0001144204-11-046057.txt : 20110812 0001144204-11-046057.hdr.sgml : 20110812 20110812153540 ACCESSION NUMBER: 0001144204-11-046057 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110812 DATE AS OF CHANGE: 20110812 EFFECTIVENESS DATE: 20110812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Global X Management CO LLC CENTRAL INDEX KEY: 0001432354 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14399 FILM NUMBER: 111031186 BUSINESS ADDRESS: STREET 1: Dechert LLP STREET 2: 1775 I Street NW CITY: Washington STATE: DC ZIP: 20006 MAIL ADDRESS: STREET 1: Dechert LLP STREET 2: 1775 I Street NW CITY: Washington STATE: DC ZIP: 20006 13F-HR 1 v231903_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Global X Management Company LLC Address: 399 Park Avenue, 32nd Floor New York, NY 10022 Form 13F File Number: 028-14399 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Bruno del Ama Title: CEO Phone: (212) 644-6440 Signature, Place, and Date of Signing: /s/ Bruno del Ama New York, NY August 12, 2011 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 313 Form 13F Information Table Value Total: $619,267 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE

FORM 13F INFORMATION TABLE Voting Authority Value Shares/ Sh/ Put/ Invstmt Other ------------------ Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ ---------------- --------- -------- ---------- --- ---- ------- --------- ----- ------- ---- A123 SYS INC COM 03739T108 6529 1227170 SH SOLE 1227170 0 0 ADECOAGRO S A COM L00849106 12 1110 SH SOLE 1110 0 0 ADVANCED BATTERY TECHNOLOG I COM 00752H102 2529 2554711 SH SOLE 2554711 0 0 AGCO CORP COM 001084102 178 3600 SH SOLE 3600 0 0 AGRIUM INC COM 008916108 657 7480 SH SOLE 7480 0 0 ALCOA INC COM 013817101 541 34125 SH SOLE 34125 0 0 ALEXCO RESOURCE CORP COM 01535P106 5345 741297 SH SOLE 741297 0 0 ALLIED NEVADA GOLD CORP COM 019344100 191 5410 SH SOLE 5410 0 0 ALUMINUM CORP CHINA LTD SPON ADR H SHS 022276109 11 510 SH SOLE 510 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 78 1442 SH SOLE 1442 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 298 10225 SH SOLE 10225 0 0 ANDERSONS INC COM 034164103 33 785 SH SOLE 785 0 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 190 4517 SH SOLE 4517 0 0 ANNALY CAP MGMT INC COM 035710409 308 17068 SH SOLE 17068 0 0 ANWORTH MORTGAGE ASSET CP COM 037347101 324 43109 SH SOLE 43109 0 0 APACHE CORP COM 037411105 367 2975 SH SOLE 2975 0 0 APOLLO INVT CORP COM 03761U106 296 29013 SH SOLE 29013 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 169 5605 SH SOLE 5605 0 0 ARES CAP CORP COM 04010L103 300 18640 SH SOLE 18640 0 0 ASIAINFO-LINKAGE INC COM 04518A104 131 7904 SH SOLE 7904 0 0 ATLANTIC PWR CORP COM NEW 04878Q863 308 20359 SH SOLE 20359 0 0 AUGUSTA RES CORP COM NEW 050912203 867 187176 SH SOLE 187176 0 0 AURIZON MINES LTD COM 05155P106 57 10160 SH SOLE 10160 0 0 AUTOLIV INC COM 052800109 18 224 SH SOLE 224 0 0 AVALON RARE METALS INC COM 053470100 6803 979138 SH SOLE 979138 0 0 BAIDU INC SPON ADR REP A 056752108 378 2697 SH SOLE 2697 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 1065 51976 SH SOLE 51976 0 0 BANCO DE CHILE SPONSORED ADR 059520106 202 2335 SH SOLE 2335 0 0 BANCO MACRO SA SPON ADR B 05961W105 644 17055 SH SOLE 17055 0 0 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 501 42778 SH SOLE 42778 0 0 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 142 1511 SH SOLE 1511 0 0 BANCOLOMBIA S A SPON ADR PREF 05968L102 28292 423981 SH SOLE 423981 0 0 BBVA BANCO FRANCES S A SPONSORED ADR 07329M100 214 20784 SH SOLE 20784 0 0 BERRY PETE CO CL A 085789105 169 3175 SH SOLE 3175 0 0 BGC PARTNERS INC CL A 05541T101 320 41397 SH SOLE 41397 0 0 BLACKROCK KELSO CAPITAL CORP COM 092533108 290 32342 SH SOLE 32342 0 0 BORGWARNER INC COM 099724106 21 260 SH SOLE 260 0 0 BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 1407 81199 SH SOLE 81199 0 0 BRIGHAM EXPLORATION CO COM 109178103 133 4455 SH SOLE 4455 0 0 CALGON CARBON CORP COM 129603106 60 3525 SH SOLE 3525 0 0 CAMECO CORP COM 13321L108 51710 1960056 SH SOLE 1960056 0 0 CAMELOT INFORMATION SYS INC ADS RP ORD SHS 13322V105 113 7578 SH SOLE 7578 0 0 CAMPBELL SOUP CO COM 134429109 62 1794 SH SOLE 1794 0 0 CANADIAN NAT RES LTD COM 136385101 131 3125 SH SOLE 3125 0 0 CAPSTEAD MTG CORP COM NO PAR 14067E506 318 23725 SH SOLE 23725 0 0 CASELLA WASTE SYS INC CL A 147448104 31 5143 SH SOLE 5143 0 0 CENOVUS ENERGY INC COM 15135U109 153 4040 SH SOLE 4040 0 0 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 15234Q108 12 718 SH SOLE 718 0 0 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 13 968 SH SOLE 968 0 0 CENTURY ALUM CO COM 156431108 241 15400 SH SOLE 15400 0 0 CF INDS HLDGS INC COM 125269100 638 4505 SH SOLE 4505 0 0 CHIMERA INVT CORP COM 16934Q109 295 85229 SH SOLE 85229 0 0 CHINA BAK BATTERY INC COM 16936Y100 1443 1428387 SH SOLE 1428387 0 0 CHINA GREEN AGRICULTURE INC COM 16943W105 17 3490 SH SOLE 3490 0 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 38 738 SH SOLE 738 0 0 CHINA MARINE FOOD GROUP LTD COM 16943R106 19 7137 SH SOLE 7137 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 146 3120 SH SOLE 3120 0 0 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 53 524 SH SOLE 524 0 0 CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 32 486 SH SOLE 486 0 0 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 33 1644 SH SOLE 1644 0 0 CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 46 1340 SH SOLE 1340 0 0 CLEAN HARBORS INC COM 184496107 104 1011 SH SOLE 1011 0 0 CNH GLOBAL N V SHS NEW N20935206 47 1220 SH SOLE 1220 0 0 CNINSURE INC SPONSORED ADR 18976M103 30 2070 SH SOLE 2070 0 0 CNOOC LTD SPONSORED ADR 126132109 62 264 SH SOLE 264 0 0 COEUR D ALENE MINES CORP IDA COM NEW 192108504 18401 758495 SH SOLE 758495 0 0 COMMONWEALTH REIT COM SH BEN INT 203233101 322 12443 SH SOLE 12443 0 0 COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 3219 68569 SH SOLE 68569 0 0 COMPANHIA DE BEBIDAS DAS AME SPONSORED ADR 20441W104 7 228 SH SOLE 228 0 0 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 1518 44996 SH SOLE 44996 0 0 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 749 12545 SH SOLE 12545 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 1762 85353 SH SOLE 85353 0 0 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 774 28492 SH SOLE 28492 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 14 1110 SH SOLE 1110 0 0 COMPANIA CERVECERIAS UNIDAS SPONSORED ADR 204429104 62 1061 SH SOLE 1061 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 363 9559 SH SOLE 9559 0 0 CONAGRA FOODS INC COM 205887102 109 4236 SH SOLE 4236 0 0 CONCHO RES INC COM 20605P101 135 1465 SH SOLE 1465 0 0 CONOCOPHILLIPS COM 20825C104 150 1995 SH SOLE 1995 0 0 CONSOLIDATED COMM HLDGS INC COM 209034107 324 16666 SH SOLE 16666 0 0 CONTINENTAL RESOURCES INC COM 212015101 152 2335 SH SOLE 2335 0 0 CORN PRODS INTL INC COM 219023108 215 3898 SH SOLE 3898 0 0 CORPBANCA SPONSORED ADR 21987A209 60 2520 SH SOLE 2520 0 0 COSAN LTD SHS A G25343107 1356 110340 SH SOLE 110340 0 0 CPFL ENERGIA S A SPONSORED ADR 126153105 1655 19040 SH SOLE 19040 0 0 CREDICORP LTD COM G2519Y108 173 2010 SH SOLE 2010 0 0 CRESUD S A C I F Y A SPONSORED ADR 226406106 241 14826 SH SOLE 14826 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 329 7627 SH SOLE 7627 0 0 CYPRESS SHARPRIDGE INVTS INC COM 23281A307 309 24140 SH SOLE 24140 0 0 DARLING INTL INC COM 237266101 88 4960 SH SOLE 4960 0 0 DEERE & CO COM 244199105 171 2080 SH SOLE 2080 0 0 DENBURY RES INC COM NEW 247916208 132 6620 SH SOLE 6620 0 0 DENISON MINES CORP COM 248356107 9807 5139730 SH SOLE 5139730 0 0 DESARROLLADORA HOMEX S A DE SPONSORED ADR 25030W100 28 1106 SH SOLE 1106 0 0 DEVON ENERGY CORP NEW COM 25179M103 138 1755 SH SOLE 1755 0 0 DUOYAN GLOBAL WTR INC SPONSORED ADR 266043108 15 3967 SH SOLE 3967 0 0 E HOUSE CHINA HLDGS LTD ADR 26852W103 30 3030 SH SOLE 3030 0 0 ECOPETROL S A SPONSORED ADS 279158109 25171 571944 SH SOLE 571944 0 0 ELDORADO GOLD CORP NEW COM 284902103 168 11395 SH SOLE 11395 0 0 EMBOTELLADORA ANDINA S A SPON ADR B 29081P303 38 1319 SH SOLE 1319 0 0 EMBRAER S A SP ADR REP 4 COM 29082A107 1266 41131 SH SOLE 41131 0 0 EMPRESA DIST Y COMERCIAL NOR SPON ADR 29244A102 42 4228 SH SOLE 4228 0 0 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 334 5854 SH SOLE 5854 0 0 EMPRESAS ICA S A DE CV SPONS ADR NEW 292448206 67 7256 SH SOLE 7256 0 0 ENDEAVOUR SILVER CORP COM 29258Y103 9024 1074332 SH SOLE 1074332 0 0 ENER1 INC COM NEW 29267A203 2253 2047788 SH SOLE 2047788 0 0 ENERGYSOLUTIONS INC COM 292756202 33 6775 SH SOLE 6775 0 0 ENERSIS S A SPONSORED ADR 29274F104 272 11761 SH SOLE 11761 0 0 ERICSSON L M TEL CO ADR B SEK 10 294821608 2862 199036 SH SOLE 199036 0 0 EXETER RES CORP COM 301835104 691 166215 SH SOLE 166215 0 0 EXIDE TECHNOLOGIES COM NEW 302051206 5780 756568 SH SOLE 756568 0 0 F M C CORP COM NEW 302491303 24564 285560 SH SOLE 285560 0 0 FIBRIA CELULOSE S A SP ADR REP COM 31573A109 551 41766 SH SOLE 41766 0 0 FIFTH STREET FINANCE CORP COM 31678A103 302 26043 SH SOLE 26043 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 20977 1133874 SH SOLE 1133874 0 0 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 8862 284960 SH SOLE 284960 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 21 318 SH SOLE 318 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 125 9074 SH SOLE 9074 0 0 FOREST OIL CORP COM PAR $0.01 346091705 125 4680 SH SOLE 4680 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 4493 84927 SH SOLE 84927 0 0 FRESH DEL MONTE PRODUCE INC ORD G36738105 47 1775 SH SOLE 1775 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 312 38674 SH SOLE 38674 0 0 GAFISA S A SPONS ADR 362607301 1235 130593 SH SOLE 130593 0 0 GENERAL MLS INC COM 370334104 141 3786 SH SOLE 3786 0 0 GENERAL MTRS CO COM 37045V100 40 1324 SH SOLE 1324 0 0 GENERAL STEEL HOLDINGS INC COM 370853103 14 9338 SH SOLE 9338 0 0 GENTEX CORP COM 371901109 10 344 SH SOLE 344 0 0 GENUINE PARTS CO COM 372460105 21 386 SH SOLE 386 0 0 GERDAU S A SPONSORED ADR 373737105 15 1384 SH SOLE 1384 0 0 GETTY RLTY CORP NEW COM 374297109 319 12625 SH SOLE 12625 0 0 GIANT INTERACTIVE GROUP INC ADR 374511103 281 38220 SH SOLE 38220 0 0 GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 38045R107 1559 128299 SH SOLE 128299 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 158 10800 SH SOLE 10800 0 0 GOLD RESOURCE CORP COM 38068T105 77 3100 SH SOLE 3100 0 0 GOLDCORP INC NEW COM 380956409 202 4177 SH SOLE 4177 0 0 GOLDEN MINERALS CO COM 381119106 2786 156684 SH SOLE 156684 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 10 602 SH SOLE 602 0 0 GPO AEROPORTUARIO DEL PAC SA SPON ADR B 400506101 78 1910 SH SOLE 1910 0 0 GREAT BASIN GOLD LTD COM 390124105 59 28785 SH SOLE 28785 0 0 GREAT PANTHER SILVER LTD COM 39115V101 5367 1597421 SH SOLE 1597421 0 0 GRUPO AEROPORTUARIO DEL SURE SPON ADR SER B 40051E202 80 1361 SH SOLE 1361 0 0 GRUPO FINANCIERO GALICIA S A SP ADR 10 SH B 399909100 380 28077 SH SOLE 28077 0 0 GULF RESOURCES INC COM PAR $0.0005 40251W309 10 3171 SH SOLE 3171 0 0 HANWHA SOLARONE CO LTD SPONSORED ADR 41135V103 45 7020 SH SOLE 7020 0 0 HARBIN ELECTRIC INC COM 41145W109 38 2503 SH SOLE 2503 0 0 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 173 13075 SH SOLE 13075 0 0 HATTERAS FINL CORP COM 41902R103 304 10775 SH SOLE 10775 0 0 HDFC BANK LTD ADR REPS 3 SHS 40415F101 44 248 SH SOLE 248 0 0 HECLA MNG CO COM 422704106 19433 2527109 SH SOLE 2527109 0 0 HEINZ H J CO COM 423074103 149 2798 SH SOLE 2798 0 0 HERSHEY CO COM 427866108 97 1714 SH SOLE 1714 0 0 HESS CORP COM 42809H107 142 1895 SH SOLE 1895 0 0 HOME INNS & HOTELS MGMT INC SPON ADR 43713W107 4872 128078 SH SOLE 128078 0 0 HONDA MOTOR LTD AMERN SHS 438128308 77 1982 SH SOLE 1982 0 0 HORMEL FOODS CORP COM 440452100 42 1414 SH SOLE 1414 0 0 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 330 13627 SH SOLE 13627 0 0 HUANENG PWR INTL INC SPON ADR H SHS 443304100 6 260 SH SOLE 260 0 0 HUDBAY MINERALS INC COM 443628102 4339 290546 SH SOLE 290546 0 0 ICICI BK LTD ADR 45104G104 20 408 SH SOLE 408 0 0 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 72 1110 SH SOLE 1110 0 0 INTERNATIONAL TOWER HILL MIN COM 46050R102 1060 140410 SH SOLE 140410 0 0 INTREPID POTASH INC COM 46121Y102 675 20774 SH SOLE 20774 0 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 297 14071 SH SOLE 14071 0 0 INVESTORS REAL ESTATE TR SH BEN INT 461730103 290 33466 SH SOLE 33466 0 0 IRSA INVERSIONES Y REP S A GLOBL DEP RCPT 450047204 155 11281 SH SOLE 11281 0 0 ITAU UNIBANCO BANCO HLDG SA SPON ADR REP PFD 465562106 1063 45129 SH SOLE 45129 0 0 IVANHOE MINES LTD COM 46579N103 4469 176633 SH SOLE 176633 0 0 JA SOLAR HOLDINGS LTD-ADR SPON ADR 466090107 89 16064 SH SOLE 16064 0 0 JINKOSOLAR HOLDING ADR SPONSORED ADR 47759T100 49 1845 SH SOLE 1845 0 0 JOHNSON CTLS INC COM 478366107 68 1626 SH SOLE 1626 0 0 KAISER ALUMINUM CORP COM PAR $0.01 483007704 252 4620 SH SOLE 4620 0 0 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 47 974 SH SOLE 974 0 0 KEEGAN RES INC COM 487275109 741 95569 SH SOLE 95569 0 0 KELLOGG CO COM 487836108 141 2556 SH SOLE 2556 0 0 KINROSS GOLD CORP COM NO PAR 496902404 191 12105 SH SOLE 12105 0 0 KOREA ELECTRIC PWR SPONSORED ADR 500631106 23 1742 SH SOLE 1742 0 0 KRAFT FOODS INC CL A 50075N104 149 4238 SH SOLE 4238 0 0 LAN AIRLINES S A SPONSORED ADR 501723100 302 10580 SH SOLE 10580 0 0 LDK SOLAR CO LTD SPONSORED ADR 50183L107 102 13862 SH SOLE 13862 0 0 LG DISPLAY CO LTD SPONS ADR REP 50186V102 22 1556 SH SOLE 1556 0 0 LINDSAY CORP COM 535555106 39 560 SH SOLE 560 0 0 LONGTOP FINL TECHNOLOGIES LT ADR 54318P108 137 9633 SH SOLE 9633 0 0 MAG SILVER CORP COM 55903Q104 6006 601794 SH SOLE 601794 0 0 MCCORMICK & CO INC COM NON VTG 579780206 61 1234 SH SOLE 1234 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 305 26540 SH SOLE 26540 0 0 MERCADOLIBRE INC COM 58733R102 198 2501 SH SOLE 2501 0 0 METALICO INC COM 591176102 39 6574 SH SOLE 6574 0 0 MFA FINANCIAL INC COM 55272X102 310 38584 SH SOLE 38584 0 0 MINEFINDERS LTD COM 602900102 13776 1058863 SH SOLE 1058863 0 0 MINES MGMT INC COM 603432105 679 321813 SH SOLE 321813 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 12 648 SH SOLE 648 0 0 MONSANTO CO NEW COM 61166W101 185 2550 SH SOLE 2550 0 0 MOSAIC CO NEW COM 61945C103 604 8925 SH SOLE 8925 0 0 NETEASE COM INC SPONSORED ADR 64110W102 336 7457 SH SOLE 7457 0 0 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 8755 78365 SH SOLE 78365 0 0 NEWFIELD EXPL CO COM 651290108 151 2215 SH SOLE 2215 0 0 NEXEN INC COM 65334H102 132 5840 SH SOLE 5840 0 0 NOBLE ENERGY INC COM 655044105 153 1705 SH SOLE 1705 0 0 NOKIA CORP SPONSORED ADR 654902204 1589 247505 SH SOLE 247505 0 0 NORANDA ALUM HLDG CORP COM 65542W107 127 8400 SH SOLE 8400 0 0 NORTEL INVERSORA S A SPON ADR PFD B 656567401 254 8882 SH SOLE 8882 0 0 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 1587 157114 SH SOLE 157114 0 0 NORTHERN OIL & GAS INC NEV COM 665531109 108 4885 SH SOLE 4885 0 0 NOVAGOLD RES INC COM NEW 66987E206 973 105795 SH SOLE 105795 0 0 NOVO-NORDISK A S ADR 670100205 3769 30088 SH SOLE 30088 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 329 15682 SH SOLE 15682 0 0 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 109 3156 SH SOLE 3156 0 0 PAMPA ENERGIA S A SPONS ADR LVL I 697660207 245 15489 SH SOLE 15489 0 0 PAN AMERICAN SILVER CORP COM 697900108 35109 1136574 SH SOLE 1136574 0 0 PARTNER COMMUNICATIONS CO LT ADR 70211M109 288 19323 SH SOLE 19323 0 0 PDL BIOPHARMA INC COM 69329Y104 300 51144 SH SOLE 51144 0 0 PENNANTPARK INVT CORP COM 708062104 290 25873 SH SOLE 25873 0 0 PERFECT WORLD CO LTD SPON ADR REP B 71372U104 132 7041 SH SOLE 7041 0 0 PETROBRAS ARGENTINA S A SPONS ADR 71646J109 245 12652 SH SOLE 12652 0 0 PETROCHINA CO LTD SPONSORED ADR 71646E100 107 736 SH SOLE 736 0 0 PETROHAWK ENERGY CORP COM 716495106 183 7425 SH SOLE 7425 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 244 7956 SH SOLE 7956 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 120 3548 SH SOLE 3548 0 0 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 23 420 SH SOLE 420 0 0 PIONEER NAT RES CO COM 723787107 143 1595 SH SOLE 1595 0 0 POLYMET MINING CORP COM 731916102 457 278755 SH SOLE 278755 0 0 POSCO SPONSORED ADR 693483109 98 898 SH SOLE 898 0 0 POTASH CORP SASK INC COM 73755L107 667 11679 SH SOLE 11679 0 0 PROGRESSIVE WASTE SOLUTIONS COM 74339G101 73 2925 SH SOLE 2925 0 0 PROSPECT CAPITAL CORPORATION COM 74348T102 279 27633 SH SOLE 27633 0 0 QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 118 6082 SH SOLE 6082 0 0 QUEST RARE MINERALS LTD COM 74836T101 203 29350 SH SOLE 29350 0 0 RALCORP HLDGS INC NEW COM 751028101 48 556 SH SOLE 556 0 0 RANDGOLD RES LTD ADR 752344309 197 2345 SH SOLE 2345 0 0 RANGE RES CORP COM 75281A109 175 3155 SH SOLE 3155 0 0 RARE ELEMENT RES LTD COM 75381M102 254 22955 SH SOLE 22955 0 0 RENESOLA LTD SPONS ADR 75971T103 43 8260 SH SOLE 8260 0 0 REPUBLIC SVCS INC COM 760759100 182 5884 SH SOLE 5884 0 0 REVETT MINERALS INC COM NEW 761505205 1301 290514 SH SOLE 290514 0 0 ROCKWOOD HLDGS INC COM 774415103 15201 274927 SH SOLE 274927 0 0 RUBICON MINERALS CORP COM 780911103 1041 292604 SH SOLE 292604 0 0 SARA LEE CORP COM 803111103 116 6122 SH SOLE 6122 0 0 SASOL LTD SPONSORED ADR 803866300 49 926 SH SOLE 926 0 0 SCOTTS MIRACLE GRO CO CL A 810186106 525 10234 SH SOLE 10234 0 0 SEABRIDGE GOLD INC COM 811916105 1408 49928 SH SOLE 49928 0 0 SHANDA INTERACTIVE ENTMT LTD SPONSORED ADR 81941Q203 294 7563 SH SOLE 7563 0 0 SHENGDA TECH INC COM 823213103 4 8788 SH SOLE 8788 0 0 SHINHAN FINANCIAL GROUP CO L SPN ADR RESTRD 824596100 64 672 SH SOLE 672 0 0 SHIP FINANCE INTERNATIONAL L SHS G81075106 313 17365 SH SOLE 17365 0 0 SILVER STD RES INC COM 82823L106 18459 691601 SH SOLE 691601 0 0 SILVER WHEATON CORP COM 828336107 48648 1474193 SH SOLE 1474193 0 0 SILVERCORP METALS INC COM 82835P103 16484 1757354 SH SOLE 1757354 0 0 SK TELECOM LTD SPONSORED ADR 78440P108 21 1136 SH SOLE 1136 0 0 SM ENERGY CO COM 78454L100 161 2185 SH SOLE 2185 0 0 SMITHFIELD FOODS INC COM 832248108 32 1486 SH SOLE 1486 0 0 SMUCKER J M CO COM NEW 832696405 89 1160 SH SOLE 1160 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 34204 528492 SH SOLE 528492 0 0 SOHU COM INC COM 83408W103 253 3498 SH SOLE 3498 0 0 SOLAR CAP LTD COM 83413U100 311 12608 SH SOLE 12608 0 0 SOUTHERN COPPER CORP COM 84265V105 4486 136488 SH SOLE 136488 0 0 SPREADTRUM COMMUNICATIONS IN ADR 849415203 128 8147 SH SOLE 8147 0 0 STARWOOD PPTY TR INC COM 85571B105 315 15368 SH SOLE 15368 0 0 STATOIL ASA SPONSORED ADR 85771P102 2145 84295 SH SOLE 84295 0 0 STERICYCLE INC COM 858912108 223 2502 SH SOLE 2502 0 0 STERLITE INDS INDIA LTD ADS 859737207 44 2956 SH SOLE 2956 0 0 SUNCOR ENERGY INC NEW COM 867224107 132 3359.871 SH SOLE 3359.871 0 0 SUNTECH PWR HLDGS CO LTD ADR 86800C104 136 17228 SH SOLE 17228 0 0 SWIFT ENERGY CO COM 870738101 140 3745 SH SOLE 3745 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 90 7122 SH SOLE 7122 0 0 TAM SA SP ADR REP PFD 87484D103 1852 84830 SH SOLE 84830 0 0 TASEKO MINES LTD COM 876511106 2045 412372 SH SOLE 412372 0 0 TATA COMMUNICATIONS LTD SPONS ADR 876564105 3 384 SH SOLE 384 0 0 TATA MTRS LTD SPONSORED ADR 876568502 30 1350 SH SOLE 1350 0 0 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 1000 64353 SH SOLE 64353 0 0 TELECOM ARGENTINA S A SPON ADR REP B 879273209 448 17190 SH SOLE 17190 0 0 TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 87929A102 22 750 SH SOLE 750 0 0 TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 6 358 SH SOLE 358 0 0 TENARIS S A SPONSORED ADR 88031M109 985 21530 SH SOLE 21530 0 0 TERRA NITROGEN CO L P COM UNIT 881005201 311 2261 SH SOLE 2261 0 0 TESLA MTRS INC COM 88160R101 2 78 SH SOLE 78 0 0 TIM PARTICIPACOES S A SPONS ADR PFD 88706P106 704 14308 SH SOLE 14308 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 161 1956 SH SOLE 1956 0 0 TRANSPORTADORA DE GAS SUR SPON ADR B 893870204 57 15016 SH SOLE 15016 0 0 TRINA SOLAR LIMITED SPON ADR 89628E104 170 7593 SH SOLE 7593 0 0 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 15 256 SH SOLE 256 0 0 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 13 946 SH SOLE 946 0 0 TWO HBRS INVT CORP COM 90187B101 317 29468 SH SOLE 29468 0 0 TYSON FOODS INC CL A 902494103 60 3082 SH SOLE 3082 0 0 ULTRALIFE CORP COM 903899102 2052 437437 SH SOLE 437437 0 0 ULTRAPAR PARTICIPACOES S A SP ADR REP PFD 90400P101 1396 77025 SH SOLE 77025 0 0 UNITED ONLINE INC COM 911268100 335 55490 SH SOLE 55490 0 0 UR ENERGY INC COM 91688R108 4386 2740943 SH SOLE 2740943 0 0 URANERZ ENERGY CORP COM 91688T104 8091 2679036 SH SOLE 2679036 0 0 URANIUM ENERGY CORP COM 916896103 9563 3125204 SH SOLE 3125204 0 0 URANIUM RES INC COM PAR $0.001 916901507 11651 6976360 SH SOLE 6976360 0 0 US ECOLOGY INC COM 91732J102 41 2370 SH SOLE 2370 0 0 US GOLD CORPORATION COM PAR $0.10 912023207 1145 189952 SH SOLE 189952 0 0 USEC INC COM 90333E108 11588 3469318 SH SOLE 3469318 0 0 VALE S A ADR 91912E105 69 2158 SH SOLE 2158 0 0 VALE S A ADR REPSTG PFD 91912E204 86 2978 SH SOLE 2978 0 0 VALENCE TECHNOLOGY INC COM 918914102 3608 3057984 SH SOLE 3057984 0 0 VANCEINFO TECHNOLOGIES INC ADR 921564100 173 7465 SH SOLE 7465 0 0 VECTOR GROUP LTD COM 92240M108 306 17183 SH SOLE 17183 0 0 VINA CONCHA Y TORO S A SPONSORED ADR 927191106 61 1166 SH SOLE 1166 0 0 WABCO HLDGS INC COM 92927K102 11 166 SH SOLE 166 0 0 WASTE CONNECTIONS INC COM 941053100 81 2552 SH SOLE 2552 0 0 WASTE MGMT INC DEL COM 94106L109 218 5842 SH SOLE 5842 0 0 WHITING PETE CORP NEW COM 966387102 132 2325 SH SOLE 2325 0 0 WILLIAMS CLAYTON ENERGY INC COM 969490101 91 1515 SH SOLE 1515 0 0 WINDSTREAM CORP COM 97381W104 312 24066 SH SOLE 24066 0 0 WIPRO LTD SPON ADR 1 SH 97651M109 7 512 SH SOLE 512 0 0 YAMANA GOLD INC COM 98462Y100 200 17155 SH SOLE 17155 0 0 YANZHOU COAL MNG CO LTD SPON ADR H SHS 984846105 12 302 SH SOLE 302 0 0 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 131 14194 SH SOLE 14194 0 0 YONGYE INTL INC COM 98607B106 47 8879 SH SOLE 8879 0 0 YOUKU COM INC SPONSORED ADR 98742U100 5698 165884 SH SOLE 165884 0 0 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 250 5559 SH SOLE 5559 0 0 ZHONGPIN INC COM 98952K107 999 95299 SH SOLE 95299 0 0