-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BfrJW+REApffEXeH6Pbjl6SmUjcyAuBnjQaTTsaRLHUKxdkY0HBeK55yzbsJbpRu mMlHCfn5AoSwf/sTrR7jMQ== 0000313028-11-000002.txt : 20110210 0000313028-11-000002.hdr.sgml : 20110210 20110210113338 ACCESSION NUMBER: 0000313028-11-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110210 DATE AS OF CHANGE: 20110210 EFFECTIVENESS DATE: 20110210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARROW HANLEY MEWHINNEY & STRAUSS LLC CENTRAL INDEX KEY: 0000313028 IRS NUMBER: 752403190 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01006 FILM NUMBER: 11590387 BUSINESS ADDRESS: STREET 1: 2200 ROSS AVENUE STREET 2: 31ST FLOOR CITY: DALLAS STATE: TX ZIP: 75201-2761 BUSINESS PHONE: 2146651900 MAIL ADDRESS: STREET 1: 2200 ROSS AVENUE STREET 2: 31ST FLOOR CITY: DALLAS STATE: TX ZIP: 75201-2761 FORMER COMPANY: FORMER CONFORMED NAME: BARROW HANLEY MEWHINNEY & STRAUSS INC DATE OF NAME CHANGE: 19940228 13F-HR 1 dechold.txt HOLDINGS FOR PERIOD ENDING DECEMBER 31, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment[ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Barrow, Hanley, Mewhinney & Strauss, LLC Address: 2200 Ross Ave, Suite 3100 Dallas, TX 75201 Form 13F File Number: 28-1006 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James P. Barrow Title: President Phone: 214-665-1900 Signature, Place, and Date of Signing: James P. Barrow Dallas, TX 2/8/2011 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 212 Form 13F Information Table Value Total: $47,344,717 (thousands) List of Other Included Managers: NO. Form 13F File Number Name 01 028-11931 Old Mutual (US) Holdings Inc. 02 028-11581 Old Mutual Capital, Inc. 03 028-01190 Russell Investment Company FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co. COM 88579Y101 56645 656370 SH Defined 01 476270 180100 ALCOA COM 013817101 17015 1105600 SH Defined 01 974000 131600 AT&T Inc. COM 00206R102 570649 19423059 SH Defined 01 7743229 11679830 1255 42714 SH Other 01 02 42714 AXIS Capital Holdings COM G0692U109 61530 1714885 SH Defined 01 383085 1331800 Aaron's Inc. COM 002535300 21419 1050481 SH Defined 01 417432 633049 Administaff Inc. COM 007094105 24967 852114 SH Defined 01 345314 506800 Advance Auto Parts COM 00751Y106 57320 866520 SH Defined 01 188720 677800 Alliance Data Systems COM 018581108 29418 414170 SH Defined 01 306370 107800 Allstate Corp COM 020002101 188003 5897219 SH Defined 01 4405786 1491433 Altria Group Inc. COM 02209S103 559187 22712694 SH Defined 01 6389582 16323112 1818 73832 SH Other 01 02 73832 American Axle & Manufacturing COM 024061103 58248 4529426 SH Defined 01 1854926 2674500 American Express COM 025816109 1143926 26652526 SH Defined 01 7310896 19341630 3539 82462 SH Other 01 02 82462 Ameriprise Financial Inc. COM 03076C106 106934 1858098 SH Defined 01 355190 1502908 Ameristar Casinos Inc. COM 03070Q101 2816 180195 SH Defined 01 72195 108000 Annaly Capital Mgmt COM 035710409 59567 3324040 SH Defined 01 724540 2599500 Applied Materials COM 038222105 170994 12170372 SH Defined 01 8537105 3633267 BP PLC ADRs COM 055622104 232788 5270272 SH Defined 01 3898799 1371473 1334 30200 SH Other 01 03 30200 Bank of America Corp. COM 060505104 874073 65522716 SH Defined 01 19400226 46122490 2067 154963 SH Other 01 02 154963 Baxter International Inc. COM 071813109 928998 18352382 SH Defined 01 3670094 14682288 3673 72558 SH Other 01 02 72558 Bristol-Myers Squibb Co. COM 110122108 1001546 37822718 SH Defined 01 10088922 27733796 3064 115701 SH Other 01 02 115701 Brooks Automation Inc. COM 114340102 43616 4808852 SH Defined 01 1932252 2876600 Brunswick Corp. COM 117043109 37600 2006412 SH Defined 01 804982 1201430 CBS Corp. New COM 124857202 338796 17784574 SH Defined 01 877600 16906974 1284 67400 SH Other 01 02 67400 CIGNA Corp. COM 125509109 81258 2216530 SH Defined 01 511330 1705200 CVS/Caremark Corp COM 126650100 297680 8561414 SH Defined 01 1310400 7251014 1231 35400 SH Other 01 02 35400 Cabelas, Inc. COM 126804301 50842 2337541 SH Defined 01 944241 1393300 Capital One Financial Corp. COM 14040H105 916208 21527442 SH Defined 01 6547921 14979521 2398 56340 SH Other 01 02 56340 Cardinal Health Inc. COM 14149Y108 227577 5940405 SH Defined 01 2028905 3911500 Carnival Corp. COM 143658300 872601 18924330 SH Defined 01 7047644 11876686 1958 42458 SH Other 01 02 42458 CenterPoint Energy COM 15189T107 540724 34397178 SH Defined 01 3006665 31390513 2339 148800 SH Other 01 02 148800 Chevron Corp. COM 166764100 56750 621915 SH Defined 01 519025 102890 Chubb Corp. COM 171232101 58713 984455 SH Defined 01 219855 764600 Citigroup Inc. COM 172967101 841966 178005500 SH Defined 01 62917124 115088376 4071 860600 SH Other 01 02 860600 Cognex Corp. COM 192422103 64128 2179735 SH Defined 01 870135 1309600 Comfort Systems USA Inc. COM 199908104 28925 2196266 SH Defined 01 885949 1310317 Computer Sciences Corp. COM 205363104 70223 1415784 SH Defined 01 255990 1159794 ConocoPhillips COM 20825C104 1486004 21820910 SH Defined 01 5678279 16142631 4644 68195 SH Other 01 02 68195 Consolidated Edison COM 209115104 1145 23100 SH Defined 01 23100 Cooper Industries PLC COM G24140108 700890 12024188 SH Defined 01 153700 11870488 3684 63200 SH Other 01 02 63200 Corning Inc. COM 219350105 17676 914900 SH Defined 01 814900 100000 Coventry Health Care Inc. COM 222862104 136667 5176796 SH Defined 01 1035310 4141486 Diageo PLC ADR COM 25243Q205 862689 11606205 SH Defined 01 1964299 9641906 3499 47072 SH Other 01 02 47072 Diebold Inc. COM 253651103 30472 950776 SH Defined 01 380176 570600 Dominion Resources COM 25746U109 829625 19420068 SH Defined 01 3823140 15596928 2966 69424 SH Other 01 02 69424 Donnelley & Sons COM 257867101 409 23400 SH Defined 01 23400 Dover Corp Com COM 260003108 26659 456100 SH Defined 01 359400 96700 Duke Energy Corp. COM 26441C105 19688 1105474 SH Defined 01 687174 418300 Dun & Bradstreet Corp. COM 26483E100 63300 771105 SH Defined 01 167205 603900 E.I. Du Pont de Nemours & Co. COM 263534109 974593 19538758 SH Defined 01 5502365 14036393 3088 61900 SH Other 01 02 61900 EXCO Resources Inc. COM 269279402 40748 2098248 SH Defined 01 846548 1251700 Eaton Corp. COM 278058102 110715 1090680 SH Defined 01 226080 864600 El Paso Corporation COM 28336L109 32481 2360525 SH Defined 01 730025 1630500 Emerson Electric Co. COM 291011104 298146 5215082 SH Defined 01 3916047 1299035 Entergy Corp. COM 29364G103 483033 6819611 SH Defined 01 2373168 4446443 1459 20600 SH Other 01 02 20600 ExxonMobil COM 30231G102 17564 240210 SH Defined 01 225700 14510 FARO Technologies Inc. COM 311642102 21553 656306 SH Defined 01 264706 391600 Family Dollar Stores Inc. COM 307000109 111805 2249135 SH Defined 01 506835 1742300 Fifth Third Bancorp COM 316773100 116928 7965117 SH Defined 01 1528275 6436842 Fortune Brands COM 349631101 880 14600 SH Defined 01 14600 Gannett Inc. COM 364730101 23443 1553555 SH Defined 01 1048855 504700 General Electric COM 369604103 874516 47813892 SH Defined 01 9509168 38304724 3198 174830 SH Other 01 02 174830 Gentex Corp. COM 371901109 52934 1790722 SH Defined 01 723322 1067400 Genuine Parts Co. COM 372460105 5627 109600 SH Defined 01 85800 23800 Gibraltar Industries Inc. COM 374689107 23328 1719094 SH Defined 01 700696 1018398 Goodrich Corp. COM 382388106 142601 1619173 SH Defined 01 303195 1315978 Hanesbrands Inc. COM 410345102 89969 3542080 SH Defined 01 819480 2722600 Healthsouth Corp. COM 421924309 45147 2179977 SH Defined 01 880177 1299800 Herman Miller Inc. COM 600544100 26142 1033300 SH Defined 01 417500 615800 Hewlett Packard Co. COM 428236103 891507 21175948 SH Defined 01 5293258 15882690 3595 85403 SH Other 01 02 85403 Home Depot, Inc. COM 437076102 225873 6442479 SH Defined 01 4523794 1918685 Honeywell International COM 438516106 968197 18212883 SH Defined 01 5596017 12616866 3165 59538 SH Other 01 02 59538 ITT Corp. COM 450911102 675240 12957979 SH Defined 01 1005506 11952473 2626 50400 SH Other 01 02 50400 Illinois Tool Works Inc. COM 452308109 869764 16287712 SH Defined 01 6108012 10179700 2230 41755 SH Other 01 02 41755 Imperial Tobacco Group PLC ADR COM 453142101 1064840 17279579 SH Defined 01 4149424 13130155 3971 64447 SH Other 01 02 64447 Insituform Technologies Inc. COM 457667103 44523 1679497 SH Defined 01 693797 985700 Intel Corp. COM 458140100 831238 39526272 SH Defined 01 10564875 28961397 2728 129700 SH Other 01 02 129700 International Business Machine COM 459200101 1182145 8054951 SH Defined 01 2071346 5983605 4058 27650 SH Other 01 02 27650 International Game Technology COM 459902102 89997 5087450 SH Defined 01 1142650 3944800 J.P. Morgan Chase COM 46625H100 1101591 25968668 SH Defined 01 6161741 19806927 3269 77057 SH Other 01 02 77057 Janus Capital Group Inc. COM 47102X105 35333 2724175 SH Defined 01 1099375 1624800 John Wiley & Sons Inc. COM 968223206 21181 468202 SH Defined 01 189202 279000 Johnson & Johnson COM 478160104 523984 8471845 SH Defined 01 3386497 5085348 1237 20000 SH Other 01 02 20000 Korn/Ferry International COM 500643200 53125 2298777 SH Defined 01 942217 1356560 L-3 Communications Holdings COM 502424104 208304 2955083 SH Defined 01 1723228 1231855 Limited Brands Inc. COM 532716107 117993 3839675 SH Defined 01 746272 3093403 Littelfuse Inc. COM 537008104 53175 1129950 SH Defined 01 456350 673600 Loews Corp COM 540424108 922 23700 SH Defined 01 23700 Lorillard Inc. COM 544147101 74162 903755 SH Defined 01 185455 718300 MDU Resources Group Inc. COM 552690109 79879 3940735 SH Defined 01 709035 3231700 Marathon Oil Corp. COM 565849106 350902 9476153 SH Defined 01 6739883 2736270 Maximus Inc. COM 577933104 41746 636564 SH Defined 01 287664 348900 McDonald's Corp. COM 580135101 49820 649040 SH Defined 01 435840 213200 Medtronic, Inc. COM 585055106 154854 4175093 SH Defined 01 3200943 974150 Mens Wearhouse Inc. COM 587118100 63394 2537806 SH Defined 01 1012091 1525715 Mentor Graphics Corp. COM 587200106 52632 4386030 SH Defined 01 1885490 2500540 Merck & Co. COM 58933Y105 732 20300 SH Defined 01 20300 Mercury Computer Systems Inc. COM 589378108 28355 1542701 SH Defined 01 649768 892933 Methode Electronics COM 591520200 9790 754800 SH Defined 01 754800 Microchip Technology Inc. COM 595017104 41394 1209987 SH Defined 01 590920 619067 Microsoft Corp. COM 594918104 1156602 41440422 SH Defined 01 11044037 30396385 3609 129300 SH Other 01 02 129300 Mobile Mini Inc. COM 60740F105 48245 2450220 SH Defined 01 989220 1461000 Molex Inc. COM 608554101 114980 5060755 SH Defined 01 993105 4067650 Murphy Oil Corp. COM 626717102 144743 1941562 SH Defined 01 560762 1380800 NY Community Bancorp COM 649445103 95571 5070095 SH Defined 01 1137195 3932900 National Oilwell Varco Inc. COM 637071101 20269 301400 SH Defined 01 263900 37500 Newell Rubbermaid Inc. COM 651229106 91029 5007080 SH Defined 01 473080 4534000 Nokia Corp. ADR COM 654902204 507084 49136088 SH Defined 01 4353915 44782173 2372 229824 SH Other 01 02 229824 ONEOK Inc. COM 682680103 16674 300600 SH Defined 01 65700 234900 Occidental Petroleum Corp. COM 674599105 1432975 14607286 SH Defined 01 4300351 10306935 4760 48522 SH Other 01 02 48522 Omnicare Inc. COM 681904108 96612 3805130 SH Defined 01 839930 2965200 Oshkosh Corp. COM 688239201 39343 1116430 SH Defined 01 456630 659800 PNC Financial Services Group I COM 693475105 1216295 20031202 SH Defined 01 3947792 16083410 4192 69036 SH Other 01 02 69036 Park Electrochemical Corp. COM 700416209 28588 952945 SH Defined 01 516045 436900 Patterson Companies Inc COM 703395103 3042 99300 SH Defined 01 40000 59300 Paychex Inc Com COM 704326107 19487 630445 SH Defined 01 482145 148300 Pfizer Inc. COM 717081103 1020430 58277006 SH Defined 01 18562883 39714123 3782 216004 SH Other 01 02 216004 Philip Morris International In COM 718172109 1311634 22409600 SH Defined 01 5545282 16864318 4442 75900 SH Other 01 02 75900 21077 360100 SH Other 01 03 360100 Pinnacle West Capital Inc. COM 723484101 84014 2026878 SH Defined 01 432367 1594511 Pitney Bowes Inc. COM 724479100 35841 1482250 SH Defined 01 890150 592100 Plexus Corp. COM 729132100 49654 1604862 SH Defined 01 673962 930900 PolyOne Corp. COM 73179P106 73372 5874475 SH Defined 01 2361355 3513120 Prosperity Bancshares Inc. COM 743606105 36075 918400 SH Defined 01 371000 547400 Quest Diagnostics Inc. COM 74834L100 588787 10909517 SH Defined 01 303315 10606202 3208 59444 SH Other 01 02 59444 Raytheon Co. COM 755111507 960987 20737746 SH Defined 01 5593658 15144088 3105 67000 SH Other 01 02 67000 Regal Beloit Corp. COM 758750103 48947 733176 SH Defined 01 293976 439200 Reynolds American Inc. COM 761713106 78941 2420030 SH Defined 01 523930 1896100 Royal Caribbean Cruises Ltd. COM V7780T103 112726 2398425 SH Defined 01 525025 1873400 Ryder System Inc. COM 783549108 85147 1617540 SH Defined 01 287740 1329800 SLM Corporation COM 78442P106 615890 48918967 SH Defined 01 16528405 32390562 1428 113388 SH Other 01 02 113388 SPX Corp COM 784635104 73861 1033159 SH Defined 01 187486 845673 Seadrill Limited COM G7945E105 115589 3407700 SH Defined 01 645200 2762500 Service Corp. International COM 817565104 217937 26416581 SH Defined 01 1024245 25392336 1206 146200 SH Other 01 02 146200 Simpson Manufacturing Co. COM 829073105 45408 1469033 SH Defined 01 594208 874825 Spectra Energy Corp. COM 847560109 1160080 46421778 SH Defined 01 9138196 37283582 3900 156072 SH Other 01 02 156072 Stanley Black & Decker Inc. COM 854502101 521879 7804381 SH Defined 01 4636816 3167565 State Street Corp. COM 857477103 681804 14713070 SH Defined 01 4614380 10098690 Synovus Financial Corp. COM 87161C105 49999 18938900 SH Defined 01 7649900 11289000 Sysco Corp. COM 871829107 282998 9625799 SH Defined 01 1112490 8513309 972 33060 SH Other 01 02 33060 Terex Corp. COM 880779103 64448 2076291 SH Defined 01 832731 1243560 Teva Pharmaceutical Industries COM 881624209 16077 308400 SH Defined 01 273000 35400 Texas Instruments Inc. COM 882508104 205782 6331755 SH Defined 01 4298406 2033349 Time Warner COM 887317303 21654 673110 SH Defined 01 494410 178700 Torchmark Corp. COM 891027104 43584 729560 SH Defined 01 293760 435800 Travelers COM 89417E109 99456 1785237 SH Defined 01 1371291 413946 Trex Co. Inc. COM 89531P105 9234 385400 SH Defined 01 155500 229900 U.S. Bancorp COM 902973304 2968 110047 SH Defined 01 110047 United Community Banks Inc. COM 90984P105 5769 2958405 SH Defined 01 1193105 1765300 UnitedHealth Group Inc. COM 91324P102 328173 9088148 SH Defined 01 6833358 2254790 Valassis Communications COM 918866104 52728 1629933 SH Defined 01 658233 971700 Verizon Communications Inc. COM 92343V104 597099 16688052 SH Defined 01 7007425 9680627 1340 37458 SH Other 01 02 37458 Vishay Intertechnology Inc. COM 928298108 69621 4742566 SH Defined 01 1915786 2826780 Vishay Precision Group Inc. COM 92835K103 8234 437034 SH Defined 01 177431 259603 Vodafone Group PLC ADS COM 92857W209 507223 19183935 SH Defined 01 5351635 13832300 1499 56700 SH Other 01 02 56700 Wal Mart Stores Inc. COM 931142103 39710 736320 SH Defined 01 559420 176900 Walgreen Co. COM 931422109 250111 6419680 SH Defined 01 4857044 1562636 WellPoint, Inc. COM 94973V107 723505 12724322 SH Defined 01 5223840 7500482 1883 33112 SH Other 01 02 33112 Wells Fargo & Co. COM 949746101 1193242 38504088 SH Defined 01 9358782 29145306 3753 121115 SH Other 01 02 121115 Whirlpool Corp. COM 963320106 58766 661555 SH Defined 01 265555 396000 Willis Group Holdings PLC COM G96666105 120012 3465563 SH Defined 01 634173 2831390 Wyndham Worldwide COM 98310W108 343342 11460018 SH Defined 01 666700 10793318 1656 55287 SH Other 01 02 55287 XL Group PLC COM G98290102 406811 18643963 SH Defined 01 2257892 16386071 1407 64461 SH Other 01 02 64461 Xcel Energy Inc. COM 98389B100 85124 3614610 SH Defined 01 791910 2822700 Xerox Corp. COM 984121103 390301 33880310 SH Defined 01 3140610 30739700 1546 134200 SH Other 01 02 134200
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