-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VoqcR73WNHqeYR2XEa1AftCwEEfYcs2Dm/HDFOxHFRp5fAi9HKMca1Krx5Plppe6 mRT2c3zEDm4byjIPM2EIzg== 0001389610-11-000001.txt : 20110214 0001389610-11-000001.hdr.sgml : 20110214 20110214185634 ACCESSION NUMBER: 0001389610-11-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VERTEX ONE ASSET MANAGEMENT INC. CENTRAL INDEX KEY: 0001389610 IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12402 FILM NUMBER: 11609885 BUSINESS ADDRESS: STREET 1: 1920-1177 WEST HASTINGS STREET CITY: VANCOUVER STATE: A1 ZIP: V6E 2K3 BUSINESS PHONE: 604-681-5787 MAIL ADDRESS: STREET 1: 1920-1177 WEST HASTINGS STREET CITY: VANCOUVER STATE: A1 ZIP: V6E 2K3 13F-HR 1 q4-13f_2010.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check Here if Amendment |_|; Amendment Number: _____ This Amendment (Check only one.):|_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Vertex One Asset Management Inc. Address: 1920-1177 West Hastings Street Vancouver, British Columbia V6E 2K3 Form 13F File Number: 028-12402 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey D. McCord Title: Managing Director Phone: 604-681-5787 Signature, Place, and Date of Signing: Jeffrey D. McCord Vancouver, British Columbia Feb 14, 2011 - ----------------- --------------------------- ------------ [Signature] [City, State] [Date] Report Type (Check only one.): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None [If there are no entries in this list, omit this section.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Seven Form 13F Information Table Entry Total: 96 Form 13F Information Table Value Total: $377,452 USD (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 01 028-12401 Vertex Fund 02 028-12398 Rocky Mountain Investments Ltd. 03 028-12399 Simkor Investments Ltd. 04 028-12406 589321 BC Ltd. 05 028-12408 Jeffrey McCord 06 028-12407 John Thiessen 07 028-12403 Matthew Wood
TITLE OF VALUE X PRN SH/ PUT/ INVST OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP ($1,000) AMT PUT CALL DISCR MANAGERS SOLE SHARED NONE - --------------------------------------------------------------------------------------------------------------------------------- Airtran Hldgs Inc NOTE 00949P108 4,743 650,000 SH SOLE 01 02 03 04 05 06 07 SOLE Alcon Inc COM SHS H01301102 15,327 95,000 SH SOLE 01 02 03 04 05 06 07 SOLE Alexco Resource Corp COM 01535P106 3,056 375,000 SH SOLE 01 02 03 04 05 06 07 SOLE Anglogold Ashanti Hldgs Fin MAND BD CV 03512Q206 82,892 1,513,512 SH SOLE 01 02 03 04 05 06 07 SOLE Apple Inc COM 037833100 12,739 40,000 SH SOLE 01 02 03 04 05 06 07 SOLE Ascent Media Corp COM SER A 043632108 3,188 83,298 SH SOLE 01 02 03 04 05 06 07 SOLE Atlas Energy Inc COM 049298102 6,877 158,400 SH SOLE 01 02 03 04 05 06 07 SOLE Bank of America Corporation PFD 060505682 3,012 3,188 SH SOLE 01 02 03 04 05 06 07 SOLE Barclays BK PLC IPATH 06740C519 8,116 125,000 SH SOLE 01 02 03 04 05 06 07 SOLE Bucyrus Intl Inc New COM 118759109 7,503 85,000 SH SOLE 01 02 03 04 05 06 07 SOLE CNA Surey Corp COM 12612L108 2,911 124,500 SH SOLE 01 02 03 04 05 06 07 SOLE Commscope Inc COM 203372107 1,541 50,000 SH SOLE 01 02 03 04 05 06 07 SOLE Del Monte Foods Co COM 24522P103 3,596 193,700 SH SOLE 01 02 03 04 05 06 07 SOLE Dillards Inc CL A 254067101 8,425 224,900 SH SOLE 01 02 03 04 05 06 07 SOLE Enerplus Red FD UNIT 29274D604 1,469 48,200 SH SOLE 01 02 03 04 05 06 07 SOLE Genzyme Corp COM 372917104 8,436 120,000 SH SOLE 01 02 03 04 05 06 07 SOLE Gran Tierra Energy Inc COM 38500T101 795 100,000 SH SOLE 01 02 03 04 05 06 07 SOLE Greenlight Capital Re Ltd Cl A G4095J109 529 20,000 SH SOLE 01 02 03 04 05 06 07 SOLE Hartford Finl Svcs Group Inc PFD 416515708 7,434 294,000 SH SOLE 01 02 03 04 05 06 07 SOLE King Pharmaceuticals Inc COM 495582108 4,855 350,000 SH SOLE 01 02 03 04 05 06 07 SOLE Kinross Gold Corp COM 496902404 24 1,300 SH SOLE 01 02 03 04 05 06 07 SOLE Market Vectors ETF Tr ETF 57060U100 11,410 188,000 SH SOLE 01 02 03 04 05 06 07 SOLE Marshall & Ilsley Corp New COM 571837103 2,391 350,000 SH SOLE 01 02 03 04 05 06 07 SOLE McAfee Inc COM 579064106 7,705 168,500 SH SOLE 01 02 03 04 05 06 07 SOLE Motorola Inc COM 620076109 4,030 450,000 SH SOLE 01 02 03 04 05 06 07 SOLE North Amern Palladium Ltd COM 656912102 685 100,000 SH SOLE 01 02 03 04 05 06 07 SOLE Pan American Silver Corp COM 697900108 3,475 260,228 SH SOLE 01 02 03 04 05 06 07 SOLE Pengrowth Energy TR TR UNIT 706902509 1,168 92,000 SH SOLE 01 02 03 04 05 06 07 SOLE Penn West Energy TR TR UNIT 707885109 3,887 164,100 SH SOLE 01 02 03 04 05 06 07 SOLE Promotora De Informaciones ADR 74343G303 6,435 683,164 SH SOLE 01 02 03 04 05 06 07 SOLE Provident Energy TR TR UNIT 74386K104 786 100,000 SH SOLE 01 02 03 04 05 06 07 SOLE Sabra Health Care REIT INC COM 78573L106 1,817 99,999 SH SOLE 01 02 03 04 05 06 07 SOLE Sandisk Corp NOTE 80004CAC5 3,248 3,400,000 SH SOLE 01 02 03 04 05 06 07 SOLE Silver Wheaton Corp COM 828336107 6,100 157,500 SH SOLE 01 02 03 04 05 06 07 SOLE Sonde Res Corp COM 835426107 1,737 480,323 SH SOLE 01 02 03 04 05 06 07 SOLE Sun Healthcare Group Inc New COM 86677E100 456 36,499 SH SOLE 01 02 03 04 05 06 07 SOLE Wells Fargo & Co New Perp Pfd 949746804 10,732 10,864 SH SOLE 01 02 03 04 05 06 07 SOLE Whiting Pete Corp New Perp Pfd 966387201 827 3,000 SH SOLE 01 02 03 04 05 06 07 SOLE Windstream Corp COM 97381W104 4,117 299,094 SH SOLE 01 02 03 04 05 06 07 SOLE AMERICAN CAPITAL AGENCY CORP COM 02503X105 517 18,000 SH SOLE 02 03 04 05 06 07 SOLE ANGLOGOLD ASHANTI HLDGS FIN MAND BD CV 03512Q206 2,951 53,200 SH SOLE 02 03 04 05 06 07 SOLE Annaly Cap Mgmt Inc COM 035710409 568 31,700 SH SOLE 02 03 04 05 06 07 SOLE Apple Inc COM 037833100 1,787 5,540 SH SOLE 02 03 04 05 06 07 SOLE Aspen Insurance Holdings Ltd SHS G05384105 3,024 105,650 SH SOLE 02 03 04 05 06 07 SOLE ASPEN INSURNACE HOLDINGS LTD PFD G05384113 1,082 19,700 SH SOLE 02 03 04 05 06 07 SOLE BANCO SANTANDER SA ADR 05964H105 1,249 117,241 SH SOLE 02 03 04 05 06 07 SOLE BANK MONTREAL QUE COM 063671101 1,464 25,300 SH SOLE 02 03 04 05 06 07 SOLE Bank of America Corporation COM 060505104 921 69,020 SH SOLE 02 03 04 05 06 07 SOLE BCE INC COM NEW 05534B760 271 7,600 SH SOLE 02 03 04 05 06 07 SOLE BEAZER HOMES USA INC NT SUB 07556Q402 3,775 134,900 SH SOLE 02 03 04 05 06 07 SOLE BRISTOL MYERS SQUIBB CO COM 110122108 1,636 61,800 SH SOLE 02 03 04 05 06 07 SOLE CDN IMPERIAL BK OF COMMERCE COM 136069101 1,356 17,200 SH SOLE 02 03 04 05 06 07 SOLE Celestica Inc SHS 15101Q108 1,546 159,150 SH SOLE 02 03 04 05 06 07 SOLE Citigroup Inc COM 172967101 1,774 375,145 SH SOLE 02 03 04 05 06 07 SOLE CITIGROUP INC UNIT 172967416 2,823 20,650 SH SOLE 02 03 04 05 06 07 SOLE Dillards Inc CL A 254067101 1,483 39,100 SH SOLE 02 03 04 05 06 07 SOLE Disney Walt Co COM DISNEY 254687106 375 10,000 SH SOLE 02 03 04 05 06 07 SOLE FIBERTOWER CORP NOTE 31567RAC4 1,201 1,055,000 SH SOLE 02 03 04 05 06 07 SOLE Firstservice Corp SDCV 33761NAA7 626 500,000 SH SOLE 02 03 04 05 06 07 SOLE General Electric Co COM 369604103 785 42,900 SH SOLE 02 03 04 05 06 07 SOLE Genworth Finl Inc COM Cl A 37247D106 3,309 251,800 SH SOLE 02 03 04 05 06 07 SOLE Hartford Finl Svcs Group Inc PFD 416515708 512 20,000 SH SOLE 02 03 04 05 06 07 SOLE Ingersoll-Rand PLC SHS G47791101 5,486 116,500 SH SOLE 02 03 04 05 06 07 SOLE JPMorgan Chase & Co COM 46625H100 806 19,000 SH SOLE 02 03 04 05 06 07 SOLE Keycorp New COM 493267108 971 109,700 SH SOLE 02 03 04 05 06 07 SOLE KEYCORP NEW PFD 493267405 343 3,200 SH SOLE 02 03 04 05 06 07 SOLE Kingsway Finl Svcs Inc COM 496904103 175 125,000 SH SOLE 02 03 04 05 06 07 SOLE Level 3 Communications Inc NOTE 52729NBF6 25 25,000 SH SOLE 02 03 04 05 06 07 SOLE LILLY ELI & CO COM 532457108 203 5,800 SH SOLE 02 03 04 05 06 07 SOLE MANULIFE FINL CORP COM 56501R106 319 18,500 SH SOLE 02 03 04 05 06 07 SOLE Mattel Inc COM 577081102 9,905 389,500 SH SOLE 02 03 04 05 06 07 SOLE MERCK & CO INC NEW COM 58933Y105 2,125 58,970 SH SOLE 02 03 04 05 06 07 SOLE Montpelier Re Holdings Ltd SHS G62185106 9,795 491,200 SH SOLE 02 03 04 05 06 07 SOLE Old Rep Intl Corp COM 680223104 1,159 85,000 SH SOLE 02 03 04 05 06 07 SOLE Oncolytics Biotech Inc COM 682310107 880 130,000 SH SOLE 02 03 04 05 06 07 SOLE Pan American Silver Corp COM 697900108 1,793 43,500 SH SOLE 02 03 04 05 06 07 SOLE Partnerre Ltd COM G6852T105 9,610 119,600 SH SOLE 02 03 04 05 06 07 SOLE Pfizer Inc COM 717081103 5,822 332,500 SH SOLE 02 03 04 05 06 07 SOLE Platinum Underwriter Hldgs COM G7127P100 10,901 242,400 SH SOLE 02 03 04 05 06 07 SOLE Plum Creek Timber Co Inc COM 729251108 1,786 47,700 SH SOLE 02 03 04 05 06 07 SOLE QLT Inc COM 746927102 2,665 361,800 SH SOLE 02 03 04 05 06 07 SOLE Regions Financial Corp New COM 7591EP100 1,254 179,200 SH SOLE 02 03 04 05 06 07 SOLE SANDISK CORP NOTE 80004CAC5 2,032 2,100,000 SH SOLE 02 03 04 05 06 07 SOLE SEADRILL LIMITED SHS G7945E105 2,412 71,112 SH SOLE 02 03 04 05 06 07 SOLE Silver Wheaton Corp COM 828336107 1,785 45,500 SH SOLE 02 03 04 05 06 07 SOLE Sprint Nextel Corp COM SER 1 852061100 495 117,000 SH SOLE 02 03 04 05 06 07 SOLE Starwood Ppty Tr Inc COM 85571B105 202 9,400 SH SOLE 02 03 04 05 06 07 SOLE SUN LIFE FINL INC COM 866796105 494 16,300 SH SOLE 02 03 04 05 06 07 SOLE Suntrust Bks Inc COM 867914103 1,219 41,300 SH SOLE 02 03 04 05 06 07 SOLE Synovus Finl Corp COM 87161C105 1,078 114,800 SH SOLE 02 03 04 05 06 07 SOLE Valeant Pharmaceuticals Intl COM 91911K102 2,484 87,288 SH SOLE 02 03 04 05 06 07 SOLE Validus Holdings Ltd COM SHS G9319H102 104 3,400 SH SOLE 02 03 04 05 06 07 SOLE Wells Fargo& Co New COM 949746101 555 17,919 SH SOLE 02 03 04 05 06 07 SOLE Weyerhaeuser Co COM 962166104 23 1,226 SH SOLE 02 03 04 05 06 07 SOLE XL Group PLC COM G98290102 2,577 118,100 SH SOLE 02 03 04 05 06 07 SOLE Zions Bancorporation COM 989701107 2,460 101,533 SH SOLE 02 03 04 05 06 07 SOLE
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