0001164691-11-000033.txt : 20110523 0001164691-11-000033.hdr.sgml : 20110523 20110523141856 ACCESSION NUMBER: 0001164691-11-000033 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20110523 DATE AS OF CHANGE: 20110523 EFFECTIVENESS DATE: 20110523 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alyeska Investment Group, L.P. CENTRAL INDEX KEY: 0001453072 IRS NUMBER: 261919051 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13284 FILM NUMBER: 11864541 BUSINESS ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-899-7902 MAIL ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 13F-HR/A 1 alsk13fhra209302010.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended September 30, 2010 Check here if Amendment [X]; Amendment Number: 2 This Amendment (Check only one.) [ ] is a restatement. [X] adds new holding entries. THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON 2/23/2011 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH CONFIDENTIAL TREATMENT HAS EXPIRED. Institutional Investment Manager Filing this Report: Name: Alyeska Investment Group, L.P. Address: 77 West Wacker Drive 7th Floor Chicago, IL 60601 Form 13F File Number: 028-13284 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jason Bragg Title: CFO Phone: (312) 899-7902 Signature, Place, and Date of Signing: /s/ Jason Bragg Chicago, IL May 23, 2011 ----------------------------- ----------------- ------------------ [Signature] [City, State] [Date] Report type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 List of 13(f) Securities used for this report: Third quarter 2010 Form 13F Information Table Entry Total: 220 Form 13F Information Table Value Total: $3,585,153 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- -------------------- ---- 1 028-13417 Alyeska Master Fund, L.P. FORM 13F INFORMATION TABLE

Column Column Column Column Column Column Column Column 1 2 3 4 5 6 7 8 ------------------- --------- --------- ------- --------------------------- ------ ------- ------------- NAME TITLE SH OF OF VALUE OR PRN SH/ PUT/ INVST OTR VTNG ISSUER CLS CUSIP x$1000 AMT PRN CALL DSCRTN MGR AUTHORITY ------------------- --------- --------- ------- ------ ------ ---- ------ ------ --------- 3M CO COM 88579Y101 $26,052 300,449 SH SOLE 1 SOLE A D C TELECOMMUNICATIONS COM NEW 000886309 $9,701 765,634 SH SOLE 1 SOLE AFFILIATED MANAGERS GROUP COM 008252108 $33,831 433,670 SH SOLE 1 SOLE AFLAC INC COM 001055102 $22,590 436,867 SH SOLE 1 SOLE AIRGAS INC COM 009363102 $24,123 355,004 SH SOLE 1 SOLE AIR PRODS & CHEMS INC COM 009158106 $16,564 200,000 SH SOLE 1 SOLE AIRTRAN HLDGS INC COM 00949P108 $2,069 281,501 SH SOLE 1 SOLE ALEXION PHARMACEUTICALS INC COM 015351109 $23,285 361,791 SH SOLE 1 SOLE ALIMERA SCIENCES INC COM 016259103 $1,260 131,641 SH SOLE 1 SOLE ALLEGHENY ENERGY INC COM 017361106 $25,440 1,037,502 SH SOLE 1 SOLE ALLIANT TECHSYSTEMS INC COM 018804104 $30,137 399,699 SH SOLE 1 SOLE ALLSTATE CORP COM 020002101 $16,668 528,290 SH SOLE 1 SOLE AMAG PHARMACEUTICALS INC COM 00163U106 $6,155 357,669 SH SOLE 1 SOLE AMERICAN EXPRESS CO COM 025816109 $8,616 205,000 SH SOLE 1 SOLE AMYLIN PHARMACEUTICALS INC COM 032346108 $10,425 500,000 SH CALL SOLE 1 SOLE AMYLIN PHARMACEUTICALS INC COM 032346108 $30,681 1,471,505 SH SOLE 1 SOLE AMYRIS INC COM 03236M101 $1,294 75,000 SH SOLE 1 SOLE ARCH COAL INC COM 039380100 $4,782 179,024 SH SOLE 1 SOLE ARVINMERITOR INC FRNT 4.625% 3/0 043353AF8 $19,113 18,045,000 PRN SOLE 1 SOLE ASPEN TECHNOLOGY INC COM 045327103 $8,918 859,950 SH SOLE 1 SOLE AUXILIUM PHARMACEUTICALS INC COM 05334D107 $4,042 163,099 SH SOLE 1 SOLE AVEO PHARMACEUTICALS INC COM 053588109 $6,569 589,691 SH SOLE 1 SOLE BALDOR ELEC CO COM 057741100 $4,040 100,000 SH SOLE 1 SOLE BAXTER INTL INC COM 071813109 $25,837 541,546 SH SOLE 1 SOLE BOEING CO COM 097023105 $32,815 493,169 SH SOLE 1 SOLE BORGWARNER INC COM 099724106 $12,147 230,839 SH SOLE 1 SOLE BORGWARNER INC NOTE 3.500% 4/1 099724AF3 $4,174 2,500,000 PRN SOLE 1 SOLE BOSTON PRIVATE FINL HLDGS IN COM 101119105 $1,957 299,300 SH SOLE 1 SOLE BP PLC SPONSORED ADR 055622104 $1,511 36,700 SH CALL SOLE 1 SOLE BUCYRUS INTL INC NEW COM 118759109 $20,805 300,000 SH SOLE 1 SOLE BURGER KING HLDGS INC COM 121208201 $1,150 48,150 SH SOLE 1 SOLE BURGER KING HLDGS INC COM 121208201 $3,878 162,400 SH PUT SOLE 1 SOLE CAPITOL FED FINL COM 14057C106 $3,878 157,017 SH SOLE 1 SOLE CAREFUSION CORP COM 14170T101 $24,795 998,187 SH SOLE 1 SOLE CARNIVAL CORP PAIRED CTF 143658300 $3,819 100,000 SH SOLE 1 SOLE CATERPILLAR INC DEL COM 149123101 $15,736 200,000 SH CALL SOLE 1 SOLE CATERPILLAR INC DEL COM 149123101 $9,127 116,003 SH SOLE 1 SOLE CATHAY GENERAL BANCORP COM 149150104 $6,540 550,003 SH SOLE 1 SOLE CBOE HLDGS INC COM 12503M108 $1,137 56,265 SH SOLE 1 SOLE CEPHALON INC COM 156708109 $20,281 324,800 SH SOLE 1 SOLE CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167BZ9 $3,477 4,000,000 PRN SOLE 1 SOLE CHINACACHE INTL HLDG LTD SPONSORED ADR 16950M107 $417 30,000 SH SOLE 1 SOLE CHINA MED TECHNOLOGIES INC NOTE 4.000% 8/1 169483AC8 $6,058 7,225,000 PRN SOLE 1 SOLE CHINA MED TECHNOLOGIES INC SPONSORED ADR 169483104 $787 60,575 SH SOLE 1 SOLE CHINA MING YANG WIND PWR GROUP SPONSORED ADR 16951C108 $2,450 175,000 SH SOLE 1 SOLE CIT GROUP INC COM NEW 125581801 $10,501 257,243 SH SOLE 1 SOLE CITIGROUP INC COM 172967101 $44,812 11,460,989 SH SOLE 1 SOLE CLEAN ENERGY FUELS CORP COM 184499101 $1,066 75,000 SH SOLE 1 SOLE CHINA MED TECHNOLOGIES INC SPONSORED ADR 169483104 $7,551 581,300 SH PUT SOLE 1 SOLE COINSTAR INC COM 19259P300 $12,897 300,000 SH SOLE 1 SOLE COLLECTIVE BRANDS INC COM 19421W100 $26,004 1,611,152 SH SOLE 1 SOLE COMCAST CORP NEW CL A 20030N101 $32,544 1,799,997 SH SOLE 1 SOLE CONTINENTAL AIRLS INC NOTE 4.500% 1/1 210795PU8 $20,872 14,336,000 PRN SOLE 1 SOLE CONVIO INC COM 21257W105 $870 94,401 SH SOLE 1 SOLE COOPER COS INC COM NEW 216648402 $21,799 471,625 SH SOLE 1 SOLE COUNTRY STYLE COOKING RESTAURNT SPONSORED ADR 22238M109 $1,386 48,485 SH SOLE 1 SOLE COVIDIEN PLC SHS G2554F105 $18,086 450,004 SH SOLE 1 SOLE CRIMSON EXPLORATION INC COM NEW 22662K207 $196 68,684 SH SOLE 1 SOLE CYPRESS SHARPRIDGE INVTS INC COM 23281A307 $1,584 118,629 SH SOLE 1 SOLE DANAHER CORP DEL COM 235851102 $37,970 935,003 SH SOLE 1 SOLE DARDEN RESTAURANTS INC COM 237194105 $35,585 831,812 SH SOLE 1 SOLE DELTA AIR LINES INC DEL COM NEW 247361702 $23,877 2,051,301 SH SOLE 1 SOLE DEX ONE CORP COM 25212W100 $3,954 321,954 SH SOLE 1 SOLE DIGITALGLOBE INC COM NEW 25389M877 $5,488 180,515 SH SOLE 1 SOLE DIRECTV COM CL A 25490A101 $24,978 600,000 SH SOLE 1 SOLE DISCOVER FINL SVCS COM 254709108 $6,422 385,003 SH SOLE 1 SOLE DISH NETWORK CORP CL A 25470M109 $54,520 2,838,099 SH SOLE 1 SOLE DISNEY WALT CO COM DISNEY 254687106 $3,310 100,000 SH SOLE 1 SOLE DIVX INC COM 255413106 $1,865 195,746 SH SOLE 1 SOLE DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 $21,798 434,740 SH SOLE 1 SOLE DOVER CORP COM 260003108 $40,715 779,829 SH SOLE 1 SOLE D R HORTON INC NOTE 2.000% 5/1 23331ABB4 $7,727 7,000,000 PRN SOLE 1 SOLE EAST WEST BANCORP INC COM 27579R104 $10,774 661,785 SH SOLE 1 SOLE EATON CORP COM 278058102 $35,458 429,840 SH SOLE 1 SOLE ELSTER GROUP SE SPONSORED ADR 290348101 $5,706 413,514 SH SOLE 1 SOLE ENDURANCE SPECIALTY HLDGS LT SHS G30397106 $15,938 400,456 SH SOLE 1 SOLE ENERGY PARTNERS LTD COM NEW 29270U303 $591 49,186 SH SOLE 1 SOLE ENTERPRISE GP HLDGS L P UNIT LP INT 293716106 $20,442 348,127 SH SOLE 1 SOLE ENTROPIC COMMUNICATIONS INC COM 29384R105 $574 59,765 SH SOLE 1 SOLE EXPEDIA INC DEL COM 30212P105 $15,527 550,000 SH CALL SOLE 1 SOLE EXPEDIA INC DEL COM 30212P105 $15,527 550,000 SH PUT SOLE 1 SOLE FIFTH THIRD BANCORP COM 316773100 $6,015 500,000 SH SOLE 1 SOLE FINANCIAL ENGINES INC COM 317485100 $1,328 100,000 SH SOLE 1 SOLE FIRST NIAGARA FINL GP INC COM 33582V108 $5,510 473,000 SH SOLE 1 SOLE FOOT LOCKER INC COM 344849104 $20,477 1,409,271 SH SOLE 1 SOLE FORD MTR CO DEL NOTE 4.250%12/1 345370CF5 $14,109 9,500,000 PRN SOLE 1 SOLE FRANKLIN RES INC COM 354613101 $34,464 322,395 SH SOLE 1 SOLE FURIEX PHARMACEUTICALS INC COM 36106P101 $586 51,913 SH SOLE 1 SOLE GAP INC DEL COM 364760108 $37,417 2,007,344 SH SOLE 1 SOLE GENERAL DYNAMICS CORP COM 369550108 $39,588 630,280 SH SOLE 1 SOLE GENMARK DIAGNOSTICS INC COM 372309104 $588 175,000 SH SOLE 1 SOLE GENZYME CORP COM 372917104 $17,698 250,000 SH CALL SOLE 1 SOLE GOLDMAN SACHS GROUP INC COM 38141G104 $17,602 121,745 SH SOLE 1 SOLE GOODRICH CORP COM 382388106 $36,499 495,042 SH SOLE 1 SOLE GOOGLE INC CL A 38259P508 $52,579 100,000 SH SOLE 1 SOLE HARTFORD FINL SVCS GROUP INC COM 416515104 $16,818 732,820 SH SOLE 1 SOLE HATTERAS FINL CORP COM 41902R103 $1,867 65,577 SH SOLE 1 SOLE HERTZ GLOBAL HOLDINGS INC NOTE 5.250% 6/0 42805TAA3 $26,505 18,000,000 PRN SOLE 1 SOLE HEWITT ASSOCS INC COM 42822Q100 $73,866 1,464,718 SH SOLE 1 SOLE HEWLETT PACKARD CO COM 428236103 $5,890 140,000 SH SOLE 1 SOLE HEWLETT PACKARD CO COM 428236103 $12,621 300,000 SH PUT SOLE 1 SOLE HOSPIRA INC COM 441060100 $19,098 335,000 SH SOLE 1 SOLE IFM INVTS LTD ADS 45172L100 $778 129,747 SH SOLE 1 SOLE ILLUMINA INC COM 452327109 $24,251 492,913 SH SOLE 1 SOLE INTERMUNE INC COM 45884X103 $27,836 2,043,745 SH SOLE 1 SOLE INTERNATIONAL GAME TECHNOLOG NOTE 3.250% 5/0 459902AQ5 $5,981 5,500,000 PRN SOLE 1 SOLE INTERPUBLIC GROUP COS INC COM 460690100 $15,058 1,501,256 SH SOLE 1 SOLE INTERPUBLIC GROUP COS INC NOTE 4.250% 3/1 460690BA7 $27,515 25,341,000 PRN SOLE 1 SOLE INTERPUBLIC GROUP COS INC NOTE 4.750% 3/1 460690BE9 $2,185 1,928,000 PRN SOLE 1 SOLE INTRALINKS HLDGS INC COM 46118H104 $1,313 77,654 SH SOLE 1 SOLE INVESCO MORTGAGE CAPITAL INC COM 46131B100 $6,562 304,918 SH SOLE 1 SOLE IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 $648 63,663 SH SOLE 1 SOLE K V PHARMACEUTICAL CO CL A 482740206 $585 250,000 SH SOLE 1 SOLE KBR INC COM 48242W106 $22,571 916,035 SH SOLE 1 SOLE KENNAMETAL INC COM 489170100 $26,246 848,573 SH SOLE 1 SOLE KEYCORP NEW COM 493267108 $23,999 3,015,011 SH SOLE 1 SOLE KINETIC CONCEPTS INC COM NEW 49460W208 $14,359 392,547 SH SOLE 1 SOLE KING PHARMACEUTICALS INC COM 495582108 $17,664 1,773,521 SH SOLE 1 SOLE KOHLS CORP COM 500255104 $36,351 690,038 SH SOLE 1 SOLE KROGER CO COM 501044101 $32,701 1,509,727 SH SOLE 1 SOLE L-1 IDENTITY SOLUTIONS INC COM 50212A106 $11,730 1,000,000 SH SOLE 1 SOLE LEAP WIRELESS INTL INC COM NEW 521863308 $4,167 337,432 SH SOLE 1 SOLE LEAR CORP COM NEW 521865204 $1,294 16,397 SH SOLE 1 SOLE LENNOX INTL INC COM 526107107 $15,651 375,412 SH SOLE 1 SOLE LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 $15,081 1,100,012 SH SOLE 1 SOLE LIBERTY MEDIA CORP NEW DEB 3.125% 3/3 530718AF2 $9,848 8,908,000 PRN SOLE 1 SOLE LINCOLN NATL CORP IND COM 534187109 $12,032 503,005 SH SOLE 1 SOLE LIVE NATION ENTERTAINMENT IN COM 538034109 $29,640 2,999,997 SH SOLE 1 SOLE LIZ CLAIBORNE INC COM 539320101 $26,423 4,345,864 SH SOLE 1 SOLE LULULEMON ATHLETICA INC COM 550021109 $4,472 99,997 SH SOLE 1 SOLE LYONDELLBASELL INDSN V SHS -A COM 050828824 $5,378 225,004 SH SOLE 1 SOLE MARINER ENERGY INC COM 56845T305 $73,146 3,018,827 SH SOLE 1 SOLE MARSH & MCLENNAN COS INC COM 571748102 $21,643 897,317 SH SOLE 1 SOLE MASCO CORP COM 574599106 $15,416 1,400,205 SH SOLE 1 SOLE MCAFEE INC COM 579064106 $98,348 2,081,009 SH SOLE 1 SOLE MCDERMOTT INTL INC COM 580037109 $8,896 601,905 SH SOLE 1 SOLE MCDONALDS CORP COM 580135101 $30,922 415,000 SH SOLE 1 SOLE MERCK & CO INC NEW COM 58933Y105 $1,656 45,000 SH SOLE 1 SOLE MERCK & CO INC NEW COM 58933Y105 $16,565 450,000 SH PUT SOLE 1 SOLE MERCK & CO INC NEW COM 58933Y105 $18,405 500,000 SH CALL SOLE 1 SOLE MGIC INVT CORP WIS NOTE 5.000% 5/0 552848AD5 $18,054 16,555,000 PRN SOLE 1 SOLE MICROSOFT CORP COM 594918104 $4,898 200,000 SH CALL SOLE 1 SOLE MIRANT CORP NEW COM 60467R100 $10,776 1,081,893 SH SOLE 1 SOLE MITEL NETWORKS CORP COM 60671Q104 $1,311 213,574 SH SOLE 1 SOLE MOSAIC CO COM 61945A107 $28,792 490,000 SH SOLE 1 SOLE MSCI INC CL A 55354G100 $3,963 119,345 SH SOLE 1 SOLE NATIONAL CINEMEDIA INC COM 635309107 $7,752 433,100 SH SOLE 1 SOLE NBTY INC COM 628782104 $1,747 31,783 SH SOLE 1 SOLE NEWS CORP CL A 65248E104 $35,480 2,716,666 SH SOLE 1 SOLE NXP SEMICONDUCTORS N V COM N6596X109 $2,788 225,000 SH SOLE 1 SOLE OFFICEMAX INC DEL COM 67622P101 $24,128 1,843,204 SH SOLE 1 SOLE OMNICOM GROUP INC COM 681919106 $35,927 910,000 SH SOLE 1 SOLE ONYX PHARMACEUTICALS INC COM 683399109 $17,118 648,903 SH SOLE 1 SOLE ORACLE CORP COM 68389X105 $3,571 133,000 SH SOLE 1 SOLE PACCAR INC COM 693718108 $21,668 450,000 SH SOLE 1 SOLE PACTIV CORP COM 695257105 $62,692 1,900,919 SH SOLE 1 SOLE PAREXEL INTL CORP COM 699462107 $17,908 774,231 SH SOLE 1 SOLE PARKER DRILLING CO NOTE 2.125% 7/1 701081AR2 $5,639 6,000,000 PRN SOLE 1 SOLE PENSKE AUTOMOTIVE GRP INC COM 70959W103 $16,579 1,255,978 SH SOLE 1 SOLE PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 $17,074 470,742 SH SOLE 1 SOLE PFIZER INC COM 717081103 $25,755 1,500,000 SH SOLE 1 SOLE PHARMACEUTICAL PROD DEV INC COM 717124101 $32,328 1,304,055 SH SOLE 1 SOLE PILGRIMS PRIDE CORP NEW COM 72147K108 $1,151 204,725 SH SOLE 1 SOLE PIONEER NAT RES CO NOTE 2.875% 1/1 723787AH0 $3,209 2,564,000 PRN SOLE 1 SOLE PLAINS EXPL& PRODTN CO COM 726505100 $957 35,900 SH SOLE 1 SOLE POLO RALPH LAUREN CORP CL A 731572103 $28,644 318,763 SH SOLE 1 SOLE POTASH CORP SASK INC COM 73755L107 $14,404 100,000 SH SOLE 1 SOLE PRUDENTIAL FINL INC COM 744320102 $64,667 1,193,550 SH SOLE 1 SOLE QUIDEL CORP COM 74838J101 $8,675 789,394 SH SOLE 1 SOLE QUINSTREET INC COM 74874Q100 $7,857 524,176 SH SOLE 1 SOLE QWEST COMMUNICATIONS INTL INC COM 749121109 $62,365 9,946,612 SH SOLE 1 SOLE RADIOSHACK CORP COM 750438103 $34,042 1,595,945 SH SOLE 1 SOLE ROADRUNNER TRNSN SVCS HLDG I COM 76973Q105 $915 84,427 SH SOLE 1 SOLE SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 $3,825 80,391 SH SOLE 1 SOLE SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 $31,385 1,588,300 SH SOLE 1 SOLE SIGNATURE BK NEW YORK N Y COM 82669G104 $4,272 110,000 SH SOLE 1 SOLE SMITHFIELD FOODS INC NOTE 4.000% 6/3 832248AR9 $10,542 10,000,000 PRN SOLE 1 SOLE SMURFIT-STONE CONTAINER CORP COM 83272A104 $1,096 59,666 SH SOLE 1 SOLE SONIC SOLUTIONS COM 835460106 $8,543 750,716 SH SOLE 1 SOLE SOUFUN HLDGS LTD ADR 836034108 $5,541 85,005 SH SOLE 1 SOLE SPDR GOLD TRUST GOLD SHS 78463V107 $6,396 50,000 SH CALL SOLE 1 SOLE SPDR GOLD TRUST GOLD SHS 78463V107 $6,396 50,000 SH PUT SOLE 1 SOLE SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 $33,893 1,700,586 SH SOLE 1 SOLE SPRINT NEXTEL CORP COM SER 1 852061100 $8,797 1,900,000 SH SOLE 1 SOLE STATE STR CORP COM 857477103 $14,499 385,000 SH SOLE 1 SOLE SUNTRUST BKS INC COM 867914103 $19,889 770,002 SH SOLE 1 SOLE SUPERVALU INC COM 868536103 $4,463 387,078 SH SOLE 1 SOLE SVB FINL GROUP COM 78486Q101 $3,386 80,000 SH SOLE 1 SOLE SYSCO CORP COM 871829107 $25,355 889,019 SH SOLE 1 SOLE TARGET CORP COM 87612E106 $10,688 200,000 SH CALL SOLE 1 SOLE TCF FINL CORP COM 872275102 $8,142 502,889 SH SOLE 1 SOLE TENNECO INC COM 880349105 $9,266 319,865 SH SOLE 1 SOLE TESLA MTRS INC COM 88160R101 $7,339 359,687 SH SOLE 1 SOLE TEVA PHARMACEUTICAL INDS LTD ADR 881624209 $5,275 100,000 SH PUT SOLE 1 SOLE TEXTRON INC NOTE 4.500% 5/0 883203BN0 $17,885 10,500,000 PRN SOLE 1 SOLE TIVO INC COM 888706108 $1,359 150,003 SH SOLE 1 SOLE TRANSDIGM GROUP INC COM 893641100 $27,923 450,000 SH SOLE 1 SOLE TYSON FOODS INC NOTE 3.250%10/1 902494AP8 $7,909 6,665,000 PRN SOLE 1 SOLE UIL HLDG CORP COM 902748102 $7,372 261,800 SH SOLE 1 SOLE UNITED STATES STL CORP NEW NOTE 4.000% 5/1 912909AE8 $7,746 5,000,000 PRN SOLE 1 SOLE URBAN OUTFITTERS INC COM 917047102 $30,944 984,222 SH SOLE 1 SOLE VALEANT PHARMACEUTICALS INTL COM 91911X104 $33,903 1,353,400 SH SOLE 1 SOLE VERIZON COMMUNICATIONS INC COM 92343V104 $16,295 500,000 SH SOLE 1 SOLE VIACOM INC NEW CL B 92553P201 $34,200 945,000 SH SOLE 1 SOLE VISA INC COM CL A 92826C839 $7,426 100,000 SH SOLE 1 SOLE WABASH NATL CORP COM 929566107 $1,450 179,200 SH SOLE 1 SOLE WALGREEN CO COM 931422109 $838 25,000 SH CALL SOLE 1 SOLE WAL MART STORES INC COM 931142103 $39,685 741,500 SH SOLE 1 SOLE WARNER CHILCOTT PLC IRELAND SHS A G94368100 $7,293 325,000 SH SOLE 1 SOLE WATERS CORP COM 941848103 $43,787 618,638 SH SOLE 1 SOLE WATSON PHARMACEUTICALS INC COM 942683103 $10,048 237,484 SH SOLE 1 SOLE WELLS FARGO & CO NEW COM 949746101 $42,319 1,684,996 SH SOLE 1 SOLE WENDYS ARBYS GROUP INC COM 950587105 $20,441 4,512,297 SH SOLE 1 SOLE WESCO INTL INC COM 95082P105 $21,068 536,218 SH SOLE 1 SOLE WHOLE FOODS MKT INC COM 966837106 $2,353 63,404 SH SOLE 1 SOLE WILLIAMS SONOMA INC COM 969904101 $26,797 845,321 SH SOLE 1 SOLE WMS INDS INC COM 929297109 $28,903 759,197 SH SOLE 1 SOLE ZIONS BANCORPORATION COM 989701107 $3,204 150,000 SH CALL SOLE 1 SOLE ZIONS BANCORPORATION COM 989701107 $10,830 507,006 SH SOLE 1 SOLE ZYMOGENETICS INC COM 98985T109 $4,875 500,000 SH SOLE 1 SOLE