0001410588-11-000003.txt : 20110815 0001410588-11-000003.hdr.sgml : 20110815 20110815130110 ACCESSION NUMBER: 0001410588-11-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110815 EFFECTIVENESS DATE: 20110815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Moon Capital Management, LLC CENTRAL INDEX KEY: 0001410588 IRS NUMBER: 621605429 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12677 FILM NUMBER: 111034694 BUSINESS ADDRESS: STREET 1: 2103 RIVERVIEW TOWER STREET 2: 900 SOUTH GAY STREET CITY: KNOXVILLE STATE: TN ZIP: 37902 BUSINESS PHONE: 8655461234 MAIL ADDRESS: STREET 1: 2103 RIVERVIEW TOWER STREET 2: 900 SOUTH GAY STREET CITY: KNOXVILLE STATE: TN ZIP: 37902 13F-HR 1 moon-q211.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06/30/11 Check here if Amendment [ ]; Amendment Number: _____. This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Moon Capital Management, LLC Address: 2103 Riverview Tower 900 South Gay Street Knoxville, TN 37902 Form 13F File Number: 28-12677 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Poppy Harper Phone: 865-546-1234 Signature, Place and Date of Signing: ____________ ______________________ _________________ (Signature) (City, State) (Date) Report Type (Check only one.): [ X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 89 Form 13F Information Table Value Total: 79,681,192 Form 13F Information Table Moon Capital Management, LLC 13F CIK Number: 0001410588 June 30, 2011 NAME OF ISSUER TITLE OF CLCUSIP VALUE SHRS or PINVESTMENT DIOTHER MAVOTING AUTH FFCB Fixed Income 31331XDV1 305 300,000 Sole - Sole 5.670% Due 11-17-21 FHLB Fixed Income 313373GV8 254 250,000 Sole - Sole 3.600% Due 04-27-18 FHLB Fixed Income 3133XGVG6 506 500,000 Sole - Sole 5.500% Due 09-26-16 FHLB step - 1.625% 9/11, 2% 9/ Fixed Income 313370ZQ4 201 200,000 Sole - Sole 1.250% Due 09-28-17 FHLMC, steps to 1.5% 7/11, 2% Fixed Income 3133F4VX6 500 500,000 Sole - Sole 1.000% Due 07-15-15 FHLMC, steps to 2.5% 10/14, 3% Fixed Income 3133F4A27 331 350,000 Sole - Sole 2.000% Due 10-15-20 FHLMC, steps to 3% 7/12, 4% 7/ Fixed Income 3134G1KK9 480 480,000 Sole - Sole 2.000% Due 07-14-20 FHLMC, steps to 3% 7/12, 4.25% Fixed Income 3134G1LK8 250 250,000 Sole - Sole 2.000% Due 07-27-18 FNMA Fixed Income 31359M2B8 245 240,000 Sole - Sole 5.625% Due 11-15-21 FNMA Fixed Income 31359MNU3 584 555,000 Sole - Sole 5.250% Due 08-01-12 FNMA, steps to 3% 12/11, 4% 6/ Fixed Income 3136FRPK3 497 500,000 Sole - Sole 1.000% Due 06-13-19 FNMA, steps to 3% 4/12, 4% 4/1 Fixed Income 3136FRFW8 253 250,000 Sole - Sole 2.000% Due 04-26-21 FNMA, steps to 3% 8/12, 4% 8/1 Fixed Income 3136FPAU1 526 525,000 Sole - Sole 2.000% Due 08-25-20 FNMA, steps to 3% 9/13, 4% 9/1 Fixed Income 3136FPJZ1 383 390,000 Sole - Sole 2.500% Due 09-29-20 FNMA, steps to 5% 3/13, 6.5% 3 Fixed Income 3136FRDR1 452 450,000 Sole - Sole 2.000% Due 03-29-21 Fannie Mae, steps to 2% 9/11, Fixed Income 3136FPLH8 500 500,000 Sole - Sole 1.000% Due 09-30-20 American Express Fixed Income 025816AV1 212 210,000 Sole - Sole 5.250% Due 09-12-11 Barclays Bank, 3 month Libor + Fixed Income 06740PMS2 745 740,000 Sole - Sole 2.500% Due 09-17-15 Ford Motor Credit Fixed Income 345397TY9 253 250,000 Sole - Sole 7.250% Due 10-25-11 GE Capital Corp, 3 Month Libor Fixed Income 36962G4N1 498 500,000 Sole - Sole 2.500% Due 08-11-15 GMAC Fixed Income 3704A0E73 345 345,000 Sole - Sole 8.650% Due 08-15-15 General Electric Capital Corp Fixed Income 36962GZ56 314 309,000 Sole - Sole 5.500% Due 11-15-11 Memphis TN Electric Fixed Income 586158KW6 224 210,000 Sole - Sole 5.000% Due 12-01-12 Memphis TN GO Fixed Income 586145RE6 305 300,000 Sole - Sole 5.000% Due 11-01-11 Roane County, TN Fixed Income 769773VE9 989 935,000 Sole - Sole 3.000% Due 06-01-14 3M Company Equities 88579y101 212 2,230 Sole - Sole AT&T Equities 00206r102 643 20,479 Sole - Sole American Express Equities 025816109 3,120 60,355 Sole - Sole Avery Dennison Corp. Equities 053611109 240 6,200 Sole - Sole BB and T Corp Equities 054937107 421 15,680 Sole - Sole Berkshire Hathaway Equities 084670207 2,707 34,980 Sole - Sole Berkshire Hathaway Cl A Equities 084670108 232 2 Sole - Sole Boston Scientific Corp Equities 101137107 2,384 345,045 Sole - Sole Cemex Equities 151290889 1,643 191,018 Sole - Sole Cisco Sys Inc Equities 17275R10 1,126 72,110 Sole - Sole Coca-Cola Equities 19126100 310 4,602 Sole - Sole ConocoPhillips Equities 20825c104 2,424 32,244 Sole - Sole Dell, Inc. Equities 24702r101 2,882 172,885 Sole - Sole Energizer Equities 29266r108 1,977 27,320 Sole - Sole Expedia Inc Equities 30212p105 2,015 69,510 Sole - Sole Exxon Mobil Corp. Equities 30231g102 646 7,938 Sole - Sole General Electric Equities 369604103 2,987 158,384 Sole - Sole Hudson City Bancorp Inc Equities 443683107 1,014 123,795 Sole - Sole International Business Machine Equities 459200101 590 3,439 Sole - Sole JP Morgan & Co Equities 46625h100 2,416 59,005 Sole - Sole Johnson & Johnson Equities 478160104 391 5,878 Sole - Sole Legg Mason Inc. Equities 524901105 2,314 70,630 Sole - Sole Microsoft Equities 594918104 2,606 100,213 Sole - Sole Pepsico Inc Equities 713448108 355 5,047 Sole - Sole Pfizer Inc. Equities 717081103 2,557 124,116 Sole - Sole Plum Creek Timber Co. REIT Equities 729251108 2,422 59,749 Sole - Sole ProShares UltraShort Barclays Equities 74347r297 1,551 44,955 Sole - Sole Quest Diagnostics Inc. Equities 74834l100 2,522 42,665 Sole - Sole RenaissanceRe Holdings Ltd Equities g7496g103 1,939 27,720 Sole - Sole S&P 500 Depository Receipt Equities 78462f103 257 1,950 Sole - Sole SPDR Gold Shares Equities 78463v107 355 2,430 Sole - Sole Southern Co. Equities 842587107 359 8,885 Sole - Sole Southwestern Energy Co. Equities 845467109 425 9,912 Sole - Sole Swiss Reinsurance Equities H84046137 2,479 44,435 Sole - Sole UnitedHealth Group Equities 91324p102 4,181 81,060 Sole - Sole VCA Antech Inc Equities 918194101 209 9,880 Sole - Sole Verizon Communications Equities 92343v104 1,381 37,088 Sole - Sole Wells Fargo Equities 949746101 202 7,188 Sole - Sole iPath DJ AIG Natural Gas TR Su Equities 06739H644 1,476 197,590 Sole - Sole Columbia Acorn Fund Class Z Equities 197199409 772 28,497 Sole - Sole Columbia Acorn Select Fund Z Equities 197199854 291 10,312 Sole - Sole Heartland Value Fund Equities 422352831 529 11,387 Sole - Sole NB Partners Fund Inv Class Equities 641224787 321 11,179 Sole - Sole Vanguard International Growth Equities 921910204 382 18,846 Sole - Sole Vanguard PrimeCap Fund Fixed Income 921936100 354 5,096 Sole - Sole Vanguard Wellington Fund Equities 921935102 349 10,839 Sole - Sole Vanguard Windsor Fund Equities 922018403 252 5,346 Sole - Sole Vanguard Long-Term Tax-Exempt Equities 922907308 311 28,491 Sole - Sole Baron Asset Fund Equities 068278100 741 12,429 Sole - Sole Brandywine Blue Equities 10532b101 237 9,053 Sole - Sole Legg Mason Value Trust Equities 524659109 319 6,863 Sole - Sole Longleaf Partners Fund Equities 543069405 749 24,063 Sole - Sole Olstein All Cap Value Fund Equities 681383204 802 54,880 Sole - Sole Schwab 1000 Fund Equities 808517106 230 5,843 Sole - Sole Schwab S&P 500 Index Fund Equities 808509855 587 28,310 Sole - Sole Third Avenue Value Fund Equities 884116104 1,412 27,219 Sole - Sole Vanguard Wellesley Income Fund Other 921938205 263 5,175 Sole - Sole Vanguard Windsor II Fund Equities 922018205 289 10,632 Sole - Sole Weitz Value Portfolio Equities 94904p203 1,247 41,228 Sole - Sole Janus Overseas Fund Equities 471023846 243 5,164 Sole - Sole Oakmark International Equities 413838202 210 10,342 Sole - Sole Dupree TN Tax Free Short to Me Fixed Income 266155605 673 62,069 Sole - Sole