0001140361-11-039709.txt : 20110804 0001140361-11-039709.hdr.sgml : 20110804 20110804163258 ACCESSION NUMBER: 0001140361-11-039709 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110804 DATE AS OF CHANGE: 20110804 EFFECTIVENESS DATE: 20110804 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NOMURA HOLDINGS INC CENTRAL INDEX KEY: 0001163653 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10594 FILM NUMBER: 111010938 BUSINESS ADDRESS: STREET 1: 9-1 NIHONBASHI 1-CHOME STREET 2: CHUO-KU 103-8645 CITY: TOKYO JAPAN STATE: M0 ZIP: 00000 BUSINESS PHONE: 81 3-3211-1811 MAIL ADDRESS: STREET 1: ANTHONY.ARAM@NOMURA.COM CITY: TOKYO STATE: M0 ZIP: 00000 13F-HR 1 form13fhr.txt THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON 6/15/2011 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH CONFIDENTIAL TREATMENT EXPIRED ON . UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Nomura Holdings Inc. Address: 1-9-1, Nihonbashi, Chuo-ku, Tokyo 103-8011, Japan Form 13F File Number: 001-15270 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Brendan G. Daly Title: Head of Compliance and Surveillance Phone: 212-667-1246 Signature, Place, and Date of Signing: /s/ Brendan G. Daly New York, NY 8/4/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: 13F File Number Name 28-04983 Nomura Securities International, Inc. --------------- --------------------------------------------------------------- 28-04985 Nomura International plc --------------- --------------------------------------------------------------- 28-04979 Nomura Securities Company, Ltd --------------- --------------------------------------------------------------- 028-13982 Nomura Corporate Research & Asset Management Inc. --------------- --------------------------------------------------------------- 014-88809 Nomura Funds Research and Technologies America, Inc. --------------- --------------------------------------------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 5 Form 13F Information Table Entry Total: 1,322 Form 13F Information Table Value Total: $ 3,783,475 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-04983 Nomura Securities International, Inc. ---- -------------------- ---------------------------------------------------- 2 28-04985 Nomura International plc ---- -------------------- ---------------------------------------------------- 3 28-04979 Nomura Securities Company, Ltd ---- -------------------- ---------------------------------------------------- 4 028-13982 Nomura Corporate Research & Asset Management Inc. ---- -------------------- ---------------------------------------------------- 5 014-88809 Nomura Funds Research and Technologies America, Inc ---- -------------------- ----------------------------------------------------

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- -------- ------------------- ---------- -------- ----------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ---------- ------- 3M CO COM USD0.01 CMN 88579Y101 1,687 17,790 SH SOLE 2 17,790 0 0 99 CENTS ONLY STORES CMN 65440K106 210 10,400 SH SOLE 2 10,400 0 0 ABBOTT LABORATORIES CMN 002824100 27 520 SH DEFINED 1 520 0 ABBOTT LABORATORIES CMN 002824100 946 17,979 SH DEFINED 2 17,979 0 ABBOTT LABORATORIES CMN 002824100 503 9,549 SH DEFINED 2 9,549 0 ABERCROMBIE & FITCH CMN 002896207 372 5,552 SH DEFINED 1 5,552 0 ABERCROMBIE & FITCH CMN 002896207 5,437 81,245 SH DEFINED 2 81,245 0 ABINGTON BANCORP INC CMN 00350L109 2,700 258,650 SH SOLE 1 258,650 0 0 ACCENTURE PLC CLS'A' CMN G1151C101 346 5,724 SH SOLE 2 5,724 0 0 ACCURIDE CORP CMN 00439T206 12,776 1,011,545 SH SOLE 4 884,639 0 126,906 ACTIVISION BLIZZARD CMN 00507V109 191 16,307 SH SOLE 2 16,307 0 0 ACUITY BRANDS INC CO CMN 00508Y102 2,342 41,986 SH DEFINED 1 41,986 0 ACUITY BRANDS INC CO CMN 00508Y102 8 140 SH DEFINED 2 140 0 ACXIOM CORP COM USD0 CMN 005125109 361 27,550 SH SOLE 2 27,550 0 0 ADECOAGRO SA COM NPV CMN L00849106 115 10,300 SH SOLE 2 10,300 0 0 ADOBE SYSTEMS INC CO CMN 00724F101 1,557 49,512 SH SOLE 2 49,512 0 0 ADVANCED MICRO DEVIC CMN 007903107 339 48,476 SH DEFINED 1 48,476 0 ADVANCED MICRO DEVIC CMN 007903107 1,919 274,809 SH DEFINED 2 274,809 0 AEGEAN MARINE PETROL CMN Y0017S102 277 39,047 SH SOLE 2 39,047 0 0 AES CORP/THE COM USD CMN 00130H105 323 25,379 SH SOLE 2 25,379 0 0 AETNA INC COM USD0.0 CMN 00817Y108 10 220 SH DEFINED 1 220 0 AETNA INC COM USD0.0 CMN 00817Y108 542 12,298 SH DEFINED 2 12,298 0 AFLAC INC COM USD0.1 CMN 001055102 341 7,303 SH DEFINED 2 7,303 0 AFLAC Incorporated CMN 1055102 300 6,427 SH SOLE 3 6,427 0 0 AGILENT TECHNOLOGIES CMN 00846U101 9 180 SH DEFINED 1 180 0 AGILENT TECHNOLOGIES CMN 00846U101 244 4,770 SH DEFINED 2 4,770 0 AGNICO-EAGLE MINES L CMN 008474108 574 9,090 SH SOLE 2 9,090 0 0 AK STEEL HOLDING COR CMN 001547108 436 27,644 SH DEFINED 1 27,644 0 AK STEEL HOLDING COR CMN 001547108 970 61,496 SH DEFINED 2 61,496 0 AKAMAI TECHNOLOGIES CMN 00971T101 888 28,224 SH SOLE 2 28,224 0 0 ALCATEL-LUCENT EUR2 CMN 013904305 229 39,800 SH SOLE 2 39,800 0 0 ALCOA INC COM USD1 CMN 013817101 3 164 SH DEFINED 2 164 0 ALCOA INC COM USD1 CMN 013817101 5,478 345,441 SH DEFINED 2 345,441 0 ALERE INC COM STK US CMN 01449J105 168 4,600 SH DEFINED 1 4,600 0 ALERE INC COM STK US CMN 01449J105 59 1,614 SH DEFINED 2 1,614 0 ALEXION PHARMACEUTIC CMN 015351109 848 18,034 SH SOLE 2 18,034 0 0 ALIGN TECHNOLOGY INC CMN 016255101 12 536 SH DEFINED 1 536 0 ALIGN TECHNOLOGY INC CMN 016255101 1,202 52,737 SH DEFINED 2 52,737 0 ALLEGHENY TECHNOLOGI CMN 01741R102 1,261 19,871 SH SOLE 2 19,871 0 0 ALLIANT TECHSYSTEMS CMN 018804104 485 6,800 SH DEFINED 1 6,800 0 ALLIANT TECHSYSTEMS CMN 018804104 155 2,174 SH DEFINED 2 2,174 0 ALLIED IRISH BANKS P CMN 019228808 1,434 674,930 SH SOLE 2 674,930 0 0 ALLOS THERAPEUTICS I CMN 019777101 27 12,500 SH SOLE 2 12,500 0 0 ALPHA NAT RES LLC CO CMN 02076X102 1,261 27,762 SH SOLE 2 27,762 0 0 ALTERA CORP COM USD0 CMN 021441100 3,761 81,156 SH SOLE 2 81,156 0 0 ALTRA HOLDINGS INC C CMN 02208R106 228 9,506 SH SOLE 2 9,506 0 0 ALTRIA GROUP INC COM CMN 02209S103 24 900 SH DEFINED 1 900 0 ALTRIA GROUP INC COM CMN 02209S103 339 12,835 SH DEFINED 2 12,835 0 ALUMINA LTD NPV CMN 022205108 593 64,400 SH SOLE 2 64,400 0 0 AMAZON.COM INC COM U CMN 023135106 1,111 5,431 SH DEFINED 2 5,431 0 Amazon.com, Inc. CMN 23135106 100 489 SH SOLE 3 489 0 0 AMERICA MOVIL SAB DE CMN 02364W105 1,174 21,800 SH SOLE 2 21,800 0 0 AMERICAN CAPITAL LTD CMN 02503Y103 1,575 158,468 SH SOLE 2 158,468 0 0 AMERICAN EAGLE OUTFI CMN 02553E106 18 1,400 SH DEFINED 1 1,400 0 AMERICAN EAGLE OUTFI CMN 02553E106 145 11,410 SH DEFINED 2 11,410 0 AMERICAN ELECTRIC PO CMN 025537101 835 22,169 SH SOLE 2 22,169 0 0 AMERICAN EXPRESS CO CMN 025816109 2,009 38,850 SH DEFINED 1 38,850 0 AMERICAN EXPRESS CO CMN 025816109 2,004 38,762 SH DEFINED 2 38,762 0 AMERICAN INTERNATION CMN 026874784 5,419 184,879 SH DEFINED 1 184,879 0 AMERICAN INTERNATION CMN 026874784 386 13,159 SH DEFINED 2 13,159 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- -------- ------------------- ---------- -------- ----------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ---------- ------- AMERICAN INTERNATION CMN 026874784 3,628 123,757 SH DEFINED 2 123,757 0 AMERICAN ORIENTAL BI CMN 028731107 17 14,900 SH SOLE 2 14,900 0 0 AMERICAN SUPERCONDUC CMN 030111108 93 10,269 SH SOLE 2 10,269 0 0 AMERICAN WATER WORKS CMN 030420103 203 6,904 SH SOLE 2 6,904 0 0 AMERIGROUP CORP COM CMN 03073T102 2,322 32,956 SH DEFINED 1 32,956 0 AMERIGROUP CORP COM CMN 03073T102 42 597 SH DEFINED 2 597 0 AMERIPRISE FINANCIAL CMN 03076C106 289 5,009 SH SOLE 2 5,009 0 0 AMERISTAR CASINOS IN CMN 03070Q101 236 9,957 SH SOLE 2 9,957 0 0 AMETEK INC COM USD0. CMN 031100100 307 6,827 SH SOLE 2 6,827 0 0 AMGEN INC COM USD0.0 CMN 031162100 1,434 24,572 SH DEFINED 2 24,572 0 AMGEN INC COM USD0.0 CMN 031162100 3,047 52,222 SH DEFINED 2 52,222 0 AMKOR TECHNOLOGY INC CMN 031652100 213 34,527 SH SOLE 2 34,527 0 0 AMR CORP COM USD1 CMN 001765106 234 43,300 SH DEFINED 1 43,300 0 AMR CORP COM USD1 CMN 001765106 312 57,733 SH DEFINED 2 57,733 0 AMYLIN PHARMACEUTICA CMN 032346108 1,670 125,000 SH DEFINED 1 125,000 0 AMYLIN PHARMACEUTICA CMN 032346108 6 420 SH DEFINED 2 420 0 ANADARKO PETROLEUM C CMN 032511107 17 226 SH DEFINED 1 226 0 ANADARKO PETROLEUM C CMN 032511107 1,597 20,803 SH DEFINED 2 20,803 0 ANALOG DEVICES INC C CMN 032654105 387 9,875 SH SOLE 2 9,875 0 0 ANN INC COM USD0.006 CMN 035623107 2,794 107,076 SH DEFINED 1 107,076 0 ANN INC COM USD0.006 CMN 035623107 632 24,215 SH DEFINED 2 24,215 0 ANNALY CAPITAL MANAG CMN 035710409 677 37,531 SH SOLE 2 37,531 0 0 ANSYS INC COM USD0.0 CMN 03662Q105 1,148 21,000 SH SOLE 2 21,000 0 0 AON CORP COM USD1 CMN 037389103 257 5,009 SH SOLE 2 5,009 0 0 AOXING PHARMACEUTICA CMN 03740A106 163 118,462 SH SOLE 1 118,462 0 0 APACHE CORP USD0.625 CMN 037411105 27 220 SH DEFINED 1 220 0 APACHE CORP USD0.625 CMN 037411105 945 7,662 SH DEFINED 2 7,662 0 APARTMENT INV& MANAG CMN 03748R101 5 200 SH DEFINED 1 200 0 APARTMENT INV& MANAG CMN 03748R101 341 13,365 SH DEFINED 2 13,365 0 APOLLO (EDUCATION) G CMN 037604105 414 9,482 SH SOLE 2 9,482 0 0 APOLLO INVESTMENT CO CMN 03761U106 763 74,823 SH SOLE 2 74,823 0 0 Apple CMN 37833100 1,315 3,918 SH SOLE 3 3,918 0 0 APPLE INC COM NPV CMN 037833100 303 902 SH DEFINED 2 902 0 APPLE INC COM NPV CMN 037833100 49,507 147,485 SH DEFINED 2 147,485 0 APPLIED MATERIALS IN CMN 038222105 1,010 77,573 SH DEFINED 2 77,573 0 APPLIED MATERIALS IN CMN 038222105 125 9,598 SH DEFINED 2 9,598 0 AQUA AMERICA INC COM CMN 03836W103 97 4,400 SH DEFINED 1 4,400 0 AQUA AMERICA INC COM CMN 03836W103 113 5,155 SH DEFINED 2 5,155 0 ARADIGM CORP COM STK CMN 038505301 83 443,480 SH SOLE 2 443,480 0 0 ARCELORMITTAL NY REG CMN 03938L104 794 22,835 SH SOLE 2 22,835 0 0 ARCH CAPITAL GROUP L CMN G0450A105 495 15,506 SH SOLE 2 15,506 0 0 ARCH COAL INC COM US CMN 039380100 34 1,260 SH DEFINED 1 1,260 0 ARCH COAL INC COM US CMN 039380100 1,432 53,728 SH DEFINED 2 53,728 0 ARCHER-DANIELS-MIDLA CMN 039483102 677 22,462 SH DEFINED 1 22,462 0 ARCHER-DANIELS-MIDLA CMN 039483102 793 26,288 SH DEFINED 2 26,288 0 ARES CAPITAL CORP CO CMN 04010L103 810 50,398 SH SOLE 2 50,398 0 0 ARM HOLDINGS PLC ORD CMN 042068106 610 21,435 SH SOLE 2 21,435 0 0 ARMSTRONG WORLD CMN 04247X102 233 5,114 SH SOLE 4 5,114 0 0 ARTHROCARE CORP COM CMN 043136100 371 11,076 SH SOLE 2 11,076 0 0 ASSOCIATED BANC-CORP CMN 045487105 353 25,377 SH SOLE 2 25,377 0 0 ASTEC INDUSTRIES INC CMN 046224101 202 5,455 SH SOLE 2 5,455 0 0 ASTRAZENECA PLC ORD CMN 046353108 3,810 76,110 SH SOLE 2 76,110 0 0 AT&T INC COM USD1 CMN 00206R102 353 11,250 SH DEFINED 1 11,250 0 AT&T INC COM USD1 CMN 00206R102 977 31,109 SH DEFINED 2 31,109 0 ATMEL CORP COM USD0. CMN 049513104 669 47,569 SH SOLE 2 47,569 0 0 ATP OIL & GAS CORP C CMN 00208J108 513 33,502 SH SOLE 2 33,502 0 0 AU OPTRONICS CORP TW CMN 002255107 860 125,090 SH SOLE 2 125,090 0 0 AUTODESK INC COM USD CMN 052769106 2,094 54,269 SH SOLE 2 54,269 0 0 AUTOZONE INC COM USD CMN 053332102 254 862 SH DEFINED 1 862 0 AUTOZONE INC COM USD CMN 053332102 258 874 SH DEFINED 2 874 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- -------- ------------------- ---------- -------- ----------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ---------- ------- AVAGO TECHNOLOGIES L CMN Y0486S104 259 6,824 SH SOLE 2 6,824 0 0 AVIS BUDGET GROUP IN CMN 053774105 1,807 105,700 SH SOLE 2 105,700 0 0 BAIDU INC UNLISTED N CMN 056752108 648 4,623 SH SOLE 2 4,623 0 0 BAKER HUGHES INC COM CMN 057224107 1,200 16,540 SH SOLE 2 16,540 0 0 BANCO BRADESCO SA PR CMN 059460303 382 18,635 SH DEFINED 2 18,635 0 BANCO BRADESCO SA PR CMN 059460303 282 13,776 SH DEFINED 2 13,776 0 BANCO MACRO SA CLASS CMN 05961W105 329 8,730 SH SOLE 2 8,730 0 0 BANCO SANTANDER CHIL CMN 05965X109 19,494 207,800 SH SOLE 2 207,800 0 0 Bank of America CMN 60505104 50,432 4,601,460 SH SOLE 3 4,601,460 0 0 BANK OF AMERICA CORP CMN 060505104 32,182 2,938,159 SH DEFINED 1 2,938,159 0 BANK OF AMERICA CORP CMN 060505104 41,236 3,764,790 SH DEFINED 2 3,764,790 0 BANK OF AMERICA CORP CMN 060505104 16,469 1,503,557 SH DEFINED 2 1,503,557 0 BANK OF IRELAND /THE CMN 46267Q103 503 466,280 SH SOLE 2 466,280 0 0 BANK OF NEW YORK MEL CMN 064058100 496 19,367 SH SOLE 2 19,367 0 0 BARCLAYS PLC ORD GBP CMN 06738E204 555 33,784 SH SOLE 2 33,784 0 0 BARNES & NOBLE INC C CMN 067774109 253 15,237 SH SOLE 2 15,237 0 0 BARRICK GOLD CORP CO CMN 067901108 1,165 25,720 SH DEFINED 2 25,720 0 BARRICK GOLD CORP CO CMN 067901108 7,395 163,264 SH DEFINED 2 163,264 0 BAXTER INTERNATIONAL CMN 071813109 337 5,640 SH SOLE 2 5,640 0 0 BAYTEX ENERGY CORP T CMN 07317Q105 214 3,937 SH SOLE 2 3,937 0 0 BB&T CORP COM USD5 CMN 054937107 274 10,190 SH SOLE 2 10,190 0 0 BEAZER HOMES USA INC CMN 07556Q105 143 42,150 SH SOLE 2 42,150 0 0 BERKSHIRE HATHAWAY I CMN 084670702 4,088 52,821 SH SOLE 2 52,821 0 0 BEST BUY CO INC COM CMN 086516101 216 6,888 SH DEFINED 1 6,888 0 BEST BUY CO INC COM CMN 086516101 1,089 34,669 SH DEFINED 2 34,669 0 BGC PARTNERS INC COM CMN 05541T101 4 500 SH DEFINED 1 500 0 BGC PARTNERS INC COM CMN 05541T101 172 22,221 SH DEFINED 2 22,221 0 BHP BILLITON LTD NPV CMN 088606108 1,632 17,250 SH SOLE 2 17,250 0 0 BHP BILLITON PLC USD CMN 05545E209 21,120 269,262 SH SOLE 2 269,262 0 0 BIG LOTS INC COM USD CMN 089302103 27 800 SH DEFINED 1 800 0 BIG LOTS INC COM USD CMN 089302103 177 5,346 SH DEFINED 2 5,346 0 BIOGEN IDEC INC COM CMN 09062X103 511 4,779 SH SOLE 2 4,779 0 0 BIOMARIN PHARMACEUTI CMN 09061G101 489 17,976 SH SOLE 2 17,976 0 0 BIOMED REALTY TRUST CMN 09063H107 4,926 256,100 SH DEFINED 1 256,100 0 BIOMED REALTY TRUST CMN 09063H107 23 1,211 SH DEFINED 2 1,211 0 BIO-REFERENCE LABS I CMN 09057G602 450 21,527 SH SOLE 2 21,527 0 0 BJ'S WHOLESALE CLUB CMN 05548J106 10,572 210,000 SH SOLE 2 210,000 0 0 BLACKBOARD INC COM U CMN 091935502 868 20,000 SH SOLE 2 20,000 0 0 BLACKROCK INC/NEW YO CMN 09247X101 352 1,835 SH DEFINED 1 1,835 0 BLACKROCK INC/NEW YO CMN 09247X101 129 675 SH DEFINED 2 675 0 BLACKROCK KELSO CAPI CMN 092533108 389 43,329 SH SOLE 2 43,329 0 0 BLUE NILE INC COM US CMN 09578R103 576 13,103 SH SOLE 2 13,103 0 0 BMC SOFTWARE INC COM CMN 055921100 4,086 74,695 SH DEFINED 1 74,695 0 BMC SOFTWARE INC COM CMN 055921100 2,486 45,447 SH DEFINED 2 45,447 0 BOEING CO COM USD5 CMN 097023105 2,768 37,443 SH SOLE 2 37,443 0 0 BOK FINANCIAL CORP C CMN 05561Q201 329 6,013 SH SOLE 2 6,013 0 0 BOSTON PROPERTIES IN CMN 101121101 204 1,921 SH SOLE 2 1,921 0 0 BOSTON SCIENTIFIC CO CMN 101137107 34 4,960 SH DEFINED 1 4,960 0 BOSTON SCIENTIFIC CO CMN 101137107 227 32,886 SH DEFINED 2 32,886 0 BOYD GAMING CORP COM CMN 103304101 469 53,850 SH SOLE 2 53,850 0 0 BP PLC ORD USD0.25 CMN 055622104 14,237 321,390 SH SOLE 2 321,390 0 0 BRIDGEPOINT EDUCATIO CMN 10807M105 585 23,413 SH SOLE 2 23,413 0 0 BROADCOM CORP CL A C CMN 111320107 1,561 46,407 SH SOLE 2 46,407 0 0 BROCADE COMMUNICATIO CMN 111621306 1,291 200,000 SH DEFINED 1 200,000 0 BROCADE COMMUNICATIO CMN 111621306 15 2,400 SH DEFINED 2 2,400 0 BROWN-FORMAN CORP 'B CMN 115637209 284 3,800 SH DEFINED 1 3,800 0 BROWN-FORMAN CORP 'B CMN 115637209 42 568 SH DEFINED 2 568 0 BUCYRUS INTERNATIONA CMN 118759109 10,000 109,100 SH DEFINED 1 109,100 0 BUCYRUS INTERNATIONA CMN 118759109 12,865 140,362 SH DEFINED 2 140,362 0 CABLEVISION SYS CP N CMN 12686C109 352 9,730 SH DEFINED 1 9,730 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- -------- ------------------- ---------- -------- ----------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ---------- ------- CABLEVISION SYS CP N CMN 12686C109 124 3,421 SH DEFINED 2 3,421 0 CABOT MICROELECTRONI CMN 12709P103 299 6,436 SH SOLE 2 6,436 0 0 CABOT OIL & GAS CO C CMN 127097103 11 170 SH DEFINED 1 170 0 CABOT OIL & GAS CO C CMN 127097103 232 3,505 SH DEFINED 2 3,505 0 CADENCE DESIGN SYSTE CMN 127387108 135 12,817 SH SOLE 2 12,817 0 0 CALIFORNIA PIZZA KIT CMN 13054D109 1,003 54,300 SH SOLE 1 54,300 0 0 CALLAWAY GOLF CO COM CMN 131193104 240 38,650 SH SOLE 2 38,650 0 0 CAMECO CORP COM NPV CMN 13321L108 7,211 273,741 SH SOLE 2 273,741 0 0 CAMERON INTERNATIONA CMN 13342B105 13 250 SH DEFINED 1 250 0 CAMERON INTERNATIONA CMN 13342B105 586 11,651 SH DEFINED 2 11,651 0 CANADIAN NATIONAL RA CMN 136375102 255 3,197 SH SOLE 2 3,197 0 0 CANADIAN NATURAL RES CMN 136385101 175 4,190 SH DEFINED 2 4,190 0 CANADIAN NATURAL RES CMN 136385101 1,096 26,186 SH DEFINED 2 26,186 0 CAPELLA EDUCATION CO CMN 139594105 338 8,070 SH SOLE 2 8,070 0 0 CAPITAL ONE FINANCIA CMN 14040H105 357 6,909 SH DEFINED 1 6,909 0 CAPITAL ONE FINANCIA CMN 14040H105 684 13,241 SH DEFINED 2 13,241 0 CAPITALSOURCE INC CO CMN 14055X102 81 12,541 SH SOLE 2 12,541 0 0 CARBO CERAMICS INC C CMN 140781105 742 4,552 SH SOLE 2 4,552 0 0 CAREER EDUCATION COR CMN 141665109 186 8,800 SH DEFINED 1 8,800 0 CAREER EDUCATION COR CMN 141665109 21 1,000 SH DEFINED 2 1,000 0 CARNIVAL CORP COM US CMN 143658300 528 14,046 SH SOLE 2 14,046 0 0 CASEY'S GENERAL STOR CMN 147528103 307 6,984 SH SOLE 2 6,984 0 0 Caterpillar CMN 149123101 2,000 18,786 SH SOLE 3 18,786 0 0 CATERPILLAR INC COM CMN 149123101 53 502 SH DEFINED 2 502 0 CATERPILLAR INC COM CMN 149123101 10,345 97,180 SH DEFINED 2 97,180 0 CBOE HOLDINGS INC CO CMN 12503M108 533 21,654 SH SOLE 2 21,654 0 0 CBS CORP CLASS'B' CO CMN 124857202 4,222 148,211 SH DEFINED 1 148,211 0 CBS CORP CLASS'B' CO CMN 124857202 793 27,846 SH DEFINED 2 27,846 0 CELESTICA INC SUB OR CMN 15101Q108 140 15,970 SH SOLE 2 15,970 0 0 CELGENE CORP COM USD CMN 151020104 11 180 SH DEFINED 1 180 0 CELGENE CORP COM USD CMN 151020104 632 10,471 SH DEFINED 2 10,471 0 CEMEX SAB DE CV CPO CMN 151290889 56,351 6,557,183 SH DEFINED 2 65,571,830 0 CEMEX SAB DE CV CPO CMN 151290889 180 20,961 SH DEFINED 2 209,610 0 CENTER FINL CORP COM CMN 15146E102 1,392 219,500 SH SOLE 1 219,500 0 0 CENTERPOINT ENERGY I CMN 15189T107 227 11,742 SH SOLE 2 11,742 0 0 CENTRAIS ELETRICAS B CMN 15234Q207 799 59,200 SH SOLE 2 59,200 0 0 CENTRAL EUROPEAN DIS CMN 153435102 560 50,000 SH DEFINED 1 50,000 0 CENTRAL EUROPEAN DIS CMN 153435102 27 2,423 SH DEFINED 2 2,423 0 CENTRAL EUROPEAN MED CMN G20045202 213 10,777 SH SOLE 2 10,777 0 0 CENTRAL FUND CDA CL CMN 153501101 269 13,201 SH SOLE 2 13,201 0 0 CENTURYLINK INC COM CMN 156700106 353 8,737 SH DEFINED 1 8,737 0 CENTURYLINK INC COM CMN 156700106 809 20,000 SH DEFINED 2 20,000 0 CENTURYLINK INC COM CMN 156700106 154 3,818 SH DEFINED 2 3,818 0 CEPHALON INC COM USD CMN 156708109 11,857 148,392 SH DEFINED 2 148,392 0 CEPHALON INC COM USD CMN 156708109 23,626 295,676 SH DEFINED 2 295,676 0 CERADYNE INC COM USD CMN 156710105 439 11,271 SH SOLE 2 11,271 0 0 CERNER CORP COM USD0 CMN 156782104 240 3,926 SH SOLE 2 3,926 0 0 CEVA INC COM USD0.00 CMN 157210105 360 11,815 SH SOLE 2 11,815 0 0 CF INDUSTRIES HOLDIN CMN 125269100 28 200 SH DEFINED 1 200 0 CF INDUSTRIES HOLDIN CMN 125269100 1,663 11,738 SH DEFINED 2 11,738 0 CH ROBINSON WORLDWID CMN 12541W209 2,591 32,859 SH SOLE 2 32,859 0 0 CHARLES RIVER LABORA CMN 159864107 3,734 91,848 SH SOLE 2 91,848 0 0 CHARMING SHOPPES INC CMN 161133103 207 49,699 SH SOLE 2 49,699 0 0 CHARTER COMMUNICATIO CMN 16117M305 3,672 67,680 SH SOLE 4 67,634 0 46 CHEESECAKE FACTORY/T CMN 163072101 693 22,088 SH SOLE 2 22,088 0 0 CHEMTURA CORP CMN 163893209 1,067 58,647 SH SOLE 4 58,647 0 0 CHENIERE ENERGY INC CMN 16411R208 211 23,093 SH SOLE 2 23,093 0 0 CHESAPEAKE ENERGY CO CMN 165167107 10 340 SH DEFINED 1 340 0 CHESAPEAKE ENERGY CO CMN 165167107 1,237 41,657 SH DEFINED 2 41,657 0 CHEVRON CORP COM USD CMN 166764100 13,336 129,672 SH SOLE 2 129,672 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- -------- ------------------- ---------- -------- ----------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ---------- ------- CHINA BAK BATTERY IN CMN 16936Y100 15 15,000 SH SOLE 2 15,000 0 0 CHINA DIGITAL TV HOL CMN 16938G107 82 16,040 SH SOLE 2 16,040 0 0 CHINA LIFE INSURANCE CMN 16939P106 819 15,795 SH SOLE 2 15,795 0 0 CHINA MOBILE LTD SPO CMN 16941M109 351 7,506 SH SOLE 2 7,506 0 0 CHINA PETROLEUM & CH CMN 16941R108 411,867 4,060,300 SH SOLE 2 4,060,300 0 0 CHINA SECURITY & SUR CMN 16942J105 1,079 203,691 SH SOLE 2 203,691 0 0 CHIPOTLE MEXICAN GRI CMN 169656105 530 1,721 SH SOLE 2 1,721 0 0 CHIQUITA BRANDS INTE CMN 170032809 898 69,000 SH DEFINED 1 69,000 0 CHIQUITA BRANDS INTE CMN 170032809 21 1,582 SH DEFINED 2 1,582 0 CIA CERVECERIAS UNID CMN 204429104 390 6,630 SH SOLE 2 6,630 0 0 CIA SIDERURGICA NACI CMN 20440W105 2,697 216,549 SH DEFINED 2 216,549 0 CIA SIDERURGICA NACI CMN 20440W105 324 26,047 SH DEFINED 2 26,047 0 CIBER INC COM USD0.0 CMN 17163B102 55 10,000 SH SOLE 2 10,000 0 0 CIENA CORP COM STK U CMN 171779309 2,146 116,800 SH DEFINED 1 116,800 0 CIENA CORP COM STK U CMN 171779309 66 3,600 SH DEFINED 2 3,600 0 CIGNA CORP USD0.25 CMN 125509109 8 160 SH DEFINED 1 160 0 CIGNA CORP USD0.25 CMN 125509109 566 11,007 SH DEFINED 2 11,007 0 CINCINNATI FINANCIAL CMN 172062101 330 11,313 SH SOLE 2 11,313 0 0 CISCO SYSTEMS INC CO CMN 17275R102 15,087 966,537 SH DEFINED 2 966,537 0 CISCO SYSTEMS INC CO CMN 17275R102 11,353 727,290 SH DEFINED 2 727,290 0 CIT GROUP INC CMN 125581801 289 6,524 SH SOLE 4 6,524 0 0 CIT GROUP INC/NEW CO CMN 125581801 210 4,752 SH SOLE 2 4,752 0 0 CITIGROUP INC USD0.0 CMN 172967424 35,020 841,010 SH DEFINED 2 841,010 0 Citigroup Inc. CMN 172967101 2,030 48,751 SH SOLE 3 48,751 0 0 CITRIX SYSTEMS INC C CMN 177376100 1,665 20,808 SH SOLE 2 20,808 0 0 CLAYTON WILLIAMS ENE CMN 969490101 330 5,489 SH SOLE 2 5,489 0 0 CLEARWIRE CORP COM S CMN 18538Q105 18 4,700 SH DEFINED 1 4,700 0 CLEARWIRE CORP COM S CMN 18538Q105 39 10,351 SH DEFINED 2 10,351 0 CLIFFS NATURAL RESOU CMN 18683K101 361 3,905 SH DEFINED 2 3,905 0 CLIFFS NATURAL RESOU CMN 18683K101 849 9,184 SH DEFINED 2 9,184 0 CNINSURE INC-ADR ADS CMN 18976M103 2,983 202,478 SH SOLE 2 202,478 0 0 CNOOC LTD HKD0.02 CMN 126132109 8,022 34,000 SH SOLE 2 34,000 0 0 COACH INC COM USD0.0 CMN 189754104 396 6,196 SH DEFINED 1 6,196 0 COACH INC COM USD0.0 CMN 189754104 639 9,999 SH DEFINED 2 9,999 0 COCA-COLA CO/THE COM CMN 191216100 3,163 47,007 SH SOLE 2 47,007 0 0 COCA-COLA FEMSA SAB CMN 191241108 390 4,190 SH SOLE 2 4,190 0 0 COEUR D'ALENE MINES CMN 192108504 606 24,978 SH SOLE 2 24,978 0 0 COGNIZANT TECH SOLUT CMN 192446102 1,692 23,067 SH SOLE 2 23,067 0 0 COINSTAR INC COM USD CMN 19259P300 3,925 71,955 SH DEFINED 1 71,955 0 COINSTAR INC COM USD CMN 19259P300 550 10,084 SH DEFINED 2 10,084 0 COLGATE-PALMOLIVE CO CMN 194162103 231 2,647 SH SOLE 2 2,647 0 0 COLUMBIA BANKING SYS CMN 197236102 328 19,054 SH SOLE 2 19,054 0 0 COMCAST CORP COM CLS CMN 20030N101 848 33,453 SH DEFINED 1 33,453 0 COMCAST CORP COM CLS CMN 20030N101 237 9,365 SH DEFINED 2 9,365 0 COMERICA INC COM USD CMN 200340107 396 11,449 SH SOLE 2 11,449 0 0 COMMUNITY HEALTH SYS CMN 203668108 501 19,500 SH SOLE 2 19,500 0 0 COMPLETE PRODUCTION CMN 20453E109 385 11,526 SH SOLE 2 11,526 0 0 ConocoPhillips CMN 20825C104 4,800 63,838 SH SOLE 3 63,838 0 0 CONOCOPHILLIPS COM U CMN 20825C104 14 190 SH DEFINED 1 190 0 CONOCOPHILLIPS COM U CMN 20825C104 4,616 61,394 SH DEFINED 2 61,394 0 CONSOL ENERGY INC CO CMN 20854P109 11 230 SH DEFINED 1 230 0 CONSOL ENERGY INC CO CMN 20854P109 623 12,847 SH DEFINED 2 12,847 0 CONSOLIDATED EDISON CMN 209115104 362 6,797 SH SOLE 2 6,797 0 0 CONSUMER STAPLES SPD CMN 81369Y308 374 11,989 SH SOLE 2 11,989 0 0 CONVERGYS CORP COM N CMN 212485106 872 63,902 SH DEFINED 1 63,902 0 CONVERGYS CORP COM N CMN 212485106 151 11,076 SH DEFINED 2 11,076 0 COORS(ADOLPH)CO COM CMN 60871R209 188 4,200 SH DEFINED 1 4,200 0 COORS(ADOLPH)CO COM CMN 60871R209 64 1,434 SH DEFINED 2 1,434 0 CORCEPT THERAPEUTICS CMN 218352102 797 200,000 SH SOLE 1 200,000 0 0 CORE MARK HOLDING CO CMN 218681104 70 1,966 SH SOLE 4 1,966 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- -------- ------------------- ---------- -------- ----------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ---------- ------- CORN PRODUCTS INTERN CMN 219023108 17 300 SH DEFINED 1 300 0 CORN PRODUCTS INTERN CMN 219023108 403 7,296 SH DEFINED 2 7,296 0 CORNING INC COM USD0 CMN 219350105 2,040 112,343 SH SOLE 2 112,343 0 0 COSTAMARE INC COM NP CMN Y1771G102 207 12,196 SH SOLE 2 12,196 0 0 COSTCO WHOLESALE COR CMN 22160K105 1,023 12,591 SH SOLE 2 12,591 0 0 COVANTA HOLDING CORP CMN 22282E102 148 9,000 SH DEFINED 1 9,000 0 COVANTA HOLDING CORP CMN 22282E102 30 1,800 SH DEFINED 2 1,800 0 COVIDIEN PLC COM STK CMN G2554F113 334 6,266 SH SOLE 2 6,266 0 0 COWEN GROUP INC COM CMN 223622101 2,219 589,226 SH SOLE 1 589,226 0 0 CREE INC COM USD0.00 CMN 225447101 1,414 42,099 SH SOLE 2 42,099 0 0 CROSSTEX ENERGY INC CMN 22765Y104 27,384 2,300,000 SH SOLE 2 2,300,000 0 0 CSX CORP COM USD1 CMN 126408103 8 300 SH DEFINED 1 300 0 CSX CORP COM USD1 CMN 126408103 390 14,871 SH DEFINED 2 14,871 0 CTRIP.COM INTL LTD A CMN 22943F100 1,153 26,761 SH SOLE 2 26,761 0 0 CUBIST PHARMACEUTICA CMN 229678107 1,559 43,337 SH SOLE 2 43,337 0 0 CUMMINS INC COM USD2 CMN 231021106 1,377 13,304 SH SOLE 2 13,304 0 0 CVR ENERGY INC COM S CMN 12662P108 436 17,695 SH SOLE 2 17,695 0 0 CYPRESS SEMICONDUCTO CMN 232806109 21 1,000 SH DEFINED 1 1,000 0 CYPRESS SEMICONDUCTO CMN 232806109 5,082 240,376 SH DEFINED 2 240,376 0 CYPRESS SHARPRIDGE I CMN 23281A307 231 18,000 SH SOLE 2 18,000 0 0 DANAHER CORP COM USD CMN 235851102 408 7,695 SH DEFINED 1 7,695 0 DANAHER CORP COM USD CMN 235851102 601 11,344 SH DEFINED 2 11,344 0 DARDEN RESTAURANTS I CMN 237194105 410 8,247 SH SOLE 2 8,247 0 0 DECKERS OUTDOOR CORP CMN 243537107 1,251 14,188 SH SOLE 2 14,188 0 0 DEERE & CO COM USD1 CMN 244199105 25 300 SH DEFINED 1 300 0 DEERE & CO COM USD1 CMN 244199105 116 1,402 SH DEFINED 2 1,402 0 DEERE & CO COM USD1 CMN 244199105 2,402 29,126 SH DEFINED 2 29,126 0 DELL INC COM USD0.01 CMN 24702R101 3,772 226,265 SH SOLE 2 226,265 0 0 DELTA AIR LINES INC CMN 247361702 1,473 160,573 SH SOLE 2 160,573 0 0 DENBURY RES INC DE C CMN 247916208 61 3,040 SH DEFINED 1 3,040 0 DENBURY RES INC DE C CMN 247916208 177 8,872 SH DEFINED 2 8,872 0 DENDREON CORP COM US CMN 24823Q107 415 10,512 SH SOLE 2 10,512 0 0 DENTSPY INTL INC COM CMN 249030107 810 21,266 SH SOLE 2 21,266 0 0 DEUTSCHE BANK AG NPV CMN D18190898 1,110 18,741 SH SOLE 2 18,741 0 0 DEVON ENERGY CORP CO CMN 25179M103 21 270 SH DEFINED 1 270 0 DEVON ENERGY CORP CO CMN 25179M103 1,126 14,292 SH DEFINED 2 14,292 0 DEX ONE CORP CMN 25212W100 773 305,589 SH SOLE 4 249,939 0 55,650 DIAMOND OFFSHORE DRI CMN 25271C102 12 170 SH DEFINED 1 170 0 DIAMOND OFFSHORE DRI CMN 25271C102 610 8,667 SH DEFINED 2 8,667 0 DIAMONDS TST SERIES CMN 78467X109 5,696 46,000 SH DEFINED 1 46,000 0 DIAMONDS TST SERIES CMN 78467X109 831 6,710 SH DEFINED 2 6,710 0 DIANA SHIPPING INC C CMN Y2066G104 460 41,973 SH SOLE 2 41,973 0 0 DIGITAL REALTY TRUST CMN 253868103 12 200 SH DEFINED 1 200 0 DIGITAL REALTY TRUST CMN 253868103 271 4,394 SH DEFINED 2 4,394 0 DISCOVER FINANCIAL S CMN 254709108 389 14,559 SH DEFINED 1 14,559 0 DISCOVER FINANCIAL S CMN 254709108 661 24,725 SH DEFINED 2 24,725 0 DISCOVERY COMMUNICAT CMN 25470F104 1,249 30,496 SH SOLE 2 30,496 0 0 DISH NETWORK CORP CL CMN 25470M109 482 15,699 SH SOLE 2 15,699 0 0 DOLBY LABORATORIES I CMN 25659T107 202 4,768 SH SOLE 2 4,768 0 0 DOLLAR FINANCIAL COR CMN 256664103 417 19,269 SH SOLE 2 19,269 0 0 DOLLAR GENERAL CORP CMN 256677105 31 900 SH DEFINED 1 900 0 DOLLAR GENERAL CORP CMN 256677105 243 7,177 SH DEFINED 2 7,177 0 DOLLAR THRIFTY AUTOM CMN 256743105 6,204 84,135 SH DEFINED 1 84,135 0 DOLLAR THRIFTY AUTOM CMN 256743105 97 1,316 SH DEFINED 2 1,316 0 DOLLAR TREE INC COM CMN 256746108 256 3,847 SH DEFINED 2 3,847 0 Dollar Tree, Inc. CMN 256746108 230 3,452 SH SOLE 3 3,452 0 0 DOMINION RESOURCES I CMN 25746U109 5 100 SH DEFINED 1 100 0 DOMINION RESOURCES I CMN 25746U109 207 4,285 SH DEFINED 2 4,285 0 DOMTAR CORP USD0.01 CMN 257559203 57 600 SH DEFINED 1 600 0 DOMTAR CORP USD0.01 CMN 257559203 258 2,723 SH DEFINED 2 2,723 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- -------- ------------------- ---------- -------- ----------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ---------- ------- DONNELLEY (RR) & SON CMN 257867101 304 15,500 SH DEFINED 1 15,500 0 DONNELLEY (RR) & SON CMN 257867101 2,305 117,528 SH DEFINED 2 117,528 0 DOVER CORP COM USD1 CMN 260003108 368 5,430 SH DEFINED 1 5,430 0 DOVER CORP COM USD1 CMN 260003108 182 2,684 SH DEFINED 2 2,684 0 DOW CHEMICAL CO/THE CMN 260543103 2,110 58,612 SH DEFINED 1 58,612 0 DOW CHEMICAL CO/THE CMN 260543103 599 16,633 SH DEFINED 2 16,633 0 DPL INC COM USD0.01 CMN 233293109 12,721 421,823 SH SOLE 2 421,823 0 0 DRYSHIPS INC COM USD CMN Y2109Q101 116 27,630 SH SOLE 2 27,630 0 0 DTS INC/DE COM USD0. CMN 23335C101 575 14,186 SH SOLE 2 14,186 0 0 DU PONT EI DE NEMOUR CMN 263534109 819 15,154 SH SOLE 2 15,154 0 0 DUN & BRADSTREET COR CMN 26483E100 312 4,133 SH SOLE 2 4,133 0 0 DUNCAN ENERGY PART C CMN 265026104 1,069 24,700 SH SOLE 1 24,700 0 0 E*TRADE FINANCIAL CO CMN 269246401 353 25,600 SH DEFINED 1 25,600 0 E*TRADE FINANCIAL CO CMN 269246401 1,428 103,507 SH DEFINED 2 103,507 0 EAGLE BULK SHIPPING CMN Y2187A101 168 67,520 SH SOLE 2 67,520 0 0 EASTMAN CHEMICAL CO CMN 277432100 20 200 SH DEFINED 1 200 0 EASTMAN CHEMICAL CO CMN 277432100 343 3,363 SH DEFINED 2 3,363 0 EASTMAN KODAK CO COM CMN 277461109 2,412 674,042 SH SOLE 2 674,042 0 0 EATON CORP COM USD0. CMN 278058102 760 14,773 SH SOLE 2 14,773 0 0 EBAY INC COM USD0.00 CMN 278642103 1,691 52,400 SH DEFINED 1 52,400 0 EBAY INC COM USD0.00 CMN 278642103 1,152 35,695 SH DEFINED 2 35,695 0 EDUCATION MANAGEMENT CMN 28140M103 2 100 SH DEFINED 1 100 0 EDUCATION MANAGEMENT CMN 28140M103 307 12,814 SH DEFINED 2 12,814 0 EDWARDS LIFESCIENCES CMN 28176E108 248 2,842 SH SOLE 2 2,842 0 0 ELDORADO GOLD CORP C CMN 284902103 4,729 320,950 SH SOLE 2 320,950 0 0 ELECTRONIC ARTS INC CMN 285512109 1,658 70,268 SH SOLE 2 70,268 0 0 ELECTRONIC SENSOR TE CMN 285835104 121 7,750,000 SH SOLE 1 7,750,000 0 0 ELI LILLY & CO COM N CMN 532457108 39 1,030 SH DEFINED 1 1,030 0 ELI LILLY & CO COM N CMN 532457108 253 6,729 SH DEFINED 2 6,729 0 EMC CORP/MASSACHUSET CMN 268648102 24,421 886,517 SH DEFINED 1 886,517 0 EMC CORP/MASSACHUSET CMN 268648102 310 11,245 SH DEFINED 2 11,245 0 EMERSON ELECTRIC CO CMN 291011104 493 8,756 SH SOLE 2 8,756 0 0 ENER1 INC COM USD0.0 CMN 29267A203 23 21,429 SH SOLE 2 21,429 0 0 ENERGY CONVERSION DE CMN 292659109 58 49,190 SH SOLE 2 49,190 0 0 ENI SPA EUR1 CMN 26874R108 352 7,396 SH SOLE 2 7,396 0 0 ENSCO PLC COM USD0.1 CMN 29358Q109 476 8,936 SH SOLE 2 8,936 0 0 ENTEGRIS INC COM USD CMN 29362U104 279 27,559 SH SOLE 2 27,559 0 0 ENTERGY CORP COM USD CMN 29364G103 433 6,346 SH SOLE 2 6,346 0 0 ENTROPIC COMMUNICATI CMN 29384R105 381 42,802 SH DEFINED 1 42,802 0 ENTROPIC COMMUNICATI CMN 29384R105 31 3,487 SH DEFINED 2 3,487 0 ENVIRONMENTAL SOLUTI CMN 29408K102 1 15,000 SH SOLE 2 15,000 0 0 ENZON PHARMACEUTICAL CMN 293904108 345 34,381 SH SOLE 2 34,381 0 0 EOG RESOURCES INC CO CMN 26875P101 19 180 SH DEFINED 1 180 0 EOG RESOURCES INC CO CMN 26875P101 250 2,387 SH DEFINED 2 2,387 0 EQUINIX INC COM NPV CMN 29444U502 15,533 153,772 SH DEFINED 2 153,772 0 EQUINIX INC COM NPV CMN 29444U502 42 420 SH DEFINED 2 420 0 EQUITY RESIDENTIAL S CMN 29476L107 374 6,232 SH SOLE 2 6,232 0 0 ESTEE LAUDER COS INC CMN 518439104 429 4,080 SH SOLE 2 4,080 0 0 ESTERLINE TECHNOLOGI CMN 297425100 5,130 67,140 SH SOLE 1 67,140 0 0 EXCEL MARITIME CARRI CMN V3267N107 41 13,194 SH SOLE 2 13,194 0 0 EXCO RESOURCES INC C CMN 269279402 8,192 463,962 SH SOLE 2 463,962 0 0 EXELON CORP COM NPV CMN 30161N101 1,606 37,489 SH SOLE 2 37,489 0 0 EXPEDITORS INTL WASH CMN 302130109 1,947 38,036 SH SOLE 2 38,036 0 0 EXPRESS SCRIPTS INC CMN 302182100 11 200 SH DEFINED 1 200 0 EXPRESS SCRIPTS INC CMN 302182100 7,137 132,201 SH DEFINED 2 132,201 0 EXXON MOBIL CORP COM CMN 30231G102 12,958 159,233 SH DEFINED 1 159,233 0 EXXON MOBIL CORP COM CMN 30231G102 5,909 72,620 SH DEFINED 2 72,620 0 EXXON MOBIL CORP COM CMN 30231G102 12,362 151,911 SH DEFINED 2 151,911 0 F5 NETWORKS INC COM CMN 315616102 2,066 18,736 SH SOLE 2 18,736 0 0 FAIRPOINT COMMUNICAT CMN 305560302 298 32,356 SH SOLE 4 32,356 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- -------- ------------------- ---------- -------- ----------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ---------- ------- FEDERAL MOGUL CORP CMN 313549404 1,406 61,602 SH SOLE 4 61,602 0 0 FEDEX CORP COM USD0. CMN 31428X106 367 3,873 SH SOLE 2 3,873 0 0 FEI CO COM NPV CMN 30241L109 567 14,854 SH SOLE 2 14,854 0 0 FERRO CORP COM USD1 CMN 315405100 573 42,611 SH SOLE 2 42,611 0 0 FIFTH THIRD BANCORP CMN 316773100 1,388 108,839 SH SOLE 2 108,839 0 0 FIN SELECT SECTOR SP CMN 81369Y605 17,015 1,108,904 SH DEFINED 1 1,108,904 0 FIN SELECT SECTOR SP CMN 81369Y605 246 16,047 SH DEFINED 2 16,047 0 FINANCIAL BEAR 3X SH CMN 25459W144 383 8,556 SH SOLE 2 8,556 0 0 FINANCIAL BULL 3X SH CMN 25459W516 326 12,697 SH SOLE 2 12,697 0 0 FINISH LINE CLASS'A' CMN 317923100 1,746 81,567 SH SOLE 2 81,567 0 0 FIRST MIDWEST BANCOR CMN 320867104 131 10,677 SH SOLE 2 10,677 0 0 FIRST SOLAR INC COM CMN 336433107 1,282 9,689 SH DEFINED 2 9,689 0 First Solar, Inc. CMN 336433107 5,100 38,557 SH SOLE 3 38,557 0 0 FIRSTENERGY CORP COM CMN 337932107 31 700 SH DEFINED 1 700 0 FIRSTENERGY CORP COM CMN 337932107 214 4,854 SH DEFINED 2 4,854 0 FISERV INC COM USD0. CMN 337738108 1,854 29,602 SH SOLE 2 29,602 0 0 FLEXTRONICS INTERNAT CMN Y2573F102 620 96,523 SH SOLE 2 96,523 0 0 FLIR SYSTEMS INC COM CMN 302445101 2,393 71,015 SH SOLE 2 71,015 0 0 FLOWSERVE CORP COM U CMN 34354P105 286 2,600 SH DEFINED 1 2,600 0 FLOWSERVE CORP COM U CMN 34354P105 120 1,092 SH DEFINED 2 1,092 0 FLUOR CORP COM USD0. CMN 343412102 1,574 24,341 SH SOLE 2 24,341 0 0 FMC CORP COM STK USD CMN 302491303 43 500 SH DEFINED 1 500 0 FMC CORP COM STK USD CMN 302491303 248 2,882 SH DEFINED 2 2,882 0 FMC TECHNOLOGIES INC CMN 30249U101 13 280 SH DEFINED 1 280 0 FMC TECHNOLOGIES INC CMN 30249U101 543 12,117 SH DEFINED 2 12,117 0 FOCUS MEDIA HOLDING CMN 34415V109 9,300 299,106 SH DEFINED 2 299,106 0 FOCUS MEDIA HOLDING CMN 34415V109 43 1,377 SH DEFINED 2 1,377 0 FORD MOTOR CO COM ST CMN 345370134 292 55,809 SH DEFINED 1 55,809 0 FORD MOTOR CO COM ST CMN 345370860 3,097 224,500 SH DEFINED 1 224,500 0 FORD MOTOR CO COM ST CMN 345370134 6,258 1,195,652 SH DEFINED 2 1,195,652 0 FORD MOTOR CO COM ST CMN 345370860 4,533 328,536 SH DEFINED 2 328,536 0 Ford Motor Company CMN 345370860 19,400 1,406,817 SH SOLE 3 1,406,817 0 0 FOREST CITY ENTS CLA CMN 345550107 4 200 SH DEFINED 1 200 0 FOREST CITY ENTS CLA CMN 345550107 2,102 112,584 SH DEFINED 2 112,584 0 FORTRESS INVESTM CMN 34958B106 344,780 60,487,666 SH SOLE 1 60,487,666 0 0 FORWARD AIR CORPORAT CMN 349853101 492 14,559 SH SOLE 2 14,559 0 0 FOSSIL INC COM USD0. CMN 349882100 513 4,356 SH SOLE 2 4,356 0 0 FOSTER WHEELER AG CH CMN H27178104 1,420 46,754 SH SOLE 2 46,754 0 0 FPIC INSURANCE GP US CMN 302563101 1,020 24,471 SH SOLE 1 24,471 0 0 FRANKLIN RESOURCES I CMN 354613101 364 2,771 SH DEFINED 1 2,771 0 FRANKLIN RESOURCES I CMN 354613101 209 1,595 SH DEFINED 2 1,595 0 FREEPORT-MCMORAN COP CMN 35671D857 7,101 134,226 SH DEFINED 1 134,226 0 FREEPORT-MCMORAN COP CMN 35671D857 2,163 40,878 SH DEFINED 2 40,878 0 FREEPORT-MCMORAN COP CMN 35671D857 2,791 52,756 SH DEFINED 2 52,756 0 FRONTIER COMMUNICATI CMN 35906A108 406 50,341 SH DEFINED 1 50,341 0 FRONTIER COMMUNICATI CMN 35906A108 2 226 SH DEFINED 2 226 0 FRONTIER COMMUNICATI CMN 35906A108 47 5,868 SH DEFINED 2 5,868 0 FRONTIER OIL CORP CO CMN 35914P105 28,160 871,483 SH DEFINED 1 871,483 0 FRONTIER OIL CORP CO CMN 35914P105 768 23,764 SH DEFINED 2 23,764 0 FUELCELL ENERGY INC CMN 35952H106 99 75,066 SH SOLE 2 75,066 0 0 GAFISA SA COM NPV CMN 362607301 249 26,300 SH SOLE 2 26,300 0 0 GAP INC/THE COM USD0 CMN 364760108 18 1,000 SH DEFINED 1 1,000 0 GAP INC/THE COM USD0 CMN 364760108 721 39,872 SH DEFINED 2 39,872 0 GARMIN LTD USD10 CMN H2906T109 1,356 41,065 SH SOLE 2 41,065 0 0 GAYLORD ENTERTAINMEN CMN 367905106 1,057 35,229 SH DEFINED 1 35,229 0 GAYLORD ENTERTAINMEN CMN 367905106 2,781 92,709 SH DEFINED 2 92,709 0 GAYLORD ENTERTAINMEN CMN 367905106 11 375 SH DEFINED 2 375 0 GENCO SHIPPING & TRA CMN Y2685T107 257 34,175 SH SOLE 2 34,175 0 0 GENERAL DYNAMICS COR CMN 369550108 661 8,866 SH SOLE 2 8,866 0 0 GENERAL ELECTRIC CO CMN 369604103 3,291 174,508 SH DEFINED 1 174,508 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- -------- ------------------- ---------- -------- ----------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ---------- ------- GENERAL ELECTRIC CO CMN 369604103 279 14,775 SH DEFINED 2 14,775 0 GENERAL ELECTRIC CO CMN 369604103 9,055 480,115 SH DEFINED 2 480,115 0 GENERAL MARITIME COR CMN Y2693R101 23 16,750 SH SOLE 2 16,750 0 0 GENERAL MARITIME COR CMN Y2693R101 169 125,000 SH SOLE 4 125,000 0 0 GENERAL MILLS INC CO CMN 370334104 1,378 37,032 SH DEFINED 1 37,032 0 GENERAL MILLS INC CO CMN 370334104 494 13,284 SH DEFINED 2 13,284 0 General Motors CMN 370334104 2,700 88,933 SH SOLE 3 88,933 0 0 GENERAL MOTORS CO 0. CMN 37045V100 26,655 877,989 SH DEFINED 1 877,989 0 GENERAL MOTORS CO 0. CMN 37045V100 1,114 36,709 SH DEFINED 2 36,709 0 GENERAL MOTORS CO 0. CMN 37045V100 1,388 45,725 SH DEFINED 2 45,725 0 GENERAL MTRS CO CMN 37045V100 174 5,722 SH SOLE 4 1,746 0 3,976 GENERAL MTRS CO CMN 37045V118 111 5,199 SH SOLE 4 1,585 0 3,614 GENERAL MTRS CO CMN 37045V126 83 5,199 SH SOLE 4 1,585 0 3,614 GENON ENERGY INC COM CMN 37244E107 3,668 950,291 SH DEFINED 1 950,291 0 GENON ENERGY INC COM CMN 37244E107 11 2,786 SH DEFINED 2 2,786 0 GEN-PROBE INC COM US CMN 36866T103 28 400 SH DEFINED 1 400 0 GEN-PROBE INC COM US CMN 36866T103 346 5,000 SH DEFINED 2 5,000 0 GERDAU SA PRF NPV CMN 373737105 6,230 592,429 SH DEFINED 2 592,429 0 GERDAU SA PRF NPV CMN 373737105 1,205 114,553 SH DEFINED 2 114,553 0 GERON CORP COM USD0. CMN 374163103 103 25,745 SH SOLE 2 25,745 0 0 G-III APPAREL GROUP CMN 36237H101 332 9,624 SH SOLE 2 9,624 0 0 GILEAD SCIENCES INC CMN 375558103 26,019 628,391 SH DEFINED 2 628,391 0 GILEAD SCIENCES INC CMN 375558103 882 21,295 SH DEFINED 2 21,295 0 GLACIER BANCORP INC CMN 37637Q105 325 24,093 SH SOLE 2 24,093 0 0 GLATFELTER COM USD0. CMN 377316104 615 40,000 SH SOLE 1 40,000 0 0 GLAXOSMITHKLINE PLC CMN 37733W105 2,861 66,686 SH SOLE 2 66,686 0 0 GLOBE SPECIALTY META CMN 37954N206 733 32,692 SH SOLE 2 32,692 0 0 GMX RESOURCES INC CO CMN 38011M108 58 13,123 SH SOLE 2 13,123 0 0 GOL LINHAS AEREAS SP CMN 38045R107 504 41,422 SH SOLE 2 41,422 0 0 GOLDCORP INC COM NPV CMN 380956409 1,301 26,952 SH SOLE 2 26,952 0 0 GOODRICH CORP COM US CMN 382388106 316 3,311 SH SOLE 2 3,311 0 0 GOODYEAR TIRE & RUBB CMN 382550101 754 45,000 SH DEFINED 1 45,000 0 GOODYEAR TIRE & RUBB CMN 382550101 172 10,256 SH DEFINED 2 10,256 0 GOOGLE INC COM USD0. CMN 38259P508 8,407 16,603 SH DEFINED 2 16,603 0 GOOGLE INC COM USD0. CMN 38259P508 15,895 31,390 SH DEFINED 2 31,390 0 GPO FIN GALICIA 'B'A CMN 399909100 542 39,990 SH SOLE 2 39,990 0 0 GREENBRIER COS INC C CMN 393657101 679 34,346 SH DEFINED 1 34,346 0 GREENBRIER COS INC C CMN 393657101 27 1,388 SH DEFINED 2 1,388 0 GRIFOLS SA COM NPV CMN 398438309 227 30,170 SH SOLE 1 30,170 0 0 GUESS-INC COM STK US CMN 401617105 383 9,103 SH SOLE 2 9,103 0 0 HAIN CELESTIAL GROUP CMN 405217100 233 6,979 SH SOLE 2 6,979 0 0 HALLIBURTON CO COM U CMN 406216101 7 140 SH DEFINED 1 140 0 HALLIBURTON CO COM U CMN 406216101 4,816 94,428 SH DEFINED 2 94,428 0 HANSEN NATURAL CORP CMN 411310105 463 5,723 SH SOLE 2 5,723 0 0 HARLEY-DAVIDSON INC CMN 412822108 307 7,500 SH DEFINED 1 7,500 0 HARLEY-DAVIDSON INC CMN 412822108 477 11,653 SH DEFINED 2 11,653 0 HARMONY GOLD MINING CMN 413216300 141 10,645 SH SOLE 2 10,645 0 0 HARTFORD FINANCIAL S CMN 416515104 296 11,206 SH SOLE 2 11,206 0 0 HASBRO INC COM USD0. CMN 418056107 504 11,478 SH SOLE 2 11,478 0 0 HATTERAS FINANCIAL C CMN 41902R103 397 14,078 SH SOLE 2 14,078 0 0 HAWAIIAN HOLDINGS IN CMN 419879101 111 19,486 SH SOLE 2 19,486 0 0 HCA HOLDINGS INC COM CMN 40412C101 2,475 75,000 SH SOLE 1 75,000 0 0 HDFC Bank Limited (A CMN 40415F101 140 794 SH SOLE 3 794 0 0 HDFC BANK LTD INR10 CMN 40415F101 280 1,590 SH DEFINED 2 1,590 0 HEALTHCARE SERVICES CMN 421906108 240 14,773 SH SOLE 2 14,773 0 0 HEALTHSPRING INC USD CMN 42224N101 5,639 122,300 SH DEFINED 1 122,300 0 HEALTHSPRING INC USD CMN 42224N101 22 487 SH DEFINED 2 487 0 HECLA MINING CO COM CMN 422704106 26 3,390 SH DEFINED 1 3,390 0 HECLA MINING CO COM CMN 422704106 7,161 931,481 SH DEFINED 2 931,481 0 HEINZ (HJ) COM USD0. CMN 423074103 470 8,824 SH SOLE 2 8,824 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- -------- ------------------- ---------- -------- ----------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ---------- ------- HERBALIFE LTD COM US CMN G4412G101 519 9,004 SH SOLE 2 9,004 0 0 HERCULES OFFSHORE IN CMN 427093109 661 119,825 SH SOLE 2 119,825 0 0 HESS CORP COM USD1 CMN 42809H107 19 260 SH DEFINED 1 260 0 HESS CORP COM USD1 CMN 42809H107 378 5,054 SH DEFINED 2 5,054 0 HESS CORP COM USD1 CMN 42809H107 1,329 17,775 SH DEFINED 2 17,775 0 HEWLETT-PACKARD CO C CMN 428236103 9,964 273,697 SH DEFINED 2 273,697 0 HEWLETT-PACKARD CO C CMN 428236103 4,624 127,024 SH DEFINED 2 127,024 0 HIBBETT SPORTS INC C CMN 428567101 1,262 30,999 SH SOLE 2 30,999 0 0 HITACHI LTD NPV CMN 433578507 18,302 307,270 SH SOLE 2 307,270 0 0 HOLLY CORP COM USD0. CMN 435758305 526 7,575 SH SOLE 2 7,575 0 0 HOLOGIC INC COM USD0 CMN 436440101 3,708 183,822 SH DEFINED 1 183,822 0 HOLOGIC INC COM USD0 CMN 436440101 760 37,691 SH DEFINED 2 37,691 0 HOME DEPOT INC COM U CMN 437076102 1,110 30,641 SH SOLE 2 30,641 0 0 HOME PROPERTIES INC CMN 437306103 5,130 84,277 SH DEFINED 1 84,277 0 HOME PROPERTIES INC CMN 437306103 52 850 SH DEFINED 2 850 0 HONEYWELL INTERNATIO CMN 438516106 4,643 77,904 SH SOLE 2 77,904 0 0 HOST HOTELS & RESORT CMN 44107P104 216 12,713 SH SOLE 2 12,713 0 0 HOT TOPIC INC COM NP CMN 441339108 96 12,911 SH SOLE 2 12,911 0 0 HSBC HOLDINGS PLC OR CMN 404280406 485 9,765 SH SOLE 2 9,765 0 0 HSN INC NON-VTG USD0 CMN 404303109 1,009 30,653 SH SOLE 2 30,653 0 0 HUBBELL INC CLASS 'B CMN 443510201 299 4,600 SH DEFINED 1 4,600 0 HUBBELL INC CLASS 'B CMN 443510201 76 1,164 SH DEFINED 2 1,164 0 HUGHES ELECTRONICS C CMN 25490A101 22,296 438,785 SH DEFINED 1 438,785 0 HUGHES ELECTRONICS C CMN 25490A101 6,071 119,476 SH DEFINED 2 119,476 0 HUGHES ELECTRONICS C CMN 25490A101 171 3,366 SH DEFINED 2 3,366 0 HUMAN GENOME SCIENCE CMN 444903108 934 38,059 SH SOLE 2 38,059 0 0 HUMANA INC COM USD0. CMN 444859102 323 4,010 SH SOLE 2 4,010 0 0 HUNTINGTON BANCSHARE CMN 446150104 359 54,688 SH DEFINED 1 54,688 0 HUNTINGTON BANCSHARE CMN 446150104 690 105,184 SH DEFINED 2 105,184 0 HUNTSMAN CORP COM US CMN 447011107 325 17,225 SH SOLE 2 17,225 0 0 HYPERCOM CORP COM US CMN 44913M105 1,348 137,181 SH DEFINED 1 137,181 0 HYPERCOM CORP COM US CMN 44913M105 204 20,800 SH DEFINED 2 20,800 0 IAC/INTERACTIVECORP CMN 44919P508 442 11,579 SH SOLE 2 11,579 0 0 Ibero-America Fund I CMN 45082X103 4,300 565,789 SH SOLE 3 565,789 0 0 ICICI BANK LTD INR10 CMN 45104G104 141 2,866 SH DEFINED 2 2,866 0 ICICI BANK LTD INR10 CMN 45104G104 1,946 39,484 SH DEFINED 2 39,484 0 IGATE CAPITAL CORP C CMN 45169U105 429 26,309 SH SOLE 2 26,309 0 0 ILLINOIS TOOL WORKS CMN 452308109 96 1,700 SH DEFINED 1 1,700 0 ILLINOIS TOOL WORKS CMN 452308109 600 10,621 SH DEFINED 2 10,621 0 ILLUMINA INC COM USD CMN 452327109 1,601 21,299 SH SOLE 2 21,299 0 0 IMAX CORP COM NPV CMN 45245E109 366 11,291 SH SOLE 2 11,291 0 0 INCYTE CORP COM USD0 CMN 45337C102 3,633 191,825 SH DEFINED 1 191,825 0 INCYTE CORP COM USD0 CMN 45337C102 4 200 SH DEFINED 2 200 0 INDEXIQ ETF TR IQ CMN 45409B651 1,392 67,610 SH SOLE 1 67,610 0 0 INFORMATION SYSTEMS CMN 45676R108 3 30,000 SH SOLE 2 30,000 0 0 INFOSYS LTD INR5 CMN 456788108 6,661 102,109 SH SOLE 2 102,109 0 0 INGERSOLL-RAND PLC C CMN G47791101 665 14,649 SH SOLE 2 14,649 0 0 INNOPHOS HOLDINGS IN CMN 45774N108 405 8,302 SH SOLE 4 8,302 0 0 INNOSPEC INC COM USD CMN 45768S105 371 11,032 SH SOLE 2 11,032 0 0 INTEGRA LIFESCI HL C CMN 457985208 1,441 30,135 SH DEFINED 1 30,135 0 INTEGRA LIFESCI HL C CMN 457985208 205 4,283 SH DEFINED 2 4,283 0 INTEGRATED DEVICE TE CMN 458118106 558 70,965 SH SOLE 2 70,965 0 0 INTEL CORP COM USD0. CMN 458140100 10,552 476,256 SH SOLE 2 476,256 0 0 INTERACTIVE BROKER C CMN 45841N107 2 100 SH DEFINED 1 100 0 INTERACTIVE BROKER C CMN 45841N107 705 45,012 SH DEFINED 2 45,012 0 INTERCONTINENTALEXCH CMN 45865V100 212 1,701 SH SOLE 2 1,701 0 0 INTERNATIONAL BUSINE CMN 459200101 3,963 23,100 SH SOLE 2 23,100 0 0 INTERNATIONAL GAME T CMN 459902102 5,847 332,616 SH DEFINED 1 332,616 0 INTERNATIONAL GAME T CMN 459902102 10,086 573,793 SH DEFINED 2 573,793 0 INTERNATIONAL GAME T CMN 459902102 108 6,147 SH DEFINED 2 6,147 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- -------- ------------------- ---------- -------- ----------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ---------- ------- INTEROIL CORP COM NP CMN 460951106 330 5,640 SH SOLE 2 5,640 0 0 INTERPUBLIC GROUP OF CMN 460690100 141 11,319 SH SOLE 2 11,319 0 0 INTRALINKS HOLDINGS CMN 46118H104 2,489 144,000 SH SOLE 1 144,000 0 0 INTREPID POTASH INC CMN 46121Y102 582 17,908 SH DEFINED 1 17,908 0 INTREPID POTASH INC CMN 46121Y102 44 1,357 SH DEFINED 2 1,357 0 INTUIT INC COM USD0. CMN 461202103 3,789 73,059 SH SOLE 2 73,059 0 0 IPATH INVERSE S&P 50 CMN 06740L592 717 20,000 SH SOLE 2 20,000 0 0 IPATH S&P 500 VIX SH CMN 06740C261 2,378 112,477 SH SOLE 2 112,477 0 0 ISHARES FTSE/CHINA 2 CMN 464287184 94 2,200 SH DEFINED 1 2,200 0 ISHARES FTSE/CHINA 2 CMN 464287184 8,104 188,677 SH DEFINED 2 188,677 0 ISHARES GSCI COMMODI CMN 46428R107 201 5,900 SH SOLE 1 5,900 0 0 ISHARES INC - MSCI T CMN 464286731 175 11,500 SH SOLE 2 11,500 0 0 ISHARES INC MSCI JAP CMN 464286848 197 18,917 SH SOLE 2 18,917 0 0 ISHARES MSCI BRAZIL CMN 464286400 505 6,882 SH DEFINED 2 6,882 0 ISHARES MSCI BRAZIL CMN 464286400 1,886 25,709 SH DEFINED 2 25,709 0 ISHARES SILVER TST I CMN 46428Q109 424 12,532 SH SOLE 1 12,532 0 0 ISHARES TRUST DOW JO CMN 464287739 13,428 222,700 SH DEFINED 1 222,700 0 ISHARES TRUST DOW JO CMN 464287739 1,078 17,883 SH DEFINED 2 17,883 0 ISHARES TRUST GOLDMA CMN 464287242 1,291 11,723 SH SOLE 2 11,723 0 0 ISHARES TRUST MSCI E CMN 464287234 2,380 50,000 SH DEFINED 1 50,000 0 ISHARES TRUST MSCI E CMN 464287234 180 3,778 SH DEFINED 2 3,778 0 ISHARES TRUST MSCI E CMN 464287234 44,725 939,714 SH DEFINED 2 939,714 0 ISHARES TRUST RUSSEL CMN 464287499 656 6,000 SH SOLE 1 6,000 0 0 ISHARES TRUST S&P SM CMN 464287887 241 3,000 SH SOLE 1 3,000 0 0 ITRON INC COM NPV CMN 465741106 1,445 30,000 SH SOLE 2 30,000 0 0 ITT EDUCATIONAL SERV CMN 45068B109 258 3,300 SH DEFINED 1 3,300 0 ITT EDUCATIONAL SERV CMN 45068B109 134 1,716 SH DEFINED 2 1,716 0 IVANHOE MINES LTD/CA CMN 46579N103 4,086 161,527 SH DEFINED 2 161,527 0 IVANHOE MINES LTD/CA CMN 46579N103 1,879 74,283 SH DEFINED 2 74,283 0 IXIA COM NPV CMN 45071R109 512 40,016 SH SOLE 2 40,016 0 0 J2 GLOBAL COMMUNICAT CMN 46626E205 334 11,830 SH SOLE 2 11,830 0 0 JAGUAR MINING INC CO CMN 47009M103 110 23,085 SH SOLE 2 23,085 0 0 JC PENNEY CO INC COM CMN 708160106 48 1,400 SH DEFINED 1 1,400 0 JC PENNEY CO INC COM CMN 708160106 288 8,340 SH DEFINED 2 8,340 0 JDA SOFTWARE INC COM CMN 46612K108 242 7,842 SH SOLE 2 7,842 0 0 JOHNSON & JOHNSON CO CMN 478160104 3,170 47,664 SH SOLE 2 47,664 0 0 JOHNSON CONTROLS INC CMN 478366107 276 6,624 SH SOLE 2 6,624 0 0 JOY GLOBAL INC COM U CMN 481165108 10 100 SH DEFINED 1 100 0 JOY GLOBAL INC COM U CMN 481165108 3,032 31,836 SH DEFINED 2 31,836 0 JP MORGAN CHASE BANK CMN 46625H100 375 9,155 SH DEFINED 1 9,155 0 JPMORGAN CHASE & CO CMN 46625H100 1,118 27,306 SH DEFINED 2 27,306 0 JPMORGAN CHASE & CO CMN 46625H100 12,533 306,161 SH DEFINED 2 306,161 0 JPMorgan Chase & Co CMN 46625H100 272 6,644 SH SOLE 3 6,644 0 0 JUNIPER NETWORKS INC CMN 48203R104 456 14,461 SH SOLE 2 14,461 0 0 KAISER ALUMINUM CORP CMN 483007704 4,585 83,944 SH SOLE 2 83,944 0 0 KANSAS CITY SOUTHERN CMN 485170302 225 3,800 SH SOLE 2 3,800 0 0 KB HOME COM STK USD1 CMN 48666K109 202 20,697 SH SOLE 2 20,697 0 0 KENDLE INTERNATIONAL CMN 48880L107 1,508 100,000 SH SOLE 2 100,000 0 0 KENEXA CORP COM USD0 CMN 488879107 235 9,803 SH SOLE 2 9,803 0 0 KEY ENERGY SERVICES CMN 492914106 279 15,500 SH SOLE 2 15,500 0 0 KILROY REALTY CORP C CMN 49427F108 4,959 125,600 SH DEFINED 1 125,600 0 KILROY REALTY CORP C CMN 49427F108 4 100 SH DEFINED 2 100 0 KIMBERLY-CLARK CORP CMN 494368103 359 5,386 SH DEFINED 2 5,386 0 KIMBERLY-CLARK CORP CMN 494368103 300 4,501 SH DEFINED 2 4,501 0 KINROSS GOLD CORP CO CMN 496902404 1,014 64,178 SH SOLE 2 64,178 0 0 KLA-TENCOR CORP COM CMN 482480100 668 16,511 SH SOLE 2 16,511 0 0 KNIGHT CAPITAL GROUP CMN 499005106 4,616 419,065 SH DEFINED 2 419,065 0 KNIGHT CAPITAL GROUP CMN 499005106 18 1,665 SH DEFINED 2 1,665 0 KODIAK OIL & GAS COR CMN 50015Q100 77 13,299 SH SOLE 2 13,299 0 0 KOHL'S CORP COM USD0 CMN 500255104 2,699 53,971 SH DEFINED 1 53,971 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- -------- ------------------- ---------- -------- ----------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ---------- ------- KOHL'S CORP COM USD0 CMN 500255104 342 6,844 SH DEFINED 2 6,844 0 Korea Equity Fund In CMN 50063B104 400 27,663 SH SOLE 3 27,663 0 0 KRAFT FOODS INC COM CMN 50075N104 1,430 40,598 SH SOLE 2 40,598 0 0 KRATON PERFORMANCE P CMN 50077C106 275 7,020 SH SOLE 2 7,020 0 0 KULICKE & SOFFA INDU CMN 501242101 492 44,171 SH SOLE 2 44,171 0 0 L-1 IDENTITY SOLUTIO CMN 50212A106 5,034 428,400 SH DEFINED 1 428,400 0 L-1 IDENTITY SOLUTIO CMN 50212A106 9,636 820,097 SH DEFINED 2 820,097 0 LAM RESEARCH CORP CO CMN 512807108 713 16,100 SH DEFINED 1 16,100 0 LAM RESEARCH CORP CO CMN 512807108 2,314 52,252 SH DEFINED 2 52,252 0 LAMAR ADVERTISING CO CMN 512815101 172 6,300 SH DEFINED 1 6,300 0 LAMAR ADVERTISING CO CMN 512815101 139 5,085 SH DEFINED 2 5,085 0 LAS VEGAS SANDS CORP CMN 517834107 527 12,477 SH DEFINED 2 12,477 0 LAS VEGAS SANDS CORP CMN 517834107 6,438 152,540 SH DEFINED 2 152,540 0 LAWSON SOFTWARE INC CMN 52078P102 10,034 894,400 SH DEFINED 1 894,400 0 LAWSON SOFTWARE INC CMN 52078P102 15,111 1,346,963 SH DEFINED 2 1,346,963 0 LDK SOLAR CO LTD ADR CMN 50183L107 1,324 180,232 SH SOLE 2 180,232 0 0 LEAR CORP CMN 521865204 562 10,500 SH SOLE 4 10,500 0 0 LEAR CORP NON-VTG NP CMN 521865204 202 3,782 SH SOLE 2 3,782 0 0 LEGACY BANCORP INC/M CMN 52463G105 770 55,908 SH SOLE 1 55,908 0 0 LEGG MASON INC COM U CMN 524901105 246 7,515 SH SOLE 2 7,515 0 0 LEHMAN BROTHERS HOLD CMN 524908100 1 25,333 SH SOLE 2 25,333 0 0 LENDER PROCESSING SE CMN 52602E102 506 24,200 SH DEFINED 1 24,200 0 LENDER PROCESSING SE CMN 52602E102 25 1,216 SH DEFINED 2 1,216 0 LENNAR CORP COM CL'A CMN 526057104 437 24,044 SH SOLE 2 24,044 0 0 LIBERTY GLOBAL INC C CMN 530555309 10,899 255,223 SH DEFINED 1 255,223 0 LIBERTY GLOBAL INC C CMN 530555101 494 10,960 SH SOLE 2 10,960 0 0 LIBERTY GLOBAL INC C CMN 530555309 337 7,891 SH DEFINED 2 7,891 0 LIBERTY MEDIA-INTERA CMN 53071M104 21,803 1,300,431 SH DEFINED 2 1,300,431 0 LIBERTY MEDIA-INTERA CMN 53071M104 58 3,482 SH DEFINED 2 3,482 0 LIFE TECHNOLOGIES CO CMN 53217V109 2,452 47,097 SH SOLE 2 47,097 0 0 LIFEPOINT HOSPITALS CMN 53219L109 592 15,145 SH DEFINED 1 15,145 0 LIFEPOINT HOSPITALS CMN 53219L109 1,169 29,912 SH DEFINED 2 29,912 0 LINCARE HOLDINGS INC CMN 532791100 433 14,789 SH SOLE 2 14,789 0 0 LINCOLN ELECTRIC HOL CMN 533900106 1,064 29,695 SH SOLE 2 29,695 0 0 LINCOLN NATIONAL COR CMN 534187109 358 12,558 SH SOLE 2 12,558 0 0 LINDSAY CORP COM USD CMN 535555106 213 3,100 SH SOLE 2 3,100 0 0 LINEAR TECHNOLOGY CO CMN 535678106 1,465 44,374 SH SOLE 2 44,374 0 0 LIZ CLAIBORNE INC CO CMN 539320101 59 11,120 SH SOLE 2 11,120 0 0 LLOYDS BANKING GROUP CMN 539439109 1,140 364,760 SH SOLE 2 364,760 0 0 LOCKHEED MARTIN CORP CMN 539830109 408 5,041 SH SOLE 2 5,041 0 0 LOGITECH INTERNATION CMN H50430232 835 74,317 SH SOLE 2 74,317 0 0 LOOPNET INC COM STK CMN 543524300 9,665 526,000 SH DEFINED 1 526,000 0 LOOPNET INC COM STK CMN 543524300 31 1,700 SH DEFINED 2 1,700 0 LORILLARD INC USD0.0 CMN 544147101 391 3,590 SH SOLE 2 3,590 0 0 LOWE'S COS INC COM U CMN 548661107 284 12,203 SH SOLE 2 12,203 0 0 LPL INVESTMENT HOLDI CMN 50213H100 394 11,529 SH SOLE 2 11,529 0 0 LUBRIZOL CORP COM NP CMN 549271104 9,989 74,400 SH DEFINED 1 74,400 0 LUBRIZOL CORP COM NP CMN 549271104 18,174 135,359 SH DEFINED 2 135,359 0 LYONDELLBASELL INDUS CMN N53745100 3,956 102,714 SH DEFINED 2 102,714 0 LYONDELLBASELL INDUS CMN N53745100 77 2,000 SH DEFINED 2 2,000 0 LYONDELLBASELL INDUS CMN N53745100 5,779 150,036 SH SOLE 4 39,965 0 110,071 MAGELLAN HLTH SVCS C CMN 559079207 370 6,769 SH SOLE 2 6,769 0 0 MAGMA DESIGN AUTOMAT CMN 559181102 112 14,069 SH SOLE 2 14,069 0 0 MAGNACHIP SEMICONDUC CMN 55933J203 56 4,862 SH SOLE 4 3,432 0 1,430 MAHANAGAR TELEPHONE CMN 559778402 117 60,000 SH SOLE 2 60,000 0 0 MANHATTAN ASSOCIATES CMN 562750109 207 6,013 SH SOLE 2 6,013 0 0 MANNKIND CORP COM US CMN 56400P201 120 31,709 SH SOLE 2 31,709 0 0 MARATHON OIL CORP CO CMN 565849106 7 130 SH DEFINED 1 130 0 MARATHON OIL CORP CO CMN 565849106 1,462 27,745 SH DEFINED 2 27,745 0 MARKET VECTORS - GOL CMN 57060U100 12,883 235,979 SH DEFINED 1 235,979 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- -------- ------------------- ---------- -------- ----------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ---------- ------- MARKET VECTORS - GOL CMN 57060U100 136 2,500 SH DEFINED 2 2,500 0 MARKET VECTORS ETF S CMN 57060U506 240 6,237 SH SOLE 2 6,237 0 0 MARKET VECTORS JUNIO CMN 57060U589 3,867 112,150 SH SOLE 1 112,150 0 0 MARRIOTT INTERNATION CMN 571903202 8,871 250,000 SH DEFINED 1 250,000 0 MARRIOTT INTL INC/DE CMN 571903202 786 22,162 SH DEFINED 2 22,162 0 MARSH & MCLENNAN COS CMN 571748102 50 1,600 SH DEFINED 1 1,600 0 MARSH & MCLENNAN COS CMN 571748102 311 9,969 SH DEFINED 2 9,969 0 MARSHALL & ILSLEY CO CMN 571837103 25,329 3,178,500 SH DEFINED 1 3,178,500 0 MARSHALL & ILSLEY CO CMN 571837103 16,353 2,052,157 SH DEFINED 2 2,052,157 0 MARVELL TECHNOLOGY G CMN G5876H105 701 47,467 SH SOLE 2 47,467 0 0 MASTERCARD INC COM U CMN 57636Q104 332 1,103 SH DEFINED 2 1,103 0 MASTERCARD INC COM U CMN 57636Q104 733 2,434 SH DEFINED 2 2,434 0 MasterCard Incorpora CMN 57636Q104 50 166 SH SOLE 3 166 0 0 MATTEL INC COM USD1 CMN 577081102 250 9,100 SH DEFINED 1 9,100 0 MATTEL INC COM USD1 CMN 577081102 743 27,045 SH DEFINED 2 27,045 0 MBIA INC COM USD1 CMN 55262C100 2,374 273,237 SH DEFINED 1 273,237 0 MBIA INC COM USD1 CMN 55262C100 79 9,075 SH DEFINED 2 9,075 0 MCCLATCHY CO CLASS'A CMN 579489105 385 137,000 SH DEFINED 1 137,000 0 MCCLATCHY CO CLASS'A CMN 579489105 2 722 SH DEFINED 2 722 0 MCDERMOTT INTERNATIO CMN 580037109 861 43,479 SH SOLE 2 43,479 0 0 MCDONALD'S CORP COM CMN 580135101 4,816 57,117 SH SOLE 2 57,117 0 0 MCG CAPITAL CORP COM CMN 58047P107 91 14,953 SH SOLE 2 14,953 0 0 MCKESSON CORP COM US CMN 58155Q103 8 100 SH DEFINED 1 100 0 MCKESSON CORP COM US CMN 58155Q103 514 6,142 SH DEFINED 2 6,142 0 MCMORAN EXPLORATION CMN 582411104 177 9,600 SH DEFINED 1 9,600 0 MCMORAN EXPLORATION CMN 582411104 96 5,180 SH DEFINED 2 5,180 0 MEAD JOHNSON NUTRITI CMN 582839106 898 13,289 SH SOLE 2 13,289 0 0 MECHEL OAO CMN 583840103 9,681 405,217 SH SOLE 2 405,217 0 0 MEDASSETS INC COM ST CMN 584045108 165 12,357 SH SOLE 2 12,357 0 0 MEDCO HEALTH SOLUTIO CMN 58405U102 38 680 SH DEFINED 1 680 0 MEDCO HEALTH SOLUTIO CMN 58405U102 476 8,415 SH DEFINED 2 8,415 0 MEDIA GENERAL INC CL CMN 584404107 383 100,451 SH SOLE 1 100,451 0 0 MEDICINES CO/THE COM CMN 584688105 459 27,788 SH SOLE 2 27,788 0 0 MEDTRONIC INC COM US CMN 585055106 1,271 32,988 SH DEFINED 2 32,988 0 MEDTRONIC INC COM US CMN 585055106 178 4,615 SH DEFINED 2 4,615 0 MEMC ELECTRONIC MATE CMN 552715104 224 26,243 SH SOLE 2 26,243 0 0 MENTOR GRAPHICS CORP CMN 587200106 450 35,135 SH SOLE 2 35,135 0 0 MERCADOLIBRE INC COM CMN 58733R102 1,898 23,918 SH SOLE 2 23,918 0 0 MERCK & CO INC CMN 58933Y105 602 17,053 SH DEFINED 1 17,053 0 MERCK & CO INC COM U CMN 58933Y105 4,249 120,372 SH DEFINED 2 120,372 0 MERCK & CO INC COM U CMN 58933Y105 1,671 47,345 SH DEFINED 2 47,345 0 MERITOR INC COM USD1 CMN 59001K100 619 38,604 SH SOLE 1 38,604 0 0 METLIFE INC COM USD0 CMN 59156R108 382 8,700 SH DEFINED 1 8,700 0 METLIFE INC COM USD0 CMN 59156R108 838 19,110 SH DEFINED 2 19,110 0 MGM RESORTS INTERNAT CMN 552953101 16 1,200 SH DEFINED 1 1,200 0 MGM RESORTS INTERNAT CMN 552953101 70 5,314 SH DEFINED 2 5,314 0 MGM RESORTS INTERNAT CMN 552953101 1,661 125,768 SH DEFINED 2 125,768 0 MICREL INC COM NPV CMN 594793101 532 50,255 SH SOLE 2 50,255 0 0 MICROCHIP TECHNOLOGY CMN 595017104 1,627 42,921 SH SOLE 2 42,921 0 0 MICRON TECHNOLOGY IN CMN 595112103 1 100 SH DEFINED 1 100 0 MICRON TECHNOLOGY IN CMN 595112103 1,539 205,583 SH DEFINED 2 205,583 0 MICROSEMI CORP COM U CMN 595137100 430 20,981 SH SOLE 2 20,981 0 0 MICROSOFT CORP COM U CMN 594918104 2,605 100,200 SH DEFINED 1 100,200 0 MICROSOFT CORP COM U CMN 594918104 1,258 48,366 SH DEFINED 2 48,366 0 MICROSOFT CORP COM U CMN 594918104 6,676 256,755 SH DEFINED 2 256,755 0 MID-AMERICA APARTMEN CMN 59522J103 5,066 75,087 SH SOLE 1 75,087 0 0 MILLER ENERGY RESOUR CMN 600527105 480 75,000 SH SOLE 1 75,000 0 0 MOBILE TELESYSTEMS O CMN 607409109 14,068 739,838 SH SOLE 2 739,838 0 0 MOLYCORP INC COM NPV CMN 608753109 1,446 23,679 SH DEFINED 2 23,679 0 Molycorp, Inc. CMN 608753109 1,700 27,841 SH SOLE 3 27,841 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- -------- ------------------- ---------- -------- ----------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ---------- ------- MONSANTO CO COM STK CMN 61166W101 2,515 34,663 SH DEFINED 2 34,663 0 Monsanto Company CMN 61166W101 6,000 82,713 SH SOLE 3 82,713 0 0 MORGAN STANLEY COM S CMN 617446448 4,028 175,000 SH DEFINED 1 175,000 0 MORGAN STANLEY COM S CMN 617446448 488 21,216 SH DEFINED 2 21,216 0 MORGAN STANLEY COM S CMN 617446448 5,024 218,294 SH DEFINED 2 218,294 0 MOSAIC CO/THE COM ST CMN 61945C103 1 14 SH DEFINED 2 14 0 MOSAIC CO/THE COM ST CMN 61945C103 2,850 42,083 SH DEFINED 2 42,083 0 MOTOROLA MOBILITY HO CMN 620097105 269 12,210 SH SOLE 2 12,210 0 0 MOTOROLA SOLUTIONS I CMN 620076307 999 21,690 SH SOLE 2 21,690 0 0 MURPHY OIL CORP COM CMN 626717102 14 210 SH DEFINED 1 210 0 MURPHY OIL CORP COM CMN 626717102 379 5,766 SH DEFINED 2 5,766 0 MYRIAD GENETICS INC CMN 62855J104 2,125 93,592 SH SOLE 2 93,592 0 0 NABORS INDUSTRIES LT CMN G6359F103 787 31,945 SH DEFINED 2 31,945 0 NABORS INDUSTRIES LT CMN G6359F103 445 18,071 SH DEFINED 2 18,071 0 NALCO HLDG CO COM US CMN 62985Q101 5,118 184,000 SH DEFINED 1 184,000 0 NALCO HLDG CO COM US CMN 62985Q101 28 989 SH DEFINED 2 989 0 NASDAQ 100 INDEX TRA CMN 73935A104 4,221 74,000 SH SOLE 2 74,000 0 0 NASDAQ OMX GROUP INC CMN 631103108 988 39,070 SH SOLE 2 39,070 0 0 NATIONAL BANK OF GRE CMN 633643408 139 96,937 SH SOLE 2 96,937 0 0 NATIONAL OILWELL VAR CMN 637071101 22 280 SH DEFINED 1 280 0 NATIONAL OILWELL VAR CMN 637071101 1,319 16,867 SH DEFINED 2 16,867 0 NATIONAL SEMICONDUCT CMN 637640103 5,003 203,300 SH DEFINED 1 203,300 0 NATIONAL SEMICONDUCT CMN 637640103 22,034 895,346 SH DEFINED 2 895,346 0 NATIONWIDE HEALTH PR CMN 638620104 25,856 624,437 SH SOLE 1 624,437 0 0 NAVIOS MARITIME HOLD CMN Y62196103 81 15,665 SH SOLE 2 15,665 0 0 NAVISTAR INTERNATION CMN 63934E108 45 800 SH DEFINED 1 800 0 NAVISTAR INTERNATION CMN 63934E108 158 2,800 SH DEFINED 2 2,800 0 NEKTAR THERAPEUTICS CMN 640268108 236 32,492 SH SOLE 2 32,492 0 0 NETAPP INC COM USD0. CMN 64110D104 6,985 132,344 SH SOLE 2 132,344 0 0 NETEASE.COM ADR REP CMN 64110W102 372 8,244 SH SOLE 2 8,244 0 0 NETGEAR INC COM USD0 CMN 64111Q104 205 4,682 SH SOLE 2 4,682 0 0 NETSCOUT SYSTEMS INC CMN 64115T104 524 25,068 SH SOLE 2 25,068 0 0 NEURALSTEM INC COM S CMN 64127R302 397 264,446 SH SOLE 1 264,446 0 0 NEW YORK COMMUNITY B CMN 649445103 252 16,800 SH DEFINED 1 16,800 0 NEW YORK COMMUNITY B CMN 649445103 74 4,910 SH DEFINED 2 4,910 0 NEWFIELD EXPLORATION CMN 651290108 12 170 SH DEFINED 1 170 0 NEWFIELD EXPLORATION CMN 651290108 246 3,613 SH DEFINED 2 3,613 0 NEWMONT MINING CORP CMN 651639106 6,932 128,439 SH DEFINED 1 128,439 0 NEWMONT MINING CORP CMN 651639106 4,559 84,482 SH DEFINED 2 84,482 0 NEWMONT MINING CORP CMN 651639106 14,542 269,453 SH DEFINED 2 269,453 0 NEWS CORP COM USD0.0 CMN 65248E104 3,350 189,221 SH DEFINED 1 189,221 0 NEWS CORP COM USD0.0 CMN 65248E203 202 11,200 SH DEFINED 1 11,200 0 NEWS CORP COM USD0.0 CMN 65248E104 204 11,545 SH DEFINED 2 11,545 0 NEWS CORP COM USD0.0 CMN 65248E203 47 2,590 SH DEFINED 2 2,590 0 NEXTERA ENERGY INC C CMN 65339F101 816 14,200 SH DEFINED 1 14,200 0 NEXTERA ENERGY INC C CMN 65339F101 179 3,115 SH DEFINED 2 3,115 0 NICOR INC COM USD2.5 CMN 654086107 13,279 242,600 SH DEFINED 1 242,600 0 NICOR INC COM USD2.5 CMN 654086107 138 2,529 SH DEFINED 2 2,529 0 NIKE INC CLASS'B'COM CMN 654106103 1,082 12,021 SH SOLE 2 12,021 0 0 NISOURCE INC COM NPV CMN 65473P105 232 11,433 SH SOLE 2 11,433 0 0 NOBLE CORP CHF3.8 CMN H5833N103 996 25,264 SH SOLE 2 25,264 0 0 NOBLE ENERGY INC COM CMN 655044105 15 170 SH DEFINED 1 170 0 NOBLE ENERGY INC COM CMN 655044105 602 6,717 SH DEFINED 2 6,717 0 NOKIA OYJ NPV CMN 654902204 2,589 403,195 SH SOLE 2 403,195 0 0 NORDSON CORP COM NPV CMN 655663102 637 11,610 SH SOLE 2 11,610 0 0 NORFOLK SOUTHERN COR CMN 655844108 914 12,195 SH SOLE 2 12,195 0 0 NORTHERN TRUST CORP CMN 665859104 569 12,373 SH SOLE 2 12,373 0 0 NORTHROP GRUMMAN COR CMN 666807102 571 8,233 SH SOLE 2 8,233 0 0 NOVELLUS SYSTEMS INC CMN 670008101 493 13,632 SH SOLE 2 13,632 0 0 NOVO NORDISK A/S DKK CMN 670100205 255 2,038 SH SOLE 2 2,038 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- -------- ------------------- ---------- -------- ----------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ---------- ------- NPS PHARMACEUTICALS CMN 62936P103 175 18,551 SH SOLE 2 18,551 0 0 NRG ENERGY INC CMN 629377508 300 12,225 SH SOLE 4 12,225 0 0 NRG ENERGY INC COM U CMN 629377508 4,032 164,067 SH DEFINED 1 164,067 0 NRG ENERGY INC COM U CMN 629377508 25 1,037 SH DEFINED 2 1,037 0 NSTAR COM USD1 CMN 67019E107 9,874 214,733 SH DEFINED 1 214,733 0 NSTAR COM USD1 CMN 67019E107 10 215 SH DEFINED 2 215 0 NUANCE COMMUNICATION CMN 67020Y100 326 15,200 SH DEFINED 1 15,200 0 NUANCE COMMUNICATION CMN 67020Y100 367 17,078 SH DEFINED 2 17,078 0 NUCOR CORP COM STK U CMN 670346105 2,180 52,882 SH DEFINED 2 52,882 0 NUCOR CORP COM STK U CMN 670346105 560 13,595 SH DEFINED 2 13,595 0 NUTRI SYSTEM INC COM CMN 67069D108 419 29,820 SH SOLE 2 29,820 0 0 NUVASIVE INC COM USD CMN 670704105 2,904 88,334 SH DEFINED 2 88,334 0 NUVASIVE INC COM USD CMN 670704105 252 7,652 SH DEFINED 2 7,652 0 NVIDIA CORP COM USD0 CMN 67066G104 260 16,300 SH DEFINED 1 16,300 0 NVIDIA CORP COM USD0 CMN 67066G104 13,692 859,091 SH DEFINED 2 859,091 0 NYSE EURONEXT COM ST CMN 629491101 4,418 128,941 SH SOLE 2 128,941 0 0 OCCIDENTAL PETROLEUM CMN 674599105 4,792 46,055 SH SOLE 2 46,055 0 0 OCLARO INC USD0.01 CMN 67555N206 262 39,004 SH SOLE 2 39,004 0 0 OFFICE DEPOT INC COM CMN 676220106 355 84,184 SH SOLE 2 84,184 0 0 OFFICEMAX INC COM US CMN 67622P101 122 15,607 SH SOLE 2 15,607 0 0 OIL SVC HOLDERS TR D CMN 678002106 1,092 7,184 SH SOLE 1 7,184 0 0 OMNICOM GROUP INC CO CMN 681919106 751 15,597 SH SOLE 2 15,597 0 0 ON SEMICONDUCTOR COR CMN 682189105 325 31,000 SH DEFINED 1 31,000 0 ON SEMICONDUCTOR COR CMN 682189105 966 92,261 SH DEFINED 2 92,261 0 ONEOK INC COM USD0.0 CMN 682680103 440 5,946 SH SOLE 2 5,946 0 0 ONYX PHARMACEUTICALS CMN 683399109 946 26,815 SH SOLE 2 26,815 0 0 OPTIMER PHARMACEUTIC CMN 68401H104 679 57,103 SH SOLE 2 57,103 0 0 OPTIONSXPRESS HLDG C CMN 684010101 7,101 425,500 SH SOLE 1 425,500 0 0 ORACLE CORP COM USD0 CMN 68389X105 4,120 125,196 SH SOLE 2 125,196 0 0 O'REILLY AUTOMOTVE C CMN 67103H107 262 4,000 SH DEFINED 1 4,000 0 O'REILLY AUTOMOTVE C CMN 67103H107 357 5,446 SH DEFINED 2 5,446 0 ORIGIN AGRITECH LTD CMN G67828106 10 2,436 SH DEFINED 1 2,436 0 ORIGIN AGRITECH LTD CMN G67828106 59 14,742 SH DEFINED 2 14,742 0 PAMPA ENERGIA SA ARS CMN 697660207 422 27,500 SH SOLE 2 27,500 0 0 PAN AMERICAN SILVER CMN 697900108 1,089 35,246 SH SOLE 2 35,246 0 0 PARAGON SHIPPING INC CMN 69913R309 72 35,530 SH SOLE 2 35,530 0 0 PARAMETRIC TECHNOLOG CMN 699173209 406 17,721 SH SOLE 2 17,721 0 0 PAREXEL INTL CP COM CMN 699462107 290 12,287 SH SOLE 2 12,287 0 0 PARKER DRILLING CO C CMN 701081101 439 75,140 SH SOLE 2 75,140 0 0 PARKER HANNIFIN CORP CMN 701094104 90 1,000 SH DEFINED 1 1,000 0 PARKER HANNIFIN CORP CMN 701094104 483 5,377 SH DEFINED 2 5,377 0 PATRIOT COAL CORP CO CMN 70336T104 464 20,833 SH SOLE 2 20,833 0 0 PATTERSON-UTI ENERGY CMN 703481101 9 290 SH DEFINED 1 290 0 PATTERSON-UTI ENERGY CMN 703481101 2,294 72,567 SH DEFINED 2 72,567 0 PAYCHEX INC COM USD0 CMN 704326107 1,038 33,789 SH SOLE 2 33,789 0 0 PDL BIOPHARMA INC CO CMN 69329Y104 534 90,937 SH DEFINED 1 90,937 0 PDL BIOPHARMA INC CO CMN 69329Y104 458 78,000 SH DEFINED 2 78,000 0 PDL BIOPHARMA INC CO CMN 69329Y104 521 88,602 SH DEFINED 2 88,602 0 PEABODY ENERGY CORP CMN 704549104 3,501 59,426 SH DEFINED 1 59,426 0 PEABODY ENERGY CORP CMN 704549104 648 11,000 SH DEFINED 2 11,000 0 PEABODY ENERGY CORP CMN 704549104 1,060 17,995 SH DEFINED 2 17,995 0 PENNANTPARK INVT C C CMN 708062104 503 44,924 SH SOLE 2 44,924 0 0 PENNICHUCK CORP COM CMN 708254206 1,001 34,800 SH SOLE 1 34,800 0 0 PEPSICO INC CAP USD0 CMN 713448108 1,371 19,464 SH SOLE 2 19,464 0 0 PERFECT WORLD CO LTD CMN 71372U104 300 16,001 SH SOLE 2 16,001 0 0 PERRY ELLIS INTERNAT CMN 288853104 323 12,776 SH SOLE 2 12,776 0 0 PETMED EXPRESS INC C CMN 716382106 185 15,590 SH SOLE 2 15,590 0 0 PETROBRAS ARGENTINA CMN 71646J109 1,279 66,030 SH SOLE 2 66,030 0 0 PETROHAWK ENERGY COR CMN 716495106 11,448 464,018 SH DEFINED 1 464,018 0 PETROHAWK ENERGY COR CMN 716495106 252 10,197 SH DEFINED 2 10,197 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- -------- ------------------- ---------- -------- ----------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ---------- ------- PETROLEO BRASILEIRO CMN 71654V408 21,232 627,066 SH DEFINED 2 627,066 0 PETROLEO BRASILEIRO CMN 71654V408 8,596 253,876 SH DEFINED 2 253,876 0 PETSMART INC COM USD CMN 716768106 354 7,792 SH DEFINED 1 7,792 0 PETSMART INC COM USD CMN 716768106 226 4,982 SH DEFINED 2 4,982 0 PFIZER INC COM USD0. CMN 717081103 62 2,990 SH DEFINED 1 2,990 0 PFIZER INC COM USD0. CMN 717081103 2,476 120,218 SH DEFINED 2 120,218 0 Pfizer Inc. CMN 717081103 900 43,689 SH SOLE 3 43,689 0 0 PG&E CORP COM NPV CMN 69331C108 38 900 SH DEFINED 1 900 0 PG&E CORP COM NPV CMN 69331C108 179 4,264 SH DEFINED 2 4,264 0 PHARMACEUTICAL HOLDR CMN 71712A206 255 3,600 SH SOLE 1 3,600 0 0 PHARMACEUTICAL PRODU CMN 717124101 142 5,300 SH DEFINED 1 5,300 0 PHARMACEUTICAL PRODU CMN 717124101 881 32,834 SH DEFINED 2 32,834 0 PHH CORP COM NPV CMN 693320202 4,486 218,655 SH DEFINED 2 218,655 0 PHH CORP COM NPV CMN 693320202 13 637 SH DEFINED 2 637 0 PHILIP MORRIS INTERN CMN 718172109 27 400 SH DEFINED 1 400 0 PHILIP MORRIS INTERN CMN 718172109 674 10,100 SH DEFINED 2 10,100 0 PHOTRONICS INC COM U CMN 719405102 751 88,640 SH SOLE 2 88,640 0 0 PIEDMONT OFFICE REAL CMN 720190206 5,024 246,400 SH DEFINED 1 246,400 0 PIEDMONT OFFICE REAL CMN 720190206 5 254 SH DEFINED 2 254 0 PIONEER NATURAL RESO CMN 723787107 13 140 SH DEFINED 1 140 0 PIONEER NATURAL RESO CMN 723787107 336 3,747 SH DEFINED 2 3,747 0 PITNEY BOWES INC COM CMN 724479100 513 22,300 SH DEFINED 1 22,300 0 PITNEY BOWES INC COM CMN 724479100 127 5,537 SH DEFINED 2 5,537 0 PLAINS EXPLORATION & CMN 726505100 479 12,556 SH SOLE 2 12,556 0 0 PLUM CREEK TIMBER CO CMN 729251108 811 20,000 SH SOLE 5 20,000 0 0 PMC - SIERRA INC COM CMN 69344F106 258 34,177 SH SOLE 2 34,177 0 0 PNC FINANCIAL SERVIC CMN 693475105 367 6,151 SH DEFINED 1 6,151 0 PNC FINANCIAL SERVIC CMN 693475105 736 12,341 SH DEFINED 2 12,341 0 PNC FINANCIAL SERVIC CMN 693475105 710 11,916 SH DEFINED 2 11,916 0 PNM RESOURCES INC CO CMN 69349H107 181 10,809 SH SOLE 2 10,809 0 0 POLARIS INDUSTRIES I CMN 731068102 261 2,346 SH SOLE 2 2,346 0 0 POLYCOM INC COM USD0 CMN 73172K104 1,536 23,888 SH DEFINED 1 23,888 0 POLYCOM INC COM USD0 CMN 73172K104 37 581 SH DEFINED 2 581 0 POLYONE CORP COM USD CMN 73179P106 155 10,044 SH SOLE 2 10,044 0 0 POLYPORE INTERNATION CMN 73179V103 871 12,834 SH SOLE 2 12,834 0 0 POPULAR INC COM USD6 CMN 733174106 669 241,981 SH SOLE 2 241,981 0 0 POTASH CORP OF SASKA CMN 73755L107 101 1,777 SH DEFINED 2 1,777 0 POTASH CORP OF SASKA CMN 73755L107 5,371 94,260 SH DEFINED 2 94,260 0 POWER-ONE, INC COM U CMN 73930R102 83 10,248 SH SOLE 2 10,248 0 0 POWERSHARES DB COMMO CMN 73935S105 492 17,000 SH SOLE 1 17,000 0 0 POWERWAVE TECHNOLOGI CMN 739363109 272 92,124 SH SOLE 2 92,124 0 0 PPG INDUSTRIES INC C CMN 693506107 323 3,559 SH SOLE 2 3,559 0 0 PRAXAIR INC COM USD0 CMN 74005P104 325 3,002 SH SOLE 2 3,002 0 0 PRE PAID LEGAL SVS C CMN 740065107 1,741 26,192 SH SOLE 1 26,192 0 0 PRICE (T. ROWE) COM CMN 74144T108 612 10,138 SH SOLE 2 10,138 0 0 PRICELINE.COM INC CO CMN 741503403 3,374 6,590 SH DEFINED 1 6,590 0 PRICELINE.COM INC CO CMN 741503403 2,560 5,000 SH DEFINED 2 5,000 0 PRICELINE.COM INC CO CMN 741503403 7,921 15,473 SH DEFINED 2 15,473 0 PRIMEDIA INC COM STK CMN 74157K846 669 94,950 SH SOLE 1 94,950 0 0 PRIVATEBANCORP INC C CMN 742962103 512 37,085 SH SOLE 2 37,085 0 0 PROCTER & GAMBLE CO CMN 742718109 515 8,106 SH DEFINED 2 8,106 0 PROCTER & GAMBLE CO CMN 742718109 4,891 76,952 SH DEFINED 2 76,952 0 PROGRESS SOFTWARE CO CMN 743312100 384 15,910 SH SOLE 2 15,910 0 0 PROGRESSIVE CORP/THE CMN 743315103 354 16,573 SH SOLE 2 16,573 0 0 PROLOGIS INC COM USD CMN 74340W103 393 10,955 SH DEFINED 2 10,955 0 PROSHARES ULTRA S&P5 CMN 74347R107 449 8,497 SH SOLE 2 8,497 0 0 PROSHARES ULTRASHORT CMN 74347X401 756 50,000 SH SOLE 2 50,000 0 0 PROSHARES ULTRASHORT CMN 74347X237 347 6,886 SH SOLE 2 6,886 0 0 PROSPECT CAPITAL COR CMN 74348T102 736 72,832 SH SOLE 2 72,832 0 0 PRUDENTIAL FINANCIAL CMN 744320102 482 7,573 SH SOLE 2 7,573 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- -------- ------------------- ---------- -------- ----------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ---------- ------- PUBLIC SERVICE ENTER CMN 744573106 20 600 SH DEFINED 1 600 0 PUBLIC SERVICE ENTER CMN 744573106 1,348 41,309 SH DEFINED 2 41,309 0 PULTE GROUP INC COM CMN 745867101 2,259 295,000 SH DEFINED 1 295,000 0 PULTE GROUP INC COM CMN 745867101 650 84,884 SH DEFINED 2 84,884 0 QUALCOMM INC COM USD CMN 747525103 1,911 33,648 SH SOLE 2 33,648 0 0 QUALITY DISTR INC FL CMN 74756M102 798 61,316 SH SOLE 4 53,861 0 7,455 RADIAN GROUP INC COM CMN 750236101 130 30,707 SH SOLE 2 30,707 0 0 RADIOSHACK CORP COM CMN 750438103 965 72,486 SH SOLE 2 72,486 0 0 RADWARE LTD COM ILS0 CMN M81873107 1,009 28,969 SH SOLE 2 28,969 0 0 RAIT INVESTMENT COM CMN 749227104 130 62,200 SH SOLE 2 62,200 0 0 RALCORP HOLDINGS INC CMN 751028101 6,493 75,000 SH DEFINED 1 75,000 0 RALCORP HOLDINGS INC CMN 751028101 330 3,814 SH DEFINED 2 3,814 0 RAYONIER INC CMN 754907103 899 13,750 SH SOLE 5 13,750 0 0 RAYTHEON CO COM USD0 CMN 755111507 536 10,763 SH SOLE 2 10,763 0 0 REGENERON PHARMACEUT CMN 75886F107 655 11,550 SH SOLE 2 11,550 0 0 REGIONS FINANCIAL CO CMN 7591EP100 345 55,556 SH DEFINED 1 55,556 0 REGIONS FINANCIAL CO CMN 7591EP100 164 26,384 SH DEFINED 2 26,384 0 REGIS CORP COM USD0. CMN 758932107 1,004 65,554 SH DEFINED 1 65,554 0 REGIS CORP COM USD0. CMN 758932107 17 1,119 SH DEFINED 2 1,119 0 RENESOLA LTD ORD SHS CMN 75971T103 841 161,054 SH DEFINED 2 161,054 0 RESEARCH IN MOTION L CMN 760975102 2,260 78,357 SH DEFINED 2 78,357 0 RESEARCH IN MOTION L CMN 760975102 3,850 133,461 SH DEFINED 2 133,461 0 RESMED INC COM USD0. CMN 761152107 396 12,793 SH SOLE 2 12,793 0 0 RETAIL HOLDERS TRU D CMN 76127U101 5 50 SH DEFINED 1 50 0 RETAIL HOLDERS TRU D CMN 76127U101 196 1,800 SH DEFINED 2 1,800 0 REX ENERGY CORP COM CMN 761565100 109 10,661 SH SOLE 2 10,661 0 0 RIGHTNOW TECHNOLOGIE CMN 76657R106 794 24,500 SH DEFINED 1 24,500 0 RIGHTNOW TECHNOLOGIE CMN 76657R106 239 7,369 SH DEFINED 2 7,369 0 RIO TINTO PLC ORD GB CMN 767204100 559 7,737 SH SOLE 2 7,737 0 0 RITE AID CORP COM US CMN 767754104 38 28,450 SH SOLE 2 28,450 0 0 ROCK-TENN CO CMN 772739207 165 2,486 SH SOLE 4 2,176 0 310 ROCK-TENN CO CLASS'A CMN 772739207 1,350 20,347 SH DEFINED 1 20,347 0 ROCK-TENN CO CLASS'A CMN 772739207 44 662 SH DEFINED 2 662 0 ROCKWOOD HLDGS INC C CMN 774415103 300 5,421 SH SOLE 2 5,421 0 0 ROPER INDUSTRIES INC CMN 776696106 228 2,732 SH SOLE 2 2,732 0 0 ROSS STORES INC COM CMN 778296103 358 4,473 SH DEFINED 1 4,473 0 ROSS STORES INC COM CMN 778296103 48 598 SH DEFINED 2 598 0 ROVI CORP COM USD0.0 CMN 779376102 946 16,500 SH DEFINED 1 16,500 0 ROVI CORP COM USD0.0 CMN 779376102 459 8,000 SH DEFINED 2 8,000 0 ROVI CORP COM USD0.0 CMN 779376102 9 161 SH DEFINED 2 161 0 ROWAN COS INC COM US CMN 779382100 9 220 SH DEFINED 1 220 0 ROWAN COS INC COM US CMN 779382100 675 17,381 SH DEFINED 2 17,381 0 ROYAL CARIBBEAN CRUI CMN V7780T103 615 16,351 SH SOLE 2 16,351 0 0 RUBICON TECHNOLOGY I CMN 78112T107 415 24,596 SH SOLE 2 24,596 0 0 RUE21 INC COM NPV CMN 781295100 363 11,179 SH DEFINED 1 11,179 0 RUE21 INC COM NPV CMN 781295100 148 4,552 SH DEFINED 2 4,552 0 RURAL/METRO CORP COM CMN 781748108 345 20,000 SH SOLE 2 20,000 0 0 RYDEX MSCI ALL COUNT CMN 78355W528 4,141 100,500 SH SOLE 1 100,500 0 0 RYDEX MSCI EAFE EQUA CMN 78355W544 2,676 63,100 SH SOLE 1 63,100 0 0 RYDEX MSCI EMERGING CMN 78355W536 2,604 63,650 SH SOLE 1 63,650 0 0 SAFE BULKERS INC COM CMN Y7388L103 92 12,032 SH SOLE 2 12,032 0 0 SAFEWAY INC COM USD0 CMN 786514208 257 11,000 SH DEFINED 1 11,000 0 SAFEWAY INC COM USD0 CMN 786514208 21 890 SH DEFINED 2 890 0 SAKS INC COM USD0.10 CMN 79377W108 695 62,208 SH DEFINED 2 62,208 0 SAKS INC COM USD0.10 CMN 79377W108 153 13,700 SH DEFINED 2 13,700 0 SALESFORCE.COM INC C CMN 79466L302 12,685 85,144 SH DEFINED 2 85,144 0 SALESFORCE.COM INC C CMN 79466L302 86 575 SH DEFINED 2 575 0 SALIX CMN 795435106 1,385 34,782 SH SOLE 1 34,782 0 0 SALLY BEAUTY HOLDING CMN 79546E104 1,508 88,235 SH DEFINED 1 88,235 0 SALLY BEAUTY HOLDING CMN 79546E104 9 524 SH DEFINED 2 524 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- -------- ------------------- ---------- -------- ----------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ---------- ------- SANDISK CORP COM USD CMN 80004C101 1,847 44,500 SH DEFINED 1 44,500 0 SANDISK CORP COM USD CMN 80004C101 10,142 244,392 SH DEFINED 2 244,392 0 SANDISK CORP COM USD CMN 80004C101 8,400 202,414 SH DEFINED 2 202,414 0 SANDRIDGE ENERGY INC CMN 80007P307 27 2,500 SH DEFINED 1 2,500 0 SANDRIDGE ENERGY INC CMN 80007P307 138 12,921 SH DEFINED 2 12,921 0 SANMINA-SCI CORP COM CMN 800907206 626 60,607 SH SOLE 2 60,607 0 0 SAPIENT CORP COM USD CMN 803062108 646 42,958 SH SOLE 2 42,958 0 0 SAVVIS INC COM STK U CMN 805423308 16,189 409,530 SH SOLE 2 409,530 0 0 SBA COMMUNICATIONS C CMN 78388J106 2,364 61,900 SH DEFINED 1 61,900 0 SBA COMMUNICATIONS C CMN 78388J106 337 8,820 SH DEFINED 2 8,820 0 SCHLUMBERGER LTD COM CMN 806857108 10 120 SH DEFINED 1 120 0 SCHLUMBERGER LTD COM CMN 806857108 181 2,092 SH DEFINED 2 2,092 0 SCHLUMBERGER LTD COM CMN 806857108 4,585 53,060 SH DEFINED 2 53,060 0 SCHNITZER STEEL 'A' CMN 806882106 539 9,351 SH SOLE 2 9,351 0 0 SCRIPPS NETWORKS INT CMN 811065101 229 4,685 SH SOLE 2 4,685 0 0 SEAGATE TECHNOLOGY C CMN G7945M107 819 50,666 SH SOLE 2 50,666 0 0 SECTOR SPDR TRUST AM CMN 81369Y803 260 10,100 SH SOLE 1 10,100 0 0 SEI INVESTMENTS CO C CMN 784117103 1,406 62,437 SH SOLE 2 62,437 0 0 SELECT COMFORT CORP CMN 81616X103 528 29,375 SH DEFINED 1 29,375 0 SELECT COMFORT CORP CMN 81616X103 15 847 SH DEFINED 2 847 0 SELECT SECTOR SPDR A CMN 81369Y886 35,822 1,069,818 SH DEFINED 1 1,069,818 0 SELECT SECTOR SPDR A CMN 81369Y886 296 8,843 SH DEFINED 2 8,843 0 SELECT SECTOR SPDR E CMN 81369Y506 294 3,900 SH DEFINED 1 3,900 0 SELECT SECTOR SPDR E CMN 81369Y506 188 2,500 SH DEFINED 2 2,500 0 SELECT SECTOR SPDR E CMN 81369Y506 19 255 SH DEFINED 2 255 0 SELECT SECTOR SPDR H CMN 81369Y209 306 8,607 SH SOLE 2 8,607 0 0 SEMILEDS CORP/TW COM CMN 816645105 252 39,100 SH SOLE 2 39,100 0 0 SEMTECH CORP COM STK CMN 816850101 251 9,194 SH SOLE 2 9,194 0 0 SEQUENOM INC COM STK CMN 817337405 229 30,377 SH SOLE 2 30,377 0 0 Shanda Games Limited CMN 81941U105 7,000 1,073,620 SH SOLE 3 1,073,620 0 0 SHANDA GAMES LTD 'A' CMN 81941U105 614 94,218 SH DEFINED 2 94,218 0 SHAW GROUP INC/THE C CMN 820280105 217 7,200 SH SOLE 2 7,200 0 0 SHERWIN-WILLIAMS CO/ CMN 824348106 256 3,049 SH SOLE 2 3,049 0 0 SHIRE PLC ORD GBP0.0 CMN 82481R106 428 4,548 SH SOLE 2 4,548 0 0 SHUFFLE MASTER INC C CMN 825549108 141 15,034 SH DEFINED 2 15,034 0 SIEMENS AG NPV(REGD) CMN 826197501 461 3,350 SH SOLE 2 3,350 0 0 SIGNET JEWELERS LTD CMN G81276100 5,559 118,754 SH DEFINED 1 118,754 0 SIGNET JEWELERS LTD CMN G81276100 42 887 SH DEFINED 2 887 0 SILICON IMAGE INC CO CMN 82705T102 208 32,168 SH SOLE 2 32,168 0 0 SILICONWARE PRECISIO CMN 827084864 810 130,205 SH SOLE 2 130,205 0 0 SILVER WHEATON CORP CMN 828336107 1,949 59,048 SH SOLE 2 59,048 0 0 SILVERCORP METALS IN CMN 82835P103 444 47,324 SH SOLE 2 47,324 0 0 SIMON PROPERTY GROUP CMN 828806109 554 4,764 SH SOLE 2 4,764 0 0 SINA CORP/CHINA ORD CMN G81477104 388 3,723 SH SOLE 2 3,723 0 0 SIRIUS XM RADIO INC CMN 82967N108 43 19,702 SH DEFINED 1 19,702 0 SIRIUS XM RADIO INC CMN 82967N108 12,380 5,659,500 SH DEFINED 2 5,659,500 0 SIRIUS XM RADIO INC CMN 82967N108 734 335,339 SH DEFINED 2 335,339 0 SIRONA DENTAL SYSTEM CMN 82966C103 954 17,963 SH SOLE 2 17,963 0 0 SIX FLAGS ENTMT CORP CMN 83001A102 4,845 129,369 SH SOLE 4 98,937 0 30,432 SM ENERGY CO COM USD CMN 78454L100 10 130 SH DEFINED 1 130 0 SM ENERGY CO COM USD CMN 78454L100 235 3,200 SH DEFINED 2 3,200 0 SMART MODULAR COM ST CMN G82245104 1,001 109,300 SH DEFINED 1 109,300 0 SMART MODULAR COM ST CMN G82245104 1,978 216,054 SH DEFINED 2 216,054 0 SOHU.COM INC COM USD CMN 83408W103 2,210 30,584 SH SOLE 2 30,584 0 0 SONIC CORP COM USD0. CMN 835451105 885 83,316 SH SOLE 2 83,316 0 0 SONY CORP NPV CMN 835699307 228 8,654 SH SOLE 2 8,654 0 0 SOTHEBY'S COM STK US CMN 835898107 1,022 23,500 SH DEFINED 1 23,500 0 SOTHEBY'S COM STK US CMN 835898107 254 5,836 SH DEFINED 2 5,836 0 SOUTHERN CO COM USD5 CMN 842587107 575 14,252 SH DEFINED 2 14,252 0 SOUTHERN CO COM USD5 CMN 842587107 108 2,684 SH DEFINED 2 2,684 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- -------- ------------------- ---------- -------- ----------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ---------- ------- SOUTHERN UNION CO CO CMN 844030106 11 270 SH DEFINED 1 270 0 SOUTHERN UNION CO CO CMN 844030106 5,256 130,900 SH DEFINED 2 130,900 0 SOUTHWEST AIRLINES C CMN 844741108 231 20,195 SH SOLE 2 20,195 0 0 SOUTHWESTERN ENERGY CMN 845467109 13 300 SH DEFINED 1 300 0 SOUTHWESTERN ENERGY CMN 845467109 385 8,990 SH DEFINED 2 8,990 0 SPDR GOLD SHARES GOL CMN 78463V107 56,917 389,841 SH SOLE 2 389,841 0 0 SPDR KBW BANK ETF KB CMN 78464A797 6,445 268,700 SH DEFINED 1 268,700 0 SPDR KBW BANK ETF KB CMN 78464A797 3,161 131,800 SH DEFINED 2 131,800 0 SPDR S&P 500 ETF CMN 78462F103 113 856 SH SOLE 3 856 0 0 SPDR S&P 500 ETF TRU CMN 78462F103 17,263 130,810 SH DEFINED 2 130,810 0 SPDR S&P 500 ETF TRU CMN 78462F103 18,422 139,595 SH DEFINED 2 139,595 0 SPDR S&P INTERNATION CMN 78463X681 3,338 100,000 SH SOLE 1 100,000 0 0 SPECTRA ENERGY CORP CMN 847560109 4 160 SH DEFINED 1 160 0 SPECTRA ENERGY CORP CMN 847560109 213 7,774 SH DEFINED 2 7,774 0 SPECTRUM BRANDS HOLD CMN 84763R101 994 31,064 SH SOLE 1 31,064 0 0 SPRINT NEXTEL CORP C CMN 852061100 1,157 214,607 SH SOLE 2 214,607 0 0 SPROTT PHYSICAL GOLD CMN 85207H104 156 11,958 SH SOLE 2 11,958 0 0 SRA INTERNATIONAL IN CMN 78464R105 1,858 60,100 SH DEFINED 1 60,100 0 SRA INTERNATIONAL IN CMN 78464R105 18,765 606,859 SH DEFINED 2 606,859 0 ST JUDE MEDICAL INC CMN 790849103 31 660 SH DEFINED 1 660 0 ST JUDE MEDICAL INC CMN 790849103 485 10,160 SH DEFINED 2 10,160 0 STAR SCIENTIFIC INC CMN 85517P101 166 36,898 SH SOLE 2 36,898 0 0 STARWOOD HOTELS & RE CMN 85590A401 316 5,633 SH SOLE 2 5,633 0 0 STATE STREET CORP CO CMN 857477103 368 8,163 SH SOLE 2 8,163 0 0 STEEL DYNAMICS INC CMN 858119100 1,909 117,500 SH DEFINED 1 117,500 0 STEEL DYNAMICS INC C CMN 858119100 15 949 SH DEFINED 2 949 0 STERLING BANCSHARES CMN 858907108 9,049 1,109,400 SH DEFINED 1 1,109,400 0 STERLING BANCSHARES CMN 858907108 67 8,162 SH DEFINED 2 8,162 0 STILLWATER MNG COM U CMN 86074Q102 22 1,000 SH DEFINED 1 1,000 0 STILLWATER MNG COM U CMN 86074Q102 442 20,075 SH DEFINED 2 20,075 0 STRAYER EDUCATION IN CMN 863236105 238 1,887 SH SOLE 2 1,887 0 0 STREETTRACKS DIVIDEN CMN 78464A763 211 3,900 SH SOLE 1 3,900 0 0 STREETTRACKS SPDR O& CMN 78464A730 14,695 250,000 SH SOLE 1 250,000 0 0 STRYKER CORP COM USD CMN 863667101 9 160 SH DEFINED 1 160 0 STRYKER CORP COM USD CMN 863667101 242 4,130 SH DEFINED 2 4,130 0 SUCCESSFACTORS INC U CMN 864596101 1,610 54,744 SH SOLE 2 54,744 0 0 SULPHCO INC COM USD0 CMN 865378103 2 67,200 SH SOLE 2 67,200 0 0 SUNCOR ENERGY INC CO CMN 867224107 886 22,656 SH SOLE 2 22,656 0 0 SUNPOWER CORP COM US CMN 867652109 2 117 SH DEFINED 1 117 0 SunPower Corporation CMN 867652109 20,000 1,034,661 SH SOLE 3 1,034,661 0 0 SUNTECH POWER HLDG S CMN 86800C104 526 66,834 SH SOLE 2 66,834 0 0 SUNTRUST BANKS, INC CMN 867914103 506 19,601 SH SOLE 2 19,601 0 0 SUPERVALU INC COM US CMN 868536103 256 27,170 SH SOLE 2 27,170 0 0 SUSQUEHANNA BANCSHAR CMN 869099101 1,185 148,100 SH DEFINED 1 148,100 0 SUSQUEHANNA BANCSHAR CMN 869099101 17 2,118 SH DEFINED 2 2,118 0 SWIFT ENERGY CO COM CMN 870738101 283 7,600 SH SOLE 2 7,600 0 0 SYCAMORE NETWORKS IN CMN 871206405 856 38,513 SH SOLE 1 38,513 0 0 SYMANTEC CORP COM US CMN 871503108 77 3,896 SH DEFINED 2 3,896 0 Symantec Corporation CMN 871503108 10,897 552,586 SH SOLE 3 552,586 0 0 SYNAPTICS INC COM US CMN 87157D109 817 31,757 SH SOLE 2 31,757 0 0 SYNOPSYS INC COM USD CMN 871607107 524 20,369 SH SOLE 2 20,369 0 0 SYNTROLEUM CORPORATI CMN 871630109 19 13,100 SH SOLE 1 13,100 0 0 TAIWAN SEMICONDUCTOR CMN 874039100 72,412 5,742,695 SH SOLE 2 5,742,695 0 0 TAKE-TWO INTERACTIVE CMN 874054109 45 2,938 SH DEFINED 1 2,938 0 TAKE-TWO INTERACTIVE CMN 874054109 6,971 456,177 SH DEFINED 2 456,177 0 TAKE-TWO INTERACTIVE CMN 874054109 179 11,698 SH DEFINED 2 11,698 0 TALISMAN ENERGY INC CMN 87425E103 206 10,050 SH SOLE 2 10,050 0 0 TARGET CORP COM STK CMN 87612E106 23 500 SH DEFINED 1 500 0 TARGET CORP COM STK CMN 87612E106 2,868 61,138 SH DEFINED 2 61,138 0 TARGET CORP COM STK CMN 87612E106 241 5,140 SH DEFINED 2 5,140 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- -------- ------------------- ---------- -------- ----------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ---------- ------- TATA MOTORS LTD INR1 CMN 876568502 767 34,070 SH DEFINED 2 34,070 0 TATA MOTORS LTD INR1 CMN 876568502 364 16,168 SH DEFINED 2 16,168 0 TELECOM CORP OF NEW CMN 879278208 116 11,500 SH SOLE 2 11,500 0 0 TELECOMMNS SYSTEMS C CMN 87929J103 241 50,000 SH SOLE 2 50,000 0 0 TELEFLEX INC COM USD CMN 879369106 3,578 58,591 SH SOLE 1 58,591 0 0 TEMPLE-INLAND INC CO CMN 879868107 503 16,900 SH DEFINED 1 16,900 0 TEMPLE-INLAND INC CO CMN 879868107 12 400 SH DEFINED 2 400 0 TEMPUR-PEDIC INTERNA CMN 88023U101 244 3,602 SH SOLE 2 3,602 0 0 TENARIS S.A. USD1 CMN 88031M109 514 11,230 SH SOLE 2 11,230 0 0 TENET HEALTHCARE COR CMN 88033G100 12,715 2,039,565 SH DEFINED 1 2,039,565 0 TENET HEALTHCARE COR CMN 88033G100 443 71,110 SH DEFINED 2 71,110 0 TERADATA CORP COM ST CMN 88076W103 1,559 25,893 SH DEFINED 1 25,893 0 TERADATA CORP COM ST CMN 88076W103 139 2,306 SH DEFINED 2 2,306 0 TERADYNE INC COM USD CMN 880770102 10,596 716,080 SH DEFINED 2 716,080 0 TERADYNE INC COM USD CMN 880770102 274 18,491 SH DEFINED 2 18,491 0 TEREX CORP COM USD0. CMN 880779103 186 6,550 SH DEFINED 1 6,550 0 TEREX CORP COM USD0. CMN 880779103 437 15,352 SH DEFINED 2 15,352 0 TERNIUM SA COM NPV CMN 880890108 793 26,860 SH SOLE 2 26,860 0 0 TESORO CORP COM USD0 CMN 881609101 6 280 SH DEFINED 1 280 0 TESORO CORP COM USD0 CMN 881609101 1,076 46,968 SH DEFINED 2 46,968 0 TEXAS INSTRUMENTS IN CMN 882508104 205 6,241 SH SOLE 2 6,241 0 0 TEXTRON INC COM STK CMN 883203101 249 10,538 SH DEFINED 1 10,538 0 TEXTRON INC COM STK CMN 883203101 11,463 485,521 SH DEFINED 2 485,521 0 TEXTRON INC COM STK CMN 883203101 67 2,853 SH DEFINED 2 2,853 0 TGC INDUSTRIES INC C CMN 872417308 803 125,699 SH SOLE 1 125,699 0 0 THE CHARLES SCHWAB C CMN 808513105 247 15,002 SH SOLE 2 15,002 0 0 THE GOLDMAN SACHS GR CMN 38141G104 343 2,574 SH DEFINED 1 2,574 0 THE GOLDMAN SACHS GR CMN 38141G104 8,643 64,936 SH DEFINED 2 64,936 0 THE GOLDMAN SACHS GR CMN 38141G104 4,022 30,223 SH DEFINED 2 30,223 0 THORATEC CORP COM NP CMN 885175307 918 27,989 SH SOLE 2 27,989 0 0 THQ INC COM USD0.01 CMN 872443403 8 2,100 SH DEFINED 1 2,100 0 THQ INC COM USD0.01 CMN 872443403 45 12,412 SH DEFINED 2 12,412 0 TICC CAPITAL CORP CO CMN 87244T109 143 14,856 SH SOLE 2 14,856 0 0 TIFFANY & CO COM USD CMN 886547108 41 526 SH DEFINED 2 526 0 TIFFANY & CO COM USD CMN 886547108 1,250 15,920 SH DEFINED 2 15,920 0 TIME WARNER CABLE IN CMN 88732J207 360 4,610 SH DEFINED 1 4,610 0 TIME WARNER CABLE IN CMN 88732J207 889 11,394 SH DEFINED 2 11,394 0 TIME WARNER INC USD0 CMN 887317303 217 5,975 SH SOLE 2 5,975 0 0 TJX COS INC COM USD1 CMN 872540109 765 14,570 SH SOLE 2 14,570 0 0 TOTAL SA EUR2.5 CMN 89151E109 4,431 76,607 SH SOLE 2 76,607 0 0 TOYOTA MOTOR CORP NP CMN 892331307 1,353 16,412 SH SOLE 2 16,412 0 0 TRACTOR SUPPLY CO CO CMN 892356106 306 4,577 SH SOLE 2 4,577 0 0 TRANSDIGM GROUP INC CMN 893641100 266 2,918 SH SOLE 2 2,918 0 0 TRANSGLOBE ENERGY CO CMN 893662106 117 10,275 SH SOLE 2 10,275 0 0 TRANSOCEAN LTD CHF15 CMN H8817H100 2,570 39,810 SH DEFINED 2 39,810 0 TRANSOCEAN LTD CHF15 CMN H8817H100 4,187 64,846 SH DEFINED 2 64,846 0 TRAVELERS COS INC/TH CMN 89417E109 508 8,700 SH DEFINED 1 8,700 0 TRAVELERS COS INC/TH CMN 89417E109 218 3,735 SH DEFINED 2 3,735 0 TRIMBLE NAVIGATION L CMN 896239100 1,708 43,095 SH SOLE 2 43,095 0 0 TRINA SOLAR LIMITE A CMN 89628E104 754 33,611 SH SOLE 2 33,611 0 0 TRINITY INDUSTRIES I CMN 896522109 1,083 31,055 SH DEFINED 1 31,055 0 TRINITY INDUSTRIES I CMN 896522109 19 535 SH DEFINED 2 535 0 TRIQUINT SEMICONDUCT CMN 89674K103 2,811 275,878 SH SOLE 2 275,878 0 0 TTM TECHNOLOGIES INC CMN 87305R109 842 52,593 SH DEFINED 1 52,593 0 TTM TECHNOLOGIES INC CMN 87305R109 24 1,493 SH DEFINED 2 1,493 0 TUPPERWARE BRANDS CO CMN 899896104 380 5,639 SH SOLE 2 5,639 0 0 TW TELECOM INC CLASS CMN 87311L104 2,818 137,266 SH DEFINED 1 137,266 0 TW TELECOM INC CLASS CMN 87311L104 149 7,249 SH DEFINED 2 7,249 0 TYCO INTERNATIONAL L CMN H89128104 5,470 110,645 SH SOLE 2 110,645 0 0 ULTRASHORT LEHMAN 7- CMN 74347R313 389 10,000 SH SOLE 2 10,000 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- -------- ------------------- ---------- -------- ----------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ---------- ------- UNION PACIFIC CORP C CMN 907818108 1,178 11,287 SH SOLE 2 11,287 0 0 UNITED CONTINENTAL H CMN 910047109 269 11,900 SH DEFINED 1 11,900 0 UNITED CONTINENTAL H CMN 910047109 238 10,532 SH DEFINED 2 10,532 0 UNITED MICROELECTRON CMN 910873405 28,209 11,008,500 SH SOLE 2 11,008,500 0 0 UNITED PARCEL SERVIC CMN 911312106 682 9,344 SH SOLE 2 9,344 0 0 UNITED STATES NATURA CMN 912318110 1,928 175,000 SH DEFINED 1 175,000 0 UNITED STATES NATURA CMN 912318110 3,613 327,952 SH DEFINED 2 327,952 0 UNITED STATES STEEL CMN 912909108 28 600 SH DEFINED 1 600 0 UNITED STATES STEEL CMN 912909108 2,039 44,273 SH DEFINED 2 44,273 0 UNITED TECHNOLOGIES CMN 913017109 362 4,091 SH DEFINED 1 4,091 0 UNITED TECHNOLOGIES CMN 913017109 2,103 23,761 SH DEFINED 2 23,761 0 UNITED THERAPEUTICS CMN 91307C102 256 4,653 SH DEFINED 1 4,653 0 UNITED THERAPEUTICS CMN 91307C102 3,006 54,558 SH DEFINED 2 54,558 0 UNITEDHEALTH GROUP I CMN 91324P102 24 470 SH DEFINED 1 470 0 UNITEDHEALTH GROUP I CMN 91324P102 343 6,651 SH DEFINED 2 6,651 0 UNUM GROUP COM USD0. CMN 91529Y106 221 8,689 SH SOLE 2 8,689 0 0 URBAN OUTFITTERS INC CMN 917047102 520 18,454 SH SOLE 2 18,454 0 0 US AIRWAYS GROUP INC CMN 90341W108 322 36,104 SH SOLE 2 36,104 0 0 US BANCORP INC COM U CMN 902973304 361 14,159 SH DEFINED 1 14,159 0 US BANCORP INC COM U CMN 902973304 454 17,811 SH DEFINED 2 17,811 0 US GOLD CORP COM USD CMN 912023207 12 2,000 SH DEFINED 1 2,000 0 US GOLD CORP COM USD CMN 912023207 100 16,571 SH DEFINED 2 16,571 0 USEC INC COM USD0.10 CMN 90333E108 124 36,979 SH SOLE 2 36,979 0 0 U-STORE-IT TRUST COM CMN 91274F104 139 13,215 SH SOLE 2 13,215 0 0 UTD RENTALS INC COM CMN 911363109 1,898 74,700 SH DEFINED 1 74,700 0 UTD RENTALS INC COM CMN 911363109 106 4,183 SH DEFINED 2 4,183 0 UTD STS OIL FD LP UN CMN 91232N108 591 15,873 SH SOLE 2 15,873 0 0 UTI WORLDWIDE INC CO CMN G87210103 200 10,136 SH SOLE 2 10,136 0 0 VALE SA COM NPV CMN 91912E105 22,752 712,052 SH DEFINED 2 712,052 0 VALE SA COM NPV CMN 91912E105 3,044 95,272 SH DEFINED 2 95,272 0 VALEANT PHARMACEUTIC CMN 91911K102 250 4,819 SH SOLE 2 4,819 0 0 VALERO ENERGY CORP C CMN 91913Y100 5,874 229,771 SH DEFINED 1 229,771 0 VALERO ENERGY CORP C CMN 91913Y100 1,630 63,747 SH DEFINED 2 63,747 0 VALUECLICK INC COM S CMN 92046N102 445 26,789 SH SOLE 2 26,789 0 0 VANGUARD MSCI EMERGI CMN 922042858 331 6,800 SH SOLE 1 6,800 0 0 VARIAN SEMICONDUCT C CMN 922207105 22,363 364,000 SH SOLE 2 364,000 0 0 VCA ANTECH INC COM U CMN 918194101 248 11,700 SH DEFINED 1 11,700 0 VCA ANTECH INC COM U CMN 918194101 612 28,877 SH DEFINED 2 28,877 0 VEECO INSTRUMENTS IN CMN 922417100 2,209 45,629 SH SOLE 2 45,629 0 0 VENTAS INC COM USD0. CMN 92276F100 240 4,551 SH SOLE 2 4,551 0 0 VERA BRADLEY INC COM CMN 92335C106 735 19,244 SH SOLE 2 19,244 0 0 VERIFONE SYSTEMS INC CMN 92342Y109 570 12,850 SH DEFINED 1 12,850 0 VERIFONE SYSTEMS INC CMN 92342Y109 210 4,729 SH DEFINED 2 4,729 0 VERIGY LTD COM NPV CMN Y93691106 16,316 1,090,000 SH SOLE 2 1,090,000 0 0 VERISIGN INC COM USD CMN 92343E102 2,229 66,633 SH SOLE 2 66,633 0 0 VERISK ANALYTICS INC CMN 92345Y106 735 21,235 SH SOLE 2 21,235 0 0 VERIZON COMMUNICATIO CMN 92343V104 6,780 182,102 SH DEFINED 1 182,102 0 VERIZON COMMUNICATIO CMN 92343V104 35 943 SH DEFINED 2 943 0 VERIZON COMMUNICATIO CMN 92343V104 1,146 30,789 SH DEFINED 2 30,789 0 VERTEX PHARMACEUTICA CMN 92532F100 4,294 82,609 SH DEFINED 1 82,609 0 VERTEX PHARMACEUTICA CMN 92532F100 121 2,322 SH DEFINED 2 2,322 0 VF CORP COM NPV CMN 918204108 746 6,876 SH SOLE 2 6,876 0 0 VIACOM INC NEW CL'B' CMN 92553P201 4,716 92,477 SH DEFINED 1 92,477 0 VIACOM INC NEW CL'B' CMN 92553P201 25 489 SH DEFINED 2 489 0 VIRGIN MEDIA INC COM CMN 92769L101 69 2,300 SH DEFINED 1 2,300 0 VIRGIN MEDIA INC COM CMN 92769L101 3,611 120,632 SH DEFINED 2 120,632 0 VIROPHARMA INC COM U CMN 928241108 676 36,519 SH SOLE 2 36,519 0 0 VISA INC USD0.0001 CMN 92826C839 13 155 SH DEFINED 1 155 0 VISA INC USD0.0001 CMN 92826C839 4,455 52,873 SH DEFINED 2 52,873 0 VISA INC USD0.0001 CMN 92826C839 2,336 27,723 SH DEFINED 2 27,723 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- -------- ------------------- ---------- -------- ----------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ---------- ------- Visa Inc. CMN 92826C839 2,765 32,815 SH SOLE 3 32,815 0 0 VISHAY INTERTECHNOLO CMN 928298108 174 11,560 SH SOLE 2 11,560 0 0 VISTAPRINT NV COM ST CMN N93540107 400 8,366 SH SOLE 2 8,366 0 0 VODAFONE GROUP PLC O CMN 92857W209 11,258 421,360 SH SOLE 2 421,360 0 0 W&T OFFSHORE INC COM CMN 92922P106 2,998 114,739 SH DEFINED 1 114,739 0 W&T OFFSHORE INC COM CMN 92922P106 38 1,444 SH DEFINED 2 1,444 0 WALGREEN CO COM USD0 CMN 931422109 1,519 35,787 SH SOLE 2 35,787 0 0 WAL-MART STORES INC CMN 931142103 11 200 SH DEFINED 1 200 0 WAL-MART STORES INC CMN 931142103 2,237 42,098 SH DEFINED 2 42,098 0 WALT DISNEY CO/THE D CMN 254687106 4,292 109,925 SH DEFINED 1 109,925 0 WALT DISNEY CO/THE D CMN 254687106 1,451 37,159 SH DEFINED 2 37,159 0 WALTER ENERGY INC CO CMN 93317Q105 23 200 SH DEFINED 1 200 0 WALTER ENERGY INC CO CMN 93317Q105 281 2,427 SH DEFINED 2 2,427 0 WARNER MUSIC GROUP C CMN 934550104 1,006 122,400 SH DEFINED 1 122,400 0 WARNER MUSIC GROUP C CMN 934550104 2 200 SH DEFINED 2 200 0 WASTE CONNECTIONS IN CMN 941053100 236 7,447 SH SOLE 2 7,447 0 0 WASTE MANAGEMENT INC CMN 94106L109 261 7,004 SH SOLE 2 7,004 0 0 WATERS CORP COM USD0 CMN 941848103 134 1,400 SH DEFINED 1 1,400 0 WATERS CORP COM USD0 CMN 941848103 92 965 SH DEFINED 2 965 0 WATSCO INC COM USD0. CMN 942622200 406 5,966 SH DEFINED 2 5,966 0 WATSCO INC COM USD0. CMN 942622200 111 1,628 SH DEFINED 2 1,628 0 WATSON PHARMACEUTICA CMN 942683103 363 5,287 SH SOLE 2 5,287 0 0 WEATHERFORD INTERNAT CMN H27013103 558 29,752 SH SOLE 2 29,752 0 0 WEBMD HEALTH CORP CO CMN 94770V102 371 8,150 SH DEFINED 1 8,150 0 WEBMD HEALTH CORP CO CMN 94770V102 1,731 37,987 SH DEFINED 2 37,987 0 WELLPOINT INC COM US CMN 94973V107 13 160 SH DEFINED 1 160 0 WELLPOINT INC COM US CMN 94973V107 19,338 245,512 SH DEFINED 2 245,512 0 WELLPOINT INC COM US CMN 94973V107 225 2,858 SH DEFINED 2 2,858 0 WELLS FARGO & CO COM CMN 949746101 3 100 SH DEFINED 1 100 0 WELLS FARGO & CO COM CMN 949746101 562 20,036 SH DEFINED 2 20,036 0 WELLS FARGO & CO COM CMN 949746101 989 35,248 SH DEFINED 2 35,248 0 WESTERN REFINING INC CMN 959319104 284 15,716 SH SOLE 2 15,716 0 0 WHIRLPOOL CORP COM U CMN 963320106 241 2,960 SH SOLE 2 2,960 0 0 WILLIAMS COS INC COM CMN 969457100 516 17,061 SH SOLE 2 17,061 0 0 WILLIAMS-SONOMA INC CMN 969904101 18 500 SH DEFINED 1 500 0 WILLIAMS-SONOMA INC CMN 969904101 754 20,679 SH DEFINED 2 20,679 0 WORLD ACCEPTANCE COR CMN 981419104 283 4,318 SH SOLE 2 4,318 0 0 WW GRAINGER INC COM CMN 384802104 262 1,705 SH SOLE 2 1,705 0 0 WYNDHAM WORLDWIDE CO CMN 98310W108 8,374 248,806 SH DEFINED 2 248,806 0 WYNDHAM WORLDWIDE CO CMN 98310W108 50 1,481 SH DEFINED 2 1,481 0 WYNN RESORTS LTD COM CMN 983134107 372 2,590 SH DEFINED 1 2,590 0 WYNN RESORTS LTD COM CMN 983134107 4,475 31,175 SH DEFINED 2 31,175 0 XCEL ENERGY INC COM CMN 98389B100 1,502 61,801 SH DEFINED 1 61,801 0 XCEL ENERGY INC COM CMN 98389B100 28 1,159 SH DEFINED 2 1,159 0 XEROX CORP COM USD1 CMN 984121103 141 13,559 SH SOLE 2 13,559 0 0 XILINX INC COM USD0. CMN 983919101 270 7,417 SH SOLE 2 7,417 0 0 XINYUAN REAL ESTATE CMN 98417P105 3,584 1,638,618 SH SOLE 2 1,638,618 0 0 XOMA LTD ORD USD0.00 CMN G9825R206 36 15,300 SH SOLE 2 15,300 0 0 YAHOO INC COM USD0.0 CMN 984332106 21,036 1,398,058 SH DEFINED 1 1,398,058 0 YAHOO INC COM USD0.0 CMN 984332106 2,895 192,387 SH DEFINED 2 192,387 0 YAHOO INC COM USD0.0 CMN 984332106 8,421 559,665 SH DEFINED 2 559,665 0 YAMANA GOLD INC COM CMN 98462Y100 675 58,047 SH SOLE 2 58,047 0 0 YANDEX NV COM NPV CMN N97284108 641 18,050 SH SOLE 2 18,050 0 0 YINGLI GREEN ENERG A CMN 98584B103 1,492 162,098 SH SOLE 2 162,098 0 0 YOUKU.COM INC 'ADS'N CMN 98742U100 341 9,942 SH SOLE 2 9,942 0 0 YRC WORLDWIDE INC US CMN 984249300 19 17,208 SH SOLE 2 17,208 0 0 YUM! BRANDS INC COM CMN 988498101 53,653 971,371 SH DEFINED 1 971,371 0 YUM! BRANDS INC COM CMN 988498101 505 9,151 SH DEFINED 2 9,151 0 ZEBRA TECHNOLOGIES C CMN 989207105 537 12,742 SH SOLE 2 12,742 0 0 ZHONGPIN INC COM STK CMN 98952K107 507 48,329 SH SOLE 2 48,329 0 0

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- -------- ------------------- ---------- -------- ----------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ---------- ------- ZOLL MEDICAL CORP CO CMN 989922109 417 7,354 SH SOLE 2 7,354 0 0 ZORAN CORP COM USD0. CMN 98975F101 133 15,855 SH SOLE 2 15,855 0 0