-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BOEeesBHdae8FF3DBlx38aBAvJO71Ta0lUUST78dkqlF7I/reto4uJSxY5/3SeeC 57lFo667R1zQZT0gVLxApw== 0000906344-11-000074.txt : 20110214 0000906344-11-000074.hdr.sgml : 20110214 20110214154252 ACCESSION NUMBER: 0000906344-11-000074 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBF Capital, LLC CENTRAL INDEX KEY: 0001134621 IRS NUMBER: 680383896 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06357 FILM NUMBER: 11607188 BUSINESS ADDRESS: STREET 1: 100 DRAKES LANDING ROAD STREET 2: SUITE 300 CITY: GREENBRAE STATE: CA ZIP: 94904 BUSINESS PHONE: (415) 464-4475 MAIL ADDRESS: STREET 1: 100 DRAKES LANDING ROAD STREET 2: SUITE 300 CITY: GREENBRAE STATE: CA ZIP: 94904 FORMER COMPANY: FORMER CONFORMED NAME: RBF LLC DATE OF NAME CHANGE: 20010213 13F-HR 1 rbf4q10.txt FORM 13F - FOURTH QUARTER 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: RBF CAPITAL, LLC Address: 100 Drakes Landing Road, Suite 300 Greenbrae, CA 94904 13F File Number: 028-06357 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it that all information contained herein is true, correct and complete and that it is understood that all required items, statements, schedules, lists and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard B. Fullerton Title: Managing Member Phone: 415-464-4478 Signature, Place and Date of Signing: /s/ Richard B. Fullerton Greenbrae, CA February 11, 2011 - -------------------------- --------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 326 Form 13F Information Table Value Total: 252,224 (x$1000) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE RBF CAPITAL, LLC FORM 13F INFORMATION TABLE - FOURTH QUARTER 2010
TITLE OF VALUE SHARES/ SH/ PUT/ INVSMT OTH VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRTN MGRS SOLE SHARED NONE ======================================================================================================================== HORIZON LINES, INC. 4.25% 08/15/2012 US Domestic 44044KAB7 921 1000000 SH Sole 1000000 CONV FA APPLE, INC. CMN Common Stock 037833100 806 2500 SH Sole 2500 AMERISOURCEBERGEN CORPORATION CMN Common Stock 03073E105 1,535 45000 SH Sole 45000 CAMBIUM LEARNING GROUP, INC. CMN Common Stock 13201A107 167 48538 SH Sole 48538 ADVISORY BRD CO CMN Common Stock 00762W107 333 6989 SH Sole 6989 ARCTIC CAT INC CMN Common Stock 039670104 445 30427 SH Sole 30427 ACE LIMITED CMN Common Stock HOO23R105 311 5000 SH Sole 5000 ACTIONS SEMICONDUCTOR CO LTD ADR CMN Depo Receipt 00507E107 960 446501 SH Sole 446501 A.D.A.M., INC. CMN Common Stock 00088U108 236 32800 SH Sole 32800 AUTOMATIC DATA PROCESSING, INC. CMN Common Stock 053015103 694 15000 SH Sole 15000 AUTODESK INC CMN Common Stock 052769106 554 14500 SH Sole 14500 ADVANCE AMER, CASH ADVANCE CMN Common Stock 00739W107 72 12828 SH Sole 12828 CENTERS,INC. AEP INDUSTRIES INC CMN Common Stock 001031103 529 20391 SH Sole 20391 AETNA INC CMN Common Stock 00817Y108 275 9000 SH Sole 9000 ARCTIC GLACIER INCOME FD CMN Unit 039675103 205 179100 SH Sole 179100 ALLIED HEALTHCARE INTL INC. CMN Common Stock 01923A109 3,475 1378830 SH Sole 1378830 ANIMAL HEALTH INTERNATIONAL INC.CMN Common Stock 03525N109 579 201301 SH Sole 201301 AMN HEALTHCARE SERVICES INC CMN Common Stock 001744101 1,334 217299 SH Sole 217299 ARLINGTON ASSET INVESTMENT CORP CMN Common Stock 041356205 699 29128 SH Sole 29128 CLASS A ARTHUR J GALLAGHER & CO CMN Common Stock 363576109 436 15000 SH Sole 15000 ALLOT COMMUNICATIONS LTD CMN Common Stock M0854Q105 894 76769 SH Sole 76769 AMERICAN LORAIN CORPORATION CMN Common Stock 027297100 506 193720 SH Sole 193720 AMERICAN GREETINGS CORPORATION CMN Common Stock 026375105 576 26000 SH Sole 26000 CLASS A AFFILIATED MANAGERS GROUP INC CMN Common Stock 008252108 595 6000 SH Sole 6000 AMPAL AMER ISRAEL CL A CMN CLASS A Common Stock 032015109 23 10000 SH Sole 10000 PHAZAR CORP CMN Common Stock 71722R108 47 10419 SH Sole 10419 AON CORPORATION CMN Common Stock 037389103 1,380 30000 SH Sole 30000 APOGEE ENTERPRISES INC CMN Common Stock 037598109 1,103 81876 SH Sole 81876 APOLLO GROUP CLASS A COMMON STOCK Common Stock 037604105 790 20000 SH Sole 20000 AEROPOSTALE, INC. CMN Common Stock 007865108 222 9000 SH Sole 9000 ARROW ELECTRONICS INC. CMN Common Stock 042735100 343 10000 SH Sole 10000 AMERICAN EXPRESS CO. CMN Common Stock 025816109 1,116 26000 SH Sole 26000 AXT INC CMN Common Stock 00246W103 369 35300 SH Sole 35300 EINSTEIN NOAH RESTAURANT GROUP, INC Common Stock 28257U104 404 28760 SH Sole 28760 CMN BANNER CORP CMN Common Stock 06652V109 232 100000 SH Sole 100000 BRUNSWICK CORP. CMN Common Stock 117043109 2,099 112000 SH Sole 112000 BECKMAN COULTER, INC. CMN Common Stock 075811109 376 5000 SH Sole 5000 BEL FUSE INC CL-B CMN CLASS B Common Stock 077347300 861 36012 SH Sole 36012 BANKFINANCIAL CORP. CMN Common Stock 06643P104 330 33833 SH Sole 33833 GENERAL CABLE CORP CMN Common Stock 369300108 351 10000 SH Sole 10000 BJ'S WHOLESALE CLUB INC CMN Common Stock 05548J106 479 10000 SH Sole 10000 THE BANK OF NY MELLON CORP CMN Common Stock 064058100 740 24500 SH Sole 24500 BALDWIN TECHNOLOGY INC CL-A CMN Common Stock 058264102 1,054 792764 SH Sole 792764 CLASS A BANK OF MARIN BANCORP CMN Common Stock 063425102 219 6246 SH Sole 6246 BRADY CORP CLASS-A CMN CLASS A Common Stock 104674106 391 12000 SH Sole 12000 BROWN & BROWN INC CMN Common Stock 115236101 239 10000 SH Sole 10000 BIOSTAR PHARMACEUTICALS, INC. CMN Common Stock 090678103 28 10000 SH Sole 10000 BLYTH, INC. CMN Common Stock 09643P207 241 7000 SH Sole 7000 BIOTIME INC CMN Common Stock 09066L105 738 88643 SH Sole 88643 BURNHAM HOLDINGS INC CMN Common Stock 122295108 170 10968 SH Sole 10968 CITIGROUP INC. CMN Common Stock 172967101 1,184 250422 SH Sole 250422 CA, INC. CMN Common Stock 12673P105 489 20000 SH Sole 20000 CACHE INC NEW CMN Common Stock 127150308 694 156199 SH Sole 156199 CAMCO FINL CORP CMN Common Stock 132618109 314 214760 SH Sole 214760 CALLIDUS SOFTWARE INC CMN Common Stock 13123E500 622 123136 SH Sole 123136 CARDTRONICS, INC CMN Common Stock 14161H108 620 35000 SH Sole 35000 CAMBREX CORPORATION CMN Common Stock 132011107 209 40490 SH Sole 40490 CBS CORPORATION CMN CLASS B Common Stock 124857202 191 10000 SH Sole 10000 CBIZ, INC. CMN Common Stock 124805102 232 37245 SH Sole 37245 CHASE CORP CMN Common Stock 16150R104 309 18950 SH Sole 18950 COLEMAN CABLE, INC. CMN Common Stock 193459302 1,241 197640 SH Sole 197640 CITADEL BROADCASTING CORP CMN CLASS A Common Stock 17285T205 637 21351 SH Sole 21351 C D I CORP CMN Common Stock 125071100 277 14897 SH Sole 14897 CENTRAL BANCORP INC CMN Common Stock 152418109 1,020 74005 SH Sole 74005 CENTRAL GARDEN & PET COMPANY CMN Common Stock 153527205 175 17745 SH Sole 17745 CLASS A NON VOTING SHARES CDC CORPORATION CMN Common Stock G2022L114 45 12900 SH Sole 12900 CHEMTURA CORPORATION CMN Common Stock 163893209 160 10000 SH Sole 10000 CHICO'S FAS INC CMN Common Stock 168615102 421 35000 SH Sole 35000 CIT GROUP INC. CMN CLASS Common Stock 125581801 330 7000 SH Sole 7000 CLST HOLDINGS INC CMN Common Stock 12564R103 1 58750 SH Sole 58750 CUMULUS MEDIA INC CMN CLASS A Common Stock 231082108 1,742 404073 SH Sole 404073 CNO FINANCIAL GROUP INC CMN Common Stock 12621E103 409 60367 SH Sole 60367 CENTURY CASINOS INC CMN Common Stock 156492100 272 111365 SH Sole 111365 CONTINUCARE CORPORATION CMN Common Stock 212172100 142 30273 SH Sole 30273 COMPASS DIVERSIFIED HOLDINGS CMN Common Stock 20451Q104 182 10300 SH Sole 10300 CAPITAL ONE FINANCIAL CORP CMN Common Stock 14040H105 2,277 53500 SH Sole 53500 ALL AMERICAN GROUP INC CMN Common Stock 016437105 100 464749 SH Sole 464749 COHEN & CO INC CMN Common Stock 19248U105 45 10410 SH Sole 10410 COMPUWARE CORP. CMN Common Stock 205638109 1,519 130191 SH Sole 130191 CITIZENS REPUBLIC BANCORP IN CMN Common Stock 174420109 62 100000 SH Sole 100000 CHROMCRAFT REVINGTON INC COM CMN Common Stock 171117104 84 42091 SH Sole 42091 CRAWFORD & CO CL-A CMN CLASS A Common Stock 224633206 26 10552 SH Sole 10552 CROWN CRAFTS INC CMN Common Stock 228309100 74 14428 SH Sole 14428 CREDIT SUISSE GROUP SPON ADR Depo Receipt 225401108 404 10000 SH Sole 10000 SPONSORED ADR CMN COGDELL SPENCER INC CMN REIT 19238U107 1,303 224682 SH Sole 224682 CSG SYSTEMS INTL INC CMN Common Stock 126349109 663 35000 SH Sole 35000 CARRIAGE SERVICES, INC. CMN Common Stock 143905107 1,076 221798 SH Sole 221798 CHARLES & COLVARD LTD CMN Common Stock 159765106 45 14787 SH Sole 14787 CONTINENTAL MATERIALS CORP CMN Common Stock 211615307 585 26190 SH Sole 26190 CVS CAREMARK CORPORATION CMN Common Stock 126650100 591 17000 SH Sole 17000 COVENANT TRANSPORTATION GRP INC CMN Common Stock 22284P105 208 21486 SH Sole 21486 CLASS A CHEVRON CORPORATION CMN Common Stock 166764100 365 4000 SH Sole 4000 CYBEROPTICS CORP CMN Common Stock 232517102 329 38480 SH Sole 38480 CYTEC INDS INC COMMON STOCK Common Stock 232820100 212 4000 SH Sole 4000 DANA HOLDING CORPORATION CMN Common Stock 235825205 2,564 149000 SH Sole 149000 DIME COMMUNITY BANCSHARES CMN Common Stock 253922108 146 10000 SH Sole 10000 DOVER DOWNS GAMING & ENTMT INC CMN Common Stock 260095104 1,318 387541 SH Sole 387541 DIADEXUS INC NEW CMN Common Stock 25245P106 37 127226 SH Sole 127226 DISCOVER FINANCIAL SERVICES CMN Common Stock 254709108 927 50000 SH Sole 50000 DEL GLOBAL TECHNOLOGIES CORP CMN Common Stock 245073101 1,705 2303488 SH Sole 2303488 DOVER SADDLERY, INC. CMN Common Stock 260412101 1,006 387000 SH Sole 387000 DSP GROUP INC CMN Common Stock 23332B106 385 47237 SH Sole 47237 DST SYSTEM INC COMMON STOCK Common Stock 233326107 222 5000 SH Sole 5000 DESWELL INDUSTRIES INC CMN Common Stock 250639101 257 78199 SH Sole 78199 DATALINK CORP CMN Common Stock 237934104 89 19084 SH Sole 19084 DOVER MOTORSPORTS INC CMN Common Stock 260174107 139 78163 SH Sole 78163 DIXIE GROUP INC CMN CLASS A Common Stock 255519100 223 59954 SH Sole 59954 EBAY INC. CMN Common Stock 278642103 1,392 50000 SH Sole 50000 EQUIFAX INC CMN Common Stock 294429105 712 20000 SH Sole 20000 ENTEGRIS, INC. CMN Common Stock 29362U104 1,076 144001 SH Sole 144001 AMBASSADORS GROUP INC CMN Common Stock 023177108 409 35526 SH Sole 35526 ENSCO PLC SPON ADR Depo Receipt 29358Q109 427 8000 SH Sole 8000 ENTERCOM COMMS. CORP CLASS A COMMON Common Stock 293639100 1,089 94006 SH Sole 94006 STOCK EASTERN VA BANKSHARES INC CMN Common Stock 277196101 73 19000 SH Sole 19000 ENTRAVISION COMMUNICATIONS CP CMN Common Stock 29382R107 2,607 1014376 SH Sole 1014376 CLASS A EXTRA SPACE STORAGE INC. CMN REIT 30225T102 174 10000 SH Sole 10000 FROZEN FOOD EXPRESS INDS INC CMN Common Stock 359360104 2,474 560971 SH Sole 560971 FAIR ISAAC INC CMN Common Stock 303250104 376 16100 SH Sole 16100 FLANDERS CORPORATION CMN Common Stock 338494107 236 75000 SH Sole 75000 FIRST OF LONG ISLAND CORP CMN Common Stock 320734106 201 7000 SH Sole 7000 FLEXSTEEL INDUSTRIES INC CMN Common Stock 339382103 1,709 96304 SH Sole 96304 FIRST MARBLEHEAD CORPORATION CMN Common Stock 320771108 22 10000 SH Sole 10000 FIRST PLACE FINANCIAL/OHIO CMN Common Stock 33610T109 553 212060 SH Sole 212060 REDDY ICE HOLDINGS INC CMN Common Stock 75734R105 3,180 1156354 SH Sole 1156354 FIVE STAR QUALITY CARE INC CMN Common Stock 33832D106 1,951 275918 SH Sole 275918 GLOBAL CASH ACCESS HLDGS, INC. CMN Common Stock 378967103 371 116281 SH Sole 116281 GENERAL ELECTRIC CO CMN Common Stock 369604103 3,201 175000 SH Sole 175000 GENCOR INDUSTRIES INC CMN Common Stock 368678108 950 131083 SH Sole 131083 G-III APPAREL GROUP, LTD. CMN Common Stock 36237H101 457 13000 SH Sole 13000 GOOGLE, INC. CMN CLASS A Common Stock 38259P508 1,366 2300 SH Sole 2300 GERBER SCIENTIFIC INC CMN Common Stock 373730100 2,890 367162 SH Sole 367162 AGRIA CORPORATION SPONSORED ADR CMN Depo Receipt 00850H103 525 273234 SH Sole 273234 U.S. GLOBAL INVESTORS INC A CMN Common Stock 902952100 299 36800 SH Sole 36800 GOLDMAN SACHS GROUP, INC.(THE) CMN Common Stock 38141G104 2,522 15000 SH Sole 15000 GSI TECHNOLOGY INC CMN Common Stock 36241U106 162 20000 SH Sole 20000 GLOBAL SOURCES LIMITED CMN ISIN: Common Stock G39300101 103 10775 SH Sole 10775 BMG393001018 GENCORP INC CMN Common Stock 368682100 109 21065 SH Sole 21065 HARVARD BIOSCIENCE INC CMN Common Stock 416906105 138 33887 SH Sole 33887 HUTTIG BUILDING PRODUCTS INC CMN Common Stock 448451104 570 601276 SH Sole 601276 HARDINGE INC. COMMON STOCK Common Stock 412324303 1,444 148227 SH Sole 148227 H&E EQUIPMENT SERVICES INC CMN Common Stock 404030108 1,076 92993 SH Sole 92993 HOOPER HOLMES INC CMN Common Stock 439104100 703 1004528 SH Sole 1004528 HUDSON HIGHLAND GROUP, INC. CMN Common Stock 443792106 2,491 427303 SH Sole 427303 DOT HILL SYSTEMS CORP CMN Common Stock 25848T109 134 76294 SH Sole 76294 HEELYS, INC. CMN Common Stock 42279M107 880 289343 SH Sole 289343 HOLLY CORP $.01 PAR CMN Common Stock 435758305 412 10107 SH Sole 10107 HOLLYWOOD MEDIA CORP CMN Common Stock 436233100 745 454300 SH Sole 454300 H & R BLOCK INC. CMN Common Stock 093671105 119 10000 SH Sole 10000 HORIZON LINES, INC. CMN Common Stock 44044K101 565 129280 SH Sole 129280 HEIDRICK & STRUGGLES INC. CMN Common Stock 422819102 522 18206 SH Sole 18206 HERTZ GLOBAL HOLDINGS, INC. CMN Common Stock 42805T105 435 30000 SH Sole 30000 HUBBELL INCORPORATED CLASS B CMN Common Stock 443510201 271 4500 SH Sole 4500 CLASS B MARINEMAX INC CMN Common Stock 567908108 197 21100 SH Sole 21100 ISHARES DOW JONES U.S. UTILITIES Mutual Fund 464287697 848 11000 SH Sole 11000 SECTORINDEX FUND ETF INTEGRATED ELECTRICAL SVC INC CMN Common Stock 45811E301 176 50000 SH Sole 50000 INDEPENDENCE HOLDING COMPANY (NEW) Common Stock 453440307 991 122006 SH Sole 122006 INFORMATION SVCS GRP, INC. CMN Common Stock 45675Y104 1,169 564910 SH Sole 564910 INSTEEL INDUSTRIES INC CMN Common Stock 45774W108 2,590 207363 SH Sole 207363 INFUSYSTEM HOLDINGS, INC. CMN Common Stock 45685K102 1,981 850166 SH Sole 850166 INTERPUBLIC GROUP COS CMN Common Stock 460690100 372 35000 SH Sole 35000 INVESTORS TITLE CO CMN Common Stock 461804106 201 6598 SH Sole 6598 ITURAN LOCATION & CONTROL LTD CMN Common Stock M6158M104 175 10016 SH Sole 10016 JAMBA,INC. CMN Common Stock 47023A101 57 25030 SH Sole 25030 51JOB, INC. ADR CMN Depo Receipt 316827104 1,616 32821 SH Sole 32821 JPMORGAN CHASE & CO CMN Common Stock 46625H100 1,485 35000 SH Sole 35000 JPS INDUSTRIES, INC. CMN Common Stock 46624E405 918 202608 SH Sole 202608 JOURNAL COMMUNICATIONS INC CMN Common Stock 481130102 744 147371 SH Sole 147371 CLASS A KELLY SERVICES INC(CL-A) CMN CLASS A Common Stock 488152208 465 24744 SH Sole 24744 KRAFT FOODS INC. CMN CLASS A Common Stock 50075N104 1,071 34000 SH Sole 34000 KORN/FERRY INTERNATIONAL CMN Common Stock 500643200 233 10070 SH Sole 10070 COCA-COLA COMPANY (THE) CMN Common Stock 191216100 2,591 39400 SH Sole 39400 KEY TRONIC CORP CMN Common Stock 493144109 80 15290 SH Sole 15290 LAWSON PRODUCTS INC CMN Common Stock 520776105 288 11568 SH Sole 11568 LIBBEY INC. CMN Common Stock 529898108 1,398 90349 SH Sole 90349 LYDALL INC CMN Common Stock 550819106 1,629 202394 SH Sole 202394 LADISH COMPANY INC CMN Common Stock 505754200 1,314 27023 SH Sole 27023 LEAR CORPORATION CMN Common Stock 521865204 1,388 14066 SH Sole 14066 LINCOLN EDL SERVICES CORP CMN Common Stock 533535100 380 24510 SH Sole 24510 LOUISIANA PACIFIC CORP CMN Common Stock 546347105 799 84500 SH Sole 84500 LTX-CREDENCE CORP CMN Common Stock 502403207 764 103249 SH Sole 103249 LSI INDUSTRIES INC CMN Common Stock 50216C108 506 59781 SH Sole 59781 LIVE NATION ENTERTAINMENT INC CMN Common Stock 538034109 914 80000 SH Sole 80000 MASTERCARD INCORPORATED CMN CLASS A Common Stock 57636Q104 224 1000 SH Sole 1000 MANPOWER INC CMN Common Stock 56418H100 510 8119 SH Sole 8119 MASCO CORPORATION CMN Common Stock 574599106 317 25000 SH Sole 25000 MATERIAL SCIENCES CORP CMN Common Stock 576674105 10,414 1627136 SH Sole 1627136 MBIA INC CMN Common Stock 55262C100 360 30000 SH Sole 30000 MOODYS CORP CMN Common Stock 615369105 531 20000 SH Sole 20000 MEDNAX INC CMN Common Stock 58502B106 242 3600 SH Sole 3600 MEDCATH CORP CMN Common Stock 58404W109 282 20188 SH Sole 20188 MEDIWARE INFORMATION SYS INC CMN Common Stock 584946107 369 29943 SH Sole 29943 MAIDENFORM BRANDS, INC. CMN Common Stock 560305104 420 17658 SH Sole 17658 MFRI INC CMN Common Stock 552721102 328 31880 SH Sole 31880 MOHAWK INDUSTRIES INC COMMON STOCK Common Stock 608190104 312 5500 SH Sole 5500 MAIDEN HOLDINGS, LTD. CMN Common Stock G5753U112 242 30783 SH Sole 30783 M/I HOMES INC CMN Common Stock 55305B101 265 17247 SH Sole 17247 MCGRAW-HILL COMPANIES INC CMN Common Stock 580645109 1,824 50100 SH Sole 50100 3M COMPANY CMN Common Stock 88579Y101 777 9000 SH Sole 9000 MOVADO GROUP INC CMN Common Stock 624580106 309 19165 SH Sole 19165 MRV COMMUNICATIONS, INC CMN Common Stock 553477100 1,924 1075063 SH Sole 1075063 MICROSTRATEGY INC CMN CLASS A Common Stock 594972408 385 4500 SH Sole 4500 MGIC INVESTMENT CORP COMMON STOCK Common Stock 552848103 153 15000 SH Sole 15000 MATTSON TECHNOLOGY INC CMN Common Stock 577223100 60 20000 SH Sole 20000 MANITOWOC CO INC CMN Common Stock 563571108 168 12800 SH Sole 12800 MENS WEARHOUSE INC (THE) CMN Common Stock 587118100 275 11000 SH Sole 11000 NATHANS FAMOUS INC CMN Common Stock 632347100 173 10293 SH Sole 10293 NCI BUILDING SYSTEMS, INC. CMN Common Stock 628852204 720 51461 SH Sole 51461 NASDAQ OMX GROUP, INC. CMN Common Stock 631103108 356 15000 SH Sole 15000 99 CENTS ONLY STORES CMN Common Stock 65440K106 159 10000 SH Sole 10000 NEWSTAR FINANCIAL, INC. CMN Common Stock 65251F105 1,144 108225 SH Sole 108225 NEW HAMPSHIRE THRIFT BANCSHARES INC Common Stock 644722100 2,238 178347 SH Sole 178347 NN INC CMN Common Stock 629337106 3,048 246639 SH Sole 246639 NORTHERN TRUST CORP CMN Common Stock 665859104 1,164 21000 SH Sole 21000 NATUZZI SPA ADR CMN Depo Receipt 63905A101 119 36504 SH Sole 36504 NU HORIZONS ELECTRONIC CORP CMN Common Stock 669908105 2,401 344052 SH Sole 344052 OPTICAL CABLE CORP CMN Common Stock 683827208 118 37674.5 SH Sole 37674.5 ORIENTAL FINANCIAL GROUP CMN Common Stock 68618W100 250 20000 SH Sole 20000 ONE LIBERTY PROPERTIES INC CMN REIT 682406103 1,500 89819 SH Sole 89819 PACER INTERNATIONAL INC CMN Common Stock 69373H106 509 74437 SH Sole 74437 PARLUX FRAGRANCES CMN Common Stock 701645103 43 14564 SH Sole 14564 PAYCHEX, INC. CMN Common Stock 704326107 318 10300 SH Sole 10300 PC-TEL INC CMN Common Stock 69325Q105 166 27641 SH Sole 27641 PENFORD CORPORATION CMN Common Stock 707051108 157 25763 SH Sole 25763 PEPSICO INC CMN Common Stock 713448108 3,267 50000 SH Sole 50000 PAULA FINANCIAL CMN Common Stock 703588103 17 287628 SH Sole 287628 PFIZER INC. CMN Common Stock 717081103 2,101 120000 SH Sole 120000 PGT INC CMN Common Stock 69336V101 1,117 455906 SH Sole 455906 PHH CORPORATION CMN Common Stock 693320202 741 32000 SH Sole 32000 PULTE HOMES, INC. CMN Common Stock 745867101 714 95000 SH Sole 95000 PIPER JAFFRAY COMPANIES CMN Common Stock 724078100 459 13111 SH Sole 13111 PRESIDENTIAL LIFE CORP CMN Common Stock 740884101 1,847 186045 SH Sole 186045 PREFORMED LINE PRODS CO CMN Common Stock 740444104 1,206 20608 SH Sole 20608 PHILIP MORRIS INTL INC CMN Common Stock 718172109 351 6000 SH Sole 6000 PSYCHEMEDICS CORPORATION CMN Common Stock 744375205 755 92058 SH Sole 92058 PPL CORPORATION CMN Common Stock 69351T106 237 9000 SH Sole 9000 PERCEPTRON INC CMN Common Stock 71361F100 600 121403 SH Sole 121403 PROGRESS SOFTWARE CORPORATION CMN Common Stock 743312100 212 5000 SH Sole 5000 PRIMEDIA INC. CMN Common Stock 74157K846 416 99000 SH Sole 99000 PRICESMART INC CMN Common Stock 741511109 403 10605 SH Sole 10605 COLLECTIVE BRANDS, INC. CMN Common Stock 19421W100 633 30000 SH Sole 30000 P.A.M. TRANSPORTATION SVCS INC CMN Common Stock 693149106 1,131 100833 SH Sole 100833 PULSE ELECTRONICS CORP CMN Common Stock 74586W106 206 38630 SH Sole 38630 PARKVALE FINANCIAL CORP CMN Common Stock 701492100 375 40857 SH Sole 40857 PAPA JOHN'S INTERNATIONAL INC. CMN Common Stock 698813102 305 11000 SH Sole 11000 QC HOLDINGS, INC. CMN Common Stock 74729T101 112 30000 SH Sole 30000 QLT INC. CMN Common Stock 746927102 597 81489 SH Sole 81489 QUALITY DISTRIBUTION INC CMN Common Stock 74756M102 403 44300 SH Sole 44300 RENT-A-CENTER INC CMN Common Stock 76009N100 323 10000 SH Sole 10000 RCM TECHNOLOGIES INC CMN Common Stock 749360400 279 60154 SH Sole 60154 RESOURCE AMERICA INC CL-A CMN CLASS A Common Stock 761195205 858 125000 SH Sole 125000 RICK'S CABARET INTERNATIONAL INC Common Stock 765641303 543 69358 SH Sole 69358 (NEW) REPUBLIC AIRWAYS HOLDINGS, INC. CMN Common Stock 760276105 227 31000 SH Sole 31000 GIBRALTAR INDUSTRIES INC CMN Common Stock 374689107 1,923 141683 SH Sole 141683 RADIOSHACK CORP CMN Common Stock 750438103 333 18000 SH Sole 18000 THE RYLAND GROUP, INC. CMN Common Stock 783764103 1,124 66000 SH Sole 66000 SALEM COMMUNICATIONS CL-A CMN CLASS A Common Stock 794093104 73 22875 SH Sole 22875 SANMINA-SCI CORPORATION CMN Common Stock 800907206 115 10000 SH Sole 10000 SINCLAIR BROADCAST GROUP INC CMN Common Stock 829226109 237 29023 SH Sole 29023 CLASS A SEABRIGHT HLDG INC CMN Common Stock 811656107 619 67125 SH Sole 67125 CHARLES SCHWAB CORPORATION CMN Common Stock 808513105 890 52000 SH Sole 52000 SERVICE CORP INTERNATL CMN Common Stock 817565104 165 20000 SH Sole 20000 STEELCASE INC. CLASS A COMMON STOCK Common Stock 858155203 159 15000 SH Sole 15000 SHENGDATECH, INC. CMN Common Stock 823213103 50 10103 SH Sole 10103 SED INTERNATIONAL HLDGS INC CMN Common Stock 784109209 437 109600 SH Sole 109600 SPAR GROUP INC CMN Common Stock 784933103 780 939182 SH Sole 939182 SL INDS INC CMN Common Stock 784413106 2,213 126541 SH Sole 126541 SELECTICA INC CMN Common Stock 816288203 114 23127 SH Sole 23127 SYMMETRY MEDICAL INC. CMN Common Stock 871546206 108 11681 SH Sole 11681 SYNCHRONOSS TECHNOLOGIES INC. CMN Common Stock 87157B103 280 10500 SH Sole 10500 SANOFI-AVENTIS SPONSORED ADR CMN Depo Receipt 80105N105 322 10000 SH Sole 10000 SUPERTEL HOSPITALITY INC CMN REIT 868526104 1,118 707907 SH Sole 707907 SPDR S&P 500 ETF TRUST SPDR Mutual Fund 78462F103 1,006 8000 SH Sole 8000 STEWART INFORMATION SVCS CORP CMN Common Stock 860372101 1,178 102168 SH Sole 102168 STEWART ENTERPRISES INC CLASS A Common Stock 860370105 2,353 351663 SH Sole 351663 STANLEY FURNITURE INC (NEW) CMN Common Stock 854305208 86 27716 SH Sole 27716 STRATUS PPTYS INC CMN Common Stock 863167201 2,695 296120 SH Sole 296120 STATE STREET CORPORATION (NEW) CMN Common Stock 857477103 2,222 47960 SH Sole 47960 SUMMER INFANT INC CMN Common Stock 865646103 76 10000 SH Sole 10000 SYNALLOY CORP. CMN Common Stock 871565107 121 10000 SH Sole 10000 SYPRIS SOLUTIONS INC (DE) CMN Common Stock 871655106 1,655 389516 SH Sole 389516 CARROLS RESTAURANT GROUP INC CMN Common Stock 14574X104 1,552 209110 SH Sole 209110 TRANSGENOMIC, INC. CMN Common Stock 89365K206 96 145320 SH Sole 145320 21ST CENTURY HOLDING CO. CMN Common Stock 90136Q100 108 33898 SH Sole 33898 THERAGENICS CORP CMN Common Stock 883375107 21 13933 SH Sole 13933 TENET HEALTHCARE CORPORATION CMN Common Stock 88033G100 362 54109 SH Sole 54109 TIER TECHNOLOGIES INC CMN CLASS B Common Stock 88650Q100 212 35355 SH Sole 35355 TOLL BROTHERS, INC. CMN Common Stock 889478103 323 17000 SH Sole 17000 THOMAS PPTYS GROUP INC CMN Common Stock 884453101 532 126141 SH Sole 126141 TRINITY BIOTECH PLC SPONSORED ADR CMN Depo Receipt 896438306 970 110074 SH Sole 110074 TOTAL SYS SVC INC. CMN Common Stock 891906109 231 15000 SH Sole 15000 TERRA NOVA ROYALTY CORP CMN Common Stock 88102D103 1,135 145266 SH Sole 145266 TUESDAY MORNING CORP CMN Common Stock 899035505 219 41554 SH Sole 41554 TOWERS WATSON & CO CMN CLASS A Common Stock 891894107 573 11000 SH Sole 11000 TYCO INTERNATIONAL LTD CMN Common Stock H89128104 1,865 45000 SH Sole 45000 UNIVERSAL TRUCKLOAD SVCS INC. CMN Common Stock 91388P105 144 4839 SH Sole 4839 UNITED CONTINENTAL HOLDING INC CMN Common Stock 910047109 310 13000 SH Sole 13000 UBICS INC. CMN Common Stock 90261L108 72 130000 SH Sole 130000 UNITED BANCSHARES INC OHIO CMN Common Stock 909458101 567 59700 SH Sole 59700 UNILEVER N.V. NY SHS (NEW) ADR CMN Depo Receipt 904784709 750 23900 SH Sole 23900 UNITEDHEALTH GROUP INCORPORATED CMN Common Stock 91324P102 1,300 36000 SH Sole 36000 UNITED PARCEL SERVICE, INC. CLASS B Common Stock 911312106 3,092 42600 SH Sole 42600 COMMON STOCK UNITED RENTALS, INC. CMN Common Stock 911363109 1,017 44700 SH Sole 44700 U.S. CONCRETE INC CMN Common Stock 90333L201 335 43762 SH Sole 43762 USA MOBILITY INC CMN Common Stock 90341G103 1,181 66441 SH Sole 66441 U S PHYSICAL THERAPY INC CMN Common Stock 90337L108 1,487 75032 SH Sole 75032 UNIVERSAL TECHNICAL INSTITUTE CMN Common Stock 913915104 675 30660 SH Sole 30660 VISA INC. CMN CLASS A Common Stock 92826C839 1,056 15000 SH Sole 15000 VF CORP CMN Common Stock 918204108 991 11500 SH Sole 11500 VALERO ENERGY CORPORATION CMN Common Stock 91913Y100 462 20000 SH Sole 20000 VERINT SYSTEMS, INC. CMN Common Stock 92343X100 2,424 76462 SH Sole 76462 VISHAY INTERTECHNOLOGY CMN Common Stock 928298108 1,875 127753 SH Sole 127753 VIAD CORP CMN Common Stock 92552R406 2,479 97334 SH Sole 97334 WALGREEN CO. CMN Common Stock 931422109 1,792 46000 SH Sole 46000 WEST COAST BANCORP ORE CMN Common Stock 952145100 203 71900 SH Sole 71900 WEBCO INDS INC CMN Common Stock 947621207 1,081 10707 SH Sole 10707 WELLS FARGO & CO (NEW) CMN Common Stock 949746101 310 10000 SH Sole 10000 WILLBROS GROUP, INC CMN Common Stock 969203108 98 10026 SH Sole 10026 WILLDAN GROUP INC CMN Common Stock 96924N100 1,944 485975 SH Sole 485975 WILLIS LEASE FINANCE CORP CMN Common Stock 970646105 2,361 181193 SH Sole 181193 WEST MARINE INC CMN Common Stock 954235107 561 53019 SH Sole 53019 WAL MART STORES INC CMN Common Stock 931142103 539 10000 SH Sole 10000 WARREN RESOURCES INC. CMN Common Stock 93564A100 1,627 360000 SH Sole 360000 WESTERN UNION COMPANY (THE) CMN Common Stock 959802109 557 30000 SH Sole 30000 EXXON MOBIL CORPORATION CMN Common Stock 30231G102 731 10000 SH Sole 10000 U-STORE-IT TRUST CMN REIT 91274F104 101 10600 SH Sole 10600 SEALY CORPORATION CONV PFD Prefd Stock 812139400 1,901 21787 SH Sole 21787 USD0.0000(0.00%) PFD
-----END PRIVACY-ENHANCED MESSAGE-----