0001208646-11-000321.txt : 20110803 0001208646-11-000321.hdr.sgml : 20110803 20110803081536 ACCESSION NUMBER: 0001208646-11-000321 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110803 DATE AS OF CHANGE: 20110803 EFFECTIVENESS DATE: 20110803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alliance Trust PLC CENTRAL INDEX KEY: 0001424606 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13036 FILM NUMBER: 111005359 BUSINESS ADDRESS: STREET 1: 8 WEST MARKETGAIT CITY: DUNDEE, SCOTLAND STATE: X0 ZIP: DD1 1QN BUSINESS PHONE: 44 1382 306062 MAIL ADDRESS: STREET 1: 8 WEST MARKETGAIT CITY: DUNDEE, SCOTLAND STATE: X0 ZIP: DD1 1QN 13F-HR 1 c105321.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 ----------------- Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Alliance Trust PLC Address: 8 West Marketgait Dundee, Scotland DD1 1QN United Kingdom Form 13F File Number: 28-13036 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ian Anderson Title: Assistant Secretary Phone: +44 1382 321238 Signature, Place, and Date of Signing: /s/ Ian Anderson Dundee, Scotland, United Kingdom August 1, 2011 ------------------------- -------------------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 64 Form 13F Information Table Value Total: $1,019,978 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. FORM 13F INFORMATION TABLE

Q2 2011 TITLE VALUE SHRS OR OF VALUE (X$ PRN SH / PUT / INVESTMENT NAME OF ISSUER CLASS CUSIP (X$) 1000) AMT PRN CALL DISCRETION APPLE INC COM NPV EQUITY 2046251 25,065,585.00 25,066 74,700 SH SOLE CIA DE BEBIDAS DAS SPON ADR REP 1 PRF SHS EQUITY 2634797 9,458,460.00 9,458 280,500.00 SH SOLE ACCENTURE PLC CLS'A' USD0.0000225 EQUITY B4BNMY3 9,357,509.00 9,358 154,900.00 SH SOLE AMGEN INC COM USD0.0001 EQUITY 2023607 8,644,506.00 8,645 148,200 SH SOLE AMER TOWER CORP CL'A'COM USD0.01 EQUITY 2253608 39,374,370.00 39,374 753,000 SH SOLE APACHE CORP COM USD0.625 EQUITY 2043962 39,328,809.10 39,329 318,865.00 SH SOLE AZZ INC COM USD1 EQUITY 2067672 3,427,500.00 3,428 75,000 SH SOLE BPZ RESOURCES INC 6.5% NTS 01/03/15 USD EQUITY B590VV3 11,803,795.22 11,804 13,448,000.00 SH SOLE BAXTER INTL INC COM USD1 EQUITY 2085102 12,032,847.12 12,033 201,758.00 SH SOLE BE AEROSPACE COM USD0.01 EQUITY 2089427 23,873,850.00 23,874 585,000.00 SH SOLE BAKER HUGHES INC COM USD1 EQUITY 2072085 4,910,958.00 4,911 67,700.00 SH SOLE BAIDU INC ADS EACH REP 0.10 ORD CLS'A EQUITY B0FXT17 7,344,384.00 7,344 52,400 SH SOLE BPZ RESOURCES INC COM NPV EQUITY 2155458 4,441,120.00 4,441 1,354,000 SH SOLE CITIGROUP INC COM USD0.01 EQUITY 2297907 9,152,000.00 9,152 220,000.00 SH SOLE CATERPILLAR INC COM STK USD1 EQUITY 2180201 11,749,872.00 11,750 110,400 SH SOLE CLEAN HARBORS INC COM USD0.01 EQUITY 2202473 44,300,144.98 44,300 428,974.00 SH SOLE CISCO SYSTEMS COM USD0.001 EQUITY 2198163 14,466,332.40 14,466 927,329.00 SH SOLE CITI TRENDS INC COM USD0.01 EQUITY B06FLD8 2,412,800.00 2,413 160,000.00 SH SOLE CORRECTIONS CORP COM USD0.01 EQUITY 2759418 4,330,000.00 4,330 200,000.00 SH SOLE DELL INC COM USD0.01 EQUITY 2261526 25,660,297.70 25,660 1,539,310 SH SOLE AMDOCS ORD GBP0.01 EQUITY 2256908 34,760,082.00 34,760 1,143,800 SH SOLE DAVITA INC COM USD0.001 EQUITY 2898087 20,779,200.00 20,779 240,000.00 SH SOLE ENTERPRISE PRODS P COM UNITS REP LIM PART INT EQUITY 2285388 17,272,000.00 17,272 400,000.00 SH SOLE ENERGY RECOVERY IN USD0.001 EQUITY B3B5J07 1,304,000.00 1,304 400,000.00 SH SOLE ESCO TECHNOLOGIES COM USD0.01 EQUITY 2321583 4,414,800.00 4,415 120,000.00 SH SOLE EXPRESS SCRIPTS IN COM USD0.01 EQUITY 2326469 15,624,315.00 15,624 289,500.00 SH SOLE FLIR SYSTEMS INC COM USD0.01 EQUITY 2344717 20,557,000.00 20,557 610,000.00 SH SOLE HCC INSURANCE HLDG COM USD1 EQUITY 2400426 14,179,500.00 14,180 450,000.00 SH SOLE HOLOGIC INC COM USD0.01 EQUITY 2433530 3,025,500.00 3,026 150,000 SH SOLE HOUSTON WIRE & CBL COM STK NPV EQUITY B171W40 2,151,124.50 2,151 138,425.00 SH SOLE INTEL CORP COM USD0.001 EQUITY 2463247 18,854,025.48 18,854 851,582.00 SH SOLE INTEROIL CORP COM NPV EQUITY B02SJF9 43,251,808.00 43,252 739,600.00 SH SOLE JOHNSON & JOHNSON COM USD1 EQUITY 2475833 26,594,700.06 26,595 400,161.00 SH SOLE ST JOE COMPANY COM NPV EQUITY 2768663 13,994,079.72 13,994 672,146 SH SOLE LIONS GATE ENTERTA COM NPV EQUITY 2753506 4,634,000.00 4,634 700,000.00 SH SOLE LANDEC CORP COM USD0.001 EQUITY 2517058 1,647,500.00 1,648 250,000 SH SOLE MEDCOHEALTH SOLUTI COM USD0.01 EQUITY 2954019 21,795,694.56 21,796 385,628 SH SOLE MONSANTO COM STK USD0.01 EQUITY 2654320 20,772,592.00 20,773 286,400.00 SH SOLE VAIL RESORTS INC COM STK USD0.01 EQUITY 2954194 2,773,800.00 2,774 60,000.00 SH SOLE MAXWELL TECH INC COM USD0.10 EQUITY 2573771 5,873,340.00 5,873 363,000 SH SOLE NICE SYSTEMS ADR-EACH REPR 1 ORD ILS1 EQUITY 2639736 5,449,500.00 5,450 150,000 SH SOLE NETAPP INC COM USD0.001 EQUITY 2630643 29,704,405.10 29,704 562,690 SH SOLE NOVATEK OAO GDR EACH REPR 10 SHS'REG S' EQUITY B0DK750 7,396,800.00 7,397 53,600 SH SOLE NEW YORK COMMTY COM USD0.01 EQUITY 2711656 48,057,100.56 48,057 3,205,944 SH SOLE GAZPROM SPON ADR EACH REP 2 ORD SHS EQUITY 5140989 3,307,390.00 3,307 227,000.00 SH SOLE PLUM CREEK TMBR CO COM USD0.01 EQUITY 2692397 20,294,523.04 20,295 500,852.00 SH SOLE METROPCS COMMUNICA COM STK USD0.0001 EQUITY B02F228 3,870,000.00 3,870 225,000 SH SOLE PFIZER INC COM USD0.05 EQUITY 2684703 34,797,100.00 34,797 1,690,000.00 SH SOLE PICO HOLDINGS COM USD0.001 EQUITY 2326737 2,899,000.00 2,899 100,000.00 SH SOLE POLYCOM INC COM USD0.0005 EQUITY 2693420 28,362,351.00 28,362 441,300.00 SH SOLE PHILIP MORRIS INTL COM STK NPV EQUITY B2PKRQ3 55,865,718.10 55,866 837,065 SH SOLE PRICESMART INC COM USD0.0001 EQUITY 2092942 4,353,700.00 4,354 85,000.00 SH SOLE ROSNEFT OJSC GDR EACH REPR 1 ORD `REGS' EQUITY B17FSC2 5,494,995.00 5,495 653,000 SH SOLE ROSS STORES INC COM USD0.01 EQUITY 2746711 35,161,805.00 35,162 438,700 SH SOLE SMART BALANCE INC COM STK USD0.01 EQUITY B0V9FJ9 792,540.00 793 153,000 SH SOLE SAFEWAY INC COM USD0.01 EQUITY 2767165 19,622,400.00 19,622 840,000 SH SOLE TRIQUINT SEMI COND COM USD0.001 EQUITY 2904393 2,748,600.00 2,749 270,000.00 SH SOLE TETRA TECH INC COM USD0.01 EQUITY 2883890 23,440,120.80 23,440 1,042,710.00 SH SOLE TIME WARNER INC COM USD0.01 EQUITY B63QTN2 7,223,082.00 7,223 198,600.00 SH SOLE UTD TECHNOLOGIES COM USD1 EQUITY 2915500 34,382,250.00 34,382 388,500.00 SH SOLE VISA INC COM STK USD0.0001 EQUITY B2PZN04 26,877,326.61 26,877 318,943 SH SOLE WABCO Holdings EQUITY B23CNQ3 2,898,000.00 2,898 42,000.00 SH SOLE WELLS FARGO & CO COM USD1 2/3 EQUITY 2649100 6,235,515.00 6,236 222,300.00 SH SOLE WESTERN UNION COMP COM STK USD0.01 EQUITY B1F76F9 5,349,344.00 5,349 267,200.00 SH SOLE --------- 1,019,978 =========

Q2 2011 OTHER VOTING AUTHORITY NAME OF ISSUER MANAGERS SOLE SHARED NONE APPLE INC COM NPV NONE 74,700 CIA DE BEBIDAS DAS SPON ADR REP 1 PRF SHS NONE 280,500 ACCENTURE PLC CLS'A' USD0.0000225 NONE 154,900 AMGEN INC COM USD0.0001 NONE 148,200 AMER TOWER CORP CL'A'COM USD0.01 NONE 753,000 APACHE CORP COM USD0.625 NONE 318,865 AZZ INC COM USD1 NONE 75,000 BPZ RESOURCES INC 6.5% NTS 01/03/15 USD NONE 13,448,000 BAXTER INTL INC COM USD1 NONE 201,758 BE AEROSPACE COM USD0.01 NONE 585,000 BAKER HUGHES INC COM USD1 NONE 67,700 BAIDU INC ADS EACH REP 0.10 ORD CLS'A NONE 52,400 BPZ RESOURCES INC COM NPV NONE 1,354,000 CITIGROUP INC COM USD0.01 NONE 220,000 CATERPILLAR INC COM STK USD1 NONE 110,400 CLEAN HARBORS INC COM USD0.01 NONE 428,974 CISCO SYSTEMS COM USD0.001 NONE 927,329 CITI TRENDS INC COM USD0.01 NONE 160,000 CORRECTIONS CORP COM USD0.01 NONE 200,000 DELL INC COM USD0.01 NONE 1,539,310 AMDOCS ORD GBP0.01 NONE 1,143,800 DAVITA INC COM USD0.001 NONE 240,000 ENTERPRISE PRODS P COM UNITS REP LIM PART INT NONE 400,000 ENERGY RECOVERY IN USD0.001 NONE 400,000 ESCO TECHNOLOGIES COM USD0.01 NONE 120,000 EXPRESS SCRIPTS IN COM USD0.01 NONE 289,500 FLIR SYSTEMS INC COM USD0.01 NONE 610,000 HCC INSURANCE HLDG COM USD1 NONE 450,000 HOLOGIC INC COM USD0.01 NONE 150,000 HOUSTON WIRE & CBL COM STK NPV NONE 138,425 INTEL CORP COM USD0.001 NONE 851,582 INTEROIL CORP COM NPV NONE 739,600 JOHNSON & JOHNSON COM USD1 NONE 400,161 ST JOE COMPANY COM NPV NONE 672,146 LIONS GATE ENTERTA COM NPV NONE 700,000 LANDEC CORP COM USD0.001 NONE 250,000 MEDCOHEALTH SOLUTI COM USD0.01 NONE 385,628 MONSANTO COM STK USD0.01 NONE 286,400 VAIL RESORTS INC COM STK USD0.01 NONE 60,000 MAXWELL TECH INC COM USD0.10 NONE 363,000 NICE SYSTEMS ADR-EACH REPR 1 ORD ILS1 NONE 150,000 NETAPP INC COM USD0.001 NONE 562,690 NOVATEK OAO GDR EACH REPR 10 SHS'REG S' NONE 53,600 NEW YORK COMMTY COM USD0.01 NONE 3,205,944 GAZPROM SPON ADR EACH REP 2 ORD SHS NONE 227,000 PLUM CREEK TMBR CO COM USD0.01 NONE 500,852 METROPCS COMMUNICA COM STK USD0.0001 NONE 225,000 PFIZER INC COM USD0.05 NONE 1,690,000 PICO HOLDINGS COM USD0.001 NONE 100,000 POLYCOM INC COM USD0.0005 NONE 441,300 PHILIP MORRIS INTL COM STK NPV NONE 837,065 PRICESMART INC COM USD0.0001 NONE 85,000 ROSNEFT OJSC GDR EACH REPR 1 ORD `REGS' NONE 653,000 ROSS STORES INC COM USD0.01 NONE 438,700 SMART BALANCE INC COM STK USD0.01 NONE 153,000 SAFEWAY INC COM USD0.01 NONE 840,000 TRIQUINT SEMI COND COM USD0.001 NONE 270,000 TETRA TECH INC COM USD0.01 NONE 1,042,710 TIME WARNER INC COM USD0.01 NONE 198,600 UTD TECHNOLOGIES COM USD1 NONE 388,500 VISA INC COM STK USD0.0001 NONE 318,943 WABCO Holdings NONE 42,000 WELLS FARGO & CO COM USD1 2/3 NONE 222,300 WESTERN UNION COMP COM STK USD0.01 NONE 267,200