-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MINoM9yB++Z+0ts+NyjQhvu8uzRQErngT/1fyp9IGJWXcizmQ2w5yZeBC+rCA86O QlLsmgi2dnY1W7YCz4YVUw== 0000919574-11-001077.txt : 20110214 0000919574-11-001077.hdr.sgml : 20110214 20110214104156 ACCESSION NUMBER: 0000919574-11-001077 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEEDHAM INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001167212 IRS NUMBER: 223408336 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10095 FILM NUMBER: 11603001 BUSINESS ADDRESS: STREET 1: 445 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123718300 13F-HR 1 d1166218_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended December 31, 2010 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Needham Investment Management L.L.C. Address: 445 Park Avenue New York, NY 10022 13F File Number: 028-10095 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Glen W. Albanese Title: Chief Financial Officer Phone: (212) 371-8300 Signature, Place and Date of Signing: /s/ Glen W. Albanese New York, New York February 14, 2011 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name None None -------------------------------------------------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 261 Form 13F Information Table Value Total: $521,864 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F File Number Name 1. 028-11515 Needham Emerging Growth Partners L.P. 2. 028-11514 Needham Growth Fund FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ACTUATE CORP COM 00508B102 3,198 561,000 DEFINED 2 SOLE ACTUATE CORP COM 00508B102 2,318 406,700 SOLE NONE SOLE ADVANCED ANALOGIC TECHNOLOGI COM 00752J108 441 110,000 DEFINED 1 SOLE ADVANCED ANALOGIC TECHNOLOGI COM 00752J108 662 165,000 SOLE NONE SOLE ADVANCED PHOTONIX INC CL A 00754E107 540 333,333 SOLE NONE SOLE AEROPOSTALE COM 007865108 1,232 50,000 DEFINED 2 SOLE AEROPOSTALE COM 007865108 1,478 60,000 SOLE NONE SOLE ALCATEL-LUCENT SPONSORED ADR 013904305 296 100,000 DEFINED 1 SOLE ALLIANCE HEALTHCARE SRVCS IN COM NEW 018606202 1,002 236,206 SOLE NONE SOLE ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 1,686 87,500 DEFINED 2 SOLE ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 2,698 140,000 SOLE NONE SOLE AMERICAN EAGLE OUTFITTERS NE COM 02553E106 1,463 100,000 DEFINED 2 SOLE AMERICAN EAGLE OUTFITTERS NE COM 02553E106 1,756 120,000 SOLE NONE SOLE ANADIGICS INC COM 032515108 1,386 200,000 DEFINED 2 SOLE ANADIGICS INC COM 032515108 1,303 188,000 SOLE NONE SOLE ANADIGICS INC COM 032515108 256 37,000 DEFINED 1 SOLE ANAREN INC COM 032744104 1,772 85,000 SOLE NONE SOLE ANAREN INC COM 032744104 2,085 100,000 DEFINED 1 SOLE APPLE INC COM 037833100 1,290 4,000 SOLE NONE SOLE APPLIED SIGNAL TECHNOLOGY IN COM 038237103 1,023 27,000 SOLE NONE SOLE ASPEN TECHNOLOGY INC COM 045327103 2,248 177,000 DEFINED 1 SOLE ASPEN TECHNOLOGY INC COM 045327103 673 52,999 SOLE NONE SOLE ATHENAHEALTH INC COM 04685W103 1,988 48,500 SOLE NONE SOLE ATHENAHEALTH INC COM 04685W103 1,496 36,500 DEFINED 1 SOLE ATMI INC COM 00207R101 2,404 120,575 SOLE NONE SOLE ATMI INC COM 00207R101 1,456 73,000 DEFINED 1 SOLE AVIS BUDGET GROUP COM 053774105 2,023 130,000 DEFINED 1 SOLE AVIS BUDGET GROUP COM 053774105 1,089 70,000 SOLE NONE SOLE BECTON DICKINSON & CO COM 075887109 676 8,000 SOLE NONE SOLE BECTON DICKINSON & CO COM 075887109 3,972 47,000 DEFINED 2 SOLE BOSTON SCIENTIFIC CORP COM 101137107 984 130,000 DEFINED 1 SOLE BOSTON SCIENTIFIC CORP COM 101137107 272 35,938 SOLE NONE SOLE BOTTOMLINE TECH DEL INC COM 101388106 1,765 81,280 SOLE NONE SOLE BROCADE COMMUNICATIONS SYS I COM NEW 111621306 1,852 350,000 DEFINED 2 SOLE BROCADE COMMUNICATIONS SYS I COM NEW 111621306 1,524 288,000 DEFINED 1 SOLE BROCADE COMMUNICATIONS SYS I COM NEW 111621306 5,433 1,027,000 SOLE NONE SOLE BROOKS AUTOMATION INC COM 114340102 4,649 512,595 DEFINED 2 SOLE BROOKS AUTOMATION INC COM 114340102 3,317 365,710 SOLE NONE SOLE BROOKS AUTOMATION INC COM 114340102 1,420 156,610 DEFINED 1 SOLE CALLIDUS SOFTWARE INC COM 13123E500 1,540 305,000 SOLE NONE SOLE CALLIDUS SOFTWARE INC COM 13123E500 1,894 375,000 DEFINED 1 SOLE CARMAX INC COM 143130102 717 22,500 SOLE NONE SOLE CARMAX INC COM 143130102 5,738 180,000 DEFINED 2 SOLE CE FRANKLIN LTD COM 125151100 290 40,000 SOLE NONE SOLE CHESAPEAKE ENERGY CORP COM 165167107 1,296 50,000 DEFINED 2 SOLE COMCAST CORP NEW CL A 20030N101 1,648 75,000 DEFINED 2 SOLE COMCAST CORP NEW CL A 20030N101 2,636 120,000 DEFINED 1 SOLE COMPELLENT TECHNOLOGIES INC COM 20452A108 1,683 61,000 DEFINED 2 SOLE COMPELLENT TECHNOLOGIES INC COM 20452A108 2,483 90,000 SOLE NONE SOLE COMTECH TELECOMMUNICATIONS C COM NEW 205826209 278 10,000 SOLE NONE SOLE CONMED CORP COM 207410101 2,907 110,000 DEFINED 2 SOLE CONMED CORP COM 207410101 2,907 110,000 SOLE NONE SOLE CORNING INC COM 219350105 483 25,000 SOLE NONE SOLE CORNING INC COM 219350105 483 25,000 DEFINED 2 SOLE COVIDIEN PLC SHS G2554F105 1,826 40,000 DEFINED 2 SOLE COVIDIEN PLC SHS G2554F105 1,124 24,625 DEFINED 1 SOLE COVIDIEN PLC SHS G2554F105 400 8,750 SOLE NONE SOLE CYBEROPTICS CORP COM 232517102 128 15,000 SOLE NONE SOLE DICKS SPORTING GOODS INC COM 253393102 675 18,000 SOLE NONE SOLE DICKS SPORTING GOODS INC COM 253393102 2,625 70,000 DEFINED 2 SOLE ELECTRO SCIENTIFIC INDS COM 285229100 3,479 217,000 DEFINED 2 SOLE ELECTRO SCIENTIFIC INDS COM 285229100 3,411 212,786 SOLE NONE SOLE ELECTRO SCIENTIFIC INDS COM 285229100 2,536 158,200 DEFINED 1 SOLE ELECTRONICS FOR IMAGING INC COM 286082102 1,234 86,250 DEFINED 2 SOLE ELECTRONICS FOR IMAGING INC COM 286082102 1,932 135,000 SOLE NONE SOLE ELECTRONICS FOR IMAGING INC COM 286082102 1,574 110,000 DEFINED 1 SOLE EMS TECHNOLOGIES INC COM 26873N108 2,584 130,650 DEFINED 2 SOLE EMS TECHNOLOGIES INC COM 26873N108 5,583 282,250 SOLE NONE SOLE EMS TECHNOLOGIES INC COM 26873N108 2,856 144,400 DEFINED 1 SOLE EMULEX CORP COM NEW 292475209 2,332 200,000 DEFINED 2 SOLE EMULEX CORP COM NEW 292475209 4,804 412,000 SOLE NONE SOLE EMULEX CORP COM NEW 292475209 851 73,000 DEFINED 1 SOLE ENTEGRIS INC COM 29362U104 2,241 300,000 DEFINED 2 SOLE ENTEGRIS INC COM 29362U104 4,856 650,000 SOLE NONE SOLE ENTEGRIS INC COM 29362U104 4,109 550,000 DEFINED 1 SOLE ENTROPIC COMMUNICATIONS INC COM 29384R105 4,953 410,000 DEFINED 2 SOLE ENTROPIC COMMUNICATIONS INC COM 29384R105 9,383 776,765 SOLE NONE SOLE ENTROPIC COMMUNICATIONS INC COM 29384R105 3,896 322,515 DEFINED 1 SOLE EURONET WORLDWIDE INC COM 298736109 262 15,000 SOLE NONE SOLE EXPRESS SCRIPTS INC COM 302182100 12,161 225,000 DEFINED 2 SOLE EXPRESS SCRIPTS INC COM 302182100 10,540 195,000 DEFINED 1 SOLE EXPRESS SCRIPTS INC COM 302182100 4,216 78,000 SOLE NONE SOLE FAIRCHILD SEMICONDUCTOR INTL COM 303726103 156 10,000 SOLE NONE SOLE FEI CO COM 30241L109 1,902 72,000 SOLE NONE SOLE FINANCIAL ENGINES INC COM 317485100 1,983 100,000 DEFINED 2 SOLE FINANCIAL ENGINES INC COM 317485100 3,914 197,400 SOLE NONE SOLE FINANCIAL ENGINES INC COM 317485100 2,052 103,500 DEFINED 1 SOLE FORMFACTOR INC COM 346375108 2,664 300,000 DEFINED 2 SOLE FORMFACTOR INC COM 346375108 4,354 490,350 SOLE NONE SOLE FORMFACTOR INC COM 346375108 1,673 188,400 DEFINED 1 SOLE FREQUENCY ELECTRS INC COM 358010106 906 135,000 SOLE NONE SOLE GENOPTIX INC COM 37243V100 761 40,000 SOLE NONE SOLE GEN-PROBE INC NEW COM 36866T103 584 10,000 SOLE NONE SOLE GENTIVA HEALTH SERVICES INC COM 37247A102 2,394 90,000 SOLE NONE SOLE GILEAD SCIENCES INC COM 375558103 2,537 70,000 DEFINED 2 SOLE GILEAD SCIENCES INC COM 375558103 1,323 36,500 DEFINED 1 SOLE GILEAD SCIENCES INC COM 375558103 2,301 63,500 SOLE NONE SOLE H & Q HEALTHCARE FD SH BEN INT 404052102 3,060 228,842 DEFINED 1 SOLE H & Q HEALTHCARE FD SH BEN INT 404052102 2,811 210,270 SOLE NONE SOLE H & Q LIFE SCIENCES INVS SH BEN INT 404053100 3,421 317,615 DEFINED 1 SOLE H & Q LIFE SCIENCES INVS SH BEN INT 404053100 1,728 160,411 SOLE NONE SOLE HEALTHSOUTH CORP COM NEW 421924309 1,450 70,000 DEFINED 1 SOLE HEALTHSOUTH CORP COM NEW 421924309 518 25,000 SOLE NONE SOLE HONEYWELL INTL INC COM 438516106 1,063 20,000 DEFINED 2 SOLE HONEYWELL INTL INC COM 438516106 5,316 100,000 DEFINED 1 SOLE HUTCHINSON TECHNOLOGY INC COM 448407106 371 100,000 DEFINED 1 SOLE HUTCHINSON TECHNOLOGY INC COM 448407106 223 60,000 SOLE NONE SOLE IKANOS COMMUNICATIONS COM 45173E105 134 100,000 DEFINED 2 SOLE IKANOS COMMUNICATIONS COM 45173E105 504 376,000 DEFINED 1 SOLE IKANOS COMMUNICATIONS COM 45173E105 173 129,000 SOLE NONE SOLE IMMERSION CORP COM 452521107 2,013 300,000 DEFINED 2 SOLE IMMERSION CORP COM 452521107 1,963 292,500 SOLE NONE SOLE IMMERSION CORP COM 452521107 2,466 367,500 DEFINED 1 SOLE INFINERA CORPORATION COM 45667G103 2,583 250,000 DEFINED 2 SOLE INFINERA CORPORATION COM 45667G103 3,202 310,000 SOLE NONE SOLE INTERACTIVE BROKERS GROUP IN COM 45841N107 1,205 67,600 DEFINED 1 SOLE INTEVAC INC COM 461148108 1,728 123,375 DEFINED 2 SOLE INTEVAC INC COM 461148108 2,065 147,379 SOLE NONE SOLE IPG PHOTONICS CORP COM 44980X109 2,046 64,700 DEFINED 2 SOLE IPG PHOTONICS CORP COM 44980X109 1,390 43,960 SOLE NONE SOLE IRON MTN INC COM 462846106 810 32,400 DEFINED 1 SOLE IRON MTN INC COM 462846106 1,015 40,600 SOLE NONE SOLE ISTA PHARMACEUTICALS INC COM NEW 45031X204 949 185,000 SOLE NONE SOLE JABIL CIRCUIT INC COM 466313103 3,014 150,000 DEFINED 2 SOLE JABIL CIRCUIT INC COM 466313103 4,018 200,000 DEFINED 1 SOLE JABIL CIRCUIT INC COM 466313103 2,445 121,700 SOLE NONE SOLE KEMET CORP COM NEW 488360207 578 39,666 DEFINED 1 SOLE KVH INDS INC COM 482738101 598 50,000 SOLE NONE SOLE LABORATORY CORP AMER HLDGS COM NEW 50540R409 4,396 50,000 DEFINED 1 SOLE LABORATORY CORP AMER HLDGS COM NEW 50540R409 632 7,188 SOLE NONE SOLE LATTICE SEMICONDUCTOR CORP COM 518415104 2,273 375,000 DEFINED 2 SOLE LATTICE SEMICONDUCTOR CORP COM 518415104 2,685 443,000 SOLE NONE SOLE LATTICE SEMICONDUCTOR CORP COM 518415104 1,103 182,000 DEFINED 1 SOLE LECROY CORP COM 52324W109 295 30,000 SOLE NONE SOLE LEMAITRE VASCULAR INC COM 525558201 271 40,000 SOLE NONE SOLE LTX-CREDENCE CORP COM NEW 502403207 370 50,000 DEFINED 1 SOLE LTX-CREDENCE CORP COM NEW 502403207 197 26,666 SOLE NONE SOLE MATTSON TECHNOLOGY INC COM 577223100 250 83,300 SOLE NONE SOLE MATTSON TECHNOLOGY INC COM 577223100 131 43,750 DEFINED 1 SOLE MAXLINEAR INC CL A 57776J100 538 50,000 SOLE NONE SOLE MEDASSETS INC COM 584045108 909 45,000 DEFINED 2 SOLE MEDASSETS INC COM 584045108 1,320 65,400 SOLE NONE SOLE MEMC ELECTR MATLS INC COM 552715104 1,182 105,000 DEFINED 2 SOLE MEMC ELECTR MATLS INC COM 552715104 2,038 181,000 SOLE NONE SOLE MEMC ELECTR MATLS INC COM 552715104 608 54,000 DEFINED 1 SOLE MERCURY COMPUTER SYS COM 589378108 735 40,000 DEFINED 2 SOLE MERCURY COMPUTER SYS COM 589378108 1,191 64,800 DEFINED 1 SOLE MERCURY COMPUTER SYS COM 589378108 1,566 85,200 SOLE NONE SOLE MIPS TECHNOLOGIES INC COM 604567107 1,062 70,000 SOLE NONE SOLE MKS INSTRUMENT INC COM 55306N104 2,205 90,000 DEFINED 2 SOLE MKS INSTRUMENT INC COM 55306N104 1,938 79,100 SOLE NONE SOLE MKS INSTRUMENT INC COM 55306N104 2,450 100,000 DEFINED 1 SOLE MONSANTO CO NEW COM 61166W101 2,033 29,200 DEFINED 1 SOLE MONSANTO CO NEW COM 61166W101 752 10,800 SOLE NONE SOLE MORTONS RESTAURANT GRP INC N COM 619430101 65 10,000 SOLE NONE SOLE MORTONS RESTAURANT GRP INC N COM 619430101 97 15,000 DEFINED 2 SOLE MOTOROLA INC COM 620076109 1,660 183,000 DEFINED 1 SOLE MOTOROLA INC COM 620076109 454 50,000 SOLE NONE SOLE NATUS MEDICAL INC DEL COM 639050103 851 60,000 SOLE NONE SOLE NEWPORT CORP COM 651824104 2,702 155,000 DEFINED 2 SOLE NEWPORT CORP COM 651824104 1,961 112,500 SOLE NONE SOLE NEWPORT CORP COM 651824104 3,486 200,000 DEFINED 1 SOLE NOVA MEASURING INSTRUMENTS L COM M7516K103 1,662 200,000 DEFINED 2 SOLE NOVA MEASURING INSTRUMENTS L COM M7516K103 1,924 231,500 DEFINED 1 SOLE NOVA MEASURING INSTRUMENTS L COM M7516K103 2,813 338,500 SOLE NONE SOLE OCLARO INC COM NEW 67555N206 2,367 180,000 DEFINED 2 SOLE OCLARO INC COM NEW 67555N206 2,301 175,000 DEFINED 1 SOLE OCLARO INC COM NEW 67555N206 2,499 190,000 SOLE NONE SOLE OCZ TECHNOLOGY GROUP INC COM 67086E303 452 93,750 DEFINED 2 SOLE OCZ TECHNOLOGY GROUP INC COM 67086E303 452 93,750 SOLE NONE SOLE OMNICARE INC COM 681904108 1,333 52,500 SOLE NONE SOLE OMNICELL INC COM 68213N109 1,506 104,200 SOLE NONE SOLE ORBOTECH LTD ORD M75253100 1,307 100,000 DEFINED 1 SOLE ORBOTECH LTD ORD M75253100 588 45,000 SOLE NONE SOLE PACIFIC BIOSCIENCES CALIF IN COM 69404D108 248 15,560 DEFINED 2 SOLE PACIFIC BIOSCIENCES CALIF IN COM 69404D108 281 17,690 SOLE NONE SOLE PACIFIC BIOSCIENCES CALIF IN COM 69404D108 266 16,750 DEFINED 1 SOLE PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 1,071 75,400 DEFINED 2 SOLE PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 1,157 81,450 SOLE NONE SOLE PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 3,605 160,000 DEFINED 2 SOLE PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 1,690 75,000 DEFINED 1 SOLE PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 1,059 47,000 SOLE NONE SOLE PDF SOLUTIONS INC COM 693282105 1,446 300,000 DEFINED 2 SOLE PDF SOLUTIONS INC COM 693282105 1,952 405,000 SOLE NONE SOLE PDF SOLUTIONS INC COM 693282105 964 200,000 DEFINED 1 SOLE PLANAR SYS INC COM 726900103 325 157,000 SOLE NONE SOLE PLX TECHNOLOGY INC COM 693417107 370 102,500 SOLE NONE SOLE PLX TECHNOLOGY INC COM 693417107 469 130,000 DEFINED 1 SOLE POWERWAVE TECHNOLOGIES INC COM 739363109 368 145,000 SOLE NONE SOLE PRECISION CASTPARTS CORP COM 740189105 8,353 60,000 DEFINED 1 SOLE PRECISION CASTPARTS CORP COM 740189105 3,550 25,500 SOLE NONE SOLE QUINSTREET INC COM 74874Q100 1,441 75,000 DEFINED 2 SOLE QUINSTREET INC COM 74874Q100 3,074 160,000 SOLE NONE SOLE QUINSTREET INC COM 74874Q100 4,803 250,000 DEFINED 1 SOLE RADISYS CORP COM 750459109 717 80,600 DEFINED 1 SOLE RADISYS CORP COM 750459109 263 29,572 SOLE NONE SOLE RESOURCES CONNECTION INC COM 76122Q105 395 21,250 SOLE NONE SOLE RITCHIE BROS AUCTIONEERS COM 767744105 807 35,000 SOLE NONE SOLE SABA SOFTWARE INC COM NEW 784932600 1,010 165,000 SOLE NONE SOLE SAIC INC COM 78390X101 3,172 200,000 DEFINED 2 SOLE SAIC INC COM 78390X101 793 50,000 DEFINED 1 SOLE SAIC INC COM 78390X101 278 17,500 SOLE NONE SOLE SCHLUMBERGER LTD COM 806857108 835 10,000 DEFINED 2 SOLE SEAGATE TECHNOLOGY PLC SHS G7945M107 4,509 300,000 DEFINED 2 SOLE SEAGATE TECHNOLOGY PLC SHS G7945M107 3,006 200,000 DEFINED 1 SOLE SEAGATE TECHNOLOGY PLC SHS G7945M107 5,561 370,000 SOLE NONE SOLE SOLTA MED INC COM 83438K103 879 288,279 SOLE NONE SOLE SOUNDBITE COMMUNICATIONS INC COM 836091108 503 179,700 DEFINED 2 SOLE SOUNDBITE COMMUNICATIONS INC COM 836091108 513 183,300 DEFINED 1 SOLE SOUNDBITE COMMUNICATIONS INC COM 836091108 670 239,400 SOLE NONE SOLE SOURCEFIRE INC COM 83616T108 1,945 75,000 DEFINED 2 SOLE SOURCEFIRE INC COM 83616T108 3,594 138,600 SOLE NONE SOLE SOUTHWALL TECHNOLOGIES INC COM 844909101 1,492 728,000 DEFINED 2 SOLE SOUTHWALL TECHNOLOGIES INC COM 844909101 820 400,000 DEFINED 1 SOLE SOUTHWALL TECHNOLOGIES INC COM 844909101 615 300,000 SOLE NONE SOLE SOUTHWALL TECHNOLOGIES INC PREF 844909103 2,229 1,087,222 OTHER SOLE SOUTHWALL TECHNOLOGIES INC COM 844909101 5,386 2,627,546 OTHER SOLE SOUTHWALL TECHNOLOGIES INC PREF 844909103 4,458 2,174,444 OTHER SOLE SOUTHWALL TECHNOLOGIES INC COM 844909101 10,773 5,255,093 OTHER SOLE STATE STR CORP COM 857477103 3,128 67,500 DEFINED 1 SOLE STEC INC COM 784774101 3,634 205,883 DEFINED 2 SOLE STEC INC COM 784774101 5,591 316,767 SOLE NONE SOLE SUPER MICRO COMPUTER INC COM 86800U104 3,174 275,000 DEFINED 2 SOLE SUPER MICRO COMPUTER INC COM 86800U104 3,947 342,000 SOLE NONE SOLE SUPER MICRO COMPUTER INC COM 86800U104 2,020 175,000 DEFINED 1 SOLE SYPRIS SOLUTIONS INC COM 871655106 1,514 356,200 DEFINED 2 SOLE SYPRIS SOLUTIONS INC COM 871655106 1,677 394,650 DEFINED 1 SOLE SYPRIS SOLUTIONS INC COM 871655106 1,113 261,950 SOLE NONE SOLE TESSERA TECHNOLOGIES INC COM 88164L100 1,841 83,100 DEFINED 1 SOLE THERMO FISHER SCIENTIFIC INC COM 883556102 6,366 115,000 DEFINED 2 SOLE THERMO FISHER SCIENTIFIC INC COM 883556102 5,536 100,000 DEFINED 1 SOLE THORATEC CORP COM NEW 885175307 1,841 65,000 SOLE NONE SOLE TOMOTHERAPY INC COM 890088107 1,083 300,000 DEFINED 2 SOLE TOMOTHERAPY INC COM 890088107 1,119 310,000 SOLE NONE SOLE TRIMBLE NAVIGATION LTD COM 896239100 699 17,500 SOLE NONE SOLE TRIQUINT SEMICONDUCTOR INC COM 89674K103 643 55,000 SOLE NONE SOLE TRIQUINT SEMICONDUCTOR INC COM 89674K103 585 50,000 DEFINED 2 SOLE TRUE RELIGION APPAREL INC COM 89784N104 1,336 60,000 SOLE NONE SOLE TYCO INTERNATIONAL LTD SHS H89128104 1,020 24,625 DEFINED 1 SOLE TYCO INTERNATIONAL LTD NEW SHS H89128104 518 12,500 SOLE NONE SOLE ULTRA CLEAN HLDGS INC COM 90385V107 1,303 140,000 DEFINED 2 SOLE ULTRA CLEAN HLDGS INC COM 90385V107 1,486 159,600 SOLE NONE SOLE ULTRA CLEAN HLDGS INC COM 90385V107 469 50,400 DEFINED 1 SOLE UNITEDHEALTH GROUP INC COM 91324P102 1,806 50,000 DEFINED 1 SOLE UNITEDHEALTH GROUP INC COM 91324P102 921 25,500 SOLE NONE SOLE VARIAN MED SYS INC COM 92220P105 4,503 65,000 DEFINED 2 SOLE VARIAN MED SYS INC COM 92220P105 5,196 75,000 DEFINED 1 SOLE VARIAN MED SYS INC COM 92220P105 3,533 51,000 SOLE NONE SOLE VIASAT INC COM 92552V100 5,662 127,500 DEFINED 2 SOLE VIASAT INC COM 92552V100 3,220 72,500 SOLE NONE SOLE VIASAT INC COM 92552V100 4,441 100,000 DEFINED 1 SOLE VISHAY INTERTECHNOLOGY INC COM 928298108 1,468 100,000 DEFINED 2 SOLE VISHAY INTERTECHNOLOGY INC COM 928298108 1,578 107,500 DEFINED 1 SOLE VISHAY INTERTECHNOLOGY INC COM 928298108 1,028 70,000 SOLE NONE SOLE VISHAY PRECISION GROUP INC COM 92835K103 145 7,678 DEFINED 1 SOLE VISHAY PRECISION GROUP INC COM 92835K103 94 4,999 SOLE NONE SOLE VOLCANO CORPORATION COM 928645100 2,048 75,000 DEFINED 2 SOLE VOLCANO CORPORATION COM 928645100 1,229 45,000 SOLE NONE SOLE X-RITE INC COM 983857103 567 124,000 SOLE NONE SOLE X-RITE INC COM 983857103 545 119,300 DEFINED 1 SOLE XYRATEX LTD COM G98268108 1,876 115,000 SOLE NONE SOLE
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