0000846797-11-000002.txt : 20110511
0000846797-11-000002.hdr.sgml : 20110511
20110511100849
ACCESSION NUMBER: 0000846797-11-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110511
DATE AS OF CHANGE: 20110511
EFFECTIVENESS DATE: 20110511
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEAN C H & ASSOCIATES INC
CENTRAL INDEX KEY: 0000846797
IRS NUMBER: 310861689
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02462
FILM NUMBER: 11830481
BUSINESS ADDRESS:
STREET 1: 2480 KETTERING TOWER
CITY: DAYTON
STATE: OH
ZIP: 45423
BUSINESS PHONE: 8003273656
MAIL ADDRESS:
STREET 1: 2480 KETTERING TOWER
CITY: DAYTON
STATE: OH
ZIP: 45423
13F-HR
1
frm13f033111.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Dean Investment Associates, LLC
Address: 2480 Kettering Tower
Dayton, OH 45423
13F File Number: 028-02462
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Debra E. Rindler
Title: Chief Compliance Officer
Phone: (800) 327-3656
Signature, Place, and Date of Signing: May 11, 2011
Debra E. Rindler Dayton, OH May 11, 2011
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager: N/A
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number Other Included Manager: 1
Form 13F Information Table Entry Total: 170
Form 13F Information Table Value Total: 210106
List of Other Included Manager:
No.
Form 13F File Number
Name
02
028-13367
Dean Capital Management, LLC
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
Abbott Labs CS 002824100 3331 67920 SH Defined 02 53050 14870
AbitibiBowater Inc CS 003687209 565 21025 SH Defined 02 21025
Accuride Corp CS 00439T206 310 22310 SH Defined 02 22310
Advance Auto Parts Inc CS 00751Y106 204 3105 SH Defined 02 2920 185
Aeropostale CS 007865108 1923 79062 SH Defined 02 67768 11294
AGL Resources Inc CS 001204106 2273 57045 SH Defined 02 50005 7040
Allstate Corp CS 020002101 3138 98742 SH Defined 02 78013 20729
Amgen Inc CS 031162100 2791 52209 SH Defined 02 40774 11435
Andersons Inc CS 034164103 583 11965 SH Defined 02 11965
Apache Corp CS 037411105 3184 24321 SH Defined 02 19000 5321
Arch Chemicals Inc CS 03937R102 331 7960 SH Defined 02 7960
Arrow Electrs Inc CS 042735100 387 9234 SH Defined 02 8679 555
Ashland Inc CS 044209104 256 4425 SH Defined 02 4160 265
Aspen Insurance CS G05384105 397 14390 SH Defined 02 14390
Associated Banc Corp CS 045487105 314 21125 SH Defined 02 21125
AT&T Inc CS 00206R102 1257 41061 SH Defined 02 31405 9656
Atmos Energy Corp CS 049560105 429 12591 SH Defined 02 11836 755
Baker Hughes Inc CS 057224107 4609 62766 SH Defined 02 49722 13044
Bank Of America CS 060505104 2402 180222 SH Defined 02 139498 40724
Bank Of The Ozarks CS 063904106 318 7275 SH Defined 02 7275
Bemis Inc CS 081437105 653 19890 SH Defined 02 19890
Berry Pete Co CS 085789105 608 12045 SH Defined 02 12045
Best Buy Inc CS 086516101 1350 46995 SH Defined 02 35635 11360
Biomed Realty Trust Inc CS 09063H107 243 12780 SH Defined 02 12030 750
Brady Corp CS 104674106 322 9020 SH Defined 02 9020
Brocade Comm Sys CS 111621306 414 67240 SH Defined 02 67240
Bryn Mawr Bank Corp CS 117665109 571 27770 SH Defined 02 27770
CACI Intl Inc CS 127190304 327 5335 SH Defined 02 5335
Carter Inc CS 146229109 230 8035 SH Defined 02 7555 480
Chevron Corp CS 166764100 6351 59088 SH Defined 02 45586 13502
Cisco Sys Inc CS 17275R102 3120 181900 SH Defined 02 140965 40935
Clorox Co CS 189054109 2099 29957 SH Defined 02 23542 6415
Cloud Peak Energy Inc CS 18911Q102 505 23370 SH Defined 02 23370
Comerica Inc CS 200340107 269 7325 SH Defined 02 6885 440
CommonWealth REIT CS 203233101 308 11870 SH Defined 02 11870
Computer Sciences Corp CS 205363104 3428 70356 SH Defined 02 54560 15796
ConocoPhillips CS 20825C104 5407 67702 SH Defined 02 52924 14778
Cooper-Standard Holding Inc CS 21676P103 304 6905 SH Defined 02 6905
Core Mark Holding CS 218681104 530 16030 SH Defined 02 16030
Corn Prods Intl Inc CS 219023108 356 6861 SH Defined 02 6451 410
CR Bard CS 067383109 365 3675 SH Defined 02 3450 225
CSG Sys Intl Inc CS 126349109 638 32015 SH Defined 02 32015
CSX Corp CS 126408103 227 2890 SH Defined 02 2720 170
Curtiss Wright Corp CS 231561101 318 9050 SH Defined 02 9050
CVR Energy Inc CS 12662P108 374 16130 SH Defined 02 16130
CVS Caremark Corp CS 126650100 2829 82435 SH Defined 02 64200 18235
Darden Restaurants Inc CS 237194105 332 6765 SH Defined 02 6360 405
Darling Intl Inc CS 237266101 524 34090 SH Defined 02 34090
DDi Corp CS 233162502 477 45135 SH Defined 02 45135
Dean Foods Co CS 242370104 156 15640 SH Defined 02 15640
Delphi Finl Group Inc CS 247131105 978 31840 SH Defined 02 31210 630
Devon Energy Corp CS 25179M103 2970 32366 SH Defined 02 25281 7085
Diebold Inc CS 253651103 317 8945 SH Defined 02 8945
Digital Rlty Trust Inc CS 253868103 274 4721 SH Defined 02 4446 275
Dish Network Corp CS 25470M109 232 9520 SH Defined 02 8950 570
Dover Corp CS 260003108 350 5317 SH Defined 02 4997 320
Eli Lilly & Co CS 532457108 3127 88900 SH Defined 02 70088 18812
EMCOR Group Inc CS 29084Q100 308 9950 SH Defined 02 9950
EMS Technologies Inc CS 26873N108 325 16515 SH Defined 02 16515
Exxon Mobil Corp CS 30231G102 4667 55477 SH Defined 02 43601 11876
Fifth Street Finance Corp CS 31678A103 377 28265 SH Defined 02 28265
First Finl Bancorp CS 320209109 414 24800 SH Defined 02 24800
First Horizon Natl Corp CS 320517105 331 29483 SH Defined 02 29483
Firstmerit Corp CS 337915102 203 11903 SH Defined 02 11215 688
Flowers Foods Inc CS 343498101 242 8880 SH Defined 02 8345 535
FMC Corp CS 302491303 293 3447 SH Defined 02 3242 205
Forest Oil Corp CS 346091705 391 10330 SH Defined 02 9710 620
Freeport-McMoRan Copper & Gold CS 35671D857 1693 30475 SH Defined 02 23080 7395
FTI Consulting Inc CS 302941109 1824 47588 SH Defined 02 41498 6090
General Cable Corp CS 369300108 1898 43825 SH Defined 02 37450 6375
General Dynamics Corp CS 369550108 3280 42836 SH Defined 02 33408 9428
General Electric Co CS 369604103 3895 194271 SH Defined 02 151551 42720
Global Power Equip Group CS 37941P306 728 26475 SH Defined 02 26475
Great Lakes Dredge & Dock Corp CS 390607109 472 61860 SH Defined 02 61860
Great Plains Energy Inc CS 391164100 327 16355 SH Defined 02 16355
Handy & Harman Ltd CS 410315105 582 48400 SH Defined 02 48400
HCC Ins Hldgs Inc CS 404132102 571 18235 SH Defined 02 18235
Health Care REIT Inc CS 42217K106 260 4965 SH Defined 02 4675 290
Healthspring Inc CS 42224N101 495 13235 SH Defined 02 13235
Hewlett Packard Co CS 428236103 3365 82127 SH Defined 02 63752 18375
Hillenbrand Inc CS 431571108 477 22200 SH Defined 02 22200
Hologic Inc CS 436440101 275 12400 SH Defined 02 11660 740
Home Bancshares Inc CS 436893200 323 14205 SH Defined 02 14205
Hospitality Properties Trust CS 44106M102 395 17050 SH Defined 02 17050
Illinois Tool Wks Inc CS 452308109 1652 30750 SH Defined 02 23300 7450
Ingersoll-Rand CS G47791101 206 4270 SH Defined 02 4015 255
Ingram Micro Inc CS 457153104 581 27650 SH Defined 02 27650
Inland Real Estate Corp CS 457461200 319 33405 SH Defined 02 33405
Intel Corp CS 458140100 3394 168210 SH Defined 02 131105 37105
Intersections Inc CS 460981301 622 50175 SH Defined 02 50175
Invesco Ltd CS G491BT108 360 14070 SH Defined 02 13230 840
JM Smucker Co CS 832696405 244 3415 SH Defined 02 3210 205
Johnson & Johnson CS 478160104 2680 45231 SH Defined 02 35633 9598
JPMorgan Chase & Co CS 46625H100 4961 107609 SH Defined 02 84104 23505
Kaydon Corp CS 486587108 1234 31480 SH Defined 02 25315 6165
Keycorp CS 493267108 245 27615 SH Defined 02 25950 1665
Kimberly Clark Corp CS 494368103 1222 18715 SH Defined 02 14380 4335
Kinetic Concepts Inc CS 49460W208 591 10865 SH Defined 02 10865
L-3 Comm Hldgs Inc CS 502424104 3217 41076 SH Defined 02 31720 9356
Linear Technology Corp CS 535678106 263 7815 SH Defined 02 7350 465
McDonalds Corp CS 580135101 1621 21300 SH Defined 02 16320 4980
McGraw Hill CS 580645109 3503 88913 SH Defined 02 70778 18135
Medtronic Inc CS 585055106 3905 99238 SH Defined 02 76423 22815
Metlife Inc CS 59156R108 2206 49329 SH Defined 02 38503 10826
MFA Financial Inc CS 55272X102 388 47290 SH Defined 02 47290
MGIC Invt Corp CS 552848103 171 19240 SH Defined 02 19240
Microsemi Corp CS 595137100 327 15805 SH Defined 02 15805
Microsoft Corp CS 594918104 2985 117564 SH Defined 02 91747 25817
MKS Instrument Inc CS 55306N104 350 10520 SH Defined 02 10520
Molex Inc CS 608554101 352 14000 SH Defined 02 13160 840
Motorcar Parts Of America Inc CS 620071100 309 22110 SH Defined 02 22110
Murphy Oil Corp CS 626717102 1117 15218 SH Defined 02 12100 3118
Myers Inds Inc CS 628464109 504 50710 SH Defined 02 50710
National Penn Bancshares Inc CS 637138108 332 42835 SH Defined 02 42835
New Jersey Res CS 646025106 491 11425 SH Defined 02 11425
Newfield Expl Co CS 651290108 242 3180 SH Defined 02 2995 185
Noble Energy Inc CS 655044105 384 3973 SH Defined 02 3738 235
Nordstrom Inc CS 655664100 270 6005 SH Defined 02 5645 360
Northern Trust Corp CS 665859104 2861 56375 SH Defined 02 44465 11910
Nucor Corp CS 670346105 3015 65520 SH Defined 02 51025 14495
One Liberty Properties Inc CS 682406103 306 20285 SH Defined 02 20285
Owens & Minor Inc CS 690732102 325 9995 SH Defined 02 9995
Owens Illinois Inc CS 690768403 227 7505 SH Defined 02 7045 460
Parker Hannifin Corp CS 701094104 245 2590 SH Defined 02 2440 150
Penn Virginia Corp CS 707882106 445 26240 SH Defined 02 26240
Pepsico Inc CS 713448108 3088 47941 SH Defined 02 37446 10495
Pfizer Inc CS 717081103 2758 135780 SH Defined 02 106895 28885
Pharmaceutical Prod Dev Inc CS 717124101 243 8765 SH Defined 02 8285 480
Platinum Underwriter Hldgs Ltd CS G7127P100 666 17480 SH Defined 02 17480
PNC Finl Svcs Group Inc CS 693475105 2758 43780 SH Defined 02 34050 9730
Portland Gen Elec Co CS 736508847 1830 77005 SH Defined 02 65895 11110
Prestige Brands Hldgs Inc CS 74112D101 595 51700 SH Defined 02 51700
Redwood Trust Inc CS 758075402 410 26370 SH Defined 02 26370
Rent A Ctr Inc CS 76009N100 685 19615 SH Defined 02 19615
Republic Svcs Inc CS 760759100 218 7248 SH Defined 02 6818 430
Royal Gold Inc CS 780287108 325 6210 SH Defined 02 6210
Schnitzer Stl Inds CS 806882106 263 4050 SH Defined 02 3810 240
SeaChange Intl Inc CS 811699107 513 54040 SH Defined 02 54040
Sempra Energy CS 816851109 214 3999 SH Defined 02 3764 235
Snap On Inc CS 833034101 225 3740 SH Defined 02 3515 225
Solar Cap Ltd CS 83413U100 480 20085 SH Defined 02 20085
Sonoco Prods Co CS 835495102 286 7896 SH Defined 02 7511 385
Stanley Black & Decker Inc CS 854502101 234 3050 SH Defined 02 2870 180
State Street CS 857477103 3757 83590 SH Defined 02 64950 18640
Stryker Corp CS 863667101 2952 48550 SH Defined 02 37804 10746
Superior Energy Svcs Inc CS 868157108 336 8195 SH Defined 02 8195
Synopsys Inc CS 871607107 374 13510 SH Defined 02 12705 805
Sysco Corp CS 871829107 2621 94627 SH Defined 02 73575 21052
TCF Finl Corp CS 872275102 414 26085 SH Defined 02 26085
Tech Data Corp CS 878237106 322 6335 SH Defined 02 6335
Teleflex Inc CS 879369106 891 15365 SH Defined 02 15120 245
Tidewater Inc CS 886423102 629 10510 SH Defined 02 10510
Torchmark Corp CS 891027104 2588 38933 SH Defined 02 32148 6785
Towers Watson & Co CS 891894107 229 4125 SH Defined 02 3880 245
UniSource Energy Corp CS 909205106 647 17895 SH Defined 02 17895
UnitedHealth Group Inc CS 91324P102 2144 47438 SH Defined 02 35745 11693
Unum Group CS 91529Y106 247 9415 SH Defined 02 8855 560
US Bancorp CS 902973304 2019 76392 SH Defined 02 59871 16521
V F Corp CS 918204108 253 2565 SH Defined 02 2445 120
Verizon CS 92343V104 3125 81072 SH Defined 02 62832 18240
Wal Mart Stores Inc CS 931142103 2430 46685 SH Defined 02 36160 10525
Wells Fargo & Co CS 949746101 2701 85173 SH Defined 02 66491 18682
Williams Cos Inc CS 969457100 241 7745 SH Defined 02 7285 460
Toyota Motor Corp AD 892331307 1145 14272 SH Defined 02 11520 2752
Cohen & Steers Reit & Pfd Incm EF 19247X100 1042 68520.0000 SH Defined 02 68520.0000
iShares S&P Natl AMT-Free Muni EF 464288414 1426 14335.0000 SH Defined 02 10590.0000 3745.0000
LMP Corp Loan Fund Inc EF 50208B100 4680 375925.0000 SH Defined 02 315191.0000 60734.0000
Proshares Tr Pshs Shrt S&P500 EF 74347R503 3004 72970.0000 SH Defined 02 72970.0000
Proshares Tr Pshs Shtruss2000 EF 74347R826 5843 198400.0000 SH Defined 02 198400.0000
SPDR S&P 500 ETF Tr Tr Unit EF 78462F103 295 2227.9283 SH Sole 2227.9283