-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PLE6dDrxYUmi+qsMk5veSMT5ejj2rHOXh8p3BVLq+woiwpyksaDYx+RKKwWFrCpO zu+ZYJQ3QAvT8rbPRQt8DA== 0001208646-11-000058.txt : 20110214 0001208646-11-000058.hdr.sgml : 20110214 20110214123352 ACCESSION NUMBER: 0001208646-11-000058 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JUPITER ASSET MANAGEMENT LTD CENTRAL INDEX KEY: 0001215838 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13273 FILM NUMBER: 11604140 MAIL ADDRESS: STREET 1: 1 GROSVENOR PLACE STREET 2: LONDON ENGLAND CITY: SWIX 7JJ STATE: X0 ZIP: 0000 13F-HR/A 1 c104228.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [x]; Amendment Number: 1 This Amendment (Check only one.): [x] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Jupiter Asset Management Limited Address: 1 Grosvenor Place London, United Kingdom SW1X 7JJ Form 13F File Number: 28-13273 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jenny Thompson Title: Company Secretary Phone: 020-7314-5565 Signature, Place, and Date of Signing: - -------------------------------------- London February 14, 2011 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings arereported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 165 Form 13F Information Table Value Total: $1,744,075,060.89 List of Other Included Managers: None. - 2 - FORM 13F INFORMATION TABLE
Title or Value SHRS or INVESTMENT VOTING AUTHORITY Name of Issuer class CUSIP ($) PRN AMT SH/PRN DISCRETION SOLE SHARED NONE ACE LTD COM CH0044328745 15,757,342.50 253,130.00 SH Sole 253,130.00 AGILENT TECHNOLOGIES INC COM 00846U101 9,857,729.91 237,937.00 SH Sole 237,937.00 AK STEEL HOLDING CORP COM 001547108 321,850.57 19,661.00 SH Sole 19,661.00 ALTRIA GROUP INC COM 02209S103 2,379,276.80 96,640.00 SH Sole 96,640.00 AMERESCO INC-CL A COM 02361E108 5,718,769.48 398,243.00 SH Sole 398,243.00 AMERICA MOVIL-ADR SERIES L ADR 02364W105 670,878.00 11,700.00 SH Sole 11,700.00 AMERICAN EXPRESS CO COM 025816109 16,358,142.52 381,131.00 SH Sole 381,131.00 AMERICAN SUPERCONDUCTOR CORP COM 030111108 594,414.69 20,791.00 SH Sole 20,791.00 AMGEN INC COM 031162100 3,725,129.70 67,853.00 SH Sole 67,853.00 APPLE INC COM 037833100 24,211,353.60 75,060.00 SH Sole 75,060.00 APPLIED MATERIALS INC COM 038222105 8,446,831.90 601,198.00 SH Sole 601,198.00 ARCHER-DANIELS-MIDLAND CO COM 039483102 351,936.00 11,700.00 SH Sole 11,700.00 AT&T INC COM 00206R102 345,215.00 11,750.00 SH Sole 11,750.00 AVERY DENNISON CORP COM 053611109 12,677,485.14 299,421.00 SH Sole 299,421.00 BALDOR ELECTRIC COM 057741100 10,757,965.12 170,653.00 SH Sole 170,653.00 BANCO BRADESCO-ADR ADR 059460303 13,299,384.85 655,465.00 SH Sole 655,465.00 BANCO SANTANDER BRASIL-ADS ADR 05967A107 8,118,302.40 596,934.00 SH Sole 596,934.00 BANK OF AMERICA CORP COM 060505104 7,851,230.32 588,548.00 SH Sole 588,548.00 BAXTER INTERNATIONAL INC COM 071813109 5,818,617.14 114,947.00 SH Sole 114,947.00 BRISTOL-MYERS SQUIBB CO COM 110122108 5,383,145.68 203,291.00 SH Sole 203,291.00 CAPITAL ONE FINANCIAL CORP COM 14040H105 8,889,805.12 208,877.00 SH Sole 208,877.00 CAPSTONE TURBINE CORP COM 14067D102 636,285.95 662,927.00 SH Sole 662,927.00 CASELLA WASTE SYSTEMS INC-A COM 147448104 6,567,034.51 926,239.00 SH Sole 926,239.00 CASH AMERICA INTL INC COM 14754D100 3,056,326.80 82,760.00 SH Sole 82,760.00 CASH AMERICA INTL INC CFD CFDNP 14754D100 504,131.43 13,651.00 SH Sole 13,651.00 CENTRAL EURO DISTRIBUTION CP COM 153435102 8,518,800.00 372,000.00 SH Sole 372,000.00 CHARM COMMUNICATIONS INC-ADR COM 16112R101 8,596,934.00 871,900.00 SH Sole 871,900.00 CHEVRON CORP COM 166764100 21,614,113.75 236,867.00 SH Sole 236,867.00 CHINA DISTANCE EDUCATION-ADR ADR 16944W104 538,800.00 134,700.00 SH Sole 134,700.00 CHINA YUCHAI INTL LTD COM BMG210821051 421,730.52 13,308.00 SH Sole 13,308.00 CHUNGHWA TELECOM LTD-ADR ADR 17133Q106 588,032.90 23,270.00 SH Sole 23,270.00 CISCO SYSTEMS INC COM 17275R102 24,726,603.02 1,222,274.00 SH Sole 1,222,274.00 CITIGROUP INC COM 172967101 146,386,159.04 30,948,448.00 SH Sole 30,948,448.00 CITIGROUP INC CFD CFDNP 172967101 270,456.67 57,179.00 SH Sole 57,179.00 COCA-COLA CO/THE COM 191216100 32,474,726.74 493,762.00 SH Sole 493,762.00 COHEN & STEERS INC COM 19247A100 2,491,140.60 95,446.00 SH Sole 95,446.00 COLGATE-PALMOLIVE CO COM 194162103 10,830,982.68 134,764.00 SH Sole 134,764.00 COMCAST CORP-CLASS A COM 20030N101 13,645,962.46 621,118.00 SH Sole 621,118.00 COMCAST CORP-SPECIAL CL A COM 20030N200 11,088,816.60 532,860.00 SH Sole 532,860.00 COMERICA INC COM 200340107 4,571,339.52 108,223.00 SH Sole 108,223.00 COMPANHIA DE BEBIDAS-PRF ADR ADR 20441W203 605,085.00 19,500.00 SH Sole 19,500.00 CONCORD MEDICAL - SPON ADR COM 206277105 7,380,000.00 1,000,000.00 SH Sole 1,000,000.00 CONOCOPHILLIPS COM 20825C104 15,029,329.50 220,695.00 SH Sole 220,695.00 CORNING INC COM 219350105 5,259,174.48 272,214.00 SH Sole 272,214.00 COVANTA HOLDING CORP COM 22282E102 8,511,026.85 495,115.00 SH Sole 495,115.00 COVIDIEN PLC COM IE00B3QN1M21 8,250,625.02 180,697.00 SH Sole 180,697.00 CTC MEDIA INC COM 12642X106 304,590.00 13,000.00 SH Sole 13,000.00 CVS CAREMARK CORP COM 126650100 18,954,691.65 545,145.00 SH Sole 545,145.00 DELL INC COM 24702R101 7,197,610.95 531,189.00 SH Sole 531,189.00 DISH NETWORK CORP-A COM 25470M109 9,194,529.82 467,677.00 SH Sole 467,677.00 DOLLAR FINANCIAL CORP COM 256664103 322,860.51 11,277.00 SH Sole 11,277.00 EATON CORP COM 278058102 10,456,342.08 103,008.00 SH Sole 103,008.00 EBAY INC COM 278642103 8,365,280.55 300,585.00 SH Sole 300,585.00 EMC CORP/MASS COM 268648102 18,503,795.40 808,026.00 SH Sole 808,026.00 EMCOR GROUP INC COM 29084Q100 1,168,038.90 40,305.00 SH Sole 40,305.00 EMERSON ELECTRIC CO COM 291011104 23,900,547.37 418,061.00 SH Sole 418,061.00 EPOCH HOLDING CORP CFD CFDNP 29428R103 223,989.19 14,423.00 SH Sole 14,423.00 FINANCIAL SELECT SECTOR SPDR COM 81369Y605 15,950,000.00 1,000,000.00 SH Sole 1,000,000.00 FIRST SOLAR INC COM 336433107 1,821,960.00 14,000.00 SH Sole 14,000.00 FRANKLIN RESOURCES INC COM 354613101 1,568,505.84 14,104.00 SH Sole 14,104.00 FUEL TECH INC COM 359523107 291,300.00 30,000.00 SH Sole 30,000.00 GENERAL ELECTRIC CO COM 369604103 23,985,999.83 1,311,427.00 SH Sole 1,311,427.00 GLOBUS MARITIME LTD COM MHY272652097 1,609,497.00 178,833.00 SH Sole 178,833.00 GOLDMAN SACHS GROUP INC COM 38141G104 20,022,306.72 119,067.00 SH Sole 119,067.00 GOOGLE INC-CL A COM 38259P508 6,617,419.77 11,141.00 SH Sole 11,141.00 GREEN MOUNTAIN COFFEE ROASTE COM 393122106 1,380,120.00 42,000.00 SH Sole 42,000.00 GRUPO TELEVISA SA-SPON ADR ADR 40049J206 578,239.00 22,300.00 SH Sole 22,300.00 HALLIBURTON CO COM 406216101 6,969,272.70 170,690.00 SH Sole 170,690.00 HARSCO CORP COM 415864107 6,389,303.52 225,611.00 SH Sole 225,611.00 HDFC BANK LTD-ADR ADR 40415F101 29,176,904.67 174,597.00 SH Sole 174,597.00 HOLLYSYS AUTOMATION TECHNOLO COM VGG456671053 8,065,120.00 532,000.00 SH Sole 532,000.00 HONEYWELL INTERNATIONAL INC COM 438516106 23,017,057.32 432,977.00 SH Sole 432,977.00 HORSEHEAD HOLDING CORP COM 440694305 5,270,376.80 404,170.00 SH Sole 404,170.00 HUNTINGTON BANCSHARES INC COM 446150104 6,041,690.97 879,431.00 SH Sole 879,431.00 ICICI BANK LTD-SPON ADR ADR 45104G104 39,066,633.12 771,458.00 SH Sole 771,458.00 ICON PLC - SPONSORED ADR ADR 45103T107 695,259.30 31,747.00 SH Sole 31,747.00 IESI-BFC LTD COM 44951D108 10,030,967.10 412,797.00 SH Sole 412,797.00 INFOSYS TECHNOLOGIES-SP ADR ADR 456788108 8,187,729.60 107,620.00 SH Sole 107,620.00 INTL BUSINESS MACHINES CORP COM 459200101 51,328,722.96 349,746.00 SH Sole 349,746.00 INVESCO LTD COM BMG491BT1088 3,494,835.30 145,255.00 SH Sole 145,255.00 INVESCO LTD CFD CFDNP BMG491BT1088 420,015.42 17,457.00 SH Sole 17,457.00 ISOFTSTONE HOLDINGS LTD-ADS COM 46489B108 893,295.00 68,715.00 SH Sole 68,715.00 ITAU UNIBANCO HLDNG-PREF ADR ADR 465562106 16,561,953.94 689,794.00 SH Sole 689,794.00 ITRON INC COM 465741106 19,905,385.55 358,979.00 SH Sole 358,979.00 JAPAN SMALLER CAPITALIZATION INVTRNP 47109U104 285,263.94 31,802.00 SH Sole 31,802.00 JOHNSON CONTROLS INC COM 478366107 10,533,955.60 275,758.00 SH Sole 275,758.00 JOHNSON & JOHNSON COM 478160104 12,941,061.05 209,233.00 SH Sole 209,233.00 JPMORGAN CHASE & CO COM 46625H100 124,114,302.48 2,925,844.00 SH Sole 2,925,844.00 JPMORGAN CHASE & CO-CW18 COM 46634E114 332,350.00 23,000.00 SH Sole 23,000.00 KRAFT FOODS INC-CLASS A COM 50075N104 6,043,870.08 191,808.00 SH Sole 191,808.00 KRISPY KREME DOUGHNUTS INC COM 501014104 1,395,958.12 199,994.00 SH Sole 199,994.00 KROGER CO COM 501044101 9,483,658.60 424,135.00 SH Sole 424,135.00 LAZARD LTD-CL A COM BMG540501027 1,762,675.64 44,636.00 SH Sole 44,636.00 LEGG MASON INC COM 524901105 3,499,583.49 96,487.00 SH Sole 96,487.00 LINCOLN NATIONAL CORP COM 534187109 3,458,979.99 124,379.00 SH Sole 124,379.00 LKQ CORP COM 501889208 8,825,152.32 388,431.00 SH Sole 388,431.00 MARSH & MCLENNAN COS COM 571748102 502,509.20 18,380.00 SH Sole 18,380.00 MECHEL-SPONSORED ADR ADR 583840103 331,731.27 11,349.00 SH Sole 11,349.00 MEDTRONIC INC COM 585055106 8,188,210.94 220,766.00 SH Sole 220,766.00 MERCK & CO. INC. COM 58933Y105 10,644,738.36 295,359.00 SH Sole 295,359.00 MF GLOBAL HOLDINGS LTD COM 55277J108 1,661,968.00 198,800.00 SH Sole 198,800.00 MF GLOBAL HOLDINGS LTD CFD CFDNP 55277J108 212,996.08 25,478.00 SH Sole 25,478.00 MICROSOFT CORP COM 594918104 24,022,758.88 860,414.00 SH Sole 860,414.00 MINDRAY MEDICAL INTL LTD-ADR ADR 602675100 11,447,568.00 433,620.00 SH Sole 433,620.00 MOBILE TELESYSTEMS-SP ADR ADR 607409109 29,975,581.00 1,436,300.00 SH Sole 1,436,300.00 MONSANTO CO COM 61166W101 3,597,672.04 51,661.00 SH Sole 51,661.00 M & T BANK CORP COM 55261F104 18,245,854.10 209,602.00 SH Sole 209,602.00 NALCO HOLDING CO COM 62985Q101 14,014,058.28 438,762.00 SH Sole 438,762.00 NCI BUILDING SYSTEMS INC COM 628852204 762,105.25 54,475.00 SH Sole 54,475.00 NEWMONT MINING CORP COM 651639106 1,016,666.50 16,550.00 SH Sole 16,550.00 NEW YORK COMMUNITY BANCORP COM 649445103 1,748,544.85 92,761.00 SH Sole 92,761.00 OCCIDENTAL PETROLEUM CORP COM 674599105 23,301,395.65 237,526.97 SH Sole 237,526.97 ORACLE CORP COM 68389X105 20,372,982.20 650,894.00 SH Sole 650,894.00 ORMAT TECHNOLOGIES INC COM 686688102 6,342,454.86 214,417.00 SH Sole 214,417.00 OWENS CORNING COM 690742101 8,692,905.90 279,066.00 SH Sole 279,066.00 PALL CORP COM 696429307 24,149,823.04 487,088.00 SH Sole 487,088.00 PENTAIR INC COM 709631105 4,622,166.00 126,600.00 SH Sole 126,600.00 PEOPLE'S UNITED FINANCIAL COM 712704105 4,704,473.94 335,794.00 SH Sole 335,794.00 PEPSICO INC COM 713448108 11,712,035.75 179,275.00 SH Sole 179,275.00 PETROCHINA CO LTD -ADR COM 71646E100 5,259,600.00 40,000.00 SH Sole 40,000.00 PFIZER INC COM 717081103 19,718,851.48 1,126,148.00 SH Sole 1,126,148.00 PHILIP MORRIS INTERNATIONAL COM 718172109 6,028,882.65 103,005.00 SH Sole 103,005.00 PNC FINANCIAL SERVICES GROUP COM 693475105 10,830,444.24 178,367.00 SH Sole 178,367.00 PROCTER & GAMBLE CO/THE COM 742718109 15,245,245.05 236,985.00 SH Sole 236,985.00 PRUDENTIAL FINANCIAL INC COM 744320102 6,104,430.96 103,976.00 SH Sole 103,976.00 QUANEX BUILDING PRODUCTS COM 747619104 435,095.92 22,936.00 SH Sole 22,936.00 QWEST COMMUNICATIONS INTL COM 749121109 4,936,896.18 648,738.00 SH Sole 648,738.00 RAYMOND JAMES FINANCIAL INC COM 754730109 1,718,058.00 52,540.00 SH Sole 52,540.00 RAYTHEON COMPANY COM 755111507 4,066,844.74 87,761.00 SH Sole 87,761.00 REGAL-BELOIT CORP COM 758750103 14,648,278.92 219,417.00 SH Sole 219,417.00 REPUBLIC SERVICES INC COM 760759100 24,943,162.82 835,337.00 SH Sole 835,337.00 RYANAIR HOLDINGS PLC-SP ADR ADR 783513104 6,275,040.00 204,000.00 SH Sole 204,000.00 SCHNITZER STEEL INDS INC-A COM 806882106 1,539,384.93 23,187.00 SH Sole 23,187.00 SIMS METAL MANAG-SPON ADR ADR 829160100 7,217,923.44 330,491.00 SH Sole 330,491.00 SINA CORP COM KYG814771047 6,193,800.00 90,000.00 SH Sole 90,000.00 SMITH (A.O.) CORP COM 831865209 843,890.88 22,161.00 SH Sole 22,161.00 SPRINT NEXTEL CORP COM 852061100 3,110,801.22 735,414.00 SH Sole 735,414.00 STATE STREET CORP COM 857477103 16,984,258.76 366,514.00 SH Sole 366,514.00 STERICYCLE INC COM 858912108 14,812,163.24 183,047.00 SH Sole 183,047.00 SUNOPTA INC COM 8676EP108 5,715,520.70 730,885.00 SH Sole 730,885.00 SUNTRUST BANKS INC COM 867914103 9,349,299.18 316,818.00 SH Sole 316,818.00 SYNTHES INC COM 87162M409 29,730,173.01 221,467.00 SH Sole 221,467.00 TAIWAN SEMICONDUCTOR-SP ADR ADR 874039100 830,148.00 66,200.00 SH Sole 66,200.00 TELVENT GIT SA COM ES0178495034 8,855,746.22 335,191.00 SH Sole 335,191.00 TEVA PHARMACEUTICAL-SP ADR ADR 881624209 33,849,051.60 649,320.00 SH Sole 649,320.00 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 2,504,478.69 117,747.00 SH Sole 117,747.00 TEXAS CAPITAL BANCSHARES CFDNP 88224Q107 444,585.54 20,902.00 SH Sole 20,902.00 INC CFD TIME WARNER INC COM 887317303 2,985,311.66 92,798.00 SH Sole 92,798.00 TYCO INTERNATIONAL LTD COM CH0100383485 13,601,685.44 328,226.00 SH Sole 328,226.00 URANIUM ENERGY CORP COM 916896103 664,400.00 110,000.00 SH Sole 110,000.00 URANIUM ENERGY CORP - COM XX9999999999 250,002.00 73,530.00 SH Sole 73,530.00 RESTRICTED (PRIVATE PLACING) US BANCORP COM 902973304 21,494,280.90 796,970.00 SH Sole 796,970.00 USG CORP COM 903293405 510,268.77 30,319.00 SH Sole 30,319.00 VALERO ENERGY CORP COM 91913Y100 344,488.00 14,900.00 SH Sole 14,900.00 VALE SA-SP PREF ADR ADR 91912E204 1,305,504.00 43,200.00 SH Sole 43,200.00 VEECO INSTRUMENTS INC COM 922417100 557,534.88 12,978.00 SH Sole 12,978.00 VIRGIN MEDIA INC EQTY 92769L101 15,204,033.24 558,151.00 SH Sole 558,151.00 WABTEC CORP COM 929740108 1,378,948.08 26,072.00 SH Sole 26,072.00 WADDELL & REED FINANCIAL-A COM 930059100 4,638,941.08 131,452.00 SH Sole 131,452.00 WAL-MART STORES INC COM 931142103 11,504,131.88 213,316.00 SH Sole 213,316.00 WATERS CORP COM 941848103 17,603,646.30 226,530.00 SH Sole 226,530.00 WEATHERFORD INTL LTD COM CH0038838394 538,080.00 23,600.00 SH Sole 23,600.00 WELLS FARGO & CO COM 949746101 46,054,053.06 1,486,094.00 SH Sole 1,486,094.00 WHOLE FOODS MARKET INC COM 966837106 11,371,822.56 224,784.00 SH Sole 224,784.00 YUM! BRANDS INC COM 988498101 6,897,361.95 140,619.00 SH Sole 140,619.00
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