0001047469-11-005225.txt : 20110516 0001047469-11-005225.hdr.sgml : 20110516 20110516160244 ACCESSION NUMBER: 0001047469-11-005225 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110516 DATE AS OF CHANGE: 20110516 EFFECTIVENESS DATE: 20110516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKFIELD INVESTMENT MANAGEMENT INC. CENTRAL INDEX KEY: 0001273887 IRS NUMBER: 133519673 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13826 FILM NUMBER: 11846722 BUSINESS ADDRESS: STREET 1: THREE WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-1010 BUSINESS PHONE: 2125498400 MAIL ADDRESS: STREET 1: THREE WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-1010 FORMER COMPANY: FORMER CONFORMED NAME: Brookfield Investment Management Inc. DATE OF NAME CHANGE: 20091001 FORMER COMPANY: FORMER CONFORMED NAME: Hyperion Brookfield Asset Management, Inc. DATE OF NAME CHANGE: 20090716 FORMER COMPANY: FORMER CONFORMED NAME: HYPERION CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 20031218 13F-HR 1 a2204201z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F-HR FORM 13F-HR COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Brookfield Investment Management Inc. ------------------------------------- Address: Three World Financial Center ------------------------------------- 200 Vesey Street ------------------------------------- New York, NY 10281 ------------------------------------- Form 13F File Number: 028-13826 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Seth Gelman ------------------------------- Title: Chief Compliance Officer ------------------------------- Phone: 212-549-8415 ------------------------------- Signature, Place, and Date of Signing: /s/ Seth Gelman New York, NY May 16, 2011 ------------------------------- ----------------- ------------ [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 -------------------- Form 13F Information Table Entry Total: 98 -------------------- Form 13F Information Table Value Total: 2,197,016 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name (1) 028-14349 Brookfield Asset Management Inc. ------ ---------------- --------------------------------- (2) 028-13827 AMP Capital Brookfield (US) LLC ------ ---------------- --------------------------------- FORM 13F

Voting Authority ---------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None -------------------------------- -------------- --------- -------- -------- --- ---- ------- -------- -------- ------ ------- ALTRIA GROUP INC. COM 02209S103 524 20125 SH Defined (1) 20125 AMEREN CORP COM 023608102 3579 127500 SH Defined (1) 127500 American Tower Corp COM 029912201 1877 36226 SH Defined (1) (2) 36226 Ashford Hospitality Trust Inc COM 044103109 3615 328000 SH Defined (1) (2) 159800 168200 AT&T COM 00206R102 809 26440 SH Defined (1) 26440 AvalonBay Communities Inc COM 053484101 90674 755113 SH Defined (1) (2) 112576 642537 Avatar Holdings Inc COM 053494100 9137 461705 SH Defined (1) (2) 226600 235105 B&G FOODS INC COM 05508R106 375 20000 SH Defined (1) 20000 Beazer Homes USA Inc COM 07556Q105 7560 1654227 SH Defined (1) (2) 930000 724227 Boston Properties Inc COM 101121101 135925 1433049 SH Defined (1) (2) 264338 1168711 Brandywine Realty Trust COM 105368203 74290 6119470 SH Defined (1) (2) 983657 5135813 BRISTOL-MYERS SQUIBB COMPANY COM 110122108 3445 130330 SH Defined (1) 130330 Brookdale Senior Living Inc COM 112463104 109875 3924103 SH Defined (1) (2) 854864 3069239 Brookfield Homes Corp COM 112723101 1631 173500 SH Defined (1) (2) 173500 Camden Property Trust COM 133131102 85161 1498784 SH Defined (1) (2) 239989 1258795 CBL & Associates Properties In COM 124830100 56608 3249600 SH Defined (1) (2) 551800 2697800 CENTERPOINT ENERGY INC COM 15189T107 534 30400 SH Defined (1) 30400 CenterPoint Energy Inc COM 15189T107 2717 154700 SH Defined (1) (2) 154700 China Real Estate Information COM 16948Q103 4071 521200 SH Defined (1) (2) 253300 267900 CITIGROUP INC COM 172967101 161 36538 SH Defined (1) 36538 Commonwealth REIT 6.50% Serie COM 203233408 21055 975200 SH Defined (1) (2) 975200 CONSOLIDATED EDISON INC COM 209115104 507 10000 SH Defined (1) 10000 Coresite Realty Corp COM 21870Q105 22051 1392100 SH Defined (1) (2) 525500 866600 Crown Castle International Cor COM 228227104 3751 88150 SH Defined (1) (2) 88150 Digital Realty Trust Inc COM 253868103 94769 1630013 SH Defined (1) (2) 304314 1325699 DOMINION RESOURCES INC VA COM 25746U109 3574 79950 SH Defined (1) 79950 Douglas Emmett Inc COM 25960P109 56632 3020377 SH Defined (1) (2) 451300 2569077 DR HORTON COM 23331A109 281 24100 SH Defined (1) 24100 Duke Realty Corp COM 264411505 6921 494000 SH Defined (1) (2) 494000 494000 EASTERN INSURANCE HOLDINGS COM 276534104 1603 123900 SH Defined (1) 123900 EastGroup Properties Inc COM 277276101 12395 281900 SH Defined (1) (2) 68600 213300 ELI LILLY & CO COM 532457108 3428 97470 SH Defined (1) 97470 Emeritus Corp COM 291005106 16941 665379 SH Defined (1) (2) 283700 381679 Empresas ICA SAB de CV COM 292448206 316 34600 SH Defined (1) (2) 34600 Enbridge Inc COM 29250N105 3424 55887 SH Defined (1) (2) 55887 ENTERGY CORP COM 29364G103 3209 47750 SH Defined (1) 47750 Equity One Inc COM 294752100 35799 1907231 SH Defined (1) (2) 331316 1575915 Essex Property Trust Inc COM 297178105 86602 698400 SH Defined (1) (2) 115300 583100 EXELON CORPORATION COM 30161N101 3460 83905 SH Defined (1) 83905

Forest City Enterprises Inc COM 345550107 6813 361800 SH Defined (1) (2) 179000 182800 FRONTIER COMMUNICATIONS CORP COM 35906A108 790 96075 SH Defined (1) 96075 General Growth Properties Inc COM 370023103 55788 3603895 SH Defined (1) (2) 714647 2889248 GLAXOSMITHKLINE PLC COM 37733W105 3501 91151 SH Defined (1) 91151 Grupo Aeroportuario del Surest COM 40051E202 852 14500 SH Defined (1) (2) 14500 HCP INC COM 40414L109 4153 109450 SH Defined (1) 109450 Health Care REIT Inc COM 42217K106 94220 1796714 SH Defined (1) (2) 326900 1469814 Highwoods Properties Inc COM 431284108 60258 1721172 SH Defined (1) (2) 298800 1422372 Hovnanian Enterprises Inc COM 442487203 5383 1524900 SH Defined (1) (2) 764400 760500 INTEL CORPORATION COM 458140100 3238 160477 SH Defined (1) 160477 ISHARES MSCI EAFE INDEX COM 464287465 1309 21784 SH Defined (1) 21784 ISHARES MSCI EMERG MKT COM 464287234 894 18359 SH Defined (1) 18359 ISHARES Russell 1000 COM 464287622 1373 18582 SH Defined (1) 18582 ISHARES S&P 500 GRW COM 464287309 808 11764 SH Defined (1) 11764 ISHARES S&P 500 VALUE COM 464287408 556 8783 SH Defined (1) 8783 ISHARES S&P Mid Cap 400 COM 464287507 2708 27433 SH Defined (1) 27433 ISHARES S&P SMLCP GROW COM 464287887 1517 19199 SH Defined (1) 19199 ISHARES S&P SMLCP VALU COM 464287879 1461 19167 SH Defined (1) 19167 ISHARES Trust S&P 500 Index Fund COM 464287200 2076 15607 SH Defined (1) (2) 40200 ITC Holdings Corp COM 465685105 1559 22300 SH Defined (1) (2) 22300 JOHNSON & JOHNSON COM 478160104 3114 52558 SH Defined (1) 52558 KB Home COM 48666K109 11702 940700 SH Defined (1) (2) 423700 517000 Kinder Morgan Management LLC COM 49455U100 275 4200 SH Defined (1) (2) 4200 Lennar Corp COM 526057104 41782 2305862 SH Defined (1) (2) 494100 1811762 Liberty Property Trust COM 531172104 29903 908900 SH Defined (1) (2) 130900 778000 Macerich Co/The COM 554382101 3497 70611 SH Defined (1) (2) 1190 69421 MDC HOLDINGS INC COM 552676108 223 8800 SH Defined (1) 8800 MERCK & CO INC COM 58933Y105 3800 115115 SH Defined (1) 115115 MGM Resorts International COM 552953101 6572 499800 SH Defined (1) (2) 298000 201800 NEXTERA ENERGY INC COM 65339F101 3530 64034 SH Defined (1) 64034 NISKA GAS STORAGE PARTNERS LLC COM 654678101 273 12500 SH Defined (1) 12500 Omega Healthcare Investors Inc COM 681936100 63115 2825206 SH Defined (1) (2) 458200 2367006 PAETEC HOLDING CORP COM 695459107 50 15000 SH Defined (1) 15000 Parkway Properties Inc/Md COM 70159Q104 6522 383662 SH Defined (1) (2) 188100 195562 Pennsylvania Real Estate Inves COM 709102107 26133 1831294 SH Defined (1) (2) 839559 991735 PHILIP MORRIS INTL INC COM 718172109 531 8090 SH Defined (1) 8090 PP&L CORPORATION COM 69351T106 3314 130975 SH Defined (1) 130975 PROGRESS ENERGY INC COM 743263105 518 11225 SH Defined (1) 11225 PUBLIC SERVICES ENTERPRISES COM 744573106 3452 109550 SH Defined (1) 109550 Public Storage COM 74460D109 211870 1910288 SH Defined (1) (2) 335588 1574700 RYLAND GROUP INC COM 783764103 213 13400 SH Defined (1) 13400 SBA Communications Corp COM 78388J106 1988 50100 SH Defined (1) (2) 50100 Sempra Energy COM 816851109 3889 72700 SH Defined (1) (2) 72700 Simon Property Group Inc COM 828806109 295277 2755478 SH Defined (1) (2) 494109 2261369 SL Green Realty Corp COM 78440X101 46551 619033 SH Defined (1) (2) 157080 461953 SOUTHERN COMPANY COM 842587107 3493 91650 SH Defined (1) 91650 Southern Union Co COM 844030106 3869 135200 SH Defined (1) (2) 135200 SPDR S&P MIDCAP 400 ETF TRUST COM 78467Y107 2808 15640 SH Defined (1) 15640 SPDR TRUST SERIES I COM 78462F103 2287 17252 SH Defined (1) 17252 Spectra Energy Corp COM 847560109 3387 124600 SH Defined (1) (2) 124600 Thomas Properties Group Inc COM 884453101 489 145909 SH Defined (1) (2) 145909 145909 Toll Brothers Inc COM 889478103 65102 3292956 SH Defined (1) (2) 684700 2608256 TransCanada Corp COM 89353D107 4568 112699 SH Defined (1) (2) 112699 UDR Inc COM 902653104 48793 2002173 SH Defined (1) (2) 317838 1684335 Union Pacific Corp COM 907818108 265 2700 SH Defined (1) (2) 2700 VENTAS INC COM 92276F100 517 9530 SH Defined (1) 9530 VERIZON COMMUNICATIONS COM 92343V104 832 21600 SH Defined (1) 21600 Weingarten Realty Investors COM 948741103 73351 2927035 SH Defined (1) (2) 511277 2415758 WINDSTREAM CORP COM 97381W104 618 48000 SH Defined (1) 48000 98 2197016