0001315785-11-000003.txt : 20110729
0001315785-11-000003.hdr.sgml : 20110729
20110729131915
ACCESSION NUMBER: 0001315785-11-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110729
DATE AS OF CHANGE: 20110729
EFFECTIVENESS DATE: 20110729
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Essex Financial Services, Inc.
CENTRAL INDEX KEY: 0001315785
IRS NUMBER: 364529342
STATE OF INCORPORATION: CT
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11126
FILM NUMBER: 11996664
BUSINESS ADDRESS:
STREET 1: P.O. BOX 999
STREET 2: 176 WESTBROOK RD
CITY: ESSEX
STATE: CT
ZIP: 064260999
BUSINESS PHONE: 860-767-4300
MAIL ADDRESS:
STREET 1: P.O. BOX 999
STREET 2: 176 WESTBROOK RD
CITY: ESSEX
STATE: CT
ZIP: 064260999
13F-HR
1
j13fefs11.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year of Quarter Ended: 06/30/11
Institutional Investment Manager Filing this Report:
Name: Essex Financial Services, Inc.
Address: 176 Westbrook Road
P.O. Box 999
Essex, CT 06426-0999
Form 13F File Number: 28-11126
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the
person signing the report is authorized to submit it, that
all information contained herein is true, correct and
complete, and that it is understood that all required
items, statements, schedules , lists, and tables, are
considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: William Terribile
Title: Compliance Officer
Phone: 203-767-4300
Report Type (Check only one.):
[X] 13F HOLDING REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
I am signing this report as required by the Securities
Exchange Act of 1934.
WILLIAM TERRIBILE
FORM 13 F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 161
FORM 13F INFORMATION TABLE VALUE TOTAL: 151,167
(thousands)
List of Other Included Managers: None
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHRTY
NAME OF ISSUER TITLE OF CLASS CUSIP X 1000 PRN AMT PRN CALL DSCRETN MNGRS SOLE SHARED NONE
PRIMUS GUARANTY LTD EQUITIES G72457107 210 40003 SH SOLE N/A NONE
TRANSOCEAN LTD EQUITIES H8817H100 511 7910 SH SOLE N/A NONE
AT & T EQUITIES 00206R102 3276 104284 SH SOLE N/A NONE
ABBOTT LABS EQUITIES 002824100 583 11082 SH SOLE N/A NONE
AES TR III PFD CONV SEC EQUITIES 00808N202 787 16000 SH SOLE N/A NONE
AETNA US HEATHCARE INC EQUITIES 00817Y108 371 8419 SH SOLE N/A NONE
AIR PRODUCTS & CHEMS EQUITIES 009158106 381 3984 SH SOLE N/A NONE
ALLIANCE RES PARTNERS EQUITIES 01877R108 210 2705 SH SOLE N/A NONE
ALLIANCE BERNSTEIN INC EQUITIES 01881E101 147 18596 SH SOLE N/A NONE
ALTRIA GROUP INC EQUITIES 02209S103 2182 82605 SH SOLE N/A NONE
AMERICAN EXPRESS EQUITIES 025816109 402 7778 SH SOLE N/A NONE
ANDARKO PETE CORP EQUITIES 032511107 520 6772 SH SOLE N/A NONE
ANNALY CAP MGMT INC EQUITIES 035710409 801 44391 SH SOLE N/A NONE
APACHE CORP EQUITIES 037411105 974 7891 SH SOLE N/A NONE
APOLLO INVT CORP EQUITIES 03761U106 134 13100 SH SOLE N/A NONE
APPLE INC EQUITIES 037833100 2587 7706 SH SOLE N/A NONE
AUTOMATIC DATA PROC,INC EQUITIES 053015103 1401 27542 SH SOLE N/A NONE
BP PLC EQUITIES 055622104 291 6562 SH SOLE N/A NONE
BANK OF AMERICA EQUITIES 060505104 1201 109560 SH SOLE N/A NONE
BANK OF NY MELLON CORP EQUITIES 064058100 333 12989 SH SOLE N/A NONE
BECTON DICKINSON & C0 EQUITIES 075887109 455 5278 SH SOLE N/A NONE
BERKSHIRE HATHAWAY CLA EQUITIES 084670108 3831 33 SH SOLE N/A NONE
BERKSHIRE HATHAWAY CLB EQUITIES 084670207 1508 19481 SH SOLE N/A NONE
BLACKROCK MUN INC TR EQUITIES 09248F109 195 15025 SH SOLE N/A NONE
BOEING CO EQUITIES 097023105 634 8581 SH SOLE N/A NONE
BRISTOL MYERS SQUIBB CO EQUITIES 110122108 578 19959 SH SOLE N/A NONE
BROOKFIELD ASSET MGMT EQUITIES 112585104 452 13618 SH SOLE N/A NONE
BUCKEYE PARTNERS LP EQUITIES 118230101 1225 18968 SH SOLE N/A NONE
CSX EQUITIES 126408103 2001 76305 SH SOLE N/A NONE
CVS CORP EQUITIES 126650100 395 10506 SH SOLE N/A NONE
CAMERON INTL CORP EQUITIES 13342B105 279 5550 SH SOLE N/A NONE
CATERPILLAR INC EQUITIES 149123101 1145 10757 SH SOLE N/A NONE
CELGENE CORP EQUITIES 151020104 868 14395 SH SOLE N/A NONE
CHESAPEAKE ENERGY CORP EQUITIES 165167107 307 10335 SH SOLE N/A NONE
CHEVRON CORP EQUITIES 166764100 3115 30290 SH SOLE N/A NONE
CHICAGO BRIDGE & IRON COEQUITIES 167250109 601 15450 SH SOLE N/A NONE
CHUBB CORP EQUITIES 171232101 454 7250 SH SOLE N/A NONE
CISCO SYSTEMS INC EQUITIES 17275R102 1145 73329 SH SOLE N/A NONE
CITIGROUP INC EQUITIES 172967101 1097 26337 SH SOLE N/A NONE
COCA COLA CO EQUITIES 191216100 1560 23176 SH SOLE N/A NONE
COLGATE-PALMOLIVE CO EQUITIES 194162103 964 11023 SH SOLE N/A NONE
COAMERICA INC EQUITIES 200340107 311 9000 SH SOLE N/A NONE
CONOCOPHILLIPS EQUITIES 20825C104 924 12295 SH SOLE N/A NONE
CONSOLIDATED EDISON INC EQUITIES 209115104 251 4726 SH SOLE N/A NONE
CUMMINS ENGINE INC EQUITIES 231021106 567 5480 SH SOLE N/A NONE
DWS MUN INC TR EQUITIES 23338M106 219 18400 SH SOLE N/A NONE
DEERE & CO EQUITIES 244199105 270 3270 SH SOLE N/A NONE
DEVON ENERGY CORP EQUITIES 25179M103 277 3516 SH SOLE N/A NONE
DIAMOND OFFSHORE DRILL EQUITIES 25271C102 256 3640 SH SOLE N/A NONE
DISNEY WALT CO EQUITIES 254687106 483 12361 SH SOLE N/A NONE
DOMINION RES INC EQUITIES 25746U109 212 4398 SH SOLE N/A NONE
DREYFUS STRAT MUNI INC EQUITIES 261932107 294 36048 SH SOLE N/A NONE
DREYFUS STRAT MUNI BD FDEQUITIES 26202F107 259 32392 SH SOLE N/A NONE
DU PONT E I DE NEMOURS EQUITIES 263534109 1072 19833 SH SOLE N/A NONE
DUKE ENERGY EQUITIES 26441C105 215 11422 SH SOLE N/A NONE
EMC CORP EQUITIES 268648102 316 11480 SH SOLE N/A NONE
EATON VANCE CORP EQUITIES 278265103 433 14312 SH SOLE N/A NONE
ECOLAB INC EQUITIES 278865100 1614 28619 SH SOLE N/A NONE
EL PASO CORP EQUITIES 28336L109 209 10344 SH SOLE N/A NONE
EMERSON ELECTRIC CO EQUITIES 291011104 688 12223 SH SOLE N/A NONE
ENCANA CORP EQUITIES 292505104 409 13270 SH SOLE N/A NONE
ENERGY TRANSFER PART LP EQUITIES 29273R109 1118 22886 SH SOLE N/A NONE
ENTERPRISE PRODS PARTN EQUITIES 293792107 709 16336 SH SOLE N/A NONE
EQUITY RESIDENTIAL SHS EQUITIES 29476L107 368 6132 SH SOLE N/A NONE
EXPRESS SCRIPTS INC EQUITIES 302182100 256 4750 SH SOLE N/A NONE
EXXON MOBIL CORP EQUITIES 30231G102 14524 178471 SH SOLE N/A NONE
FERRELL GAS PART LP UNITEQUITIES 315293100 273 12110 SH SOLE N/A NONE
FIFTH ST FIN CORP EQUITIES 31678A103 129 11120 SH SOLE N/A NONE
FIRST NIAGARA FINL EQUITIES 33582V108 1557 117954 SH SOLE N/A NONE
FORD MOTOR CO EQUITIES 345370860 238 17237 SH SOLE N/A NONE
FRANCE TELECOM ADR EQUITIES 35177Q105 759 35651 SH SOLE N/A NONE
FRANKLIN RESOURCES EQUITIES 354613101 899 6848 SH SOLE N/A NONE
FREEPORT MCMORAN EQUITIES 35671D857 322 6084 SH SOLE N/A NONE
FRONTIER COMM CORP EQUITIES 35906A108 186 23010 SH SOLE N/A NONE
FULTON FINL CORP EQUITIES 360271100 242 22603 SH SOLE N/A NONE
GENERAL DYNAMICS CORP EQUITIES 369550108 661 8867 SH SOLE N/A NONE
GENERAL ELECTRIC CO EQUITIES 369604103 4993 264743 SH SOLE N/A NONE
GENERAL MILLS EQUITIES 370334104 689 18512 SH SOLE N/A NONE
GOLDMAN SACHS GROUP INC EQUITIES 38141G104 476 3576 SH SOLE N/A NONE
GOOGLE INC EQUITIES 38259P508 1304 2576 SH SOLE N/A NONE
GRAINGER WW INC EQUITIES 384802104 361 2350 SH SOLE N/A NONE
HCP INC EQUITIES 40414L109 1100 29990 SH SOLE N/A NONE
HATTERAS FINL CORP EQUITIES 41902R103 215 7600 SH SOLE N/A NONE
HEINZ HJ CO EQUITIES 423074103 480 9011 SH SOLE N/A NONE
HERSHEY FOODS CORP EQUITIES 427866108 609 10711 SH SOLE N/A NONE
HEWLETT PACKARD CO EQUITIES 428236103 604 16602 SH SOLE N/A NONE
HOME DEPOT INC EQUITIES 437076102 746 20602 SH SOLE N/A NONE
INTEL CORP EQUITIES 458140100 574 25892 SH SOLE N/A NONE
INTL BUSINESS MACHS EQUITIES 459200101 5266 31279 SH SOLE N/A NONE
INVESCO MORTGAGE CAP EQUITIES 46131B100 218 10340 SH SOLE N/A NONE
INVESCO VAN KAMPEN EQUITIES 46131L108 156 12203 SH SOLE N/A NONE
INVESCO VAN KAMPEN INVT EQUITIES 46131T101 214 15286 SH SOLE N/A NONE
INVESCO VAN KAMPEN MUN EQUITIES 46132E103 327 27862 SH SOLE N/A NONE
IRON MTN INC EQUITIES 462846106 211 6200 SH SOLE N/A NONE
ISHARES BARCLAYS TIPS EQUITIES 464287176 590 5336 SH SOLE N/A NONE
ISHARES MSCI EMERGING EQUITIES 464287234 387 8125 SH SOLE N/A NONE
ISHARES MSCI EAFE INDEX EQUITIES 464287465 264 4383 SH SOLE N/A NONE
ISHARES SILVER TR EQUITIES 46428Q109 375 11093 SH SOLE N/A NONE
JP MORGAN CHASE & CO EQUITIES 46625H100 1451 35441 SH SOLE N/A NONE
JPMORGAN CHASE ALER IND EQUITIES 46625H365 3999 107715 SH SOLE N/A NONE
JOHNSON & JOHNSON EQUITIES 478160104 5367 80681 SH SOLE N/A NONE
KIMBERLY CLARK CORP EQUITIES 494368103 342 5133 SH SOLE N/A NONE
KINDER MORGAN ENERGY EQUITIES 494550106 1367 18828 SH SOLE N/A NONE
KRAFT FOODS INC EQUITIES 50075N104 444 12605 SH SOLE N/A NONE
LABORATORY CORP AMER EQUITIES 50540R409 908 9386 SH SOLE N/A NONE
LILLY ELI & CO EQUITIES 532457108 1145 30504 SH SOLE N/A NONE
LINN ENERGY LLC EQUITIES 536020100 561 14348 SH SOLE N/A NONE
M & T BK CORP EQUITIES 55261F104 504 5725 SH SOLE N/A NONE
MARKET VECTORS ETF TR EQUITIES 57060U100 407 7451 SH SOLE N/A NONE
MARRIOTT INTL INC EQUITIES 571903202 304 8553 SH SOLE N/A NONE
MCDONALDS CORP EQUITIES 580135101 1731 20533 SH SOLE N/A NONE
MEDCOHEALTH SOLUTIONS EQUITIES 58405U102 274 4840 SH SOLE N/A NONE
MEDTRONIC INC EQUITIES 585055106 384 9965 SH SOLE N/A NONE
MERCK & CO INC EQUITIES 589331107 1425 40367 SH SOLE N/A NONE
MICROSOFT CORP EQUITIES 594918104 827 31805 SH SOLE N/A NONE
MONSANTO CO EQUITIES 61166W101 409 5637 SH SOLE N/A NONE
NEW YORK CMNTY BANCORP EQUITIES 649445103 241 16071 SH SOLE N/A NONE
NORFOLK SOUTHERN CORP EQUITIES 655844108 462 6160 SH SOLE N/A NONE
NOVARTIS AG EQUITIES 66987V109 297 4857 SH SOLE N/A NONE
NUVEEN SELECT QUALTY EQUITIES 670973106 206 14660 SH SOLE N/A NONE
ORACLE CORP EQUITIES 68389X105 225 6843 SH SOLE N/A NONE
PEPSICO INC EQUITIES 713448108 1818 25819 SH SOLE N/A NONE
PFIZER INC EQUITIES 717081103 3320 161160 SH SOLE N/A NONE
PHILIP MORRIS INTL INC EQUITIES 718172109 1871 28024 SH SOLE N/A NONE
PLAINS ALL AMERICAN EQUITIES 726503105 225 3515 SH SOLE N/A NONE
POWERSHARES QQQ TR EQUITIES 73935A104 586 10257 SH SOLE N/A NONE
POWERSHARES ETF FINL PFDEQUITIES 73935X229 308 17108 SH SOLE N/A NONE
PROCTER & GAMBLE CO EQUITIES 742718109 4363 68634 SH SOLE N/A NONE
RAYMOND JAMES FINL INC EQUITIES 754730109 441 13715 SH SOLE N/A NONE
REALTY INCOME CORP EQUITIES 756109104 260 7750 SH SOLE N/A NONE
ROYAL DUTCH SHELL PLC EQUITIES 780259206 590 8289 SH SOLE N/A NONE
SPDR S&P 500 EFT TR EQUITIES 78462F103 286 2170 SH SOLE N/A NONE
SPDR GOLD TR EQUITIES 78463V107 567 3883 SH SOLE N/A NONE
SPDR S&P MIDCAP 400 ETF EQUITIES 78467Y107 409 2307 SH SOLE N/A NONE
SCHLUMBERGER LTD EQUITIES 806857108 1607 18605 SH SOLE N/A NONE
SHERMAN WILLIAMS EQUITIES 824348106 455 5420 SH SOLE N/A NONE
SIMON PPTY GROUP INC EQUITIES 828806109 336 2889 SH SOLE N/A NONE
SOUTHERN CO EQUITIES 842587107 1561 38660 SH SOLE N/A NONE
SPECTRANETICS CORP EQUITIES 84760C107 243 39020 SH SOLE N/A NONE
STANLEY BLACK & DECKER EQUITIES 854502101 742 10300 SH SOLE N/A NONE
STATE STREET CORP EQUITIES 857477103 258 5723 SH SOLE N/A NONE
STRYKER CORP EQUITIES 863667101 809 13780 SH SOLE N/A NONE
SYSCO CORP EQUITIES 871829107 257 8240 SH SOLE N/A NONE
TARGET CORP EQUITIES 87612E106 334 7116 SH SOLE N/A NONE
TEVA PHARMACEUTICAL EQUITIES 881624209 236 4886 SH SOLE N/A NONE
3M CO EQUITIES 88579Y101 804 8479 SH SOLE N/A NONE
UIL HLDG CORP EQUITIES 902748102 305 9440 SH SOLE N/A NONE
US BANCORP EQUITIES 902973304 2871 112535 SH SOLE N/A NONE
UNION PACIFIC CORP EQUITIES 907818108 927 8879 SH SOLE N/A NONE
UNITED TECHNOLOGIES CO EQUITIES 913017109 2458 27773 SH SOLE N/A NONE
VALLEY NATL BANCORP EQUITIES 919794107 252 18510 SH SOLE N/A NONE
VANGUARD INDEX FD EQUITIES 922908769 717 10482 SH SOLE N/A NONE
VERIZON COMMUNICATIONS EQUITIES 92343V104 1908 51260 SH SOLE N/A NONE
VISA INC EQUITIES 92826C839 330 3915 SH SOLE N/A NONE
VODAFONE GRP PLC EQUITIES 92857W209 318 11892 SH SOLE N/A NONE
WALGREEN CO EQUITIES 931422109 482 11357 SH SOLE N/A NONE
WEBSTER FINL CORP EQUITIES 947890109 286 13594 SH SOLE N/A NONE
WELLS FARGO & CO NEW EQUITIES 949746101 1692 60310 SH SOLE N/A NONE
WINDSTREAM CORP EQUITIES 97381W104 221 17025 SH SOLE N/A NONE
YUM BRANDS INC EQUITIES 988498101 309 5593 SH SOLE N/A NONE
ZIMMER HLDGS INC EQUITIES 98956P102 335 5302 SH SOLE N/A NONE
REPORT SUMMARY 161 DATA RECORDS 151167 0 OTHER MANAGERS