-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KrJhKDHsUucif08QLYL+MT0RonfDCpSnggRbadV53A0M+pvUvNe5ALhV/hJDFvr0 GT5wlh9INRyD4Lyhhd9qug== 0001144204-11-008858.txt : 20110215 0001144204-11-008858.hdr.sgml : 20110215 20110215093802 ACCESSION NUMBER: 0001144204-11-008858 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110215 DATE AS OF CHANGE: 20110215 EFFECTIVENESS DATE: 20110215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Global X Management CO LLC CENTRAL INDEX KEY: 0001432354 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14399 FILM NUMBER: 11612600 BUSINESS ADDRESS: STREET 1: Dechert LLP STREET 2: 1775 I Street NW CITY: Washington STATE: DC ZIP: 20006 MAIL ADDRESS: STREET 1: Dechert LLP STREET 2: 1775 I Street NW CITY: Washington STATE: DC ZIP: 20006 13F-HR 1 v211393_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Global X Management Company LLC Address: 410 Park Avenue, 4th Floor New York, NY 10022 Form 13F File Number: 28- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Bruno del Ama Title: CEO Phone: (212) 644-6440 Signature, Place, and Date of Signing: /s/ Bruno del Ama New York, NY February 14, 2011 Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 99 Form 13F Information Table Value Total: $445,276 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE Voting Authority Value Shares/ Sh/ Put/ Invstmt Other ------------------ Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------ ---------------- --------- -------- ---------- --- ---- ------- --------- ----- ------- ---- SINA CORP US ORD G81477104 300 4354 SH SOLE 4354 0 0 AUGUSTA RES CORP COM NEW 050912203 761 199841 SH SOLE 199841 0 0 BAIDU INC SPON ADR REP A 056752108 215 2227 SH SOLE 2227 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 948 46700 SH SOLE 46700 0 0 CPFL ENERGIA S A SPONSORED ADR 126153105 1697 22097 SH SOLE 22097 0 0 COEUR D ALENE MINES CORP IDA COM NEW 192108504 17492 640253 SH SOLE 640253 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 1612 97171 SH SOLE 97171 0 0 DUOYAN GLOBAL WTR INC SPONSORED ADR 266043108 66 5167 SH SOLE 5167 0 0 ECOPETROL S A SPONSORED ADS 279158109 27940 640527 SH SOLE 640527 0 0 ERICSSON L M TEL CO ADR B SEK 10 294821608 1160 100600 SH SOLE 100600 0 0 EXIDE TECHNOLOGIES COM NEW 302051206 6829 725769 SH SOLE 725769 0 0 F M C CORP COM NEW 302491303 23067 288736 SH SOLE 288736 0 0 FRONTEER GOLD INC COM 359032109 1464 124800 SH SOLE 124800 0 0 GAFISA S A SPONS ADR 362607301 1690 116305 SH SOLE 116305 0 0 GENERAL STEEL HOLDINGS INC COM 370853103 199 69334 SH SOLE 69334 0 0 GIANT INTERACTIVE GROUP INC ADR 374511103 190 26654 SH SOLE 26654 0 0 GOLDEN MINERALS CO COM 381119106 5284 197914 SH SOLE 197914 0 0 HECLA MNG CO COM 422704106 21555 1914287 SH SOLE 1914287 0 0 ITAU UNIBANCO BANCO HLDG SA SPON ADR REP PFD 465562106 959 39930 SH SOLE 39930 0 0 JA SOLAR HOLDINGS LTD-ADR SPON ADR 466090107 113 16375 SH SOLE 16375 0 0 MINEFINDERS LTD COM 602900102 10405 942509 SH SOLE 942509 0 0 MINES MGMT INC COM 603432105 1115 264209 SH SOLE 264209 0 0 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 8633 82040 SH SOLE 82040 0 0 NOKIA CORP SPONSORED ADR 654902204 1065 103200 SH SOLE 103200 0 0 NOVO-NORDISK A S ADR 670100205 1853 16464 SH SOLE 16464 0 0 PAN AMERICAN SILVER CORP COM 697900108 43183 1047887 SH SOLE 1047887 0 0 POLYMET MINING CORP COM 731916102 607 254068 SH SOLE 254068 0 0 ROCKWOOD HLDGS INC COM 774415103 8349 213427 SH SOLE 213427 0 0 SEABRIDGE GOLD INC COM 811916105 957 31200 SH SOLE 31200 0 0 SHENGDA TECH INC COM 823213103 300 61250 SH SOLE 61250 0 0 SILVER WHEATON CORP COM 828336107 45302 1160402 SH SOLE 1160402 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 28789 492786 SH SOLE 492786 0 0 TASEKO MINES LTD COM 876511106 2045 389553 SH SOLE 389553 0 0 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 959 65258 SH SOLE 65258 0 0 ULTRALIFE CORP COM 903899102 1743 263684 SH SOLE 263684 0 0 US GOLD CORPORATION COM PAR $0.10 912023207 1028 127400 SH SOLE 127400 0 0 URANIUM ENERGY CORP COM 916896103 7162 1185700 SH SOLE 1185700 0 0 URANIUM RES INC COM PAR $0.001 916901507 5263 1547800 SH SOLE 1547800 0 0 VALENCE TECHNOLOGY INC COM 918914102 2938 1748901 SH SOLE 1748901 0 0 VANCEINFO TECHNOLOGIES INC ADR 921564100 132 3831 SH SOLE 3831 0 0 TRINA SOLAR LIMITED SPON ADR 89628E104 186 7962 SH SOLE 7962 0 0 USEC INC COM 90333E108 5556 923000 SH SOLE 923000 0 0 NOVAGOLD RES INC COM NEW 66987E206 1388 97240 SH SOLE 97240 0 0 ADVANCED BATTERY TECHNOLOG I COM 00752H102 5257 1365521 SH SOLE 1365521 0 0 ALEXCO RESOURCE CORP COM 01535P106 5588 682322 SH SOLE 682322 0 0 A123 SYS INC COM 03739T108 7352 770675 SH SOLE 770675 0 0 ASIAINFO-LINKAGE INC COM 04518A104 92 5532 SH SOLE 5532 0 0 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 461 33890 SH SOLE 33890 0 0 BANCOLOMBIA S A SPON ADR PREF 05968L102 26923 434874 SH SOLE 434874 0 0 BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 1880 111387 SH SOLE 111387 0 0 CAMELOT INFORMATION SYS INC ADS RP ORD SHS 13322V105 127 5298 SH SOLE 5298 0 0 CHINA BAK BATTERY INC COM 16936Y100 1896 982565 SH SOLE 982565 0 0 CHINA AGRITECH INC COM NEW 16937A200 330 26930 SH SOLE 26930 0 0 CHINA GREEN AGRICULTURE INC COM 16943W105 347 38610 SH SOLE 38610 0 0 CNINSURE INC SPONSORED ADR 18976M103 106 6130 SH SOLE 6130 0 0 COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 2967 70693 SH SOLE 70693 0 0 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 761 14391 SH SOLE 14391 0 0 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 663 26333 SH SOLE 26333 0 0 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 1921 61895 SH SOLE 61895 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 191 4715 SH SOLE 4715 0 0 E HOUSE CHINA HLDGS LTD ADR 26852W103 134 8983 SH SOLE 8983 0 0 EMBRAER S A SP ADR REP 4 COM 29082A107 1209 41129 SH SOLE 41129 0 0 ENDEAVOUR SILVER CORP COM 29258Y103 6598 898926 SH SOLE 898926 0 0 ENER1 INC COM NEW 29267A203 5172 1364765 SH SOLE 1364765 0 0 FIBRIA CELULOSE S A SP ADR REP COM 31573A109 729 45560 SH SOLE 45560 0 0 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 4845 220923 SH SOLE 220923 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 4676 38940 SH SOLE 38940 0 0 GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 38045R107 1618 105223 SH SOLE 105223 0 0 GULF RESOURCES INC COM PAR $0.0005 40251W309 417 38975 SH SOLE 38975 0 0 HARBIN ELECTRIC INC COM 41145W109 71 4120 SH SOLE 4120 0 0 HOME INNS & HOTELS MGMT INC SPON ADR 43713W107 4235 103384 SH SOLE 103384 0 0 IVANHOE MINES LTD COM 46579N103 3490 152266 SH SOLE 152266 0 0 JINKOSOLAR HOLDING ADR SPONSORED ADR 47759T100 43 2157 SH SOLE 2157 0 0 KONGZHONG CORP SPONSORED ADR 50047P104 22 3121 SH SOLE 3121 0 0 LDK SOLAR CO LTD SPONSORED ADR 50183L107 130 12855 SH SOLE 12855 0 0 LONGTOP FINL TECHNOLOGIES LT ADR 54318P108 242 6688 SH SOLE 6688 0 0 MAG SILVER CORP COM 55903Q104 7482 601414 SH SOLE 601414 0 0 NET SERVICOS DE COMUNICACAO SPONSD ADR NEW 64109T201 918 66478 SH SOLE 66478 0 0 NETEASE COM INC SPONSORED ADR 64110W102 212 5861 SH SOLE 5861 0 0 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 1802 126134 SH SOLE 126134 0 0 PERFECT WORLD CO LTD SPON ADR REP B 71372U104 116 4901 SH SOLE 4901 0 0 RENESOLA LTD SPONS ADR 75971T103 67 7655 SH SOLE 7655 0 0 SHANDA INTERACTIVE ENTMT LTD SPONSORED ADR 81941Q203 240 6066 SH SOLE 6066 0 0 SILVER STD RES INC COM 82823L106 15336 543448 SH SOLE 543448 0 0 SILVERCORP METALS INC COM 82835P103 18076 1408853 SH SOLE 1408853 0 0 SOHU COM INC COM 83408W103 208 3283 SH SOLE 3283 0 0 SOLARFUN POWER HOLDINGS CO L SPONSORED ADR 83415U108 46 5614 SH SOLE 5614 0 0 SOUTHERN COPPER CORP COM 84265V105 4182 85795 SH SOLE 85795 0 0 STATOIL ASA SPONSORED ADR 85771P102 992 41748 SH SOLE 41748 0 0 SUNTECH PWR HLDGS CO LTD ADR 86800C104 99 12370 SH SOLE 12370 0 0 TAM SA SP ADR REP PFD 87484D103 1962 80630 SH SOLE 80630 0 0 TIM PARTICIPACOES S A SPONS ADR PFD 88706P106 577 16888 SH SOLE 16888 0 0 ULTRAPAR PARTICIPACOES S A SP ADR REP PFD 90400P101 1411 21835 SH SOLE 21835 0 0 URANERZ ENERGY CORP COM 91688T104 4533 1136000 SH SOLE 1136000 0 0 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 93 9405 SH SOLE 9405 0 0 YONGYE INTL INC COM 98607B106 716 85290 SH SOLE 85290 0 0 ZHONGPIN INC COM 98952K107 1468 71943 SH SOLE 71943 0 0 A POWER ENERGY GENERAT SYS L COM G04136100 40 7252 SH SOLE 7252 0 0 COSAN LTD SHS A G25343107 1708 125381 SH SOLE 125381 0 0
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