-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PCWc5grP4BUTPsjgOtquHSk4eQ7iGK3ZOGVn9HOy1ChA3UZX2szuAu4YPaFrXPpn UrDG5Bu9Bru/yE2/tqfqMw== 0000846797-11-000001.txt : 20110214 0000846797-11-000001.hdr.sgml : 20110214 20110214135235 ACCESSION NUMBER: 0000846797-11-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN C H & ASSOCIATES INC CENTRAL INDEX KEY: 0000846797 IRS NUMBER: 310861689 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02462 FILM NUMBER: 11605298 BUSINESS ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 BUSINESS PHONE: 8003273656 MAIL ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 13F-HR 1 frm13f123110.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Dean Investment Associates, LLC Address: 2480 Kettering Tower Dayton, OH 45423 13F File Number: 028-02462 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Debra E. Rindler Title: Chief Compliance Officer Phone: (800) 327-3656 Signature, Place, and Date of Signing: February 14, 2011 Debra E. Rindler Dayton, OH February 14, 2011 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: N/A I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number Other Included Manager: 1 Form 13F Information Table Entry Total: 128 Form 13F Information Table Value Total: 193041 List of Other Included Manager: No. Form 13F File Number Name 02 028-13367 Dean Capital Management, LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Abbott Labs CS 002824100 1093 22815 SH Defined 02 18535 4280 Aeropostale CS 007865108 1748 70961 SH Defined 02 59325 11636 AGL Resources Inc CS 001204106 219 6110 SH Defined 02 5745 365 Alere Inc CS 01449J105 425 11615 SH Defined 02 11615 Alliance One Intl Inc CS 018772103 418 98615 SH Defined 02 98615 Allstate Corp CS 020002101 3336 104639 SH Defined 02 83880 20759 Amgen Inc CS 031162100 3041 55397 SH Defined 02 44392 11005 Apache Corp CS 037411105 3157 26479 SH Defined 02 20923 5556 Associated Banc Corp CS 045487105 359 23700 SH Defined 02 23700 AT&T Inc CS 00206R102 1324 45066 SH Defined 02 35370 9696 Baker Hughes Inc CS 057224107 3844 67241 SH Defined 02 52972 14269 Bank Of America Corporation CS 060505104 1960 146931 SH Defined 02 116752 30179 Beckman Coulter Inc CS 075811109 996 13241 SH Defined 02 10316 2925 Bemis Inc CS 081437105 533 16330 SH Defined 02 16330 Berry Pete Co CS 085789105 477 10905 SH Defined 02 10905 Best Buy Inc CS 086516101 1481 43205 SH Defined 02 33295 9910 Bolt Technology Corp CS 097698104 264 20060 SH Defined 02 20060 Brady Corp CS 104674106 280 8590 SH Defined 02 8590 Broadridge Finl Solutions Inc CS 11133T103 280 12750 SH Defined 02 12750 Brocad Comm Sys Inc CS 111621306 345 65130 SH Defined 02 65130 CACI Intl Inc CS 127190304 343 6415 SH Defined 02 6415 Calamos Asset Mgmt Inc CS 12811R104 291 20800 SH Defined 02 20800 CapitalSource Inc CS 14055X102 294 41385 SH Defined 02 41385 Chevron Corp CS 166764100 6055 66354 SH Defined 02 52312 14042 Chiquita Brands Intl CS 170032809 291 20745 SH Defined 02 20745 Cisco Sys Inc CS 17275R102 1787 88340 SH Defined 02 69330 19010 Clorox Co CS 189054109 1998 31568 SH Defined 02 25078 6490 Cloud Peak Energy Inc CS 18911Q102 357 15370 SH Defined 02 15370 Commercial Metals Co CS 201723103 476 28715 SH Defined 02 28715 Computer Sciences Corp CS 205363104 3691 74409 SH Defined 02 58648 15761 ConocoPhillips CS 20825C104 5003 73472 SH Defined 02 57979 15493 Core Mark Holding Co Inc CS 218681104 459 12900 SH Defined 02 12900 CSG Sys Intl Inc CS 126349109 528 27880 SH Defined 02 27880 Curtiss Wright Corp CS 231561101 430 12940 SH Defined 02 12940 CVS Caremark Corp CS 126650100 3095 89025 SH Defined 02 70505 18520 DDi Corp CS 233162502 271 23080 SH Defined 02 23080 Dean Foods Co CS 242370104 1440 162938 SH Defined 02 146015 16923 Delphi Finl Group Inc CS 247131105 651 22575 SH Defined 02 21945 630 Devon Energy Corp CS 25179M103 2802 35689 SH Defined 02 28398 7290 Diebold Inc CS 253651103 316 9875 SH Defined 02 9875 Eli Lilly & Co CS 532457108 4094 116842 SH Defined 02 93735 23107 Emcor Group Inc CS 29084Q100 292 10065 SH Defined 02 10065 EMS Technologies Inc CS 26873N108 277 13995 SH Defined 02 13995 Exxon Mobil Corp CS 30231G102 4521 61824 SH Defined 02 49033 12791 Fifth Street Finance Corp CS 31678A103 411 33865 SH Defined 02 33865 First Finl Bancorp Oh CS 320209109 478 25875 SH Defined 02 25875 First Horizon Natl Corp CS 320517105 307 26077 SH Defined 02 26077 Firstmerit Corp CS 337915102 561 28344 SH Defined 02 27033 1311 Freeport-Mcmoran Copper & Gold CS 35671D857 2076 17290 SH Defined 02 13530 3760 FTI Consulting Inc CS 302941109 1801 48318 SH Defined 02 41448 6870 General Cable Corp CS 369300108 1427 40680 SH Defined 02 34185 6495 General Dynamics Corp CS 369550108 3343 47113 SH Defined 02 37395 9718 General Electric Co CS 369604103 3796 207550 SH Defined 02 164070 43480 Great Plains Energy Inc CS 391164100 470 24220 SH Defined 02 24220 Greenlight Capital Re Ltd CS G4095J109 244 9095 SH Defined 02 9095 Harte-Hanks Inc CS 416196103 275 21520 SH Defined 02 21520 HCC Ins Hldgs Inc CS 404132102 467 16135 SH Defined 02 16135 Hewlett Packard Co CS 428236103 3640 86464 SH Defined 02 68424 18040 Home Bancshares Inc CS 436893200 326 14805 SH Defined 02 14805 Hospitality Properties Trust CS 44106M102 322 13985 SH Defined 02 13985 Iberiabank Corp CS 450828108 281 4745 SH Defined 02 4745 Idacorp Inc CS 451107106 399 10790 SH Defined 02 10790 Illinois Tool Wks Inc CS 452308109 1848 34610 SH Defined 02 27115 7495 Insight Enterprises Inc CS 45765U103 270 20540 SH Defined 02 20540 Intel Corp CS 458140100 3769 179222 SH Defined 02 141697 37525 ITT Corp CS 450911102 3622 69504 SH Defined 02 55174 14329 Johnson & Johnson CS 478160104 3043 49207 SH Defined 02 38539 10668 Jones Group Inc CS 48020T101 436 28065 SH Defined 02 28065 JPMmorgan Chase & Co CS 46625H100 5113 120533 SH Defined 02 95533 25000 Kaydon Corp CS 486587108 1568 38510 SH Defined 02 32215 6295 Kimberly Clark Corp CS 494368103 1305 20698 SH Defined 02 16243 4455 Kinetic Concepts Inc CS 49460W208 282 6740 SH Defined 02 6740 L-3munications Hldgs Inc CS 502424104 3082 43720 SH Defined 02 34608 9111 McGraw Hill Cos Inc CS 580645109 3296 90519 SH Defined 02 71869 18650 Medtronic Inc CS 585055106 3998 107789 SH Defined 02 85628 22161 Metlife Inc CS 59156R108 2344 52740 SH Defined 02 42244 10496 Microsoft Corp CS 594918104 3540 126841 SH Defined 02 100529 26312 MKS Instrument Inc CS 55306N104 484 19735 SH Defined 02 19735 Murphy Oil Corp CS 626717102 1120 15018 SH Defined 02 11885 3133 Myers Inds Inc CS 628464109 386 39625 SH Defined 02 39625 National Penn Bancshares Inc CS 637138108 300 37300 SH Defined 02 37300 Northern Tr Corp CS 665859104 3196 57681 SH Defined 02 45636 12045 Nucor Corp CS 670346105 3043 69440 SH Defined 02 54835 14605 O'Charleys Inc CS 670823103 276 38400 SH Defined 02 38400 Office Depot CS 676220106 285 52860 SH Defined 02 52860 Omnicom Group Inc CS 681919106 2219 48454 SH Defined 02 37794 10660 One Liberty Properties Inc CS 682406103 203 12145 SH Defined 02 12145 Owens & Minor Inc CS 690732102 469 15940 SH Defined 02 15940 Pepsico Inc CS 713448108 3349 51266 SH Defined 02 40711 10555 Pfizer Inc CS 717081103 2503 142961 SH Defined 02 113296 29665 Platinum Underwriter Hldgs Ltd CS G7127P100 535 11905 SH Defined 02 11905 PNC Finl Svcs Group Inc CS 693475105 1069 17610 SH Defined 02 14285 3325 Portland Gen Elec Co CS 736508847 1755 80890 SH Defined 02 69865 11025 Prestige Brands Hldgs Inc CS 74112D101 492 41145 SH Defined 02 41145 Redwood Tr Inc CS 758075402 332 22205 SH Defined 02 22205 Rent A Ctr Inc CS 76009N100 590 18270 SH Defined 02 18270 Royal Gold Inc CS 780287108 259 4750 SH Defined 02 4750 SeaChange Intl Inc CS 811699107 279 32640 SH Defined 02 32640 Skechers USA Inc CS 830566105 279 13975 SH Defined 02 13975 Snap On Inc CS 833034101 540 9545 SH Defined 02 9365 180 Solar Cap Ltd CS 83413U100 420 16945 SH Defined 02 16945 State Street CS 857477103 4165 89885 SH Defined 02 71155 18730 Stryker Corp CS 863667101 5053 94092 SH Defined 02 73891 20201 Superior Energy Svcs Inc CS 868157108 399 11390 SH Defined 02 11390 Sysco Corp CS 871829107 3028 103003 SH Defined 02 80966 22037 Tech Data Corp CS 878237106 386 8760 SH Defined 02 8760 Teleflex Inc CS 879369106 556 10340 SH Defined 02 10340 Terex Corp CS 880779103 355 11445 SH Defined 02 11445 Tesco Corp CS 88157K101 277 17430 SH Defined 02 17430 Tesoro Corp CS 881609101 284 15335 SH Defined 02 15335 The Ensign Group Inc CS 29358P101 288 11600 SH Defined 02 11600 Tidewater Inc CS 886423102 570 10585 SH Defined 02 10585 Torchmark Corp CS 891027104 2116 35418 SH Defined 02 28268 7150 UnitedHealth Group Inc CS 91324P102 1969 54518 SH Defined 02 42395 12123 US Bancorp CS 902973304 2202 81652 SH Defined 02 65666 15986 Verigy Ltd CS Y93691106 135 10360 SH Defined 02 10360 Verizonmunications Inc CS 92343V104 3183 88956 SH Defined 02 69326 19630 Wal Mart Stores Inc CS 931142103 2710 50245 SH Defined 02 39660 10585 Wells Fargo & Co CS 949746101 2919 94193 SH Defined 02 74756 19437 West Coast Bancorp CS 952145100 144 50985 SH Defined 02 50985 Toyota Motor Corp AD 892331307 1134 14422 SH Defined 02 11605 2817 Cohen & Steers Reit & Pfd Incm EF 19247X100 979 68520.0000 SH Defined 02 68520.0000 iShares Tr Barcly Usagg B EF 464287226 1367 12930.0000 SH Defined 02 12930.0000 iShares Tr Rusl 3000 Valu EF 464287663 388 4550.0000 SH Defined 02 4550.0000 Lmp Corporate Loan Fund Inc EF 50208B100 703 59915.0000 SH Defined 02 59915.0000 Proshares Tr Pshs Shrt S&P500 EF 74347R503 3199 72970.0000 SH Defined 02 72970.0000 Proshares Tr Pshs Shtruss2000 EF 74347R826 6385 198400.0000 SH Defined 02 198400.0000 SPDR S&P 500 ETF Tr Tr Unit EF 78462F103 279 2216.7863 SH Sole 2216.7863
-----END PRIVACY-ENHANCED MESSAGE-----