-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QqEJE+YvQXHh4cjqJFrs4aU7UaNNbuoBB18bBlsvxMCdbKRdVv4FRKm/7NmjRoIn 3LAa0m/Xme+5gwHRn6WcIg== 0001047469-11-000435.txt : 20110202 0001047469-11-000435.hdr.sgml : 20110202 20110202112544 ACCESSION NUMBER: 0001047469-11-000435 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110202 DATE AS OF CHANGE: 20110202 EFFECTIVENESS DATE: 20110202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MENDON CAPITAL ADVISORS CORP CENTRAL INDEX KEY: 0001177043 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10662 FILM NUMBER: 11565370 BUSINESS ADDRESS: STREET 1: 1117 CHEESE FACTORY ROAD CITY: HONEYOE FALLS STATE: NY ZIP: 14472 BUSINESS PHONE: 5852631307 13F-HR 1 a2201735z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Mendon Capital Advisors Corp. ------------------------------- Address: 150 Allens Creek Road ------------------------------- Rochester, NY 14618 ------------------------------- Form 13F File Number: 028-10662 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Anton Schutz ------------------------------- Title: President ------------------------------- Phone: 585-770-1770 ------------------------------- Signature, Place, and Date of Signing: /s/ Anton Schutz Rochester, NY 14618 February 1, 2011 - ------------------------------ ---------------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 123 -------------------- Form 13F Information Table Value Total: $204,125 --------------------- (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 028-02744 Burnham Asset Management Corp. ------ ----------------- --------------------------------- FORM 13F INFORMATION TABLE
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ----------------------------- -------- --------- ------- ------------------ ------- ------- ------------------------ TITLE OF VALUE SH/PRN SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY ISSUER CLASS CUSIP (x1000) AMOUNT PRN CALL DISCRTN MGRS SOLE SHARED NONE INVESCO LTD SHS G149BT108 1203 50000 OTHER 01 50000 0 0 ALLIANCE FINANCIAL CORP NY COM 019205103 404 12500 SOLE 12500 0 0 ALLIANCE FINANCIAL CORP NY COM 019205103 1213 37500 OTHER 01 37500 0 0 AMERIS BANCORP COM 03076K108 527 50000 OTHER 01 50000 0 0 BANCORP RHODE ISLAND INC COM 059690107 436 15000 SOLE 15000 0 0 BANCORP RHODE ISLAND INC COM 059690107 1638 56310 OTHER 01 56310 0 0 BANK OF AMERICA CORPORATION COM 060505104 1067 80000 OTHER 01 80000 0 0 BEACON FED BANCORP COM 073582108 693 58724 SOLE 58724 0 0 BEACON FED BANCORP COM 073582108 3064 259641 OTHER 01 259641 0 0 BENEFICIAL MUTUAL BANCORP INC COM 08173R104 1478 167343 OTHER 01 167343 0 0 BENEFICIAL MUTUAL BANCORP INC COM 08173R104 68 7740 OTHER 7740 0 0 BERKSHIRE HILLS BANCORP COM 084680107 553 25000 OTHER 01 25000 0 0 BRYN MAWR BANK COM 117665109 436 25000 OTHER 01 25000 0 0 CENTERSTATE BANKS COM 15201P109 1578 199250 SOLE 199250 0 0 CENTERSTATE BANKS COM 15201P109 7199 909000 OTHER 01 909000 0 0 CENTERSTATE BANKS COM 15201P109 96 12178 OTHER 12178 0 0 CHICOPEE BANCORP COM 168565109 866 68476 SOLE 68476 0 0 CHICOPEE BANCORP COM 168565109 1436 113553 OTHER 01 113553 0 0 CHARTER FINL CORP WEST PT GA COM 16122M100 1157 130000 SOLE 130000 0 0 CHARTER FINL CORP WEST PT GA COM 16122M100 1157 130000 OTHER 01 130000 0 0 CHARTER FINL CORP WEST PT GA COM 16122M100 169 18940 OTHER 18940 0 0 CITIGROUP INC COM 172967101 4730 1000000 OTHER 01 1000000 0 0 CITIZENS SOUTH BKG CP DEL COM 176682102 1939 446882 SOLE 446882 0 0 CITIZENS SOUTH BKG CP DEL COM 176682102 2956 681176 OTHER 01 681176 0 0 CITIZENS SOUTH BKG CP DEL COM 176682102 38 8932 OTHER 8932 0 0 COMERICA INC COM 200340107 3168 75000 OTHER 01 75000 0 0 CONNECTICUT BK&TR CO HART NE COM 207546102 580 103630 SOLE 103630 0 0 CONNECTICUT BK&TR CO HART NE COM 207546102 736 131474 OTHER 01 131474 0 0 COWEN HOLDINGS GROUP INC CL A 223622101 2101 448053 SOLE 448053 0 0 COWEN HOLDINGS GROUP INC CL A 223622101 8360 1782495 OTHER 01 1782495 0 0 FBR CAPITAL MARKETS CORP COM 30247C301 478 125000 SOLE 125000 0 0 FBR CAPITAL MARKETS CORP COM 30247C301 1910 500000 OTHER 01 500000 0 0 FEDFIRST FINL CORP COM 31429C101 275 20000 SOLE 20000 0 0 FEDFIRST FINL CORP COM 31429C101 275 20000 OTHER 01 20000 0 0 FIRST CALIFORNIA FINANCIAL COM 319395109 520 185870 SOLE 185870 0 0 FIRST CALIFORNIA FINANCIAL COM 319395109 2375 848330 OTHER 01 848330 0 0 FIRST CALIFORNIA FINANCIAL COM 319395109 182 64856 OTHER 64856 0 0 FIRST UNITED BANCORP INC FLA COM 33740N105 2138 309500 SOLE 309500 0 0 FIRST UNITED BANCORP INC FLA CL A 33740N105 8330 1205600 OTHER 01 1205600 0 0 FIRST UNITED BANCORP INC FLA CL A 33740N105 190 27640 OTHER 27640 0 0 FIRSTMERIT CORP CL A 337915102 3463 175000 OTHER 01 175000 0 0 FLAGSTAR BANCORP INC CL A 337930101 118 72500 SOLE 72500 0 0 FLAGSTAR BANCORP INC COM 337930101 216 132500 OTHER 01 132500 0 0 GLEACHER & CO INC com 377341102 632 266654 SOLE 266654 0 0 GLEACHER & CO INC COM 377341102 6622 2794218 OTHER 01 2794218 0 0 GUARANTY BANCORP DEL COM 40075T102 568 400000 OTHER 01 400000 0 0 HERITAGE FINL GROUP INC COM 42726X102 1242 100000 SOLE 100000 0 0 HERITAGE FINL GROUP INC COM 42726X102 1242 100000 OTHER 01 100000 0 0 HERITAGE FINL GROUP INC COM 42726X102 208 16784 OTHER 16784 0 0 HERITAGE FINL CORP WASH COM 42722X106 348 25000 SOLE 25000 0 0 HERITAGE FINL CORP WASH COM 42722X106 348 25000 OTHER 01 25000 0 0 HOME BANCSHARES INC COM 436893200 121 5473 SOLE 5473 0 0 HOME BANCSHARES INC COM 436893200 121 5472 OTHER 01 5472 0 0 HORIZON BANCORP COM 412850109 107 4000 OTHER 4000 0 0 INVESCO MORTGAGE CAPITAL COM 46131B100 1030 47180 SOLE 47180 0 0 INVESCO MORTGAGE CAPITAL COM 46131B100 6742 308720 OTHER 01 308720 0 0 INVESTORS BANCORP COM 46146P102 1049 80000 SOLE 80000 0 0 INVESTORS BANCORP COM 46146P102 5163 393500 OTHER 01 393500 0 0 JACKSONVILLE BANCORP INC FLA COM 469249106 557 75518 SOLE 75518 0 0 JACKSONVILLE BANCORP INC FLA COM 469249106 1703 230807 OTHER 01 230807 0 0 JP MORGAN CHASE & CO COM 46625H100 3182 75000 OTHER 01 75000 0 0 KEYCORP COM 493267108 443 50000 OTHER 01 50000 0 0 MAJESTIC CAPITAL LTD SHS G5760D103 151 35314 OTHER 01 35314 0 0 MERIDIAN INTERSTATE BANCORP COM 58964Q104 590 50000 OTHER 01 50000 0 0 MIDSOUTH BANCORP COM 598039105 230 15000 SOLE 15000 0 0 MIDSOUTH BANCORP COM 598039105 230 15000 OTHER 01 15000 0 0 MIDSOUTH BANCORP COM 598039105 169 11000 OTHER 11000 0 0
MORGAN STANLEY COM 617446448 4082 150000 OTHER 150000 0 0 NEW YORK CMNTY BANCORP INC SHS 649445103 943 50000 OTHER 01 50000 0 0 NORTHWEST BANCORP SHS 667340103 5889 500000 OTHER 01 500000 0 0 NORTHWEST BANCORP COM 667340103 102 8968 OTHER 8968 0 0 OMNIAMERICAN BANCORP COM 68216R107 1084 80000 OTHER 01 80000 0 0 ORIENTAL FINL GROUP COM 68618W100 1917 153505 SOLE 153505 0 0 ORIENTAL FINL GROUP COM 68618W100 7454 596825 OTHER 01 596825 0 0 ORIENTAL FINL GROUP COM 68618W100 159 12760 OTHER 12760 0 0 PACIFIC CONTINENTAL CORP COM 69412V108 199 19819 OTHER 19819 0 0 PENNYMAC MTG INV TR COM 70931T103 1815 100000 SOLE 100000 0 0 PENNYMAC MTG INV TR COM 70931T103 9578 527736 OTHER 01 527736 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 1051 75000 OTHER 01 75000 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 93 6606 OTHER 6606 0 0 PMI GROUP INC COM 69344M101 660 200000 SOLE 200000 0 0 PMI GROUP INC COM 69344M101 891 270000 OTHER 01 270000 0 0 PNC FINL SVCS GROUP INC COM 693475105 2125 35000 OTHER 01 35000 0 0 POPULAR INC COM 733174106 944 300666 OTHER 01 300666 0 0 POPULAR INC COM 733174106 126 39977 OTHER 39977 0 0 PORTER BANCORP INC COM 736233107 1374 133265 SOLE 01 133265 0 0 PORTER BANCORP INC COM 736233107 5256 509819 OTHER 01 509819 0 0 RADIAN GROUP COM 750236101 404 50000 SOLE 50000 0 0 RADIAN GROUP COM 750236101 1170 145000 OTHER 01 145000 0 0 ROME BANCORP INC COM 77587P103 1273 105900 SOLE 105900 0 0 ROME BANCORP INC COM 77587P103 343 28522 OTHER 01 28522 0 0 SEACOST BANK CORP FLA COM 811707306 547 374706 SOLE 374706 0 0 SEACOST BANK CORP FLA COM 811707306 2805 1921412 OTHER 01 1921412 0 0 SCBT FINL CORP COM 78401V102 426 13000 OTHER 01 13000 0 0 SCBT FINL CORP COM 78401V102 153 4663 OTHER 4663 0 0 STERLING BANCORP COM 859158107 1047 100000 OTHER 01 100000 0 0 TFS FINANCIAL CORP COM 87240R107 7604 842975 OTHER 01 842975 0 0 TOWER BANCORP INC COM 891709107 635 28800 SOLE 28800 0 0 TOWER BANCORP INC COM 891709107 635 28800 OTHER 01 28800 0 0 TOWER BANCORP INC COM 891709107 53 2400 OTHER 2400 0 0 TWO HARBORS INVT CORP COM 90187B101 1401 143069 SOLE 143069 0 0 TWO HARBORS INVT CORP COM 90187B101 5603 572275 OTHER 01 572275 0 0 UNITED CMNTY BKS BLAIRSVILLE CAP STK 90984P105 97 49500 SOLE 49500 0 0 UNITED CMNTY BKS BLAIRSVILLE CAP STK 90984P105 584 299366 OTHER 01 299366 0 0 UNITED WESTERN BANCORP COM 913201109 290 971180 OTHER 01 971180 0 0 UNITED WESTERN BANCORP COM 913201109 6 19000 OTHER 19000 0 0 US BANCORP COM 902973304 2022 75000 OTHER 01 75000 0 0 VIEWPOINT FINL GROUP COM 926727108 1149 98300 SOLE 98300 0 0 VIEWPOINT FINL GROUP COM 926727108 6014 400005 OTHER 01 400005 0 0 VIEWPOINT FINL GROUP COM 926727108 35 3000 OTHER 3000 0 0 WALKER & DUNLOP INC COM 93148P102 807 80000 SOLE 80000 0 0 WALKER & DUNLOP INC COM 93148P102 3229 320000 OTHER 320000 0 0 WASHINGTON BKG CO OAK HBR WA COM 937303105 373 27188 OTHER 01 27188 0 0 WASHINGTON FEDERAL INC COM 938824109 592 85000 OTHER 01 85000 0 0 WASHINGTON FEDERAL INC CAP STK 938824109 152 9000 OTHER 9000 0 0 WEBSTER FINL CORP CONN CAP STK 947890109 690 35000 SOLE 35000 0 0 WEBSTER FINL CORP CONN COM 947890109 2758 140000 OTHER 01 140000 0 0 WELLS FARGO COM 949746101 232 7500 SOLE 7500 0 0 WELLS FARGO COM 949746101 697 22500 OTHER 01 22500 0 0 WESTERN LIBERTY BANCORP COM 961443108 1929 360555 SOLE 360555 0 0 WESTERN LIBERTY BANCORP COM 961443108 8079 1510169 OTHER 01 1510169 0 0 WESTERN LIBERTY BANCORP COM 961443108 61 11130 OTHER 11130 0 0 WILMINGTON TRUST CORP COM 971807102 174 40000 OTHER 01 40000 0 0
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