0001208646-11-000189.txt : 20110420 0001208646-11-000189.hdr.sgml : 20110420 20110420143605 ACCESSION NUMBER: 0001208646-11-000189 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110420 DATE AS OF CHANGE: 20110420 EFFECTIVENESS DATE: 20110420 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alliance Trust PLC CENTRAL INDEX KEY: 0001424606 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13036 FILM NUMBER: 11770367 BUSINESS ADDRESS: STREET 1: 8 WEST MARKETGAIT CITY: DUNDEE, SCOTLAND STATE: X0 ZIP: DD1 1QN BUSINESS PHONE: 44 1382 306062 MAIL ADDRESS: STREET 1: 8 WEST MARKETGAIT CITY: DUNDEE, SCOTLAND STATE: X0 ZIP: DD1 1QN 13F-HR 1 c104677.txt 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 ----------------- Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Alliance Trust PLC Address: 8 West Marketgait Dundee, Scotland DD1 1QN United Kingdom Form 13F File Number: 28-13036 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ian Anderson Title: Assistant Secretary Phone: +44 1382 321238 Signature, Place, and Date of Signing: /s/ Ian Anderson Dundee, Scotland, United Kingdom Arpil 19, 2011 ------------------------- -------------------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 60 Form 13F Information Table Value Total: $990,661 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. FORM 13F INFORMATION TABLE

------------------------------------------------------------------------------------------------------------------------------------ TITLE OF VALUE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$) (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ ACCENTURE PLC CLS'A' USD0.0000225 EQUITY B4BNMY3 8,510,206 8,510 154,900 SH SOLE NONE 154,900 AMER TOWER CORP CL'A' COM USD0.01 EQUITY 2253608 39,020,460.00 39,020 753,000 SH SOLE NONE 753,000 APACHE CORP COM USD0.625 EQUITY 2043962 41,748,994.45 41,749 318,865 SH SOLE NONE 318,865 AZZ INC COM USD1 EQUITY 2067672 2,651,592.00 2,652 58,200 SH SOLE NONE 58,200 BAKER HUGHES INC COM USD1 EQUITY 2072085 4,972,565.00 4,973 67,700 SH SOLE NONE 67,700 BAXTER INTL INC COM USD1 EQUITY 2085102 10,844,492.50 10,844 201,758 SH SOLE NONE 201,758 BE AEROSPACE COM USD0.01 EQUITY 2089427 13,856,700.00 13,857 390,000 SH SOLE NONE 390,000 BK OF AMERICA CORP COM USD0.01 EQUITY 2295677 5,350,662.00 5,351 401,400 SH SOLE NONE 401,400 BPZ RESOURCES INC 6.5% NTS 01/03/15 USD EQUITY B590VV3 15,773,383.33 15,773 13,448,000 SH SOLE NONE 13,448,000 BPZ RESOURCES INC COM NPV EQUITY 2155458 7,176,200.00 7,176 1,354,000 SH SOLE NONE 1,354,000 CIA DE BEBIDAS DAS SPON ADR REP 1 PRF SHS EQUITY 2634797 9,615,200 9,615 340,000 SH SOLE NONE 340,000 CISCO SYSTEMS COM USD0.001 EQUITY 2198163 24,478,692.35 24,479 1,427,329 SH SOLE NONE 1,427,329 CITI TRENDS INC COM USD0.01 EQUITY B06FLD8 3,566,400.00 3,566 160,000 SH SOLE NONE 160,000 CLEAN HARBORS INC COM USD0.01 EQUITY 2202473 49,622,129.70 49,622 502,910 SH SOLE NONE 502,910 CORRECTIONS CORP COM USD0.01 EQUITY 2759418 4,874,000.00 4,874 200,000 SH SOLE NONE 200,000 DAVITA INC COM USD0.001 EQUITY 2898087 20,527,200.00 20,527 240,000 SH SOLE NONE 240,000 DELL INC COM USD0.01 EQUITY 2261526 24,378,995.00 24,379 1,681,310 SH SOLE NONE 1,681,310 ENERGY RECOVERY IN USD0.001 EQUITY B3B5J07 1,268,000.00 1,268 400,000 SH SOLE NONE 400,000 ENERGY SOLUTIONS I DEP SHS REP 1 COM USD0.01 EQUITY B293735 2,086,000.00 2,086 350,000 SH SOLE NONE 350,000 ENTERPRISE PRODS P COM UNITS REP LIM PART INT EQUITY 2285388 17,216,000.00 17,216 400,000 SH SOLE NONE 400,000 EXPRESS SCRIPTS IN COM USD0.01 EQUITY 2326469 10,287,850.00 10,288 185,000 SH SOLE NONE 185,000 FLIR SYSTEMS INC COM USD0.01 EQUITY 2344717 21,798,000.00 21,798 630,000 SH SOLE NONE 630,000 GAZPROM NEFT LEVEL 1 ADR REPR 5 ORD RUB EQUITY B11XHC5 4,997,620.00 4,998 189,663 SH SOLE NONE 189,663 HCC INSURANCE HLDG COM USD1 EQUITY 2400426 14,076,000.00 14,076 450,000 SH SOLE NONE 450,000 HOLOGIC INC COM USD0.01 EQUITY 2433530 21,080,500.00 21,081 950,000 SH SOLE NONE 950,000 INTEL CORP COM USD0.001 EQUITY 2463247 30,629,798.94 30,630 1,518,582 SH SOLE NONE 1,518,582 INTERMEC INC COM USD0.01 EQUITY 2116842 1,940,400.00 1,940 180,000 SH SOLE NONE 180,000 INTEROIL CORP COM NPV EQUITY B02SJF9 57,381,376.00 57,381 769,600 SH SOLE NONE 769,600 JOHNSON & JOHNSON COM USD1 EQUITY 2475833 28,518,412.47 28,518 481,161 SH SOLE NONE 481,161 LANDEC CORP COM USD0.001 EQUITY 2517058 1,620,000.00 1,620 250,000 SH SOLE NONE 250,000 MAXWELL TECH INC COM USD0.10 EQUITY 2573771 1,192,530.00 1,193 190,500 SH SOLE NONE 190,500 MEDCOHEALTH SOLUTI COM USD0.01 EQUITY 2954019 6,269,010.00 6,269 363,000 SH SOLE NONE 363,000 METROPCS COMMUNICA COM STK USD0.0001 EQUITY B02F228 21,656,868.48 21,657 385,628 SH SOLE NONE 385,628 MOBILE TELESYSTEMS ADR EA REP 2 ORD RUB1 EQUITY 2603225 3,654,000.00 3,654 225,000 SH SOLE NONE 225,000 MONSANTO COM STK USD0.01 EQUITY 2654320 20,686,672.00 20,687 286,400 SH SOLE NONE 286,400 NETAPP INC COM USD0.001 EQUITY 2630643 20,365,204.20 20,365 422,690 SH SOLE NONE 422,690 NEW YORK COMMTY COM USD0.01 EQUITY 2711656 55,270,474.56 55,270 3,205,944 SH SOLE NONE 3,205,944 NICE SYSTEMS ADR-EACH REPR 1 ORD ILS1 EQUITY 2639736 3,782,656.00 3,783 102,400 SH SOLE NONE 102,400 NOVATEK OAO GDR EACH REPR 10 SHS'REG S' EQUITY B0DK750 7,445,040.00 7,445 53,600 SH SOLE NONE 53,600 PFIZER INC COM USD0.05 EQUITY 2684703 29,144,850.00 29,145 1,435,000 SH SOLE NONE 1,435,000 PHILIP MORRIS INTL COM STK NPV EQUITY B2PKRQ3 63,931,464.00 63,931 974,565 SH SOLE NONE 974,565 PICO HOLDINGS COM USD0.001 EQUITY 2326737 3,003,000.00 3,003 100,000 SH SOLE NONE 100,000 PLUM CREEK TMBR CO COM USD0.01 EQUITY 2692397 21,847,164.24 21,847 500,852 SH SOLE NONE 500,852 POLYCOM INC COM USD0.0005 EQUITY 2693420 40,735,872.00 40,736 785,800 SH SOLE NONE 785,800 PRICESMART INC COM USD0.0001 EQUITY 2092942 3,113,550.00 3,114 85,000 SH SOLE NONE 85,000 REPUBLIC SERVICES COM USD0.01 EQUITY 2262530 8,878,189.32 8,878 295,644 SH SOLE NONE 295,644 ROSNEFT OJSC GDR EACH REPR 1 ORD 'REGS' EQUITY B17FSC2 8,700,890.00 8,701 953,000 SH SOLE NONE 953,000 ROSS STORES INC COM USD0.01 EQUITY 2746711 31,200,344.00 31,200 438,700 SH SOLE NONE 438,700 SAFEWAY INC COM USD0.01 EQUITY 2767165 21,177,000.00 21,177 900,000 SH SOLE NONE 900,000 SMART BALANCE INC COM STK USD0.01 EQUITY B0V9FJ9 2,748,000.00 2,748 600,000 SH SOLE NONE 600,000 ST JOE COMPANY COM NPV EQUITY 2768663 16,870,864.60 16,871 672,146 SH SOLE NONE 672,146 TETRA TECH INC COM USD0.01 EQUITY 2883890 17,448,685.96 17,449 706,997 SH SOLE NONE 706,997 TIME WARNER INC COM USD0.01 EQUITY B63QTN2 7,092,006.00 7,092 198,600 SH SOLE NONE 198,600 TRIQUINT SEMI COND COM USD0.001 EQUITY 2904393 3,483,000.00 3,483 270,000 SH SOLE NONE 270,000 UTD TECHNOLOGIES COM USD1 EQUITY 2915500 32,878,755.00 32,879 388,500 SH SOLE NONE 388,500 VAIL RESORTS INC COM STK USD0.01 EQUITY 2954194 4,389,300.00 4,389 90,000 SH SOLE NONE 90,000 VISA INC COM STK USD0.0001 EQUITY B2PZN04 17,998,338.09 17,998 244,443 SH SOLE NONE 244,443 WELLS FARGO & CO COM USD1 2/3 EQUITY 2649100 7,046,910.00 7,047 222,300 SH SOLE NONE 222,300 WESTERN UNION COMP COM STK USD0.01 EQUITY B1F76F9 7,096,960.00 7,097 341,200 SH SOLE NONE 341,200 X5 RETAIL GROUP NV GDR REP 0.25 SHS EUR1 REGS EQUITY B07T3T9 1,685,600.00 1,686 40,000.00 SH SOLE NONE 40,000 $990,661