-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S5ZxB1GAOjI+e/wkyFsUpT3txYfhJzkXcEaSFq3yQ0JVFBSb7taQS85zOalhchDi 4+ByKZhPS7nbqpkriQWm2A== 0001193125-11-016724.txt : 20110128 0001193125-11-016724.hdr.sgml : 20110128 20110128095037 ACCESSION NUMBER: 0001193125-11-016724 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110128 DATE AS OF CHANGE: 20110128 EFFECTIVENESS DATE: 20110128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO LLC CENTRAL INDEX KEY: 0000201772 IRS NUMBER: 004260191 STATE OF INCORPORATION: MA FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00878 FILM NUMBER: 11553997 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET CITY: SOUTH BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174824870 FORMER COMPANY: FORMER CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO INC DATE OF NAME CHANGE: 19920929 13F-HR 1 d13fhr.txt 13F HOLDINGS REPORT OMB APPROVAL OMB Number: 3235-0006 Expires: August 31, 2012 Estimated average burden hours per response. . . . . .22.6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2010 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ESSEX INVESTMENT MANAGEMENT CO., LLC Address: 125 HIGH STREET, 29TH FLOOR, BOSTON MA 02110 Form 13F File Number: 28-00878 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: MICHAEL S. MCCARTHY Title: SENIOR VICE PRESIDENT & DIRECTOR OF OPERATIONS Phone: (617) 342-3245 Signature, Place, and Date of Signing: /S/ MICHAEL S. MCCARTHY BOSTON, MA 1/27/2011 - ----------------------- ---------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name: - -------------------- ----- 28-04975 AFFILIATED MANAGERS GROUP, INC. [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 516 Form 13F Information Table Value Total: $1,380,832,211.53 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number: Name: --- --------------------- ----- 1 28- 04975 AFFILIATED MANAGERS GROUP [Repeat as necessary.] 13 F SUMMARY - 12/31/2010
TITLE OF CUSIP MARKET SHRS OR NAME OF ISSUER CLASS NUMBER VALUE PRN AMT INVESTMENT DISCRETION VOTING AUTHORITY - -------------- -------- --------- ------------- ------- ------------------------ --------------------- SOLE SHARED SHARED SOLE SHARED NONE (A) (B) OTHER (C) MANAGERS (A) (B) (C) ------- ------ --------- -------- ------- ------ ------ 3M CO COMMON 88579Y101 160,518.00 1,860 1,860 1,860 3SBIO INC COMMON 88575Y105 7,770,171.42 511,869 511,869 508,696 3,173 7 DAYS GROUP HLDGS LTD COMMON 81783J101 5,486,539.20 257,584 257,584 256,006 1,578 A123 SYS INC COMMON 03739T108 21,579.48 2,262 2,262 2,262 ABB LTD COMMON 000375204 25,480.75 1,135 1,135 1,135 ABBOTT LABS COMMON 002824100 1,852,488.06 38,666 38,666 34,927 3,739 ACACIA RESH CORP COMMON 003881307 9,839,508.92 379,318 379,318 376,965 2,353 ACETO CORP COMMON 004446100 5,216,958.00 579,662 579,662 575,851 3,811 ACME PACKET INC COMMON 004764106 21,983,201.64 413,529 413,529 397,032 16,497 ACTIVE POWER INC COMMON 00504W100 24,120.30 9,805 9,805 9,805 ACUITY BRANDS INC COMMON 00508Y102 1,242,442.48 21,544 21,544 21,544 ACXIOM CORP COMMON 005125109 5,686,957.15 331,601 331,601 329,727 1,874 ADOBE SYS INC COMMON 00724F101 616,061.70 20,015 20,015 20,015 ADVENT SOFTWARE INC COMMON 007974108 6,342,413.76 109,503 109,503 108,869 634 AECOM TECHNOLOGY CORP DELAWA COMMON 00766T100 847,854.61 30,313 30,313 26,037 4,276 AFFYMETRIX INC COMMON 00826T108 3,138,624.43 623,981 623,981 620,538 3,443 AGCO CORP COMMON 001084102 733,202.18 14,473 14,473 14,473 AGNICO EAGLE MINES LTD COMMON 008474108 6,442,033.00 83,990 83,990 80,452 3,538 AIR METHODS CORP COMMON 009128307 6,966,957.51 123,813 123,813 123,046 767 AIRMEDIA GROUP INC COMMON 009411109 21,999.77 3,193 3,193 3,193 AKAMAI TECHNOLOGIES INC COMMON 00971T101 590,430.45 12,549 12,549 12,231 318
TITLE OF CUSIP MARKET SHRS OR NAME OF ISSUER CLASS NUMBER VALUE PRN AMT INVESTMENT DISCRETION VOTING AUTHORITY - -------------- -------- --------- ------------ --------- --------------------- ---------------------- SOLE SHARED SHARED SOLE SHARED NONE (A) (B) OTHER (C) MANAGERS (A) (B) (C) ---- ------ --------- --------- --------- ------ ----- AKORN INC COMMON 009728106 7,079,295.32 1,166,276 1,166,276 1,159,028 7,248 ALEXANDER & BALDWIN INC COMMON 014482103 180,135.00 4,500 4,500 4,500 ALEXION PHARMACEUTICALS INC COMMON 015351109 2,516,382.00 31,240 31,240 31,240 ALLEGHENY TECHNOLOGIES INC COMMON 01741R102 516,539.98 9,361 9,361 9,361 ALLERGAN INC COMMON 018490102 4,068,766.17 59,251 59,251 57,938 1,313 ALLIANCE DATA SYSTEMS CORP COMMON 018581108 1,634,968.54 23,018 23,018 23,018 ALLIANCE FIBER OPTIC PRODS I COMMON 018680306 3,945,432.96 251,622 251,622 249,981 1,641 ALLIED NEVADA GOLD CORP COMMON 019344100 228,397.11 8,681 8,681 8,681 ALLOT COMMUNICATIONS LTD COMMON M0854Q105 31,428.00 2,700 2,700 2,700 ALTISOURCE PORTFOLIO SOLNS S COMMON L0175J104 24,547.05 855 855 855 AMAZON COM INC COMMON 023135106 6,407,100.00 35,595 35,595 30,895 4,700 AMERICAN ELEC PWR INC COMMON 025537101 20,616.54 573 573 573 AMERICAN EXPRESS CO COMMON 025816109 42,920.00 1,000 1,000 1,000 AMERICAN PUBLIC EDUCATION IN COMMON 02913V103 5,148,094.84 138,241 138,241 137,445 796 AMERICAN SAFETY INS HLDGS LT COMMON G02995101 6,426,999.04 300,608 300,608 298,636 1,972 AMERICAN SCIENCE & ENGR INC COMMON 029429107 660,532.50 7,750 7,750 7,548 202 AMERICAN SOFTWARE INC COMMON 029683109 15,422.06 2,278 2,278 2,278 AMERICAN SUPERCONDUCTOR CORP COMMON 030111108 6,353,155.44 222,216 222,216 220,985 1,231 AMETEK INC NEW COMMON 031100100 610,102.00 15,544 15,544 15,544 AMGEN INC COMMON 031162100 120,176.10 2,189 2,189 2,189 AMPHENOL CORP NEW COMMON 032095101 4,998,793.80 94,710 94,710 94,710 AMTECH SYS INC COMMON 032332504 3,050,242.30 121,282 121,282 119,254 2,028 ANADARKO PETE CORP COMMON 032511107 3,297,956.48 43,303 43,303 42,347 956 ANALOGIC CORP COMMON 032657207 6,976,256.06 140,906 140,906 140,135 771 ANCESTRY COM INC COMMON 032803108 595,909.44 21,042 21,042 21,042 ANGLOGOLD ASHANTI LTD COMMON 035128206 97,327.71 1,977 1,977 1,977
TITLE OF CUSIP MARKET SHRS OR NAME OF ISSUER CLASS NUMBER VALUE PRN AMT INVESTMENT DISCRETION VOTING AUTHORITY - -------------- -------- --------- ------------- --------- --------------------- ----------------------- SOLE SHARED SHARED SOLE SHARED NONE (A) (B) OTHER (C) MANAGERS (A) (B) (C) ---- ------ --------- --------- --------- ------ ------ ANHEUSER BUSCH INBEV SA/NV COMMON 03524A108 414,245.04 7,256 7,256 4,477 2,779 ANNALY CAP MGMT INC COMMON 035710409 17,651.20 985 985 985 APACHE CORP COMMON 037411105 8,328,692.42 69,854 69,854 67,176 2,678 APPLE INC COMMON 037833100 26,847,636.48 83,233 83,233 76,563 6,670 ARIBA INC COMMON 04033V203 13,768,569.54 586,146 586,146 534,752 51,394 ARM HLDGS PLC COMMON 042068106 10,094,065.75 486,461 486,461 471,514 14,947 ARUBA NETWORKS INC COMMON 043176106 10,550,204.64 505,278 505,278 486,667 18,611 ASA LIMITED COMMON G3156P103 2,455,246.56 70,736 70,736 70,736 ASIAINFO- LINKAGE INC COMMON 04518A104 320,861.48 19,364 19,364 18,817 547 AT&T INC COMMON 00206R102 625,147.64 21,278 21,278 21,278 ATMEL CORP COMMON 049513104 3,954,140.96 320,953 320,953 312,797 8,156 ATRICURE INC COMMON 04963C209 14,963.39 1,457 1,457 1,457 AUDIOCODES LTD COMMON M15342104 8,190,586.88 1,390,592 1,390,592 1,378,899 11,693 AUTOLIV INC COMMON 052800109 645,255.56 8,174 8,174 8,174 AUTOMATIC DATA PROCESSING IN COMMON 053015103 92,328.60 1,995 1,995 1,995 AVAGO TECHNOLOGIES LTD COMMON Y0486S104 548,332.86 19,299 19,299 18,867 432 BAIDU INC COMMON 056752108 3,336,269.86 34,562 34,562 33,380 1,182 BALLANTYNE STRONG INC COMMON 058516105 3,137,362.83 403,779 403,779 401,123 2,656 BANCO BRADESCO S A COMMON 059460303 2,125,316.63 104,747 104,747 59,509 45,238 BARRETT BILL CORP COMMON 06846N104 57,006.18 1,386 1,386 1,080 306 BARRICK GOLD CORP COMMON 067901108 6,495,937.00 122,150 122,150 118,616 3,534 BE AEROSPACE INC COMMON 073302101 4,279,594.13 115,571 115,571 115,571 BERKSHIRE HATHAWAY INC DEL COMMON 084670702 11,431,697.00 142,700 142,700 133,850 8,850 BHP BILLITON LTD COMMON 088606108 470,546.88 5,064 5,064 5,064 BIOMARIN PHARMACEUTICAL INC COMMON 09061G101 1,087,191.03 40,371 40,371 39,851 520 BIOSCRIP INC COMMON 09069N108 6,555,595.80 1,253,460 1,253,460 1,245,181 8,279
TITLE OF CUSIP MARKET SHRS OR NAME OF ISSUER CLASS NUMBER VALUE PRN AMT INVESTMENT DISCRETION VOTING AUTHORITY - -------------- -------- --------- ------------- --------- -------------------------- ----------------------- SOLE SHARED SHARED SOLE SHARED NONE (A) (B) OTHER (C) MANAGERS (A) (B) (C) --------- ------ --------- -------- --------- ------ ------ BLACKBOARD INC COMMON 091935502 10,166,862.30 246,171 246,171 244,858 1,313 BRISTOL MYERS SQUIBB CO COMMON 110122108 52,960.00 2,000 2,000 2,000 BROADCOM CORP COMMON 111320107 1,207,685.05 27,731 27,731 27,731 BROADRIDGE FINL SOLUTIONS IN COMMON 11133T103 10,263.24 468 468 468 BROADSOFT INC COMMON 11133B409 708,161.40 29,655 29,655 27,507 2,148 BRONCO DRILLING CO INC COMMON 112211107 3,252,512.00 406,564 406,564 404,110 2,454 BRUKER CORP COMMON 116794108 7,006,959.60 422,106 422,106 419,767 2,339 BUILD A BEAR WORKSHOP COMMON 120076104 4,472,822.72 585,448 585,448 581,597 3,851 CADENCE PHARMACEUTICALS INC COMMON 12738T100 27,678.30 3,666 3,666 3,666 CALIPER LIFE SCIENCES INC COMMON 130872104 7,489,042.58 1,181,237 1,181,237 1,173,496 7,741 CALLIDUS SOFTWARE INC COMMON 13123E500 6,210,444.55 1,229,791 1,229,791 1,221,738 8,053 CAMECO CORP COMMON 13321L108 434,085.00 10,750 10,750 10,750 CAMPBELL SOUP CO COMMON 134429109 778,851.75 22,413 22,413 18,032 4,381 CANADIAN NAT RES LTD COMMON 136385101 712,141.44 16,032 16,032 16,032 CARBO CERAMICS INC COMMON 140781105 6,227,102.68 60,142 60,142 58,599 1,543 CARDIOVASCULAR SYS INC DEL COMMON 141619106 4,314,584.78 370,033 370,033 367,555 2,478 CARDTRONICS INC COMMON 14161H108 8,098,086.30 457,519 457,519 454,689 2,830 CARRIZO OIL & CO INC COMMON 144577103 1,216,496.79 35,271 35,271 35,271 CATERPILLAR INC DEL COMMON 149123101 231,621.18 2,473 2,473 2,473 CATHAY GENERAL BANCORP COMMON 149150104 7,706,716.00 461,480 461,480 458,777 2,703 CAVIUM NETWORKS INC COMMON 14965A101 2,109,552.48 55,986 55,986 55,986 CB RICHARD ELLIS GROUP INC COMMON 12497T101 2,827,284.48 138,051 138,051 138,051 CECO ENVIRONMENTAL CORP COMMON 125141101 17,832.32 2,992 2,992 2,992 CELGENE CORP COMMON 151020104 11,908,371.26 201,359 201,359 183,305 18,054 CENTURYLINK INC COMMON 156700106 359,756.64 7,792 7,792 7,792 CEPHEID COMMON 15670R107 42,269.50 1,858 1,858 1,858
TITLE OF CUSIP MARKET SHRS OR NAME OF ISSUER CLASS NUMBER VALUE PRN AMT INVESTMENT DISCRETION VOTING AUTHORITY - -------------- -------- --------- ------------ ------- ------------------------ --------------------- SOLE SHARED SHARED SOLE SHARED NONE (A) (B) OTHER (C) MANAGERS (A) (B) (C) ------- ------ --------- -------- ------- ------ ------ CERNER CORP COMMON 156782104 74,276.16 784 784 784 CEVA INC COMMON 157210105 7,480,245.00 364,890 364,890 351,586 13,304 CHART INDS INC COMMON 16115Q308 18,072.30 535 535 535 CHESAPEAKE ENERGY CORP COMMON 165167107 281,253.05 10,855 10,855 10,855 CHESAPEAKE UTILS CORP COMMON 165303108 25,202.64 607 607 607 CHEVRON CORP NEW COMMON 166764100 4,683,406.25 51,325 51,325 51,325 CHINA GENGSHENG MINERALS INC COMMON 16942P101 67,197.20 13,048 13,048 13,048 CHINA MARINE FOOD GROUP LTD COMMON 16943R106 11,280.60 2,089 2,089 2,089 CHUBB CORP COMMON 171232101 2,300,135.88 38,567 38,567 35,398 3,169 CIENA CORP COMMON 171779309 72,033.10 3,422 3,422 3,422 CIGNA CORP COMMON 125509109 43,332.12 1,182 1,182 1,182 CIRCOR INTL INC COMMON 17273K109 7,595,855.68 179,656 179,656 178,634 1,022 CIRRUS LOGIC INC COMMON 172755100 1,180,746.22 73,889 73,889 59,738 14,151 CISCO SYS INC COMMON 17275R102 4,325,072.85 213,795 213,795 203,891 9,904 CITIGROUP INC COMMON 172967101 4,518,181.14 955,218 955,218 920,409 34,809 CME GROUP INC COMMON 12572Q105 6,435.00 20 20 20 COACH INC COMMON 189754104 2,765.50 50 50 50 COCA COLA CO COMMON 191216100 5,929,297.04 90,152 90,152 83,316 6,836 CODEXIS INC COMMON 192005106 729,969.00 68,865 68,865 66,940 1,925 COGO GROUP INC COMMON 192448108 6,562,673.25 741,545 741,545 736,669 4,876 COINSTAR INC COMMON 19259P300 1,032,908.44 18,301 18,301 18,301 COLGATE PALMOLIVE CO COMMON 194162103 1,178,706.42 14,666 14,666 14,666 COLUMBUS MCKINNON CORP N Y COMMON 199333105 3,360,379.36 165,373 165,373 164,309 1,064 COMCAST CORP NEW COMMON 20030N101 701,458.16 31,928 31,928 31,928 COMMERCE BANCSHARES INC COMMON 200525103 104,291.25 2,625 2,625 2,625 COMMERCIAL VEH GROUP INC COMMON 202608105 16,428.75 1,011 1,011 1,011
TITLE OF CUSIP MARKET SHRS OR NAME OF ISSUER CLASS NUMBER VALUE PRN AMT INVESTMENT DISCRETION VOTING AUTHORITY - -------------- -------- --------- ------------ ------- ------------------------ -------------------- SOLE SHARED SHARED SOLE SHARED NONE (A) (B) OTHER (C) MANAGERS (A) (B) (C) ------- ------ --------- -------- ------- ------ ----- COMPUTER TASK GROUP INC COMMON 205477102 16,407.04 1,508 1,508 1,508 COMPUWARE CORP COMMON 205638109 2,519,938.11 215,933 215,933 215,933 CONCHO RES INC COMMON 20605P101 7,814,290.11 89,133 89,133 87,537 1,596 CONCUR TECHNOLOGIES INC COMMON 206708109 5,292,445.95 101,915 101,915 101,284 631 CONOCOPHILLIPS COMMON 20825C104 830,547.60 12,196 12,196 12,196 CONSTANT CONTACT INC COMMON 210313102 1,925,656.62 62,138 62,138 60,237 1,901 COPART INC COMMON 217204106 123,255.00 3,300 3,300 3,300 CORE LABORATORIES N V COMMON N22717107 4,085,792.10 45,882 45,882 45,688 194 CORINTHIAN COLLEGES INC COMMON 218868107 2,032,045.88 390,028 390,028 387,799 2,229 CORVEL CORP COMMON 221006109 16,922.50 350 350 350 COST PLUS INC CALIF COMMON 221485105 7,366,917.20 759,476 759,476 754,498 4,978 COSTCO WHSL CORP NEW COMMON 22160K105 15,236.31 211 211 211 COVANCE INC COMMON 222816100 684,267.10 13,310 13,310 13,310 COVENTRY HEALTH CARE INC COMMON 222862104 58,924.80 2,232 2,232 2,232 COVIDIEN PLC COMMON G2554F105 73,649.58 1,613 1,613 1,613 CREE INC COMMON 225447101 16,340.72 248 248 248 CROCS INC COMMON 227046109 2,126,714.88 124,224 124,224 122,513 1,711 CTC MEDIA INC COMMON 12642X106 12,300.75 525 525 525 CTRIP COM INTL LTD COMMON 22943F100 2,898,485.20 71,656 71,656 69,313 2,343 CUMMINS INC COMMON 231021106 2,242,553.85 20,385 20,385 19,815 570 CUTERA INC COMMON 232109108 2,013,243.08 242,852 242,852 241,254 1,598 CVR ENERGY INC COMMON 12662P108 8,279,870.28 545,446 545,446 542,062 3,384 CYPRESS SEMICONDUCTOR CORP COMMON 232806109 5,035.18 271 271 271 DAKTRONICS INC COMMON 234264109 7,560,885.60 474,930 474,930 471,806 3,124 DANAHER CORP DEL COMMON 235851102 485,662.32 10,296 10,296 10,296 DARLING INTL INC COMMON 237266101 22,283.84 1,678 1,678 1,678
TITLE OF CUSIP MARKET SHRS OR NAME OF ISSUER CLASS NUMBER VALUE PRN AMT INVESTMENT DISCRETION VOTING AUTHORITY - -------------- -------- --------- ------------- ------- ------------------------ --------------------- SOLE SHARED SHARED SOLE SHARED NONE (A) (B) OTHER (C) MANAGERS (A) (B) (C) ------- ------ --------- -------- ------- ------ ------ DEERE & CO COMMON 244199105 769,375.20 9,264 9,264 9,264 DENBURY RES INC COMMON 247916208 1,880,823.16 98,524 98,524 98,524 DENDREON CORP COMMON 24823Q107 1,007,476.92 28,851 28,851 27,308 1,543 DEPOMED INC COMMON 249908104 44,062.08 6,928 6,928 6,928 DESCARTES SYS GROUP INC COMMON 249906108 16,705.92 2,373 2,373 2,373 DG FASTCHANNEL INC COMMON 23326R109 5,085,652.48 176,096 176,096 175,005 1,091 DICE HLDGS INC COMMON 253017107 1,906,914.10 132,886 132,886 123,480 9,406 DISNEY WALT CO COMMON 254687106 3,818,067.88 101,788 101,788 101,788 DOLLAR FINL CORP COMMON 256664103 1,481,688.39 51,753 51,753 47,825 3,928 DOLLAR TREE INC COMMON 256746108 1,102,028.08 19,651 19,651 19,651 DOW CHEM CO COMMON 260543103 15,363.00 450 450 450 DREAMWORKS ANIMATION SKG INC COMMON 26153C103 452,629.73 15,359 15,359 15,359 DU PONT E I DE NEMOURS & CO COMMON 263534109 199,520.00 4,000 4,000 4,000 DUKE ENERGY CORP NEW COMMON 26441C105 62,709.01 3,521 3,521 3,521 DUN & BRADSTREET CORP DEL NE COMMON 26483E100 64,030.20 780 780 780 DUNCAN ENERGY PARTNERS LP COMMON 265026104 140,169.12 4,368 4,368 4,368 DURECT CORP COMMON 266605104 60,340.50 17,490 17,490 17,490 E M C CORP MASS COMMON 268648102 11,652,962.70 508,863 508,863 468,087 40,776 EBAY INC COMMON 278642103 2,810.83 101 101 101 ECOLOGY & ENVIRONMENT INC COMMON 278878103 10,305.00 687 687 687 EDISON INTL COMMON 281020107 19,300.00 500 500 500 EINSTEIN NOAH REST GROUP INC COMMON 28257U104 15,609.55 1,111 1,111 1,111 ELECTRONICS FOR IMAGING INC COMMON 286082102 7,338,597.30 512,830 512,830 509,894 2,936 ENER1 INC COMMON 29267A203 7,507.99 1,981 1,981 1,981 ENERGY TRANSFER EQUITY L P COMMON 29273V100 85,446.09 2,187 2,187 2,187 ENERGY TRANSFER PRTNRS L P COMMON 29273R109 851,661.70 16,435 16,435 16,435
TITLE OF CUSIP MARKET SHRS OR NAME OF ISSUER CLASS NUMBER VALUE PRN AMT INVESTMENT DISCRETION VOTING AUTHORITY - -------------- -------- --------- ------------- --------- -------------------------- ----------------------- SOLE SHARED SHARED SOLE SHARED NONE (A) (B) OTHER (C) MANAGERS (A) (B) (C) --------- ------ --------- -------- --------- ------ ------ ENERNOC INC COMMON 292764107 8,033.76 336 336 336 ENTERPRISE PRODS PARTNERS L COMMON 293792107 205,054.08 4,928 4,928 4,928 ENVESTNET INC COMMON 29404K106 3,213,097.46 188,341 188,341 171,181 17,160 ENZON PHARMACEUTICALS INC COMMON 293904108 7,575.68 623 623 623 EOG RES INC COMMON 26875P101 961,176.15 10,515 10,515 10,298 217 ESCO TECHNOLOGIES INC COMMON 296315104 6,153,502.96 162,619 162,619 161,700 919 EVERCORE PARTNERS INC COMMON 29977A105 6,975,746.00 205,169 205,169 203,908 1,261 EVEREST RE GROUP LTD COMMON G3223R108 182,617.46 2,153 2,153 2,022 131 EXAMWORKS GROUP INC COMMON 30066A105 124,536.72 6,739 6,739 5,557 1,182 EXELON CORP COMMON 30161N101 54,132.00 1,300 1,300 1,300 EXIDE TECHNOLOGIES COMMON 302051206 10,517,773.43 1,117,723 1,117,723 1,110,795 6,928 EXPRESS SCRIPTS INC COMMON 302182100 2,377,929.75 43,995 43,995 43,001 994 EXXON MOBIL CORP COMMON 30231G102 9,446,738.40 129,195 129,195 118,814 10,381 FASTENAL CO COMMON 311900104 239,640.00 4,000 4,000 4,000 FIFTH THIRD BANCORP COMMON 316773100 4,176,724.24 284,518 284,518 284,518 FINISAR CORP COMMON 31787A507 3,076,893.46 103,634 103,634 103,634 FIRST DEFIANCE FINL CORP COMMON 32006W106 14,815.50 1,245 1,245 1,245 FIRST PACTRUST BANCORP INC COMMON 33589V101 16,308.83 1,229 1,229 1,229 FIRST REP BK SAN FRAN CALI N COMMON 33616C100 3,662,597.12 125,776 125,776 114,107 11,669 FIRST SOLAR INC COMMON 336433107 19,130.58 147 147 147 FLAMEL TECHNOLOGIES SA COMMON 338488109 9,883.80 1,445 1,445 1,445 FLOTEK INDS INC DEL COMMON 343389102 809,646.55 148,559 148,559 148,559 FLOW INTL CORP COMMON 343468104 14,989.85 3,665 3,665 3,665 FOCUS MEDIA HLDG LTD COMMON 34415V109 15,307.14 698 698 698 FORD MTR CO DEL COMMON 345370860 587,062.35 34,965 34,965 34,965 FORTINET INC COMMON 34959E109 2,155,901.05 66,643 66,643 59,401 7,242
TITLE OF CUSIP MARKET SHRS OR NAME OF ISSUER CLASS NUMBER VALUE PRN AMT INVESTMENT DISCRETION VOTING AUTHORITY - -------------- -------- --------- ------------- --------- -------------------------- ----------------------- SOLE SHARED SHARED SOLE SHARED NONE (A) (B) OTHER (C) MANAGERS (A) (B) (C) --------- ------ --------- -------- --------- ------ ------ FOSTER WHEELER AG COMMON H27178104 837,903.96 24,273 24,273 24,273 FREEPORT-MCMORAN COPPER & GO COMMON 35671D857 10,847,969.88 90,332 90,332 87,084 3,248 FRESH MKT INC COMMON 35804H106 800,969.20 19,441 19,441 18,971 470 FRONTEER GOLD INC COMMON 359032109 97,359.00 8,300 8,300 8,300 FRONTIER COMMUNICATIONS CORP COMMON 35906A108 54,380.97 5,589 5,589 5,589 FUELCELL ENERGY INC COMMON 35952H106 9,305,229.78 4,028,238 4,028,238 3,998,614 29,624 FUNDTECH LTD COMMON M47095100 14,016.97 869 869 869 GARDNER DENVER INC COMMON 365558105 731,625.42 10,631 10,631 10,631 GENERAL DYNAMICS CORP COMMON 369550108 177,400.00 2,500 2,500 2,500 GENERAL ELECTRIC CO COMMON 369604103 589,066.03 32,207 32,207 32,207 GENERAL MLS INC COMMON 370334104 35,590.00 1,000 1,000 1,000 GENERAL MTRS CO COMMON 37045V100 7,740.60 210 210 210 GENZYME CORP COMMON 372917104 1,916,704.00 26,920 26,920 22,642 4,278 GEORESOURCES INC COMMON 372476101 7,095,628.59 319,479 319,479 317,499 1,980 G-III APPAREL GROUP LTD COMMON 36237H101 137,436.50 3,910 3,910 3,910 GILEAD SCIENCES INC COMMON 375558103 72,081.36 1,989 1,989 1,989 GLOBAL CROSSING LTD COMMON G3921A175 6,479,263.72 501,491 501,491 498,608 2,883 GLOBAL TRAFFIC NETWORK INC COMMON 37947B103 21,287.70 2,289 2,289 2,289 GMX RES INC COMMON 38011M108 1,851,557.04 335,427 335,427 333,485 1,942 GOLDCORP INC NEW COMMON 380956409 5,961,536.90 129,655 129,655 125,292 4,363 GOLDMAN SACHS GROUP INC COMMON 38141G104 2,985,008.16 17,751 17,751 17,751 GOOGLE INC COMMON 38259P508 19,807,117.59 33,347 33,347 30,461 2,886 GRAN TIERRA ENERGY INC COMMON 38500T101 11,092.90 1,378 1,378 1,378 GREEN MTN COFFEE ROASTERS IN COMMON 393122106 16,068.54 489 489 489 GREENHILL & CO INC COMMON 395259104 3,819,928.56 46,767 46,767 45,465 1,302 GSE SYS INC COMMON 36227K106 603,117.34 166,607 166,607 148,916 17,691
TITLE OF CUSIP MARKET SHRS OR NAME OF ISSUER CLASS NUMBER VALUE PRN AMT INVESTMENT DISCRETION VOTING AUTHORITY - -------------- -------- --------- ------------- ------- ------------------------ --------------------- SOLE SHARED SHARED SOLE SHARED NONE (A) (B) OTHER (C) MANAGERS (A) (B) (C) ------- ------ --------- -------- ------- ------ ------ HACKETT GROUP INC COMMON 404609109 2,609,379.63 743,413 743,413 738,538 4,875 HALLIBURTON CO COMMON 406216101 11,710,738.11 286,817 286,817 266,697 20,120 HALOZYME THERAPEUTICS INC COMMON 40637H109 56,556.72 7,141 7,141 7,141 HARDINGE INC COMMON 412324303 17,054.74 1,751 1,751 1,751 HARMAN INTL INDS INC COMMON 413086109 3,287.30 71 71 71 HARRIS & HARRIS GROUP INC COMMON 413833104 1,555,995.00 355,250 355,250 347,438 7,812 HEADWATERS INC COMMON 42210P102 3,393,752.52 740,994 740,994 736,694 4,300 HEALTH MGMT ASSOC INC NEW COMMON 421933102 1,018,022.94 106,711 106,711 106,711 HEALTHSOUTH CORP COMMON 421924309 1,620,826.73 78,263 78,263 78,263 HEALTHSTREAM INC COMMON 42222N103 6,938,278.80 862,970 862,970 857,257 5,713 HEARTWARE INTL INC COMMON 422368100 11,305,374.57 129,101 129,101 128,259 842 HECKMANN CORP COMMON 422680108 17,071.82 3,394 3,394 3,394 HELMERICH & PAYNE INC COMMON 423452101 607,018.08 12,521 12,521 12,521 HERTZ GLOBAL HOLDINGS INC COMMON 42805T105 5,046,562.71 348,279 348,279 337,720 10,559 HEXCEL CORP NEW COMMON 428291108 486,946.62 26,918 26,918 26,918 HMS HLDGS CORP COMMON 40425J101 2,942,371.56 45,428 45,428 44,899 529 HOSPIRA INC COMMON 441060100 44,552.00 800 800 800 HOUSTON AMERN ENERGY CORP COMMON 44183U100 947,735.10 52,390 52,390 52,390 HUMAN GENOME SCIENCES INC COMMON 444903108 44,053.16 1,844 1,844 1,844 IAMGOLD CORP COMMON 450913108 609,383.00 34,235 34,235 29,762 4,473 ICICI BK LTD COMMON 45104G104 1,721.76 34 34 34 ICON PUB LTD CO COMMON 45103T107 13,424.70 613 613 613 ILLINOIS TOOL WKS INC COMMON 452308109 534,000.00 10,000 10,000 10,000 ILLUMINA INC COMMON 452327109 3,206,080.78 50,617 50,617 49,372 1,245 IMAX CORP COMMON 45245E109 695,911.44 24,792 24,792 24,164 628 INCYTE CORP COMMON 45337C102 40,522.32 2,447 2,447 2,447
TITLE OF CUSIP MARKET SHRS OR NAME OF ISSUER CLASS NUMBER VALUE PRN AMT INVESTMENT DISCRETION VOTING AUTHORITY - -------------- -------- --------- ------------- ------- ------------------------ --------------------- SOLE SHARED SHARED SOLE SHARED NONE (A) (B) OTHER (C) MANAGERS (A) (B) (C) ------- ------ --------- -------- ------- ------ ------ INFORMATICA CORP COMMON 45666Q102 21,794.85 495 495 495 INSPIRE PHARMACEUTICALS INC COMMON 457733103 747,255.60 88,959 88,959 82,401 6,558 INSULET CORP COMMON 45784P101 72,059.50 4,649 4,649 4,649 INTEGRATED DEVICE TECHNOLOGY COMMON 458118106 736,542.72 110,592 110,592 110,592 INTEL CORP COMMON 458140100 1,569,174.48 74,616 74,616 46,764 27,852 INTERACTIVE INTELLIGENCE INC COMMON 45839M103 10,845,988.32 414,602 414,602 411,885 2,717 INTERFACE INC COMMON 458665106 8,530,907.84 544,063 544,063 540,690 3,373 INTERNATIONAL BUSINESS MACHS COMMON 459200101 1,612,745.64 10,989 10,989 10,185 804 INTREPID POTASH INC COMMON 46121Y102 1,532,171.52 41,088 41,088 41,088 INTUIT COMMON 461202103 1,921,467.50 38,975 38,975 38,975 IRONWOOD PHARMACEUTICALS INC COMMON 46333X108 1,079,039.25 104,255 104,255 104,255 ITRON INC COMMON 465741106 9,870.10 178 178 178 IXIA COMMON 45071R109 10,656,273.24 635,058 635,058 629,802 5,256 JA SOLAR HOLDINGS CO LTD COMMON 466090107 6,385,194.72 922,716 922,716 917,000 5,716 JACOBS ENGR GROUP INC DEL COMMON 469814107 640,616.20 13,972 13,972 12,041 1,931 JANUS CAP GROUP INC COMMON 47102X105 922,958.17 71,161 71,161 71,161 JAZZ PHARMACEUTICALS INC COMMON 472147107 1,342,176.00 68,200 68,200 68,200 JDS UNIPHASE CORP COMMON 46612J507 4,535,990.32 313,259 313,259 296,730 16,529 JETBLUE AIRWAYS CORP COMMON 477143101 437,152.35 66,135 66,135 66,135 JOHNSON & JOHNSON COMMON 478160104 1,750,478.70 28,302 28,302 18,663 9,639 JOHNSON CTLS INC COMMON 478366107 3,801,625.80 99,519 99,519 96,685 2,834 JOY GLOBAL INC COMMON 481165108 5,081,554.75 58,577 58,577 57,577 1,000 JPMORGAN CHASE & CO COMMON 46625H100 1,365,839.16 32,198 32,198 26,698 5,500 JUPITER MEDIA METRIX INC COMMON 48206U104 .00 6,989 6,989 6,989 KAYDON CORP COMMON 486587108 7,201,046.96 176,843 176,843 175,958 885 KELLOGG CO COMMON 487836108 22,066.56 432 432 432
TITLE OF CUSIP MARKET SHRS OR NAME OF ISSUER CLASS NUMBER VALUE PRN AMT INVESTMENT DISCRETION VOTING AUTHORITY - -------------- -------- --------- ------------- ------- ------------------------ --------------------- SOLE SHARED SHARED SOLE SHARED NONE (A) (B) OTHER (C) MANAGERS (A) (B) (C) ------- ------ --------- -------- ------- ------ ------ KEMET CORP COMMON 488360207 1,069,588.80 73,360 73,360 68,658 4,702 KFORCE INC COMMON 493732101 6,526,769.30 403,385 403,385 400,877 2,508 KINROSS GOLD CORP COMMON 496902404 2,092,842.72 110,382 110,382 103,434 6,948 KIT DIGITAL INC COMMON 482470200 11,052,249.72 689,043 689,043 677,050 11,993 KODIAK OIL & GAS CORP COMMON 50015Q100 1,570,278.60 237,921 237,921 191,584 46,337 LAZARD LTD COMMON G54050102 4,114,581.57 104,193 104,193 101,411 2,782 LEXICON PHARMACEUTICALS INC COMMON 528872104 53,786.88 37,352 37,352 37,352 LIBERTY MEDIA CORP NEW COMMON 53071M708 1,570,124.64 23,618 23,618 23,618 LIFE TECHNOLOGIES CORP COMMON 53217V109 1,704,960.00 30,720 30,720 30,227 493 LIGHTSCAPE TECHNOLOGIES INC COMMON 53227B101 20,760.54 346,009 346,009 346,009 LIME ENERGY CO COMMON 53261U205 14,051.12 3,478 3,478 3,478 LIMELIGHT NETWORKS INC COMMON 53261M104 5,287,204.58 910,018 910,018 904,395 5,623 LINDSAY CORP COMMON 535555106 110,836.95 1,865 1,865 1,865 LINEAR TECHNOLOGY CORP COMMON 535678106 136,630.50 3,950 3,950 3,950 LIVEPERSON INC COMMON 538146101 3,888,680.30 344,131 344,131 316,515 27,616 LOCAL COM CORP COMMON 53954R105 66,847.00 10,300 10,300 10,300 LOGMEIN INC COMMON 54142L109 3,381,457.08 76,262 76,262 69,675 6,587 LOOPNET INC COMMON 543524300 4,922,918.77 443,107 443,107 440,365 2,742 LSB INDS INC COMMON 502160104 6,558,763.78 270,353 270,353 268,665 1,688 LSI INDS INC COMMON 50216C108 5,178,585.96 612,126 612,126 608,098 4,028 LUMINEX CORP DEL COMMON 55027E102 56,430.36 3,087 3,087 3,087 MADDEN STEVEN LTD COMMON 556269108 9,484,958.56 227,348 227,348 225,929 1,419 MAGELLAN MIDSTREAM PRTNRS LP COMMON 559080106 56,500.00 1,000 1,000 1,000 MANITEX INTL INC COMMON 563420108 18,942.00 4,920 4,920 4,920 MAP PHARMACEUTICALS INC COMMON 56509R108 53,852.58 3,217 3,217 3,217 MARCHEX INC COMMON 56624R108 2,220,139.26 232,719 232,719 231,224 1,495
TITLE OF CUSIP MARKET SHRS OR NAME OF ISSUER CLASS NUMBER VALUE PRN AMT INVESTMENT DISCRETION VOTING AUTHORITY - -------------- -------- --------- ------------ ------- ------------------------ --------------------- SOLE SHARED SHARED SOLE SHARED NONE (A) (B) OTHER (C) MANAGERS (A) (B) (C) ------- ------ --------- -------- ------- ------ ------ MARKET VECTORS ETF TR COMMON 57060U589 1,264,153.99 31,691 31,691 31,691 MARSH & MCLENNAN COS INC COMMON 571748102 302,079.66 11,049 11,049 11,049 MARVELL TECHNOLOGY GROUP LTD COMMON G5876H105 775,649.70 41,814 41,814 41,814 MAXWELL TECHNOLOGIES INC COMMON 577767106 284,483.40 15,060 15,060 15,060 MCDERMOTT INTL INC COMMON 580037109 4,101,295.94 198,226 198,226 192,811 5,415 MCDONALDS CORP COMMON 580135101 4,914,789.28 64,028 64,028 62,305 1,723 MCGRAW HILL COS INC COMMON 580645109 326,233.60 8,960 8,960 8,960 MCKESSON CORP COMMON 58155Q103 52,010.82 739 739 739 MEADOWBROOK INS GROUP INC COMMON 58319P108 13,540.25 1,321 1,321 1,321 MEDCO HEALTH SOLUTIONS INC COMMON 58405U102 72,543.68 1,184 1,184 1,184 MEDIDATA SOLUTIONS INC COMMON 58471A105 7,017,352.92 293,859 293,859 292,037 1,822 MEDIWARE INFORMATION SYS INC COMMON 584946107 17,089.74 1,578 1,578 1,578 MEDTOX SCIENTIFIC INC COMMON 584977201 3,013,930.10 230,071 230,071 228,556 1,515 MEDTRONIC INC COMMON 585055106 7,418.00 200 200 200 MEMC ELECTR MATLS INC COMMON 552715104 16,068.02 1,427 1,427 1,427 MERCK & CO INC NEW COMMON 58933Y105 148,268.56 4,114 4,114 4,114 METALS USA HLDGS CORP COMMON 59132A104 13,106.40 860 860 654 206 METTLER TOLEDO INTERNATIONAL COMMON 592688105 70,917.49 469 469 469 MGP INGREDIENTS INC COMMON 55302G103 17,299.68 1,567 1,567 1,567 MICROS SYS INC COMMON 594901100 1,896,330.96 43,236 43,236 41,736 1,500 MICROSOFT CORP COMMON 594918104 8,837,031.66 316,626 316,626 283,901 32,725 MOLYCORP INC DEL COMMON 608753109 5,850,575.40 117,246 117,246 110,276 6,970 MONSANTO CO NEW COMMON 61166W101 16,574.32 238 238 238 MORGAN STANLEY COMMON 617446448 3,169,121.49 116,469 116,469 116,469 MORNINGSTAR INC COMMON 617700109 450,489.96 8,487 8,487 8,487 MOSAIC CO COMMON 61945A107 4,442,395.72 58,177 58,177 56,335 1,842
TITLE OF CUSIP MARKET SHRS OR NAME OF ISSUER CLASS NUMBER VALUE PRN AMT INVESTMENT DISCRETION VOTING AUTHORITY - -------------- -------- --------- ------------- --------- -------------------------- ----------------------- SOLE SHARED SHARED SOLE SHARED NONE (A) (B) OTHER (C) MANAGERS (A) (B) (C) --------- ------ --------- -------- --------- ------ ------ MOTRICITY INC COMMON 620107102 48,560.55 2,615 2,615 2,615 MYLAN INC COMMON 628530107 1,886,106.06 89,262 89,262 89,262 MYR GROUP INC DEL COMMON 55405W104 15,498.00 738 738 738 NALCO HOLDING COMPANY COMMON 62985Q101 22,166.36 694 694 694 NANOMETRICS INC COMMON 630077105 1,411.30 110 110 110 NATIONAL OILWELL VARCO INC COMMON 637071101 834,236.25 12,405 12,405 12,405 NCI BUILDING SYS INC COMMON 628852204 20,677.22 1,478 1,478 1,478 NEOGEN CORP COMMON 640491106 9,031,974.93 220,131 220,131 218,766 1,365 NETLOGIC MICROSYSTEMS INC COMMON 64118B100 485,755.65 15,465 15,465 15,465 NETSOL TECHNOLOGIES INC COMMON 64115A204 21,740.62 11,626 11,626 11,626 NETWORK ENGINES INC COMMON 64121A107 2,684,734.96 1,766,273 1,766,273 1,754,654 11,619 NEW GOLD INC CDA COMMON 644535106 3,108,032.96 318,446 318,446 306,350 12,096 NEWMONT MINING CORP COMMON 651639106 294,864.00 4,800 4,800 4,800 NEWPORT CORP COMMON 651824104 7,875,344.61 451,827 451,827 449,034 2,793 NEWS CORP COMMON 65248E104 253,576.96 17,416 17,416 17,416 NEXTERA ENERGY INC COMMON 65339F101 115,313.82 2,218 2,218 2,218 NICE SYS LTD COMMON 653656108 3,032,810.00 86,900 86,900 83,960 2,940 NII HLDGS INC COMMON 62913F201 4,117,830.64 92,204 92,204 90,408 1,796 NOAH HLDGS LTD COMMON 65487X102 2,448,285.60 125,232 125,232 120,664 4,568 NOVAGOLD RES INC COMMON 66987E206 1,678,009.30 117,590 117,590 117,590 NOVARTIS A G COMMON 66987V109 788,751.00 13,380 13,380 13,380 NPS PHARMACEUTICALS INC COMMON 62936P103 2,632,035.10 333,169 333,169 332,385 784 NUANCE COMMUNICATIONS INC COMMON 67020Y100 4,250,302.20 233,790 233,790 215,685 18,105 NVIDIA CORP COMMON 67066G104 791,375.20 51,388 51,388 49,630 1,758 NXSTAGE MEDICAL INC COMMON 67072V103 10,307,609.84 414,293 414,293 411,899 2,394 NYSE EURONEXT COMMON 629491101 788,923.70 26,315 26,315 26,315
TITLE OF CUSIP MARKET SHRS OR NAME OF ISSUER CLASS NUMBER VALUE PRN AMT INVESTMENT DISCRETION VOTING AUTHORITY - -------------- -------- --------- ------------- ------- ------------------------ --------------------- SOLE SHARED SHARED SOLE SHARED NONE (A) (B) OTHER (C) MANAGERS (A) (B) (C) ------- ------ --------- -------- ------- ------ ------ OASIS PETE INC NEW COMMON 674215108 4,123,406.16 152,043 152,043 148,783 3,260 OCCIDENTAL PETE CORP DEL COMMON 674599105 521,597.70 5,317 5,317 5,317 OMNIVISION TECHNOLOGIES INC COMMON 682128103 13,312,330.29 449,589 449,589 421,254 28,335 OPENTABLE INC COMMON 68372A104 672,308.72 9,539 9,539 8,776 763 OPTIMER PHARMACEUTICALS INC COMMON 68401H104 58,936.41 5,211 5,211 5,211 ORACLE CORP COMMON 68389X105 5,914,823.60 188,972 188,972 166,475 22,497 OREXIGEN THERAPEUTICS INC COMMON 686164104 38,541.60 4,770 4,770 4,770 OSIRIS THERAPEUTICS INC NEW COMMON 68827R108 44,753.55 5,745 5,745 5,255 490 OVERSTOCK COM INC DEL COMMON 690370101 59,328.00 3,600 3,600 3,600 PACIFIC SUNWEAR CALIF INC COMMON 694873100 4,965,316.20 916,110 916,110 910,086 6,024 PAN AMERICAN SILVER CORP COMMON 697900108 1,620,129.94 39,314 39,314 39,314 PAREXEL INTL CORP COMMON 699462107 9,597,913.16 452,092 452,092 449,713 2,379 PARKER HANNIFIN CORP COMMON 701094104 238,188.00 2,760 2,760 2,760 PAYCHEX INC COMMON 704326107 27,942.64 904 904 904 PDI INC COMMON 69329V100 5,891,027.34 558,921 558,921 555,243 3,678 PEABODY ENERGY CORP COMMON 704549104 27,255.48 426 426 426 PEPSICO INC COMMON 713448108 473,381.18 7,246 7,246 7,246 PERFICIENT INC COMMON 71375U101 6,030,275.00 482,422 482,422 479,249 3,173 PERKINELMER INC COMMON 714046109 680,124.62 26,341 26,341 26,341 PETROHAWK ENERGY CORP COMMON 716495106 3,206,598.00 175,704 175,704 175,704 PETROLEO BRASILEIRO SA PETRO COMMON 71654V408 459,718.16 12,149 12,149 12,149 PFSWEB INC COMMON 717098206 15,653.88 3,953 3,953 3,953 PG&E CORP COMMON 69331C108 23,920.00 500 500 500 PHARMASSET INC COMMON 71715N106 60,940.44 1,399 1,399 1,399 PIONEER NAT RES CO COMMON 723787107 91,161.00 1,050 1,050 1,050 POLYCOM INC COMMON 73172K104 499,060.94 12,803 12,803 12,803
TITLE OF CUSIP MARKET SHRS OR NAME OF ISSUER CLASS NUMBER VALUE PRN AMT INVESTMENT DISCRETION VOTING AUTHORITY - -------------- -------- --------- ------------- --------- -------------------------- ----------------------- SOLE SHARED SHARED SOLE SHARED NONE (A) (B) OTHER (C) MANAGERS (A) (B) (C) --------- ------ --------- -------- --------- ------ ------ POLYPORE INTL INC COMMON 73179V103 6,059,279.91 148,767 148,767 142,586 6,181 POTASH CORP SASK INC COMMON 73755L107 3,724,125.99 24,053 24,053 23,364 689 POWER ONE INC NEW COMMON 73930R102 10,968,865.80 1,075,379 1,075,379 1,068,708 6,671 POWERSECURE INTL INC COMMON 73936N105 4,387,009.74 563,883 563,883 561,018 2,865 POWERWAVE TECHNOLOGIES INC COMMON 739363109 6,552,316.08 2,579,652 2,579,652 2,562,684 16,968 PPL CORP COMMON 69351T106 26,320.00 1,000 1,000 1,000 PRAXAIR INC COMMON 74005P104 92,605.90 970 970 970 PRESSTEK INC COMMON 741113104 1,263,683.94 569,227 569,227 565,466 3,761 PROCTER & GAMBLE CO COMMON 742718109 1,191,198.61 18,517 18,517 18,517 PROS HOLDINGS INC COMMON 74346Y103 3,457,548.40 303,560 303,560 301,616 1,944 QUALCOMM INC COMMON 747525103 3,662.26 74 74 74 QUALITY DISTR INC FLA COMMON 74756M102 19,807.11 2,179 2,179 2,179 QUESTCOR PHARMACEUTICALS INC COMMON 74835Y101 7,254,392.43 492,491 492,491 489,628 2,863 QUICKSILVER RESOURCES INC COMMON 74837R104 1,192,922.94 80,931 80,931 80,931 RADIANT SYSTEMS INC COMMON 75025N102 7,848,489.79 401,047 401,047 398,408 2,639 RANDGOLD RES LTD COMMON 752344309 806,257.69 9,793 9,793 8,189 1,604 RANGE RES CORP COMMON 75281A109 1,110,151.38 24,681 24,681 22,850 1,831 RARE ELEMENT RES LTD COMMON 75381M102 173,913.74 10,829 10,829 10,829 REALD INC COMMON 75604L105 18,491,950.08 713,424 713,424 670,451 42,973 REALPAGE INC COMMON 75606N109 22,438,385.01 725,457 725,457 695,347 30,110 REGAL ENTMT GROUP COMMON 758766109 374,423.82 31,893 31,893 31,893 RENAISSANCE LEARNING INC COMMON 75968L105 2,507,593.60 211,790 211,790 210,479 1,311 RICHARDSON ELECTRS LTD COMMON 763165107 6,541,291.47 559,563 559,563 555,881 3,682 RIO TINTO PLC COMMON 767204100 667,082.94 9,309 9,309 9,309 RIVERBED TECHNOLOGY INC COMMON 768573107 1,607,585.53 45,709 45,709 44,393 1,316 ROCHE HLDG LTD COMMON 771195104 14,698.00 400 400 400
TITLE OF CUSIP MARKET SHRS OR NAME OF ISSUER CLASS NUMBER VALUE PRN AMT INVESTMENT DISCRETION VOTING AUTHORITY - -------------- -------- --------- ------------- --------- -------------------------- ------------------------ SOLE SHARED SHARED SOLE SHARED NONE (A) (B) OTHER (C) MANAGERS (A) (B) (C) --------- ------ --------- -------- --------- ------ ------- ROCKWELL MEDICAL TECH COMMON 774374102 15,112.70 1,913 1,913 1,913 ROCKWOOD HLDGS INC COMMON 774415103 1,511,518.56 38,638 38,638 38,638 ROYAL DUTCH SHELL PLC COMMON 780259206 361,947.60 5,420 5,420 5,420 ROYAL GOLD INC COMMON 780287108 2,075,721.48 37,996 37,996 36,699 1,297 RUSH ENTERPRISES INC COMMON 781846209 5,021,310.84 245,661 245,661 238,451 7,210 SALIX PHARMACEUTICALS INC COMMON 795435106 63,302.08 1,348 1,348 1,348 SANDISK CORP COMMON 80004C101 4,770,704.52 95,682 95,682 84,820 10,862 SATCON TECHNOLOGY CORP COMMON 803893106 6,834,028.50 1,518,673 1,518,673 1,480,116 38,557 SCHLUMBERGER LTD COMMON 806857108 17,096,291.00 204,746 204,746 186,227 18,519 SEABRIDGE GOLD INC COMMON 811916105 58,292.00 1,900 1,900 1,900 SEMILEDS CORP COMMON 816645105 2,638,756.75 90,835 90,835 82,925 7,910 SENOMYX INC COMMON 81724Q107 20,605.70 2,890 2,890 2,890 SHAW GROUP INC COMMON 820280105 8,980,308.96 262,352 262,352 251,068 11,284 SHIRE PLC COMMON 82481R106 337,435.56 4,662 4,662 4,662 SILICON IMAGE INC COMMON 82705T102 579,657.75 78,865 78,865 78,865 SILVER STD RES INC COMMON 82823L106 379,587.22 13,451 13,451 13,451 SILVER WHEATON CORP COMMON 828336107 606,056.96 15,524 15,524 15,524 SINA CORP COMMON G81477104 6,754,820.64 98,152 98,152 94,499 3,653 SINOHUB INC COMMON 82935L101 12,747.24 4,884 4,884 4,884 SIRIUS XM RADIO INC COMMON 82967N108 2,355,383.64 1,444,932 1,444,932 1,331,699 113,233 SKYWORKS SOLUTIONS INC COMMON 83088M102 5,643,116.15 197,105 197,105 182,775 14,330 SMUCKER J M CO COMMON 832696405 4,711,044.00 71,760 71,760 64,679 7,081 SNAP ON INC COMMON 833034101 5,881,943.64 103,958 103,958 99,962 3,996 SOLERA HOLDINGS INC COMMON 83421A104 1,353,513.68 26,374 26,374 26,374 SOLTA MED INC COMMON 83438K103 17,537.50 5,750 5,750 5,750 SOUTHERN CO COMMON 842587107 40,600.26 1,062 1,062 1,062
TITLE OF CUSIP MARKET SHRS OR NAME OF ISSUER CLASS NUMBER VALUE PRN AMT INVESTMENT DISCRETION VOTING AUTHORITY - -------------- -------- --------- ------------ ------- ------------------------ ---------------------- SOLE SHARED SHARED SOLE SHARED NONE (A) (B) OTHER (C) MANAGERS (A) (B) (C) ------- ------ --------- -------- ------- ------ ------- SOUTHWESTERN ENERGY CO COMMON 845467109 222,708.50 5,950 5,950 5,950 ST JUDE MED INC COMMON 790849103 262,827.00 6,148 6,148 3,933 2,215 STATE STR CORP COMMON 857477103 2,196,052.60 47,390 47,390 47,390 STEC INC COMMON 784774101 92,839.00 5,260 5,260 5,260 STERICYCLE INC COMMON 858912108 829,430.00 10,250 10,250 8,615 1,635 STILLWATER MNG CO COMMON 86074Q102 6,843,102.00 320,520 320,520 301,169 19,351 STR HLDGS INC COMMON 78478V100 11,760.00 588 588 588 STRYKER CORP COMMON 863667101 158,952.00 2,960 2,960 2,960 SUCCESSFACTORS INC COMMON 864596101 2,896,000.00 100,000 100,000 100,000 SUNCOR ENERGY INC NEW COMMON 867224107 1,982,005.27 51,763 51,763 50,513 1,250 SUNPOWER CORP COMMON 867652109 12,457.93 971 971 971 SUNTRUST BKS INC COMMON 867914103 1,487,008.90 50,390 50,390 48,504 1,886 SUPERIOR ENERGY SVCS INC COMMON 868157108 1,114,396.51 31,849 31,849 31,849 SUREWEST COMMUNICATIONS COMMON 868733106 2,124,517.10 198,553 198,553 197,304 1,249 SWIFT ENERGY CO COMMON 870738101 8,865,634.95 226,453 226,453 225,142 1,311 SXC HEALTH SOLUTIONS CORP COMMON 78505P100 2,943,239.06 68,671 68,671 68,197 474 SYNGENTA AG COMMON 87160A100 24,393.70 415 415 415 SYSCO CORP COMMON 871829107 164,581.20 5,598 5,598 5,598 TARGA RES CORP COMMON 87612G101 1,072,400.00 40,000 40,000 35,459 4,541 TARGACEPT INC COMMON 87611R306 62,990.50 2,377 2,377 2,377 TECH DATA CORP COMMON 878237106 427,786.36 9,718 9,718 9,718 TELETECH HOLDINGS INC COMMON 879939106 1,881,864.23 91,397 91,397 91,397 TELLABS INC COMMON 879664100 313,174.98 46,191 46,191 46,191 TENET HEALTHCARE CORP COMMON 88033G100 712,665.63 106,527 106,527 106,527 TESCO CORP COMMON 88157K101 7,358,807.88 463,401 463,401 460,537 2,864 TETRA TECH INC NEW COMMON 88162G103 6,542,564.56 261,076 261,076 259,476 1,600
TITLE OF CUSIP MARKET SHRS OR NAME OF ISSUER CLASS NUMBER VALUE PRN AMT INVESTMENT DISCRETION VOTING AUTHORITY - -------------- -------- --------- ------------- --------- -------------------------- ---------------------- SOLE SHARED SHARED SOLE SHARED NONE (A) (B) OTHER (C) MANAGERS (A) (B) (C) --------- ------ --------- -------- --------- ------ ----- TEVA PHARMACEUTICAL INDS LTD COMMON 881624209 84,554.86 1,622 1,622 1,622 THORATEC CORP COMMON 885175307 9,783,936.96 345,478 345,478 343,529 1,949 TIMKEN CO COMMON 887389104 2,323,830.51 48,687 48,687 46,317 2,370 TITAN INTL INC ILL COMMON 88830M102 12,091,547.40 618,810 618,810 614,985 3,825 TJX COS INC NEW COMMON 872540109 4,439.00 100 100 100 TOMOTHERAPY INC COMMON 890088107 5,079,176.14 1,406,974 1,406,974 1,397,720 9,254 TRANSCEND SERVICES INC COMMON 893929208 8,115,079.14 414,246 414,246 411,513 2,733 TRAVELZOO INC COMMON 89421Q106 4,556,422.00 110,125 110,125 107,306 2,819 TREEHOUSE FOODS INC COMMON 89469A104 17,881.50 350 350 350 TRIQUINT SEMICONDUCTOR INC COMMON 89674K103 2,922.50 250 250 250 TRIUMPH GROUP INC NEW COMMON 896818101 3,233,244.42 36,162 36,162 34,866 1,296 U S AIRWAYS GROUP INC COMMON 90341W108 391,090.70 39,070 39,070 39,070 U S HOME SYS INC COMMON 90335C100 18,484.20 3,780 3,780 3,780 ULTA SALON COSMETCS & FRAG I COMMON 90384S303 10,663,182.00 313,623 313,623 311,914 1,709 UNITED RENTALS INC COMMON 911363109 9,903,370.75 435,313 435,313 426,863 8,450 UNITED STATES STL CORP NEW COMMON 912909108 4,230,659.56 72,418 72,418 70,356 2,062 UNITED TECHNOLOGIES CORP COMMON 913017109 27,945.60 355 355 355 UNITED THERAPEUTICS CORP DEL COMMON 91307C102 108,611.96 1,718 1,718 1,718 UNITEDHEALTH GROUP INC COMMON 91324P102 808,141.80 22,380 22,380 14,730 7,650 UNIVERSAL DISPLAY CORP COMMON 91347P105 31,630.80 1,032 1,032 1,032 URANIUM RES INC COMMON 916901507 340,000.00 100,000 100,000 100,000 URS CORP NEW COMMON 903236107 110,432.94 2,654 2,654 2,654 US GOLD CORPORATION COMMON 912023207 2,292,469.11 284,073 284,073 284,073 VALMONT INDS INC COMMON 920253101 30,256.93 341 341 341 VARIAN MED SYS INC COMMON 92220P105 930,430.40 13,430 13,430 13,430 VERA BRADLEY INC COMMON 92335C106 632,478.00 19,166 19,166 18,165 1,001
TITLE OF CUSIP MARKET SHRS OR NAME OF ISSUER CLASS NUMBER VALUE PRN AMT INVESTMENT DISCRETION VOTING AUTHORITY - -------------- -------- --------- ------------- --------- -------------------------- ----------------------- SOLE SHARED SHARED SOLE SHARED NONE (A) (B) OTHER (C) MANAGERS (A) (B) (C) --------- ------ --------- -------- --------- ------ ------ VERISK ANALYTICS INC COMMON 92345Y106 544,802.88 15,986 15,986 12,822 3,164 VERIZON COMMUNICATIONS INC COMMON 92343V104 983,842.66 27,497 27,497 27,497 VERTEX PHARMACEUTICALS INC COMMON 92532F100 35,380.30 1,010 1,010 1,010 VIRTUALSCOPICS INC COMMON 928269109 21,633.26 10,109 10,109 10,109 VIRTUSA CORP COMMON 92827P102 22,871.28 1,398 1,398 1,398 VOCUS INC COMMON 92858J108 6,699,528.60 242,210 242,210 240,719 1,491 VOYAGER OIL & GAS INC COMMON 92911K100 2,209,496.40 409,166 409,166 405,486 3,680 WABASH NATL CORP COMMON 929566107 8,664,648.90 731,194 731,194 726,653 4,541 WABTEC CORP COMMON 929740108 2,133,106.59 40,331 40,331 40,331 WAL MART STORES INC COMMON 931142103 3,419,054.14 63,398 63,398 61,864 1,534 WARNER CHILCOTT PLC IRELAND COMMON G94368100 3,766,798.08 166,968 166,968 161,595 5,373 WATERS CORP COMMON 941848103 295,997.39 3,809 3,809 3,809 WEATHERFORD INTERNATIONAL LT COMMON H27013103 710,311.20 31,154 31,154 14,361 16,793 WELLS FARGO & CO NEW COMMON 949746101 12,396.00 400 400 400 WESTELL TECHNOLOGIES INC COMMON 957541105 4,492,205.01 1,373,763 1,373,763 1,364,803 8,960 WESTERN DIGITAL CORP COMMON 958102105 841,194.60 24,814 24,814 24,814 WESTPORT INNOVATIONS INC COMMON 960908309 15,614,767.60 843,130 843,130 811,633 31,497 WILLIAMS CLAYTON ENERGY INC COMMON 969490101 1,761,018.84 20,972 20,972 20,972 WILLIAMS COS INC DEL COMMON 969457100 21,012.00 850 850 850 WINTRUST FINANCIAL CORP COMMON 97650W108 122,211.00 3,700 3,700 3,700 WIRELESS RONIN TECHNOLOGIES COMMON 97652A203 16,769.25 11,565 11,565 11,565 WISCONSIN ENERGY CORP COMMON 976657106 29,430.00 500 500 500 WORLD HEART CORP COMMON 980905400 11,611.59 5,163 5,163 5,163 WORLDCOM INC GA NEW COMMON 98157D304 .00 6 6 6 XEROX CORP COMMON 984121103 160,416.00 13,925 13,925 13,925 ZIONS BANCORPORATION COMMON 989701107 1,868,666.06 77,122 77,122 77,122
TITLE OF CUSIP MARKET SHRS OR NAME OF ISSUER CLASS NUMBER VALUE PRN AMT INVESTMENT DISCRETION VOTING AUTHORITY - -------------- -------- --------- ------------ ---------- --------------------------- --------------------------- SOLE SHARED SHARED SOLE SHARED NONE (A) (B) OTHER (C) MANAGERS (A) (B) (C) ---------- ------ --------- -------- ---------- ------ --------- ZIX CORP COMMON 98974P100 8,568,536.41 2,006,683 2,006,683 1,993,488 13,195 $1,380,832,211.53 82,796,710 82,796,710 81,045,116 1,751,594
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