0001132716-11-000011.txt : 20110328 0001132716-11-000011.hdr.sgml : 20110328 20110328162720 ACCESSION NUMBER: 0001132716-11-000011 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110328 DATE AS OF CHANGE: 20110328 EFFECTIVENESS DATE: 20110328 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS OCONNOR LLC CENTRAL INDEX KEY: 0001132716 IRS NUMBER: 061569842 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06327 FILM NUMBER: 11715872 BUSINESS ADDRESS: STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3125256000 MAIL ADDRESS: STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR/A 1 ubsocq410a.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: UBS O'Connor LLC Address: One North Wacker Drive, 32nd Floor Chicago, IL 60606 13F File Number: 28-06327 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Charles Mathys Title: CHIEF COMPLIANCE OFFICER Phone: (312)525-6452 Signature, Place, and Date of Signing: /s/ Charles Mathys, CHICAGO, IL February 14, 2011 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 709 Form 13F Information Table Value Total: 6138471 List of Other Included Managers: 02 028-11499 UBS Eucalyptus Mngmt LLC Name Class CUSIP MVal amt sh PC Inv.Dis OMgr S.Vote ACHILLION COM 00448Q201 753 181400 SH DEFINED 02 181400 AETNA INC COM 00817Y108 671 22000 SH DEFINED 02 22000 AFFYMETRIX COM 00826T108 984 195600 SH DEFINED 02 195600 ALIGN TECH COM 016255101 1456 74500 SH DEFINED 02 74500 ALLERGAN I COM 018490102 5576 81200 SH DEFINED 02 81200 ALLOS THER COM 019777101 2761 599000 SH DEFINED 02 599000 COM COM 02043Q107 296 30000 SH P DEFINED 02 30000 AMGEN INC COM 031162100 5682 103500 SH DEFINED 02 103500 AMSURG COR COM 03232P405 335 16000 SH DEFINED 02 16000 ANADYS PHA COM 03252Q408 1136 800000 SH DEFINED 02 800000 ANTARES PH COM 036642106 1665 979600 SH DEFINED 02 979600 AVEO PHARM COM 053588109 2015 137800 SH DEFINED 02 137800 BIOMARIN P COM 09061G101 4484 166500 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