-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QqHRwb2bNW2t35wlf4ueu6G+/AKPJQtnp3nLdABEw9Tgw0DE1sUX5wR4LnUFJSJ4 t9Rco3dv0SHQ7RXCOBqYrg== 0000950123-11-013170.txt : 20110214 0000950123-11-013170.hdr.sgml : 20110214 20110214063052 ACCESSION NUMBER: 0000950123-11-013170 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHLAND CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0001167365 IRS NUMBER: 752716725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10659 FILM NUMBER: 11602024 BUSINESS ADDRESS: STREET 1: 13455 NOEL ROAD STE 1300 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 9726284100 MAIL ADDRESS: STREET 1: 13455 NOEL ROAD STE 1300 CITY: DALLAS STATE: TX ZIP: 75240 13F-HR 1 d79567e13fvhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Highland Capital Management, L.P. Address: 13455 Noel Rd. Suite 800 Dallas, TX 75240 Form 13F File Number: 28-10659 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James D. Dondero Title: President Phone: 972-628-4100 Signature, Place, and Date of Signing: /s/ James D. Dondero Dallas, TX February 14, 2011 - ------------------------------------- ------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 149 Form 13F Information Table Value Total: 643,572 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name - ---- --------------------------- ------------------------------------- ____ 28-________________________ Cummings Bay Capital Management, L.P. ____ 28-________________________ Tunstall Capital Management, L.P.
VOTOING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ---------------- --------- -------- ---------- --- ---- ---------- -------- -------- ------ ---- ACORDA THERAPEUTICS INC COM 00484M106 949 34800 SH SOLE 34800 ADTRAN INC COM 00738A106 2737 75600 SH SOLE 75600 AGCO CORP COM 001084102 3197 63100 SH SOLE 63100 AIRGAS INC COM 009363102 2092 33500 SH SOLE 33500 ALLIANCE HEALTHCARE SRVCS IN COM NEW 018606202 74 17518 SH OTHER 17518 ALLIANT TECHSYSTEMS INC COM 018804104 566 7600 SH SOLE 7600 ALLOS THERAPEUTICS INC COM 019777101 277 60000 SH OTHER 60000 ALPHATEC HOLDINGS INC COM 02081G102 184 68314 SH OTHER 68314 AMBAC FINL GROUP INC COM 023139108 684 6217000 SH SOLE 6217000 AMERICAN AXLE & MFG HLDGS IN COM 024061103 6031 469000 SH SOLE 469000 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 1127 77000 SH SOLE 77000 ANGIOTECH PHARMACEUTICALS IN COM 034918102 2033 6354559 SH SOLE 6354559 AON CORP COM 037389103 7753 168500 SH SOLE 168500 APPLE INC COM 037833100 16954 52560 SH SOLE 52560 APPLIED MATLS INC COM 038222105 681 48450 SH SOLE 48450 ARIBA INC COM NEW 04033V203 2720 115800 SH SOLE 115800 ARTHROCARE CORP COM 043136100 547 17620 SH OTHER 17620 ARUBA NETWORKS INC COM 043176106 5341 255800 SH SOLE 255800 ATHENAHEALTH INC COM 04685W103 791 19290 SH OTHER 19290 BECKMAN COULTER INC COM 075811109 709 9424 SH OTHER 9424 BEST BUY INC COM 086516101 379 11050 SH SOLE 11050 BIO RAD LABS INC CL A 090572207 623 6000 SH OTHER 6000 BIOMIMETIC THERAPEUTICS INC COM 09064X101 317 24975 SH OTHER 24975 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 504 23000 SH SOLE 23000 CALPINE CORP COM NEW 131347304 1828 136997 SH SOLE 136997 CAPITAL ONE FINL CORP COM 14040H105 2343 55050 SH SOLE 55050 CAPSTEAD MTG CORP COM NO PAR 14067E506 20925 1662069 SH SOLE 1662069 CARDINAL HEALTH INC COM 14149Y108 905 23623 SH OTHER 23623 CEPHALON INC COM 156708109 494 8000 SH SOLE 8000 CF INDS HLDGS INC COM 125269100 7244 53600 SH SOLE 53600 CHELSEA THERAPEUTICS INTL LT COM 163428105 203 27017 SH OTHER 27017 CLEARWIRE CORP NEW CL A 18538Q105 1840 357243 SH SOLE 357243 COACH INC COM 189754104 4016 72600 SH SOLE 72600 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 8600 117339 SH SOLE 117339 COMPLETE GENOMICS INC COM 20454K104 18637 2494866 SH SOLE 2494866 CONCHO RES INC COM 20605P101 8004 91301 SH SOLE 91301 CROSSTEX ENERGY L P COM 22765U102 5743 398811 SH SOLE 398811 CSX CORP COM 126408103 2985 46200 SH SOLE 46200 CVS CAREMARK CORPORATION COM 126650100 660 18993 SH OTHER 18993 CYPRESS SEMICONDUCTOR CORP COM 232806109 2480 133500 SH SOLE 133500 DELL INC COM 24702R101 1416 104500 SH SOLE 104500 DELTA AIR LINES INC DEL COM NEW 247361702 1448 114925 SH SOLE 114925 DUPONT FABROS TECHNOLOGY INC COM 26613Q106 4796 225496 SH SOLE 225496 DYNAVAX TECHNOLOGIES CORP COM 268158102 741 231637 SH OTHER 231637 DYNEGY INC DEL COM 26817G300 1840 327350 SH SOLE 327350 EMERGENCY MEDICAL SVCS CORP CL A 29100P102 643 9948 SH OTHER 9948 ENTERPRISE PRODS PARTNERS L COM 293792107 1319 31700 SH SOLE 31700 ENTRAVISION COMMUNICATIONS C CL A 29382R107 3425 1332712 SH SOLE 1332712 ENTROPIC COMMUNICATIONS INC COM 29384R105 4327 358200 SH SOLE 358200
EQUINIX INC COM NEW 29444U502 6582 81000 SH SOLE 81000 ERESEARCHTECHNOLOGY INC COM 29481V108 429 58348 SH OTHER 58348 F5 NETWORKS INC COM 315616102 4074 31300 SH SOLE 31300 FORD MTR CO DEL COM PAR $0.01 345370860 6222 370600 SH SOLE 370600 FRONTEER GOLD INC COM 359032109 3975 338900 SH SOLE 338900 GARMIN LTD SHS H2906T109 2541 81983 SH SOLE 81983 GENERAL MTRS CO COM 37045V100 1683 45668 SH OTHER 45668 GENERAL MTRS CO COM 37045V100 614 16666 SH SOLE 16666 GENON ENERGY INC COM 37244E107 221 58012 SH SOLE 58012 GENTEX CORP COM 371901109 2566 86800 SH SOLE 86800 GENZYME CORP COM 372917104 2556 35900 SH SOLE 35900 GLOBAL PMTS INC COM 37940X102 896 19400 SH SOLE 19400 GRAY TELEVISION INC CL A 389375205 44 23543 SH SOLE 23543 HALOZYME THERAPEUTICS INC COM 40637H109 304 38428 SH OTHER 38428 HARRIS CORP DEL COM 413875105 1015 22400 SH SOLE 22400 HEALTH MGMT ASSOC INC NEW CL A 421933102 600 62928 SH OTHER 62928 HECLA MNG CO COM 422704106 2633 233800 SH SOLE 233800 HEWLETT PACKARD CO COM 428236103 2462 58475 SH SOLE 58475 HIGHLAND CR STRATEGIES FD COM 43005Q107 6984 921316 SH SOLE 921316 HILLTOP HOLDINGS INC COM 432748101 501 50545 SH SOLE 50545 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 4585 199000 SH SOLE 199000 ICO GLOBAL COMM HLDGS LTD DE CL A 44930K108 63305 42203577 SH SOLE 42203577 ILLUMINA INC COM 452327109 5922 93500 SH SOLE 93500 IMMUNOMEDICS INC COM 452907108 72 20000 SH OTHER 20000 INCYTE CORP COM 45337C102 248 15000 SH OTHER 15000 KANSAS CITY SOUTHERN COM NEW 485170302 9141 191000 SH SOLE 191000 KINDRED HEALTHCARE INC COM 494580103 558 30364 SH OTHER 30364 KKR & CO L P DEL COM UNITS 48248M102 4374 308027 SH SOLE 308027 LAS VEGAS SANDS CORP COM 517834107 2288 49800 SH SOLE 49800 LILLY ELI & CO COM 532457108 1016 29000 SH SOLE 29000 LOCKHEED MARTIN CORP COM 539830109 3747 53600 SH SOLE 53600 LORAL SPACE & COMMUNICATNS I COM 543881106 109617 1432896 SH SOLE 1432896 LORILLARD INC COM 544147101 1108 13500 SH SOLE 13500 LULULEMON ATHLETICA INC COM 550021109 2593 37900 SH SOLE 37900 LUMINEX CORP DEL COM 55027E102 292 16000 SH OTHER 16000 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 66310 1927608 SH SOLE 1927608 MAP PHARMACEUTICALS INC COM 56509R108 335 20000 SH OTHER 20000 MBIA INC COM 55262C100 962 80200 SH SOLE 80200 MCKESSON CORP COM 58155Q103 660 9374 SH OTHER 9374 MEDIDATA SOLUTIONS INC COM 58471A105 602 25192 SH OTHER 25192 MEDNAX INC COM 58502B106 675 10033 SH OTHER 10033 MICROVISION INC DEL COM 594960106 6788 3649326 SH SOLE 3649326 MICROVISION INC DEL *W EXP 07/23/201 594960163 5987 3218884 SH SOLE 3218884 MYLAN INC COM 628530107 423 20000 SH OTHER 20000 MYRIAD PHARMACEUTICALS INC COM 62856H107 771 185291 SH OTHER 185291 NATIONAL CINEMEDIA INC COM 635309107 1055 53000 SH SOLE 53000 NATIONAL CINEMEDIA INC COM 635309107 261 13090 SH OTHER 13090 NATIONAL SEMICONDUCTOR CORP COM 637640103 1055 76700 SH SOLE 76700 NAVISTAR INTL CORP NEW COM 63934E108 4222 72900 SH SOLE 72900 NETAPP INC COM 64110D104 4084 74300 SH SOLE 74300 NEW GOLD INC CDA COM 644535106 2728 279500 SH SOLE 279500 NORDION INC COM 65563C105 929 81532 SH OTHER 81532 NRG ENERGY INC COM NEW 629377508 3121 159700 SH SOLE 159700 NUVASIVE INC COM 670704105 605 23598 SH OTHER 23598
NXSTAGE MEDICAL INC COM 67072V103 292 11717 SH OTHER 11717 OMEGA HEALTHCARE INVS INC COM 681936100 611 27231 SH OTHER 27231 OMNIVISION TECHNOLOGIES INC COM 682128103 4006 135300 SH SOLE 135300 PALL CORP COM 696429307 485 9788 SH OTHER 9788 PATTERSON UTI ENERGY INC COM 703481101 4325 200700 SH SOLE 200700 PERKINELMER INC COM 714046109 710 27500 SH OTHER 27500 PHC INC MASS CL A 693315103 51 30800 SH OTHER 30800 PIONEER NAT RES CO COM 723787107 3212 37000 SH SOLE 37000 POLARIS INDS INC COM 731068102 4720 60500 SH SOLE 60500 POTASH CORP SASK INC COM 73755L107 2957 19100 SH SOLE 19100 PROSHARES TR SHRT RUSSL2000 74347X690 714 31000 SH OTHER 31000 PROSHARES TR II ULTRASHORT YEN 74347W858 2734 174500 SH SOLE 174500 PROSHARES TR II ULTRASHRT EURO 74347W882 711 35000 SH SOLE 35000 PROTECTIVE LIFE CORP COM 743674103 1798 67510 SH SOLE 67510 QUICKSILVER RESOURCES INC COM 74837R104 1999 135600 SH SOLE 135600 QUINSTREET INC COM 74874Q100 2745 142900 SH SOLE 142900 RAPTOR PHARMACEUTICAL CORP COM 75382F106 687 188600 SH OTHER 188600 RAYTHEON CO COM NEW 755111507 2261 48800 SH SOLE 48800 REALD INC COM 75604L105 3681 142000 SH SOLE 142000 REGAL ENTMT GROUP CL A 758766109 3023 257500 SH SOLE 257500 RESMED INC COM 761152107 4112 118700 SH SOLE 118700 ROVI CORP COM 779376102 8662 139686 SH SOLE 139686 RTI INTL METALS INC COM 74973W107 577 21387 SH SOLE 21387 SALIX PHARMACEUTICALS INC COM 795435106 933 19873 SH OTHER 19873 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 4135 79900 SH SOLE 79900 SILVER WHEATON CORP COM 828336107 2787 71400 SH SOLE 71400 SKYWORKS SOLUTIONS INC COM 83088M102 2685 93800 SH SOLE 93800 SOLUTIA INC COM NEW 834376501 4814 208558 SH SOLE 208558 STANLEY BLACK & DECKER INC COM 854502101 3370 50400 SH SOLE 50400 SUCCESSFACTORS INC COM 864596101 3475 120000 SH SOLE 120000 TEMPUR PEDIC INTL INC COM 88023U101 8332 207986 SH SOLE 207986 TORCHMARK CORP COM 891027104 2413 40400 SH SOLE 40400 TRANS1 INC COM 89385X105 112 54068 SH OTHER 54068 ULTA SALON COSMETCS & FRAG I COM 90384S303 5650 166175 SH SOLE 166175 UNITED THERAPEUTICS CORP DEL COM 91307C102 3294 52100 SH SOLE 52100 UNITED THERAPEUTICS CORP DEL COM 91307C102 342 5416 SH OTHER 5416 UROPLASTY INC COM NEW 917277204 329 81700 SH OTHER 81700 VERISK ANALYTICS INC CL A 92345Y106 5681 166700 SH SOLE 166700 VIASAT INC COM 92552V100 959 21600 SH SOLE 21600 VOLCANO CORPORATION COM 928645100 643 23559 SH OTHER 23559 WARNER CHILCOTT PLC IRELAND SHS A G94368100 255 11300 SH OTHER 11300 WESTERN DIGITAL CORP COM 958102105 1538 45373 SH SOLE 45373 WHITING PETE CORP NEW COM 966387102 3399 29000 SH SOLE 29000 WHOLE FOODS MKT INC COM 966837106 6066 119900 SH SOLE 119900 XEROX CORP COM 984121103 5469 474700 SH SOLE 474700 XOMA LTD SHS G9825R206 343 66908 SH OTHER 66908
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