0001047469-11-005085.txt : 20110513 0001047469-11-005085.hdr.sgml : 20110513 20110513111742 ACCESSION NUMBER: 0001047469-11-005085 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110513 DATE AS OF CHANGE: 20110513 EFFECTIVENESS DATE: 20110513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MENDON CAPITAL ADVISORS CORP CENTRAL INDEX KEY: 0001177043 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10662 FILM NUMBER: 11838762 BUSINESS ADDRESS: STREET 1: 1117 CHEESE FACTORY ROAD CITY: HONEYOE FALLS STATE: NY ZIP: 14472 BUSINESS PHONE: 5852631307 13F-HR 1 a2204144z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Mendon Capital Advisors Corp. ------------------------------- Address: 150 Allens Creek Road ------------------------------- Rochester, NY 14618 ------------------------------- Form 13F File Number: 028-10662 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Anton Schutz ------------------------------- Title: President ------------------------------- Phone: 585-770-1770 ------------------------------- Signature, Place, and Date of Signing: /s/ Anton Schutz Rochester, NY 14618 May 13, 2011 ------------------------------- -------------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 139 -------------------- Form 13F Information Table Value Total: $191,077 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 01 028-02744 Burnham Asset Management Corp. ------ ----------------- --------------------------------- [Repeat as necessary.] FORM 13F INFORMATION TABLE

ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 -------------------------- -------- --------- ------- ---------------- ------- ------ ------------------- TITLE OF VALUE SH/PRN SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY ISSUER CLASS CUSIP (x1000) AMOUNT PRN CALL DISCRTN MGRS SOLE SHARED NONE ALLIANCE FINANCIAL COM 019205103 417 12500 SOLE 12500 0 0 ALLIANCE FINANCIAL COM 019205103 1251 37500 OTHER 01 37500 0 0 AMERIS COM 03076k108 508 50000 OTHER 01 50000 0 0 ASTORIA FINANCIAL COM 046265104 719 50000 OTHER 01 50000 0 0 BANCORP RHODE ISLAND COM 059690107 463 15000 SOLE 15000 0 0 BANCORP RHODE ISLAND COM 059690107 1100 35620 OTHER 01 35620 0 0 BANK OF AMERICA COM 060505104 267 20000 SOLE 20000 0 0 BANK OF AMERICA COM 060505104 2133 160000 OTHER 01 160000 0 0 BANK UNITED COM 06652K103 718 25000 OTHER 01 25000 0 0 BEACON FEDERAL COM 073582108 853 58724 SOLE 58724 0 0 BEACON FEDERAL COM 073582108 3770 259641 OTHER 01 259641 0 0 BENEFICIAL MUTUAL COM 08173R104 862 100000 OTHER 01 100000 0 0 BERKSHIRE HILLS COM 084680107 521 25000 OTHER 01 25000 0 0 BRYN MAWR BANK COM 117665109 409 15000 OTHER 01 15000 0 0 CENTERSTATE BANKS COM 15201P109 1395 199250 SOLE 199250 0 0 CENTERSTATE BANKS COM 15201P109 6300 900000 OTHER 01 900000 0 0 CENTERSTATE BANKS COM 15201P109 85 12178 OTHER 01 12178 0 0 CHICOPEE BANCORP COM 168565109 420 30000 SOLE 30000 0 0 CHICOPEE BANCORP COM 168565109 1050 75000 OTHER 01 75000 0 0 CHARTER FINANCIAL COM 16122M100 1915 173345 SOLE 173345 0 0 CHARTER FINANCIAL COM 16122M100 1915 173345 OTHER 01 173345 0 0 CHARTER FINANCIAL COM 16122M100 247 22350 OTHER 01 22350 0 0 CITIGROUP COM 172967101 354 80000 SOLE 80000 0 0 CITIGROUP COM 172967101 5835 1320000 OTHER 01 1320000 0 0 CITIGROUP COM 172967101 71 16000 OTHER 01 16000 0 0 CITIZENS REPUBLIC COM 174420109 178 200000 SOLE 200000 0 0 CITIZENS REPUBLIC COM 174420109 178 200000 OTHER 01 200000 0 0 CITIZENS REPUBLIC COM 174420109 14 16000 OTHER 01 16000 0 0 CITIZENS SOUTH COM 176682102 1989 446882 SOLE 446882 0 0 CITIZENS SOUTH COM 176682102 3031 681176 OTHER 01 681176 0 0 CITIZENS SOUTH COM 176682102 40 8932 OTHER 01 8932 0 0 COMERICA COM 200340107 918 25000 OTHER 01 25000 0 0 CONNECTICUT BANK AND TRUST COM 207546102 751 103630 SOLE 103630 0 0 CONNECTICUT BANK AND TRUST COM 207546102 953 131474 OTHER 01 131474 0 0 COWEN HOLDINGS COM 223622101 1881 469104 SOLE 469104 0 0 COWEN HOLDINGS COM 223622101 7148 1782395 OTHER 01 1782395 0 0 CREXUS INVESTMENT COM 226553105 1713 150000 SOLE 150000 0 0 CREXUS INVESTMENT COM 226553105 5517 450000 OTHER 01 450000 0 0 CYPRESS COM 23281A307 317 25000 SOLE 25000 0 0 CYPRESS COM 23281A307 4121 325000 OTHER 01 325000 0 0 FBR CAPITAL MARKETS COM 30247C301 1749 488400 OTHER 01 488400 0 0 FED FIRST FINANCIAL COM 31429C101 276 20000 SOLE 20000 0 0 FED FIRST FINANCIAL COM 31429C101 276 20000 OTHER 01 20000 0 0 FINANCIAL INSTITUTIONS COM 317585404 438 25000 SOLE 25000 0 0 FINANCIAL INSTITUTIONS COM 317585404 872 49755 SOLE 49755 0 0 FINANCIAL INSTITUTIONS COM 317585404 131 7490 OTHER 01 7490 0 0 FIRST CALIFORNIA COM 319395109 375 100000 SOLE 100000 0 0 FIRST CALIFORNIA COM 319395109 874 233027 OTHER 01 233027 0 0 FIRST CALIFORNIA COM 319395109 217 57990 OTHER 01 57990 0 0 FIRST DEFIANCE COM 32006W106 667 46500 SOLE 46500 0 0 FIRST DEFIANCE COM 32006W106 667 46500 OTHER 01 46500 0 0 FIRST DEFIANCE COM 32006W106 100 7000 OTHER 01 7000 0 0 FIRST UNITED BANCORP COM 33740N105 2138 309500 SOLE 309500 0 0 FIRST UNITED BANCORP COM 33740N105 8330 1205600 OTHER 01 1205600 0 0 FIRST UNITED BANCORP COM 33740N105 309 44050 OTHER 01 44050 0 0 FIRST MERIT COM 337915102 256 15000 SOLE 15000 0 0 FIRST MERIT COM 337915102 2561 150000 OTHER 01 150000 0 0 FLAGSTAR BANCORP COM 337930101 109 72500 SOLE 72500 0 0 FLAGSTAR BANCORP COM 337930101 199 132500 OTHER 01 132500 0 0 FOX CHASE BANCORP COM 35137T108 696 50000 SOLE 50000 0 0 FOX CHASE BANCORP COM 35137T108 696 50000 OTHER 01 50000 0 0 GLEACHER COM 377341102 290 166654 SOLE 166654 0 0 GLEACHER COM 377341102 5210 2994218 OTHER 01 2994218 0 0

GUARANTY BANCORP COM 40075t102 516 400000 OTHER 01 400000 0 0 HANCOCK BANCORP COM 410120109 1199 36504 SOLE 01 36504 0 0 HANCOCK BANCORP COM 410120109 3597 109512 OTHER 01 109512 0 0 HANCOCK BANCORP COM 410120109 203 6184 OTHER 01 6184 0 0 HATTERAS COM 41902R103 586 20835 SOLE 20835 0 0 HATTERAS COM 41902R103 1172 41665 OTHER 01 41665 0 0 HERITAGE FINANCIAL GROUP COM 42726X102 752 59098 SOLE 59098 0 0 HERITAGE FINANCIAL GROUP COM 42726X102 752 59097 OTHER 01 59097 0 0 HERITAGE FINANCIAL GROUP COM 42726X102 158 12389 OTHER 01 12389 0 0 HERITAGE FINL CORP COM 42722X106 354 25000 SOLE 25000 0 0 HERITAGE FINL CORP COM 42722X106 354 25000 OTHER 01 25000 0 0 HOME BANCSHARES COM 436893200 228 10000 SOLE 10000 0 0 HORIZON BANCORP COM 412850109 109 4000 OTHER 01 4000 0 0 IBERIABANK COM 450828108 120 2000 OTHER 01 2000 0 0 INVESCO MORTGAGE CAP COM 46131B100 1093 50000 SOLE 50000 0 0 INVESCO MORTGAGE CAP COM 46131B100 3278 150000 OTHER 01 150000 0 0 INVESTORS BANCORP COM 46146P102 1193 80000 SOLE 80000 0 0 INVESTORS BANCORP COM 46146P102 5867 393500 OTHER 01 393500 0 0 JACKSONVILLE BANCORP COM 469249106 528 75518 SOLE 75518 0 0 JACKSONVILLE BANCORP COM 469249106 1613 230807 OTHER 01 230807 0 0 JP MORGAN COM 46625H100 2305 50000 OTHER 01 50000 0 0 KEYCORP COM 493267108 661 74400 OTHER 01 74400 0 0 KEYCORP COM 493267108 55 6200 OTHER 01 6200 0 0 LEGG MASON COM 524901105 1805 50000 OTHER 01 50000 0 0 MORGAN STANLEY COM 617446448 683 25000 OTHER 01 25000 0 0 NEW YORK COMMUNITY COM 649445103 863 50000 OTHER 01 50000 0 0 NORTHWEST BANCORP COM 667340103 172 13698 OTHER 01 13698 0 0 OMNIAMERICAN BANCORP COM 68216R107 1188 75000 OTHER 01 75000 0 0 ORIENTAL FINANCIAL COM 68618W100 1926 153505 SOLE 153505 0 0 ORIENTAL FINANCIAL COM 68618W100 7307 582220 OTHER 01 582220 0 0 ORIENTAL FINANCIAL COM 68618W100 160 12760 OTHER 01 12760 0 0 PACIFIC CONTINENTAL COM 69412V108 202 19819 OTHER 01 19819 0 0 PARKVALE COM 701492100 166 17024 OTHER 01 17024 0 0 PENNYMAC MORTGAGE COM 70931T103 1498 81481 SOLE 81481 0 0 PENNYMAC MORTGAGE COM 70931T103 8572 466155 OTHER 01 466155 0 0 PEOPLES BANK COM 712704105 629 50000 OTHER 01 50000 0 0 PEOPLES BANK COM 712704105 108 8606 OTHER 01 8606 0 0 PNC BANK COM 693475105 1575 25000 OTHER 01 25000 0 0 POPULAR INC COM 733174106 730 250000 OTHER 01 250000 0 0 POPULAR INC COM 733174106 116 39977 OTHER 01 39977 0 0 PORTER BANCORP COM 736233107 1051 133265 SOLE 133265 0 0 PORTER BANCORP COM 736233107 4160 527214 OTHER 01 527214 0 0 ROCKVILLE COM 774188106 315 30167 SOLE 30167 0 0 ROCKVILLE COM 774188106 315 30167 OTHER 01 30167 0 0 ROME BANCORP COM 77587P103 1130 100000 SOLE 100000 0 0 ROME BANCORP COM 77587P103 322 28522 OTHER 01 28522 0 0 SOLAR SENIOR CAPITAL COM 83416M105 1118 60000 SOLE 60000 0 0 SOLAR SENIOR CAPITAL COM 83416M105 3198 171660 OTHER 01 171660 0 0 SEACOAST BANK COM 811707306 500 316306 SOLE 316306 0 0 SEACOAST BANK COM 811707306 2325 1471305 OTHER 01 1471305 0 0 SCBT COM 78401V102 927 27860 OTHER 01 27860 0 0 SCBT COM 78401V102 201 6043 OTHER 01 6043 0 0 STATE STREET COM 857477103 1124 25000 OTHER 01 25000 0 0 STERLING BANCORP COM 859158107 250 25000 SOLE 25000 0 0 STERLING BANCORP COM 859158107 1385 138400 OTHER 01 138400 0 0 STERLING BANCORP COM 859158107 80 8000 OTHER 01 8000 0 0 SYNOVUS COM 87161C105 144 60000 SOLE 60000 0 0 SYNOVUS COM 87161C105 576 240000 OTHER 01 240000 0 0 STATE BANK FINANCIAL COM 856190103 9 820 OTHER 01 820 0 0 TFS FINANCIAL COM 87240R107 6372 600000 OTHER 01 600000 0 0 TOWER BANCORP COM 891709107 642 28800 SOLE 28800 0 0 TOWER BANCORP COM 891709107 642 28800 OTHER 01 28800 0 0 TOWER BANCORP COM 891709107 98 4400 OTHER 01 4400 0 0 TWO HARBORS COM 90187B101 1309 125000 SOLE 125000 0 0 TWO HARBORS COM 90187B101 3927 375000 OTHER 01 375000 0 0 US BANCORP COM 902973304 1322 50000 OTHER 01 50000 0 0 VIEWPOINT COM 926727108 260 20000 SOLE 20000 0 0 VIEWPOINT COM 926727108 1426 109700 OTHER 01 109700 0 0 WASHINGTON BANCORP COM 937303105 383 27188 OTHER 01 27188 0 0 WASHINGTON FEDERAL COM 938824109 1474 85000 OTHER 01 85000 0 0 WASHINGTON FEDERAL COM 938824109 156 9000 OTHER 01 9000 0 0 WEBSTER FINANCIAL COM 947890109 429 20000 SOLE 20000 0 0 WEBSTER FINANCIAL COM 947890109 1822 85000 OTHER 01 85000 0 0 WESTERN LIBERTY COM 961443108 1445 361255 SOLE 361255 0 0 WESTERN LIBERTY COM 961443108 6041 1510169 OTHER 01 1510169 0 0 WESTERN LIBERTY COM 961443108 43 11130 OTHER 01 11130 0 0