0001011438-11-000210.txt : 20110517 0001011438-11-000210.hdr.sgml : 20110517 20110517150055 ACCESSION NUMBER: 0001011438-11-000210 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110517 DATE AS OF CHANGE: 20110517 EFFECTIVENESS DATE: 20110517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ANGELO GORDON & CO LP/NY CENTRAL INDEX KEY: 0000860662 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-02616 FILM NUMBER: 11851162 BUSINESS ADDRESS: STREET 1: 245 PARK AVE 26TH FL CITY: NEW YORK STATE: NY ZIP: 10167 MAIL ADDRESS: STREET 1: 245 PARK AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 13F-HR/A 1 form_13fa-angelo.txt --------------------------- [ OMB APPROVAL ] [-------------------------] [OMB Number: 3235-0006] [Expires: August 31, 2012] [Estimated average burden ] [hours per response...23.5] --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one.): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Angelo, Gordon & Co., L.P. Address: 245 Park Avenue, 26th Floor New York, New York 10167 Form 13F File Number: 028-02616 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kirk P. Wickman Title: Chief Administrative Officer Phone: 212-692-2010 Signature, Place, and Date of Signing: /s/ Kirk P. Wickman New York, New York May 17, 2011 -------------------- ------------------ ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 ---------- Form 13F Information Table Entry Total: 73 ---------- Form 13F Information Table Value Total: $1,927,053 ---------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- ----------------------- ------- None. Angelo, Gordon & Co., L.P. Form 13F Information Table Quarter ended March 31, 2011

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS or SH/ PUT/ INV. OTHR VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISC. MGRS SOLE SHARED NONE ----------------------- --------------- --------- ---------- ---------- --- ---- ---- ---- ---------- ------ ----- AGCO CORP NOTE 1.750%12/3 001084AL6 $ 57,725 23,661,000 PRN SOLE 23,661,000 AIRTRAN HLDGS INC NOTE 5.250%11/0 00949PAD0 $ 44,070 30,586,000 PRN SOLE 30,586,000 ALCOA INC NOTE 5.250% 3/1 013817AT8 $ 62,199 22,100,000 PRN SOLE 22,100,000 AMR CORP NOTE 6.250%10/1 001765BC9 $ 4,772 4,600,000 PRN SOLE 4,600,000 ALLERGAN INC NOTE 1.500% 4/0 018490AL6 $ 20,999 18,800,000 PRN SOLE 18,800,000 ALPHA NATURAL RESOURCES INC COM 02076X102 $ 5,397 90,900 SH PUT SOLE 90,900 ARCHER DANIELS MIDLAND CO COM 039483102 $ 3,831 106,400 SH SOLE 106,400 BLACKROCK INC DBCV 2.625% 2/1 09247XAB7 $ 39,406 19,202,000 PRN SOLE 19,202,000 BORGWARNER INC NOTE 3.500% 4/1 099724AF3 $ 26,883 10,981,000 PRN SOLE 10,981,000 CMS ENERGY CORP NOTE 2.875%12/0 125896AW0 $ 11,433 7,500,000 PRN SOLE 7,500,000 CEMEX SAB DE CV SPON ADR NEW 151290889 $ 5,936 664,700 SH SOLE 664,700 CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167CA3 $ 612 571,000 PRN SOLE 571,000 CITIGROUP INC UNIT 99/99/9999 172967416 $ 30,912 245,000 SH SOLE 245,000 CYCLACEL PHARMACEUTICALS INC PFD CONV EX 6% 23254L207 $ 843 196,000 SH SOLE 196,000 DRYSHIPS INC. NOTE 5.000%12/0 262498AB4 $ 23,179 23,318,000 PRN SOLE 23,318,000 EASTMAN KODAK CO COM 277461109 $ 439 136,000 SH SOLE 136,000 EMERGENCY MEDICAL SVCS CORP CL A 29100P102 $ 4,769 75,000 SH SOLE 75,000 EMERGENCY MEDICAL SVCS CORP CL A 29100P102 $ 7,027 110,500 SH CALL SOLE 110,500 ENERGY CONVERSION DEVICES IN NOTE 3.000% 6/1 292659AA7 $ 7,441 12,198,000 PRN SOLE 12,198,000 FAIRPOINT COMMUNICATIONS INC COM NEW 305560302 $ 78,080 4,628,325 SH SOLE 4,628,325 FORD MTR CO DEL NOTE 4.250%11/1 345370CN8 $ 82,468 45,533,000 PRN SOLE 45,533,000 GSI GROUP INC CDA NEW COM NEW 36191C205 $ 132 12,791 SH SOLE 12,791 GENCORP INC SDCV 4.062%12/3 368682AN0 $ 8,841 9,045,000 PRN SOLE 9,045,000 GENZYME CORP COM 372917104 $ 51,252 673,000 SH SOLE 673,000 GENZYME CORP COM 372917104 $ 26,654 350,000 SH CALL SOLE 350,000 HARVEST NATURAL RESOURCES IN NOTE 8.250% 3/0 41754VAA1 $ 17,137 6,300,000 PRN SOLE 6,300,000 HERTZ GLOBAL HOLDINGS INC NOTE 5.250% 6/0 42805TAA3 $ 48,858 24,200,000 PRN SOLE 24,200,000 ILLUMINA INC NOTE 0.625% 2/1 452327AB5 $ 63,863 20,000,000 PRN SOLE 20,000,000 INCYTE CORP NOTE 4.750%10/0 45337CAJ1 $ 25,472 12,700,000 PRN SOLE 12,700,000 INGERSOLL-RAND GLOBAL HLDG C NOTE 4.500% 4/1 45687AAD4 $ 22,564 8,319,000 PRN SOLE 8,319,000 INTEL CORP COM 458140100 $ 2,981 147,700 SH SOLE 147,700 INVITROGEN CORP NOTE 3.250% 6/1 46185RAM2 $ 554 500,000 PRN SOLE 500,000 ISTAR FINL INC FRNT 10/0 45031UBF7 $ 24,459 27,026,000 PRN SOLE 27,026,000 IXIA COM 45071R109 $ 635 40,000 SH SOLE 40,000 JETBLUE AIRWAYS CORP DBCV 5.500%10/1 477143AD3 $ 3,057 2,000,000 PRN SOLE 2,000,000 JETBLUE AIRWAYS CORP DBCV 6.750%10/1 477143AF8 $ 23,479 15,290,000 PRN SOLE 15,290,000 JETBLUE AIRWAYS CORP DBCV 6.750%10/1 477143AG6 $ 12,037 7,621,000 PRN SOLE 7,621,000 L-3 COMMUNICATIONS CORP DEBT 3.000% 8/0 502413AW7 $ 50,357 50,000,000 PRN SOLE 50,000,000 LIBERTY GLOBAL INC NOTE 4.500%11/1 530555AB7 $ 85,917 50,596,000 PRN SOLE 50,596,000 LIBERTY MEDIA CORP NEW DEB 3.125% 3/3 530718AF2 $ 15,464 13,000,000 PRN SOLE 13,000,000 MASSEY ENERGY CO NOTE 3.250% 8/0 576203AJ2 $ 29,027 25,500,000 PRN SOLE 25,500,000 MASSEY ENERGY COMPANY COM 576206106 $ 23,926 350,000 SH SOLE 350,000 MASSEY ENERGY COMPANY COM 576206106 $ 11,621 170,000 SH CALL SOLE 170,000 MCMORAN EXPLORATION CO COM 582411104 $ 2,657 150,000 SH PUT SOLE 150,000 METLIFE INC UNIT 99/99/9999 59156R116 $ 78,241 925,000 SH SOLE 925,000 MICROCHIP TECHNOLOGY INC SDCV 2.125%12/1 595017AB0 $ 10,233 7,500,000 PRN SOLE 7,500,000 MICROSOFT CORP COM 594918104 $ 11,970 471,447 SH SOLE 471,447 MOLSON COORS BREWING CO CL B 60871R209 $ 7,137 152,200 SH SOLE 152,200 MOLYCORP INC DEL PFD CONV SER A 608753208 $ 16,943 150,000 SH SOLE 150,000 MYLAN INC NOTE 3.750% 9/1 628530AJ6 $ 66,267 36,000,000 PRN SOLE 36,000,000 NETAPP INC NOTE 1.750% 6/0 64110DAB0 $ 35,613 22,500,000 PRN SOLE 22,500,000 NICOR INC COM 654086107 $ 2,341 43,600 SH CALL SOLE 43,600 OLD REP INTL CORP NOTE 3.750% 3/1 680223AH7 $ 20,111 20,000,000 PRN SOLE 20,000,000 OMNICOM GROUP INC COM 681919106 $ 7,717 157,300 SH SOLE 157,300

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS or SH/ PUT/ INV. OTHR VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISC. MGRS SOLE SHARED NONE ----------------------- --------------- --------- ---------- ---------- --- ---- ---- ---- ---------- ------ ----- OMNICOM GROUP INC NOTE 7/3 681919AV8 $ 10,308 10,000,000 PRN SOLE 10,000,000 PEABODY ENERGY CORP SDCV 4.750%12/1 704549AG9 $ 9,934 7,500,000 PRN SOLE 7,500,000 PULSE ELECTRONICS CORP NOTE 7.000%12/1 74586WAA4 $ 9,612 8,500,000 PRN SOLE 8,500,000 QUAD / GRAPHICS INC COM CL A 747301109 $ 122,182 2,872,163 SH SOLE 2,872,163 SMURFIT-STONE CONTAINER CORP COM 83272A104 $ 6,184 160,000 SH SOLE 160,000 STANLEY BLACK & DECKER INC COM 854502101 $ 17,174 224,200 SH SOLE 224,200 SYMANTEC CORP COM 871503108 $ 12,264 661,500 SH SOLE 661,500 TEXTRON INC NOTE 4.500% 5/0 883203BN0 $ 67,033 31,185,000 PRN SOLE 31,185,000 TRIUMPH GROUP INC NEW NOTE 2.625%10/0 896818AB7 $ 32,990 20,200,000 PRN SOLE 20,200,000 UAL CORP NOTE 6.000%10/1 902549AJ3 $ 79,301 28,070,000 PRN SOLE 28,070,000 UNITED RENTALS INC NOTE 4.000%11/1 911363AL3 $ 34,316 11,082,000 PRN SOLE 11,082,000 UNITED STATES STL CORP NEW NOTE 4.000% 5/1 912909AE8 $ 89,865 49,300,000 PRN SOLE 49,300,000 VERIGY LTD NOTE 5.250% 7/1 92345XAB4 $ 2,187 1,765,000 PRN SOLE 1,765,000 VIRGIN MEDIA INC NOTE 6.500%11/1 92769LAB7 $ 46,544 27,500,000 PRN SOLE 27,500,000 WESCO INTL INC DBCV 6.000% 9/1 95082PAH8 $ 17,812 7,500,000 PRN SOLE 7,500,000 WEST PHARMACEUTICAL SVSC INC SDCV 4.000% 3/1 955306AA3 $ 19,055 19,700,000 PRN SOLE 19,700,000 WESTERN REFNG INC NOTE 5.750% 6/1 959319AC8 $ 21,982 12,500,000 PRN SOLE 12,500,000 WHITING PETE CORP NEW PERP PFD CONV 966387201 $ 971 2,807 SH SOLE 2,807 ZIONS BANCORPORATION *W EXP 05/22/202 989701115 $ 1,404 200,000 SH SOLE 200,000 Total Fair Market Value (in thousands) Total $1,927,053