0000846797-11-000002.txt : 20110511 0000846797-11-000002.hdr.sgml : 20110511 20110511100849 ACCESSION NUMBER: 0000846797-11-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110511 DATE AS OF CHANGE: 20110511 EFFECTIVENESS DATE: 20110511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN C H & ASSOCIATES INC CENTRAL INDEX KEY: 0000846797 IRS NUMBER: 310861689 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02462 FILM NUMBER: 11830481 BUSINESS ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 BUSINESS PHONE: 8003273656 MAIL ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 13F-HR 1 frm13f033111.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Dean Investment Associates, LLC Address: 2480 Kettering Tower Dayton, OH 45423 13F File Number: 028-02462 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Debra E. Rindler Title: Chief Compliance Officer Phone: (800) 327-3656 Signature, Place, and Date of Signing: May 11, 2011 Debra E. Rindler Dayton, OH May 11, 2011 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: N/A I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number Other Included Manager: 1 Form 13F Information Table Entry Total: 170 Form 13F Information Table Value Total: 210106 List of Other Included Manager: No. Form 13F File Number Name 02 028-13367 Dean Capital Management, LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Abbott Labs CS 002824100 3331 67920 SH Defined 02 53050 14870 AbitibiBowater Inc CS 003687209 565 21025 SH Defined 02 21025 Accuride Corp CS 00439T206 310 22310 SH Defined 02 22310 Advance Auto Parts Inc CS 00751Y106 204 3105 SH Defined 02 2920 185 Aeropostale CS 007865108 1923 79062 SH Defined 02 67768 11294 AGL Resources Inc CS 001204106 2273 57045 SH Defined 02 50005 7040 Allstate Corp CS 020002101 3138 98742 SH Defined 02 78013 20729 Amgen Inc CS 031162100 2791 52209 SH Defined 02 40774 11435 Andersons Inc CS 034164103 583 11965 SH Defined 02 11965 Apache Corp CS 037411105 3184 24321 SH Defined 02 19000 5321 Arch Chemicals Inc CS 03937R102 331 7960 SH Defined 02 7960 Arrow Electrs Inc CS 042735100 387 9234 SH Defined 02 8679 555 Ashland Inc CS 044209104 256 4425 SH Defined 02 4160 265 Aspen Insurance CS G05384105 397 14390 SH Defined 02 14390 Associated Banc Corp CS 045487105 314 21125 SH Defined 02 21125 AT&T Inc CS 00206R102 1257 41061 SH Defined 02 31405 9656 Atmos Energy Corp CS 049560105 429 12591 SH Defined 02 11836 755 Baker Hughes Inc CS 057224107 4609 62766 SH Defined 02 49722 13044 Bank Of America CS 060505104 2402 180222 SH Defined 02 139498 40724 Bank Of The Ozarks CS 063904106 318 7275 SH Defined 02 7275 Bemis Inc CS 081437105 653 19890 SH Defined 02 19890 Berry Pete Co CS 085789105 608 12045 SH Defined 02 12045 Best Buy Inc CS 086516101 1350 46995 SH Defined 02 35635 11360 Biomed Realty Trust Inc CS 09063H107 243 12780 SH Defined 02 12030 750 Brady Corp CS 104674106 322 9020 SH Defined 02 9020 Brocade Comm Sys CS 111621306 414 67240 SH Defined 02 67240 Bryn Mawr Bank Corp CS 117665109 571 27770 SH Defined 02 27770 CACI Intl Inc CS 127190304 327 5335 SH Defined 02 5335 Carter Inc CS 146229109 230 8035 SH Defined 02 7555 480 Chevron Corp CS 166764100 6351 59088 SH Defined 02 45586 13502 Cisco Sys Inc CS 17275R102 3120 181900 SH Defined 02 140965 40935 Clorox Co CS 189054109 2099 29957 SH Defined 02 23542 6415 Cloud Peak Energy Inc CS 18911Q102 505 23370 SH Defined 02 23370 Comerica Inc CS 200340107 269 7325 SH Defined 02 6885 440 CommonWealth REIT CS 203233101 308 11870 SH Defined 02 11870 Computer Sciences Corp CS 205363104 3428 70356 SH Defined 02 54560 15796 ConocoPhillips CS 20825C104 5407 67702 SH Defined 02 52924 14778 Cooper-Standard Holding Inc CS 21676P103 304 6905 SH Defined 02 6905 Core Mark Holding CS 218681104 530 16030 SH Defined 02 16030 Corn Prods Intl Inc CS 219023108 356 6861 SH Defined 02 6451 410 CR Bard CS 067383109 365 3675 SH Defined 02 3450 225 CSG Sys Intl Inc CS 126349109 638 32015 SH Defined 02 32015 CSX Corp CS 126408103 227 2890 SH Defined 02 2720 170 Curtiss Wright Corp CS 231561101 318 9050 SH Defined 02 9050 CVR Energy Inc CS 12662P108 374 16130 SH Defined 02 16130 CVS Caremark Corp CS 126650100 2829 82435 SH Defined 02 64200 18235 Darden Restaurants Inc CS 237194105 332 6765 SH Defined 02 6360 405 Darling Intl Inc CS 237266101 524 34090 SH Defined 02 34090 DDi Corp CS 233162502 477 45135 SH Defined 02 45135 Dean Foods Co CS 242370104 156 15640 SH Defined 02 15640 Delphi Finl Group Inc CS 247131105 978 31840 SH Defined 02 31210 630 Devon Energy Corp CS 25179M103 2970 32366 SH Defined 02 25281 7085 Diebold Inc CS 253651103 317 8945 SH Defined 02 8945 Digital Rlty Trust Inc CS 253868103 274 4721 SH Defined 02 4446 275 Dish Network Corp CS 25470M109 232 9520 SH Defined 02 8950 570 Dover Corp CS 260003108 350 5317 SH Defined 02 4997 320 Eli Lilly & Co CS 532457108 3127 88900 SH Defined 02 70088 18812 EMCOR Group Inc CS 29084Q100 308 9950 SH Defined 02 9950 EMS Technologies Inc CS 26873N108 325 16515 SH Defined 02 16515 Exxon Mobil Corp CS 30231G102 4667 55477 SH Defined 02 43601 11876 Fifth Street Finance Corp CS 31678A103 377 28265 SH Defined 02 28265 First Finl Bancorp CS 320209109 414 24800 SH Defined 02 24800 First Horizon Natl Corp CS 320517105 331 29483 SH Defined 02 29483 Firstmerit Corp CS 337915102 203 11903 SH Defined 02 11215 688 Flowers Foods Inc CS 343498101 242 8880 SH Defined 02 8345 535 FMC Corp CS 302491303 293 3447 SH Defined 02 3242 205 Forest Oil Corp CS 346091705 391 10330 SH Defined 02 9710 620 Freeport-McMoRan Copper & Gold CS 35671D857 1693 30475 SH Defined 02 23080 7395 FTI Consulting Inc CS 302941109 1824 47588 SH Defined 02 41498 6090 General Cable Corp CS 369300108 1898 43825 SH Defined 02 37450 6375 General Dynamics Corp CS 369550108 3280 42836 SH Defined 02 33408 9428 General Electric Co CS 369604103 3895 194271 SH Defined 02 151551 42720 Global Power Equip Group CS 37941P306 728 26475 SH Defined 02 26475 Great Lakes Dredge & Dock Corp CS 390607109 472 61860 SH Defined 02 61860 Great Plains Energy Inc CS 391164100 327 16355 SH Defined 02 16355 Handy & Harman Ltd CS 410315105 582 48400 SH Defined 02 48400 HCC Ins Hldgs Inc CS 404132102 571 18235 SH Defined 02 18235 Health Care REIT Inc CS 42217K106 260 4965 SH Defined 02 4675 290 Healthspring Inc CS 42224N101 495 13235 SH Defined 02 13235 Hewlett Packard Co CS 428236103 3365 82127 SH Defined 02 63752 18375 Hillenbrand Inc CS 431571108 477 22200 SH Defined 02 22200 Hologic Inc CS 436440101 275 12400 SH Defined 02 11660 740 Home Bancshares Inc CS 436893200 323 14205 SH Defined 02 14205 Hospitality Properties Trust CS 44106M102 395 17050 SH Defined 02 17050 Illinois Tool Wks Inc CS 452308109 1652 30750 SH Defined 02 23300 7450 Ingersoll-Rand CS G47791101 206 4270 SH Defined 02 4015 255 Ingram Micro Inc CS 457153104 581 27650 SH Defined 02 27650 Inland Real Estate Corp CS 457461200 319 33405 SH Defined 02 33405 Intel Corp CS 458140100 3394 168210 SH Defined 02 131105 37105 Intersections Inc CS 460981301 622 50175 SH Defined 02 50175 Invesco Ltd CS G491BT108 360 14070 SH Defined 02 13230 840 JM Smucker Co CS 832696405 244 3415 SH Defined 02 3210 205 Johnson & Johnson CS 478160104 2680 45231 SH Defined 02 35633 9598 JPMorgan Chase & Co CS 46625H100 4961 107609 SH Defined 02 84104 23505 Kaydon Corp CS 486587108 1234 31480 SH Defined 02 25315 6165 Keycorp CS 493267108 245 27615 SH Defined 02 25950 1665 Kimberly Clark Corp CS 494368103 1222 18715 SH Defined 02 14380 4335 Kinetic Concepts Inc CS 49460W208 591 10865 SH Defined 02 10865 L-3 Comm Hldgs Inc CS 502424104 3217 41076 SH Defined 02 31720 9356 Linear Technology Corp CS 535678106 263 7815 SH Defined 02 7350 465 McDonalds Corp CS 580135101 1621 21300 SH Defined 02 16320 4980 McGraw Hill CS 580645109 3503 88913 SH Defined 02 70778 18135 Medtronic Inc CS 585055106 3905 99238 SH Defined 02 76423 22815 Metlife Inc CS 59156R108 2206 49329 SH Defined 02 38503 10826 MFA Financial Inc CS 55272X102 388 47290 SH Defined 02 47290 MGIC Invt Corp CS 552848103 171 19240 SH Defined 02 19240 Microsemi Corp CS 595137100 327 15805 SH Defined 02 15805 Microsoft Corp CS 594918104 2985 117564 SH Defined 02 91747 25817 MKS Instrument Inc CS 55306N104 350 10520 SH Defined 02 10520 Molex Inc CS 608554101 352 14000 SH Defined 02 13160 840 Motorcar Parts Of America Inc CS 620071100 309 22110 SH Defined 02 22110 Murphy Oil Corp CS 626717102 1117 15218 SH Defined 02 12100 3118 Myers Inds Inc CS 628464109 504 50710 SH Defined 02 50710 National Penn Bancshares Inc CS 637138108 332 42835 SH Defined 02 42835 New Jersey Res CS 646025106 491 11425 SH Defined 02 11425 Newfield Expl Co CS 651290108 242 3180 SH Defined 02 2995 185 Noble Energy Inc CS 655044105 384 3973 SH Defined 02 3738 235 Nordstrom Inc CS 655664100 270 6005 SH Defined 02 5645 360 Northern Trust Corp CS 665859104 2861 56375 SH Defined 02 44465 11910 Nucor Corp CS 670346105 3015 65520 SH Defined 02 51025 14495 One Liberty Properties Inc CS 682406103 306 20285 SH Defined 02 20285 Owens & Minor Inc CS 690732102 325 9995 SH Defined 02 9995 Owens Illinois Inc CS 690768403 227 7505 SH Defined 02 7045 460 Parker Hannifin Corp CS 701094104 245 2590 SH Defined 02 2440 150 Penn Virginia Corp CS 707882106 445 26240 SH Defined 02 26240 Pepsico Inc CS 713448108 3088 47941 SH Defined 02 37446 10495 Pfizer Inc CS 717081103 2758 135780 SH Defined 02 106895 28885 Pharmaceutical Prod Dev Inc CS 717124101 243 8765 SH Defined 02 8285 480 Platinum Underwriter Hldgs Ltd CS G7127P100 666 17480 SH Defined 02 17480 PNC Finl Svcs Group Inc CS 693475105 2758 43780 SH Defined 02 34050 9730 Portland Gen Elec Co CS 736508847 1830 77005 SH Defined 02 65895 11110 Prestige Brands Hldgs Inc CS 74112D101 595 51700 SH Defined 02 51700 Redwood Trust Inc CS 758075402 410 26370 SH Defined 02 26370 Rent A Ctr Inc CS 76009N100 685 19615 SH Defined 02 19615 Republic Svcs Inc CS 760759100 218 7248 SH Defined 02 6818 430 Royal Gold Inc CS 780287108 325 6210 SH Defined 02 6210 Schnitzer Stl Inds CS 806882106 263 4050 SH Defined 02 3810 240 SeaChange Intl Inc CS 811699107 513 54040 SH Defined 02 54040 Sempra Energy CS 816851109 214 3999 SH Defined 02 3764 235 Snap On Inc CS 833034101 225 3740 SH Defined 02 3515 225 Solar Cap Ltd CS 83413U100 480 20085 SH Defined 02 20085 Sonoco Prods Co CS 835495102 286 7896 SH Defined 02 7511 385 Stanley Black & Decker Inc CS 854502101 234 3050 SH Defined 02 2870 180 State Street CS 857477103 3757 83590 SH Defined 02 64950 18640 Stryker Corp CS 863667101 2952 48550 SH Defined 02 37804 10746 Superior Energy Svcs Inc CS 868157108 336 8195 SH Defined 02 8195 Synopsys Inc CS 871607107 374 13510 SH Defined 02 12705 805 Sysco Corp CS 871829107 2621 94627 SH Defined 02 73575 21052 TCF Finl Corp CS 872275102 414 26085 SH Defined 02 26085 Tech Data Corp CS 878237106 322 6335 SH Defined 02 6335 Teleflex Inc CS 879369106 891 15365 SH Defined 02 15120 245 Tidewater Inc CS 886423102 629 10510 SH Defined 02 10510 Torchmark Corp CS 891027104 2588 38933 SH Defined 02 32148 6785 Towers Watson & Co CS 891894107 229 4125 SH Defined 02 3880 245 UniSource Energy Corp CS 909205106 647 17895 SH Defined 02 17895 UnitedHealth Group Inc CS 91324P102 2144 47438 SH Defined 02 35745 11693 Unum Group CS 91529Y106 247 9415 SH Defined 02 8855 560 US Bancorp CS 902973304 2019 76392 SH Defined 02 59871 16521 V F Corp CS 918204108 253 2565 SH Defined 02 2445 120 Verizon CS 92343V104 3125 81072 SH Defined 02 62832 18240 Wal Mart Stores Inc CS 931142103 2430 46685 SH Defined 02 36160 10525 Wells Fargo & Co CS 949746101 2701 85173 SH Defined 02 66491 18682 Williams Cos Inc CS 969457100 241 7745 SH Defined 02 7285 460 Toyota Motor Corp AD 892331307 1145 14272 SH Defined 02 11520 2752 Cohen & Steers Reit & Pfd Incm EF 19247X100 1042 68520.0000 SH Defined 02 68520.0000 iShares S&P Natl AMT-Free Muni EF 464288414 1426 14335.0000 SH Defined 02 10590.0000 3745.0000 LMP Corp Loan Fund Inc EF 50208B100 4680 375925.0000 SH Defined 02 315191.0000 60734.0000 Proshares Tr Pshs Shrt S&P500 EF 74347R503 3004 72970.0000 SH Defined 02 72970.0000 Proshares Tr Pshs Shtruss2000 EF 74347R826 5843 198400.0000 SH Defined 02 198400.0000 SPDR S&P 500 ETF Tr Tr Unit EF 78462F103 295 2227.9283 SH Sole 2227.9283