INC UNIT 99/99/9999 59156R116 $ 49,458 600,000 SH SOLE 600,000 MICROCHIP TECHNOLOGY INC SDCV 2.125%12/1 595017AB0 $ 10,209 7,500,000 PRN SOLE 7,500,000 MICROSOFT CORP COM 594918104 $ 8,685 334,047 SH SOLE 334,047 MOLSON COORS BREWING CO CL B 60871R209 $ 13,019 291,000 SH SOLE 291,000 MOLYCORP INC DEL PFD CONV SER A 608753208 $ 15,932 137,500 SH SOLE 137,500 MYLAN INC NOTE 3.750% 9/1 628530AJ6 $ 66,853 34,000,000 PRN SOLE 34,000,000 NATIONAL RETAIL PROPERTIES I NOTE 3.950% 9/1 637417AA4 $ 8,025 7,500,000 PRN SOLE 7,500,000 NATIONAL SEMICONDUCTOR CORP COM 637640103 $ 17,099 6,948 SH CALL SOLE 6,948 NETAPP INC NOTE 1.750% 6/0 64110DAB0 $ 42,594 25,000,000 PRN SOLE 25,000,000 NICOR INC COM 654086107 $ 2,387 43,600 SH SOLE 43,600 OMNICOM GROUP INC COM 681919106 $ 6,323 176,700 SH SOLE 176,700 OMNICOM GROUP INC NOTE 7/3 681919AV8 $ 10,175 10,000,000 PRN SOLE 10,000,000 PDL BIOPHARMA INC NOTE 2.875% 2/1 69329YAA2 $ 13,549 13,300,000 PRN SOLE 13,300,000 PULSE ELECTRONICS CORP NOTE 7.000%12/1 74586WAA4 $ 8,468 8,500,000 PRN SOLE 8,500,000 QUAD / GRAPHICS INC COM CL A 747301109 $ 111,612 2,872,163 SH SOLE 2,872,163 RAMCO-GERSHENSON PPTYS TR PERP PFD-D CV 751452608 $ 4,867 97,500 SH SOLE 97,500 SANOFI RIGHT 12/31/2020 80105N113 $ 14,060 3,500 SH CALL SOLE 3,500 STANLEY BLACK & DECKER INC COM 854502101 $ 19,036 264,200 SH SOLE 264,200 SYMANTEC CORP COM 871503108 $ 14,721 746,500 SH SOLE 746,500 TEMPLE INLAND INC COM 879868107 $ 3,179 1,069 SH PUT SOLE 1,069 TEXTRON INC NOTE 4.500% 5/0 883203BN0 $ 20,902 11,185,000 PRN SOLE 11,185,000 TRIUMPH GROUP INC NEW NOTE 2.625%10/0 896818AB7 $ 37,017 20,200,000 PRN SOLE 20,200,000 UAL CORP NOTE 6.000%10/1 902549AJ3 $ 77,438 28,070,000 PRN SOLE 28,070,000 UNITED RENTALS INC NOTE 4.000%11/1 911363AL3 $ 26,541 11,082,000 PRN SOLE 11,082,000 UNITED STATES STL CORP NEW NOTE 4.000% 5/1 912909AE8 $ 78,325 49,300,000 PRN SOLE 49,300,000 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 $ 14,309 232,900 SH SOLE 232,900 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 $ 1,622 264 SH CALL SOLE 264 VERIGY LTD NOTE 5.250% 7/1 92345XAB4 $ 2,235 1,765,000 PRN SOLE 1,765,000 VIRGIN MEDIA INC NOTE 6.500%11/1 92769LAB7 $ 78,517 43,895,000 PRN SOLE 43,895,000 WESCO INTL INC COM 95082PAH8 $ 18,173 8,737,000 PRN SOLE 8,737,000 WEST PHARMACEUTICAL SVSC INC SDCV 4.000% 3/1 955306AA3 $ 20,565 21,450,000 PRN SOLE 21,450,000 WESTERN REFNG INC NOTE 5.750% 6/1 959319AC8 $ 22,828 12,500,000 PRN SOLE 12,500,000 WHITING PETE CORP NEW PERP PFD CONV 966387201 $ 752 2,807 SH SOLE 2,807 ZIONS BANCORPORATION *W EXP 05/22/202 989701115 $ 1,390 200,000 SH SOLE 200,000 Total Fair Market Value (in thousands) Total $1,555,100