0000915325-11-000006.txt : 20110511 0000915325-11-000006.hdr.sgml : 20110511 20110510194739 ACCESSION NUMBER: 0000915325-11-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110511 DATE AS OF CHANGE: 20110510 EFFECTIVENESS DATE: 20110511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BADGLEY PHELPS & BELL INC CENTRAL INDEX KEY: 0000915325 IRS NUMBER: 910789795 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04032 FILM NUMBER: 11829884 BUSINESS ADDRESS: STREET 1: 1420 FIFTH AVE STREET 2: SUITE 3200 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 2066236172 MAIL ADDRESS: STREET 1: 1420 FIFTH AVENUE STREET 2: STE 3200 CITY: SEATTLE STATE: WA ZIP: 98101 13F-HR 1 bpb13f-1q11.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FROM 13F COVER PAGE Report for the calendar year or Quarter Ended: 3/31/2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Badgley Phelps Investment Managers Address: 1420 5th Avenue Suite 3200 Seattle, WA 98101 13F File Number: 28-99999 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of the Reporting Manager: Name: Lisa Guzman Title: Chief Compliance Officer Phone: 206-623-6172 Signature, Place, and Date of Signing: Lisa Guzman Seattle, WA April 25, 2011 Report Type (Check only one.): [X] 13F HOLDINGS. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: 0 I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 120 Form 13F Information Table Value Total: 710852 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- iShares Barclays U.S. TIPS Fun 464287176 813 7452 SH Sole 2529 4923 iShares Barclays Aggregate Bon 464287226 1156 10995 SH Sole 1115 9880 iShares Barclays Interm Govt/C 464288612 2494 23154 SH Sole 13080 10074 3M 88579y101 5279 56461 SH Sole 38826 17635 Abbott Labs 002824100 285 5807 SH Sole 5017 790 Amazon.com 023135106 6659 36965 SH Sole 25207 11758 American Tower 029912201 6165 118964 SH Sole 80977 37987 Apple 037833100 12023 34498 SH Sole 23844 10654 Becton Dickinson 075887109 7691 96602 SH Sole 67306 29296 BlackRock 09247x101 6464 32160 SH Sole 22186 9974 Boeing 097023105 6511 88073 SH Sole 60546 27527 CarMax 143130102 8074 251519 SH Sole 170213 81306 Charles Schwab 808513105 5817 322632 SH Sole 222835 99797 Cisco Systems 17275r102 236 13775 SH Sole 6975 6800 Cognizant Tech Solutions 192446102 10044 123387 SH Sole 85539 37848 ConocoPhillips 20825c104 5442 68139 SH Sole 48432 19707 Costco Wholesale 22160k105 9008 122852 SH Sole 80679 42173 Ecolab 278865100 6670 130740 SH Sole 84661 46079 EMC 268648102 5707 214878 SH Sole 147929 66949 Exxon Mobil 30231g102 11434 135914 SH Sole 97322 38592 Fresenius Medical Care 358029106 6365 94264 SH Sole 64243 30021 Google 38259p508 8408 14330 SH Sole 9934 4396 Honeywell 438516106 4791 80231 SH Sole 54917 25314 IBM 459200101 8267 50697 SH Sole 38204 12493 Illinois Tool Works 452308109 5126 95426 SH Sole 65377 30049 Juniper Networks 48203r104 5464 129849 SH Sole 87527 42322 Kohl's 500255104 4748 89521 SH Sole 61574 27947 Marriott International Cl A 571903202 4731 132982 SH Sole 93118 39864 Medtronic 585055106 266 6772 SH Sole 1797 4975 Microsoft 594918104 6711 264324 SH Sole 178530 85794 Novartis 66987v109 6020 110767 SH Sole 76429 34338 Oracle 68389x105 11540 345175 SH Sole 240745 104430 PACCAR 693718108 5633 107588 SH Sole 71970 35618 PepsiCo 713448108 7902 122676 SH Sole 82475 40201 Potash Corporation of Saskatch 73755l107 5056 85792 SH Sole 59348 26444 Praxair 74005p104 10120 99609 SH Sole 68624 30985 Qualcomm 747525103 10256 187058 SH Sole 130895 56163 Schlumberger 806857108 9403 100821 SH Sole 69005 31816 Starbucks 855244109 570 15425 SH Sole 7925 7500 Stericycle 858912108 5765 65018 SH Sole 43843 21175 Teva Pharmaceutical Industries 881624209 6087 121318 SH Sole 83413 37905 United Technologies 913017109 9185 108504 SH Sole 75713 32791 Weatherford Int'l h27013103 6741 298270 SH Sole 208937 89333 Western Union 959802109 7201 346689 SH Sole 239129 107560 YUM! Brands 988498101 8813 171532 SH Sole 119885 51647 Albemarle 012653101 4161 69610 SH Sole 48879 20731 Anheuser-Busch Inbev ADR 03524a108 3832 67021 SH Sole 46611 20410 Baker Hughes 057224107 5007 68183 SH Sole 47830 20353 Bank of America 060505104 4150 311315 SH Sole 221473 89842 Bank of New York Mellon 064058100 4500 150662 SH Sole 105820 44842 Berkshire Hathaway B 084670702 5517 65967 SH Sole 46888 19079 Caterpillar 149123101 215 1933 SH Sole 333 1600 Chevron 166764100 10575 98378 SH Sole 68462 29916 Corning 219350105 3625 175729 SH Sole 124849 50880 Covidien PLC g2554f113 5854 112706 SH Sole 79026 33680 Emerson Electric 291011104 5445 93184 SH Sole 62161 31023 Fidelity National Info Service 31620m106 4238 129644 SH Sole 90234 39410 FirstEnergy 337932107 3224 86930 SH Sole 61139 25791 General Electric 369604103 6525 325445 SH Sole 231042 94403 General Mills 370334104 6544 179045 SH Sole 125771 53274 Goldman Sachs Group 38141g104 4328 27286 SH Sole 18849 8437 Hess 42809h107 4445 52163 SH Sole 36705 15458 Hewlett-Packard 428236103 4539 110790 SH Sole 77931 32859 Home Depot 437076102 6727 181509 SH Sole 126554 54955 Intel 458140100 5327 263966 SH Sole 188158 75808 John Deere 244199105 8357 86257 SH Sole 60076 26181 Johnson & Johnson 478160104 4143 69927 SH Sole 46282 23645 Johnson Controls 478366107 5457 131280 SH Sole 92360 38920 JPMorgan Chase 46625h100 7065 153260 SH Sole 107590 45670 KeyCorp 493267108 128 14464 SH Sole 9000 5464 Kraft Foods 50075n104 5361 170961 SH Sole 120098 50863 Marathon Oil 565849106 7257 136134 SH Sole 95217 40917 Marsh & McLennan 571748102 4426 148481 SH Sole 103252 45229 McDonald's 580135101 6049 79499 SH Sole 54818 24681 MetLife 59156r108 8359 186877 SH Sole 132305 54572 Morgan Stanley 617446448 3566 130516 SH Sole 91825 38691 National Oilwell Varco 637071101 5574 70315 SH Sole 48556 21759 Norfolk Southern 655844108 5693 82186 SH Sole 58645 23541 Occidental Petroleum 674599105 4999 47838 SH Sole 33143 14695 Pfizer 717081103 6662 327998 SH Sole 232637 95361 Procter & Gamble 742718109 351 5695 SH Sole 3062 2633 Rio Tinto PLC 767204100 4100 57646 SH Sole 40412 17234 Thermo Fisher Scientific 883556102 5901 106229 SH Sole 73923 32306 Time Warner 887317303 4798 134391 SH Sole 96414 37977 Union Pacific 907818108 5058 51441 SH Sole 36467 14974 Verizon Communications 92343v104 4608 119562 SH Sole 83655 35907 Wells Fargo 949746101 6894 217420 SH Sole 152239 65181 Wisconsin Energy 976657106 3858 126503 SH Sole 88860 37643 iShares Russell 2000 Fund ETF 464287655 2760 32795 SH Sole 32545 250 iShares Russell Midcap Growth 464287481 649 10655 SH Sole 10655 iShares Russell Midcap Index 464287499 3253 29845 SH Sole 29030 815 iShares Russell Midcap Value 464287473 651 13515 SH Sole 13515 iShares S&P MidCap 400 Index E 464287507 21522 218036 SH Sole 127498 90538 iShares S&P SmlCap 600 Growth 464287887 6032 76329 SH Sole 45030 31299 PowerShares FTSE RAFI US 1500 73935x567 11922 172289 SH Sole 102037 70252 iShares MSCI EAFE Index ETF 464287465 41378 688722 SH Sole 436360 252362 iShares MSCI Pacific Ex Japan 464286665 22265 460882 SH Sole 288647 172235 PowerShares Emerg Markets Infr 73937b209 5662 105044 SH Sole 65870 39174 SPDR S&P Emerging Asia Pacific 78463x301 7517 88251 SH Sole 55396 32855 SPDR S&P Emerging Latin Americ 78463x707 4756 53653 SH Sole 33580 20073 Vanguard FTSE All-World Ex-US 922042775 613 12420 SH Sole 9497 2923 Vanguard FTSE All World ex-US 922042718 11178 109662 SH Sole 68537 41125 Vanguard MSCI Emerging Markets 922042858 16245 331875 SH Sole 205032 126843 11808, Inc. - CERT 751488107 0 27920 SH Sole 27920 3M 88579y101 273 2925 SH Sole 2925 Atel Cap Equip Fund VII 00207u104 16 10000 SH Sole 10000 Berkshire Hathaway A 084670108 793 6 SH Sole 4 2 Colgate-Palmolive 194162103 375 4641 SH Sole 2175 2466 Exxon Mobil 30231g102 264 3139 SH Sole 300 2839 Gilead Sciences 375558103 3555 83703 SH Sole 83703 Kimberly-Clark 494368103 330 5063 SH Sole 1688 3375 Microsoft 594918104 217 8545 SH Sole 275 8270 PepsiCo 713448108 216 3350 SH Sole 3350 Schwab US Large Cap ETF 808524201 242 7655 SH Sole 7655 U.S. Bancorp 902973304 262 9903 SH Sole 9903 United Parcel Service 911312106 2449 32950 SH Sole 32950 Vanguard Total Mkt Viper 922908769 798 11621 SH Sole 10443 1178 Elements Rogers Total Return C 870297801 26700 2640994 SH Sole 1554426 1086568 iPath Dow Jones- UBS Commdty E 06738c778 16963 330349 SH Sole 194026 136323 SPDR Gold Trust 78463v107 410 2930 SH Sole 2102 828