0001047469-11-007348.txt : 20110812
0001047469-11-007348.hdr.sgml : 20110812
20110812162053
ACCESSION NUMBER: 0001047469-11-007348
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110812
DATE AS OF CHANGE: 20110812
EFFECTIVENESS DATE: 20110812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MENDON CAPITAL ADVISORS CORP
CENTRAL INDEX KEY: 0001177043
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10662
FILM NUMBER: 111031664
BUSINESS ADDRESS:
STREET 1: 1117 CHEESE FACTORY ROAD
CITY: HONEYOE FALLS
STATE: NY
ZIP: 14472
BUSINESS PHONE: 5852631307
13F-HR
1
a2205262z13f-hr.txt
13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
-----------------------
Check Here if Amendment / /; Amendment Number:
---------
This Amendment (Check only one.): / / is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Mendon Capital Advisors Corp.
-----------------------------
Address: 150 Allens Creek Road
-----------------------------
Rochester, NY 14618
-----------------------------
Form 13F File Number: 028-10662
---------------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Anton Schutz
-------------------------------
Title: President
-------------------------------
Phone: 585-770-1770
-------------------------------
Signature, Place, and Date of Signing:
/s/ Anton Schutz Rochester, NY 14618 August 12, 2011
------------------------------- -------------------- ---------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
/X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
/ / 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
/ / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
--------------------
Form 13F Information Table Entry Total: 143
--------------------
Form 13F Information Table Value Total: $166,320
--------------------
(in thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
01 028-02744 Burnham Asset Management Corp.
------ ----------------- ---------------------------------
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
-------------------------- -------- --------- ------- --------------- -------- ------ -------------------
VOTING AUTHORITY
SH/PUT
TITLE OF VALUE SH/PRN /PRN INVSTMT OTHER
ISSUER CLASS CUSIP (x1000) AMOUNT CALL DISCRTN MGRS SOLE SHARED NONE
ALLIANCE BANCORP OF PENN COM 01890a108 410 36750 SOLE 36750 0 0
ALLIANCE BANCORP OF PENN COM 01890a108 410 36750 SH-OTHER 01 36750 0 0
ALLIANCE FINANCIAL COM 019205103 382 12500 SOLE 12500 0 0
ALLIANCE FINANCIAL COM 019205103 1145 37500 SH-OTHER 01 37500 0 0
AMERICAN INTL GROUP COM 026874784 733 25000 SH-OTHER 01 25000 0 0
AMERIS COM 03076k108 444 50000 SH-OTHER 50000 0 0
ASTORIA FINANCIAL COM 046265104 640 50000 SH-OTHER 01 50000 0 0
BANCORP SOUTH COM 059692103 310 25000 SOLE 25000 0 0
BANCORP SOUTH COM 059692103 310 25000 SH-OTHER 01 25000 0 0
BANK OF AMERICA COM 060505104 219 20000 SOLE 20000 0 0
BANK OF AMERICA COM 060505104 1260 115000 SH-OTHER 01 115000 0 0
BANK UNITED COM 06652k103 664 25000 SH-OTHER 01 25000 0 0
BEACON FEDERAL COM 073582108 1282 91536 SOLE 91536 0 0
BEACON FEDERAL COM 073582108 5095 292454 SH-OTHER 01 292454 0 0
BENEFICIAL MUTUAL COM 08173r104 822 100000 SH-OTHER 01 100000 0 0
BERKSHIRE HILLS COM 084680107 560 25000 SOLE 25000 0 0
BERKSHIRE HILLS COM 084680107 897 40049 SH-OTHER 01 40049 0 0
CAPE BANCORP COM 139209100 498 49750 SOLE 49750 0 0
CAPE BANCORP COM 139209100 498 49750 SH-OTHER 01 49750 0 0
CENTERSTATE BANKS COM 15201p109 1428 206350 SOLE 206350 0 0
CENTERSTATE BANKS COM 15201p109 6277 907100 SH-OTHER 01 907100 0 0
CENTERSTATE BANKS COM 15201p109 84 12178 SH-OTHER 01 12178 0 0
CHARTER FINANCIAL COM 16122m100 1716 173345 SOLE 173345 0 0
CHARTER FINANCIAL COM 16122m100 2216 223845 SH-OTHER 01 223845 0 0
CHARTER FINANCIAL COM 16122m100 221 22350 SH-OTHER 01 22350 0 0
CITIGROUP COM 172967101 333 8000 SOLE 8000 0 0
CITIGROUP COM 172967101 5496 132000 SH-OTHER 01 132000 0 0
CITIZENS REPUBLIC COM 174420109 138 200000 SOLE 200000 0 0
CITIZENS REPUBLIC COM 174420109 138 200000 SH-OTHER 01 200000 0 0
CITIZENS REPUBLIC COM 174420109 11 16000 SH-OTHER 01 16000 0 0
CITIZENS SOUTH COM 176682102 1855 446882 SOLE 446882 0 0
CITIZENS SOUTH COM 176682102 2826 681176 SH-OTHER 01 681176 0 0
COLONIAL FINANCIAL COM 19566b101 383 30000 SOLE 30000 0 0
COMERICA COM 200340107 864 25000 SH-OTHER 01 25000 0 0
CONNECTICUT BANK AND TRUST COM 207546102 678 103630 SOLE 103630 0 0
CONNECTICUT BANK AND TRUST COM 207546102 860 131474 SH-OTHER 01 131474 0 0
COWEN HOLDINGS COM 223622101 1764 469104 SOLE 469104 0 0
COWEN HOLDINGS COM 223622101 6702 1782495 SH-OTHER 01 1782495 0 0
CREXUS INVESTMENT COM 226553105 1137 102300 SOLE 102300 0 0
DORAL FINANCIAL COM 25811p886 20 10000 SH-OTHER 01 10000 0 0
ENCORE BANKSHARES COM 29255v201 145 12100 SOLE 12100 0 0
ENCORE BANKSHARES COM 29255v201 206 17100 SH-OTHER 01 17100 0 0
ENTERPRISE FINANCIAL COM 293712105 338 25000 SOLE 25000 0 0
ENTERPRISE FINANCIAL COM 293712105 338 25000 SH-OTHER 01 25000 0 0
EVERCORE PARTNERS COM 29977a105 1666 50000 SH-OTHER 01 50000 0 0
FBR CAPITAL MARKETS COM 30247c301 359 105489 SH-OTHER 01 105489 0 0
FNB CORP COM 302520101 104 10000 SH-OTHER 01 10000 0 0
FED FIRST FINANCIAL COM 31429c101 298 20000 SH-OTHER 01 20000 0 0
FIFTH THIRD COM 316773100 1913 150000 SH-OTHER 01 150000 0 0
FINANCIAL INSTITUTIONS COM 317585404 411 25000 SOLE 25000 0 0
FINANCIAL INSTITUTIONS COM 317585404 817 49755 SOLE 49755 0 0
FIRST CALIFORNIA COM 319395109 357 100000 SOLE 100000 0 0
FIRST CALIFORNIA COM 319395109 921 258027 SH-OTHER 01 258027 0 0
FIRST CALIFORNIA COM 319395109 207 57990 SH-OTHER 01 57990 0 0
FIRST CONNECTICUT COM 319850103 222 20000 SOLE 20000 0 0
FIRST CONNECTICUT COM 319850103 222 20000 SH-OTHER 01 20000 0 0
FIRST DEFIANCE COM 32006w106 259 17618 SH-OTHER 01 17618 0 0
FIRST DEFIANCE COM 32006w106 100 7000 SH-OTHER 01 7000 0 0
FIRST UNITED BANCORP COM 33740n105 2005 322400 SOLE 322400 0 0
FIRST UNITED BANCORP COM 33740n105 9413 1514029 SH-OTHER 01 1514029 0 0
FIRST UNITED BANCORP COM 33740n105 274 44050 SH-OTHER 01 44050 0 0
FIRST MERIT COM 337915102 2331 140000 SH-OTHER 01 140000 0 0
FLAGSTAR BANCORP COM 337930101 158 132500 SH-OTHER 01 132500 0 0
FLUSHING FINANCIAL COM 343873105 195 15000 SOLE 15000 0 0
FLUSHING FINANCIAL COM 343873105 195 15000 SH-OTHER 01 15000 0 0
FOX CHASE BANCORP COM 35137t108 678 50000 SOLE 50000 0 0
FOX CHASE BANCORP COM 35137t108 847 62500 SH-OTHER 01 62500 0 0
FRANKLIN FINANCIAL COM 35353c102 241 20000 SOLE 20000 0 0
FRANKLIN FINANCIAL COM 35353c102 241 20000 SH-OTHER 01 20000 0 0
GLEACHER COM 377341102 102 50000 SOLE 50000 0 0
GLEACHER COM 377341102 5440 2666654 SH-OTHER 01 2666654 0 0
GUARANTY BANCORP COM 40075t102 540 400000 SH-OTHER 01 400000 0 0
HANCOCK BANCORP COM 410120109 929 30000 SOLE 30000 0 0
HANCOCK BANCORP COM 410120109 2680 86504 SH-OTHER 01 86504 0 0
HERITAGE FINANCIAL GROUP COM 42726x102 704 59098 SOLE 59098 0 0
HERITAGE FINANCIAL GROUP COM 42726x102 704 59097 SH-OTHER 01 59097 0 0
HERITAGE FINANCIAL GROUP COM 42726x102 148 12389 SH-OTHER 01 12389 0 0
HERITAGE FINL CORP COM 42722x106 323 25000 SOLE 25000 0 0
HERITAGE FINL CORP COM 42722x106 323 25000 SH-OTHER 01 25000 0 0
INVESTORS BANCORP COM 46146p102 1136 80000 SOLE 80000 0 0
INVESTORS BANCORP COM 46146p102 5588 393500 SH-OTHER 01 393500 0 0
JACKSONVILLE BANCORP COM 469249106 497 75518 SOLE 75518 0 0
JACKSONVILLE BANCORP COM 469249106 1521 230807 SH-OTHER 01 230807 0 0
JP MORGAN COM 46625h100 2047 50000 SH-OTHER 01 50000 0 0
LAKESHORE BANCORP COM 510700107 358 34875 SOLE 34875 0 0
LAKESHORE BANCORP COM 510700107 358 34875 SH-OTHER 01 34875 0 0
MORGAN STANLEY COM 617446448 683 25000 SH-OTHER 01 25000 0 0
NEW YORK COMMUNITY COM 649445103 575 25000 SH-OTHER 01 25000 0 0
NORTHWEST BANCORP COM 667340103 172 13698 SH-OTHER 01 13698 0 0
OMNIAMERICAN BANCORP COM 68216r107 652 43586 SOLE 43586 0 0
OMNIAMERICAN BANCORP COM 68216r107 1653 110391 SH-OTHER 01 110391 0 0
ORIENTAL FINANCIAL COM 68618w100 1934 150000 SOLE 150000 0 0
ORIENTAL FINANCIAL COM 68618w100 7505 582220 SH-OTHER 01 582220 0 0
ORIENTAL FINANCIAL COM 68618w100 164 12760 SH-OTHER 01 12760 0 0
OCEAN FIRST COM 675234108 1550 119664 SH-OTHER 01 119664 0 0
ORITANI COM 68633d103 320 25000 SOLE 25000 0 0
ORITANI COM 68633d103 320 25000 SH-OTHER 01 25000 0 0
PACIFIC CONTINENTAL COM 69412v108 181 19819 SH-OTHER 01 19819 0 0
PARK STERLING COM 70086y105 161 32550 SOLE 32550 0 0
PARK STERLING COM 70086y105 161 32550 SH-OTHER 01 32550 0 0
PENNYMAC MORTGAGE COM 70931t103 994 60000 SOLE 60000 0 0
PENNYMAC MORTGAGE COM 70931t103 6426 387806 SH-OTHER 01 387806 0 0
PEOPLES BANK COM 712704105 336 25000 SH-OTHER 01 25000 0 0
PEOPLES BANK COM 712704105 196 14606 SH-OTHER 01 14606 0 0
PNC BANK COM 693475105 1490 25000 SH-OTHER 01 25000 0 0
POPULAR INC COM 733174106 552 200000 SH-OTHER 01 200000 0 0
POPULAR INC COM 733174106 110 39977 SH-OTHER 01 39977 0 0
PORTER BANCORP COM 736233107 664 133265 SOLE 133265 0 0
PORTER BANCORP COM 736233107 2603 522633 SH-OTHER 01 522633 0 0
PROVIDENT BANCORP COM 744028101 460 55000 SH-OTHER 01 55000 0 0
REGIONS FINL PUT 7591ep100 620 100000 SOLE 100000 0 0
REGIONS FINL PUT 7591ep100 1240 200000 SH-OTHER 01 200000 0 0
ROCKVILLE COM 774188106 248 25000 SOLE 25000 0 0
ROCKVILLE COM 774188106 299 30167 SH-OTHER 01 30167 0 0
SOLAR SENIRO CAPITAL COM 83416m105 1195 66600 SOLE 66600 0 0
SOLAR SENIOR CAOITAL COM 83416m105 3257 181460 SH-OTHER 01 181460 0 0
SEACOST BANK COM 811707306 225 150000 SOLE 150000 0 0
SEACOST BANK COM 811707306 1620 1080055 SH-OTHER 01 1080055 0 0
SCBT COM 78401v102 958 33386 SH-OTHER 01 33386 0 0
SCBT COM 78401v102 216 7543 SH-OTHER 01 7543 0 0
STARWOOD COM 85571b105 513 25000 SOLE 25000 0 0
STARWOOD COM 85571b105 1846 90000 SH-OTHER 01 90000 0 0
STERLING BANCORP COM 859158107 949 100000 SH-OTHER 01 100000 0 0
STATE BANCORP COM 856190103 348 21250 SOLE 21250 0 0
STATE BANCORP COM 856190103 348 21250 SH-OTHER 01 21250 0 0
SUNTRUST BANKS COM 867914103 645 25000 SH-OTHER 01 25000 0 0
TFS FINANCIAL COM 87240R107 5808 600000 SH-OTHER 01 600000 0 0
TOWER BANCORP COM 891709107 548 20000 SH-OTHER 01 20000 0 0
US BANCORP COM 902973304 1276 50000 SH-OTHER 01 50000 0 0
VIEWPOINT COM 926727108 276 20000 SOLE 20000 0 0
VIEWPOINT COM 926727108 1518 110000 SH-OTHER 01 110000 0 0
VIRGINIA COMMERCE COM 92778q109 414 70100 SOLE 70100 0 0
VIRGINIA COMMERCE COM 92778q109 414 70100 SH-OTHER 01 70100 0 0
WASHINGTON BANCORP COM 937303105 359 27188 SH-OTHER 01 27188 0 0
WASHINGTON FEDERAL COM 938824109 191 11625 SOLE 11625 0 0
WASHINGTON FEDERAL COM 938824109 1588 98625 SH-OTHER 01 98625 0 0
WASHINGTON FEDERAL COM 938824109 177 10750 SH-OTHER 01 10750 0 0
WEBSTER FINANCIAL COM 947890109 420 20000 SOLE 20000 0 0
WEBSTER FINANCIAL COM 947890109 1471 70000 SH-OTHER 01 70000 0 0
WESTERN LIBERTY COM 961443108 1091 361255 SOLE 361255 0 0
WESTERN LIBERTY COM 961443108 4560 1510169 SH-OTHER 01 1510169 0 0
WESTERN LIBERTY COM 961443108 34 11130 SH-OTHER 01 11130 0 0
ZIONS BANCORP COM 989701107 1201 50000 SH-OTHER 01 50000 0 0