-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SIiOcSOBfc/yocefbh6z9Zdz1Wc1cW74y4qye39z0EiZ6GC9oeaXWp9nI2FUe16P +jxPXP/Uj89datCq1VPEPA== 0001135428-11-000061.txt : 20110204 0001135428-11-000061.hdr.sgml : 20110204 20110204141152 ACCESSION NUMBER: 0001135428-11-000061 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110204 DATE AS OF CHANGE: 20110204 EFFECTIVENESS DATE: 20110204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WIC Advisors, LLC CENTRAL INDEX KEY: 0001359735 IRS NUMBER: 203943405 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11876 FILM NUMBER: 11573900 BUSINESS ADDRESS: STREET 1: C/O WATER ISLAND CAPITAL STREET 2: 650, FIFTH AVENUE, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-259-2656 MAIL ADDRESS: STREET 1: C/O WATER ISLAND CAPITAL STREET 2: 650, FIFTH AVENUE, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 wic_13f.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check one only): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: WIC Advisors, LLC Address: 41 Madison Ave New York, New York 10010 Form 13F File Number: 28-10693 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Matt Hemberger Title: Chief Compliance Officer Phone: (212) 584-2367 Signature, Place, and Date of Signing: /s/ Matthew Hemberger New York, New York 2/2/2011 - --------------------- ------------------ -------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 58 Form 13F Information Table Value Total: $ 2,945 (thousands) List of Other Included Managers: NONE
FAIR MARKET SHARES OR VOTING AUTHORITY TITLE OF CUSIP VALUE PRINCIPAL SH/ PUT/ INVESTMENT OTHER ---------------- NAME OF ISSUER CLASS NUMBER (000'S) AMOUNT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------- ------ ----------- --------- --- ---- ---------- -------- ---- ------ ----- ALCON INC COM SHS H01301102 206 1262 SH SOLE 1262 TTI TEAM TELECOM INTL LTD COM M88258104 4 1525 SH SOLE 1525 VOLTAIRE LTD ORD SHS M97601120 17 1953 SH SOLE 1953 EURAND N V SHS N31010106 41 3496 SH SOLE 3496 AIRGAS INC COM 009363102 78 1242 SH SOLE 1242 AIRGAS INC COM 009363102 1 13 SH PUT SOLE 13 ALBERTO CULVER CO NEW COM 013078100 144 3888 SH SOLE 3888 ALLEGHENY ENERGY INC COM 017361106 135 5569 SH SOLE 5569 ALLIED DEFENSE GROUP COM 019118108 6 1880 SH SOLE 1880 APPLIED SIGNAL TECHNOLOGY IN COM 038237103 48 1257 SH SOLE 1257 ART TECHNOLOGY GROUP INC COM 04289L107 38 6271 SH SOLE 6271 BALDOR ELEC CO COM 057741100 113 1796 SH SOLE 1796 BMP SUNSTONE CORP COM 05569C105 58 5809 SH SOLE 5809 BUCYRUS INTL INC NEW COM 118759109 118 1315 SH SOLE 1315 CADENCE FINL CORP COM 12738A101 1 282 SH SOLE 282 CAPITAL GOLD CORP COM NEW 14018Y205 7 1463 SH SOLE 1463 CELLDEX THERAPEUTICS INC NEW COM 15117B103 1 181 SH SOLE 181 CNA SURETY CORP COM 12612L108 15 641 SH SOLE 641 CPI INTERNATIONAL INC COM 12618M100 64 3314 SH SOLE 3314 COMMSCOPE INC COM 203372107 99 3165 SH SOLE 3165 COMPELLENT TECHNOLOGIES INC COM 20452A108 12 417 SH SOLE 417 CYPRESS BIOSCIENCES INC COM PAR $.02 232674507 12 1778 SH SOLE 1778 DEL MONTE FOODS CO COM 24522P103 85 4544 SH SOLE 4544 DIONEX CORP COM 254546104 74 627 SH SOLE 627 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 59 1240 SH SOLE 1240 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 0 1 SH PUT SOLE 1 DYNAMEX INC COM 26784F103 22 896 SH SOLE 896 FIRST FRANKLIN CORP COM 320272107 2 127 SH SOLE 127 FIRST MERCURY FINANCIAL CORP COM 320841109 124 7572 SH SOLE 7572 GENZYME CORP COM 372917104 83 1165 SH SOLE 1496158 GENZYME CORP COM 372917104 1 7 SH PUT SOLE 1496158 HYPERCOM CORP COM 44913M105 48 5768 SH SOLE 5768 J CREW GROUP INC COM 46612H402 23 543 SH SOLE 543 JO-ANN STORES INC COM 47758P307 64 1063 SH SOLE 1063 KING PHARMACEUTICALS INC COM 495582108 176 12537 SH SOLE 12537 L-1 IDENTITY SOLUTIONS INC COM 50212A106 90 7596 SH SOLE 7596 LADISH INC COM NEW 505754200 136 2792 SH SOLE 2792 LASERCARD CORP COM 51807U101 0 9 SH SOLE 9 MARSHALL & ILSLEY CORP NEW COM 571837103 31 4476 SH SOLE 4476 MARTEK BIOSCIENCES CORP COM 572901106 51 1641 SH SOLE 1641 MCAFEE INC COM 579064106 128 2766 SH SOLE 2766 NGAS RESOURCES INC COM 62912T103 34 60060 SH SOLE 60060 NEWALLIANCE BANCSHARES INC COM 650203102 63 4213 SH SOLE 4213 NOVARTIS A G SPONSORED ADR 66987V109 1 4 SH CALL SOLE 4 NOVARTIS A G SPONSORED ADR 66987V109 1 6 SH PUT SOLE 6 NU HORIZONS ELECTRS CORP COM 669908105 12 1725 SH SOLE 1725 NOVELL INC COM 670006105 78 13131 SH SOLE 13131 POTASH CORP SASK INC COM 73755L107 46 300 SH SOLE 300 ROCK OF AGES CORP VT CL A 772632105 3 518 SH SOLE 518 ROME BANCORP INC NEW COM 77587P103 7 597 SH SOLE 597 SONIC SOLUTIONS COM 835460106 12 772 SH SOLE 772 SYNIVERSE HLDGS INC COM 87163F106 123 3987 SH SOLE 3987 T-3 ENERGY SRVCS INC COM 87306E107 53 1322 SH SOLE 1322 TERRA NOVA RTY CORP COM 88102D103 6 711 SH SOLE 711 UNIVERSAL AMERICAN CORP COM 913377107 10 500 SH SOLE 500 WALTER ENERGY INC COM 93317Q105 0 1 SH PUT SOLE 1 WILBER CORP COM 967797101 0 6 SH SOLE 6 WILMINGTON TRUST CORP COM 971807102 81 18598 SH SOLE 18598
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