-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WbEXsWVKRAgNA2loJfWcylwI6xYs42fs+TNt32rW+f7XvLZvqCqiLUUpQdrdybkl QkChaQGOaeO6iA1DrkvJ5w== 0001172661-10-000656.txt : 20101115 0001172661-10-000656.hdr.sgml : 20101115 20101115163646 ACCESSION NUMBER: 0001172661-10-000656 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101115 DATE AS OF CHANGE: 20101115 EFFECTIVENESS DATE: 20101115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STERLING JOHNSTON CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0001133222 IRS NUMBER: 943385233 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06369 FILM NUMBER: 101193046 BUSINESS ADDRESS: STREET 1: ONE SANSOME ST. STREET 2: SUITE 1800 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4154772300 MAIL ADDRESS: STREET 1: ONE SANSOME ST. STREET 2: SUITE 1800 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 13F-HR 1 ste3q10.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sterling Johnston Capital Management, L.P. Address: 50 California Street Suite 3325 San Francisco, CA 94111 13F File Number: 28-06369 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott S. Johnston Title: Chairman and CEO Phone: 415-477-2300 Signature, Place, and Date of Signing: /s/ Scott S. Johnston San Francisco, CA/USA November 15, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 142 Form13F Information Table Value Total: $186,868 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ADVANCED ENERGY INDS COM 007973100 448 34300 SH SOLE 34300 0 0 AKORN INC COM 009728106 1064 263250 SH SOLE 263250 0 0 ALBEMARLE CORP COM 012653101 215 4600 SH SOLE 4600 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 258 4010 SH SOLE 4010 0 0 ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 2460 79000 SH SOLE 79000 0 0 ALTRA HOLDINGS INC COM 02208R106 666 45200 SH SOLE 45200 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 324 125500 SH SOLE 125500 0 0 ANCESTRY COM INC COM 032803108 2314 101656 SH SOLE 101656 0 0 ANNTAYLOR STORES CORP COM 036115103 1996 98640 SH SOLE 98640 0 0 ANTARES PHARMA INC COM 036642106 494 340400 SH SOLE 340400 0 0 ATMEL CORP COM 049513104 268 33700 SH SOLE 33700 0 0 AVANIR PHARMACEUTICALS INC CL A NEW 05348P401 496 155600 SH SOLE 155600 0 0 BALDOR ELEC CO COM 057741100 2670 66090 SH SOLE 66090 0 0 BE AEROSPACE INC COM 073302101 241 7950 SH SOLE 7950 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 1952 333050 SH SOLE 333050 0 0 BRUSH ENGINEERED MATLS INC COM 117421107 620 21800 SH SOLE 21800 0 0 CACHE INC COM NEW 127150308 313 61300 SH SOLE 61300 0 0 CARBO CERAMICS INC COM 140781105 2125 26230 SH SOLE 26230 0 0 CARDTRONICS INC COM 14161H108 567 36750 SH SOLE 36750 0 0 CARPENTER TECHNOLOGY CORP COM 144285103 1541 45700 SH SOLE 45700 0 0 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 1760 72000 SH SOLE 72000 0 0 CHILDRENS PL RETAIL STORES I COM 168905107 3146 64500 SH SOLE 64500 0 0 CLARIENT INC COM 180489106 619 183000 SH SOLE 183000 0 0 COLUMBIA SPORTSWEAR CO COM 198516106 1671 28600 SH SOLE 28600 0 0 COMPLETE PRODUCTION SERVICES COM 20453E109 1714 83800 SH SOLE 83800 0 0 DANA HLDG CORP COM 235825205 3343 271350 SH SOLE 271350 0 0 DEMANDTEC INC COM NEW 24802R506 483 51300 SH SOLE 51300 0 0 DEPOMED INC COM 249908104 426 95000 SH SOLE 95000 0 0 DEXCOM INC COM 252131107 2487 188100 SH SOLE 188100 0 0 DIGITALGLOBE INC COM NEW 25389M877 2614 86000 SH SOLE 86000 0 0 DXP ENTERPRISES INC NEW COM NEW 233377407 302 15900 SH SOLE 15900 0 0 ELLIS PERRY INTL INC COM 288853104 615 28150 SH SOLE 28150 0 0 ENCORE CAP GROUP INC COM 292554102 541 30000 SH SOLE 30000 0 0 ENERSYS COM 29275Y102 2514 100698 SH SOLE 100698 0 0 ENTROPIC COMMUNICATIONS INC COM 29384R105 540 56250 SH SOLE 56250 0 0 EXTREME NETWORKS INC COM 30226d106 577 185550 SH SOLE 185550 0 0 EZCHIP SEMICONDUCTOR LIMITED ORD M4146Y108 2731 108150 SH SOLE 108150 0 0 FINISAR CORP COM NEW 31787A507 2520 134090 SH SOLE 134090 0 0 FORTINET INC COM 34959E109 1964 78550 SH SOLE 78550 0 0 FREDS INC CL A 356108100 1413 119750 SH SOLE 119750 0 0 GEOEYE INC COM 37250W108 2692 66490 SH SOLE 66490 0 0 GLOBE SPECIALTY METALS INC COM 37954N206 1479 105350 SH SOLE 105350 0 0 GREENBRIER COS INC COM 393657101 584 37450 SH SOLE 37450 0 0 GULFPORT ENERGY CORP COM NEW 402635304 509 36800 SH SOLE 36800 0 0 HAYNES INTERNATIONAL INC COM NEW 420877201 524 15000 SH SOLE 15000 0 0 HEICO CORP NEW COM 422806109 2307 50553 SH SOLE 50553 0 0 HERBALIFE LTD COM USD SHS G4412G101 214 3540 SH SOLE 3540 0 0 HISOFT TECHNOLOGY INTL LTD SPONSORED ADR 43358R108 1125 45750 SH SOLE 45750 0 0 HOT TOPIC INC COM 441339108 299 50000 SH SOLE 50000 0 0 II VI INC COM 902104108 1676 44900 SH SOLE 44900 0 0 INNERWORKINGS INC COM 45773Y105 365 55600 SH SOLE 55600 0 0 INTERFACE INC CL A 458665106 1540 108240 SH SOLE 108240 0 0 ISILON SYS INC COM 46432L104 737 33100 SH SOLE 33100 0 0 ITC HLDGS CORP COM 465685105 205 3290 SH SOLE 3290 0 0 IXIA COM 45071R109 2094 168850 SH SOLE 168850 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 229 18520 SH SOLE 18520 0 0 JO-ANN STORES INC COM 47758P307 2287 51334 SH SOLE 51334 0 0 KENEXA CORP COM 488879107 845 48250 SH SOLE 48250 0 0 KENNAMETAL INC COM 489170100 3068 99200 SH SOLE 99200 0 0 KID BRANDS INC COM 49375T100 439 51000 SH SOLE 51000 0 0 LADISH INC COM NEW 505754200 602 19350 SH SOLE 19350 0 0 LIQUIDITY SERVICES INC COM 53635B107 400 25000 SH SOLE 25000 0 0 LIVEPERSON INC COM 538146101 2414 287350 SH SOLE 287350 0 0 LMI AEROSPACE INC COM 502079106 478 30050 SH SOLE 30050 0 0 LONGTOP FINL TECHNOLOGIES LT ADR 54318P108 2493 63350 SH SOLE 63350 0 0 LOOPNET INC COM 543524300 1574 132950 SH SOLE 132950 0 0 LSB INDS INC COM 502160104 334 18000 SH SOLE 18000 0 0 MADDEN STEVEN LTD COM 556269108 2608 63525 SH SOLE 63525 0 0 MAGMA DESIGN AUTOMATION COM 559181102 538 145400 SH SOLE 145400 0 0 MAIDENFORM BRANDS INC COM 560305104 840 29100 SH SOLE 29100 0 0 MENTOR GRAPHICS CORP COM 587200106 2025 191600 SH SOLE 191600 0 0 NACCO INDS INC CL A 629579103 2080 23797 SH SOLE 23797 0 0 NANOMETRICS INC COM 630077105 290 19250 SH SOLE 19250 0 0 NATUS MEDICAL INC DEL COM 639050103 2018 138400 SH SOLE 138400 0 0 NEENAH PAPER INC COM 640079109 416 27350 SH SOLE 27350 0 0 NEKTAR THERAPEUTICS COM 640268108 3555 240722 SH SOLE 240722 0 0 NETGEAR INC COM 64111q104 1540 57000 SH SOLE 57000 0 0 NETLIST INC COM 64118P109 365 122600 SH SOLE 122600 0 0 NETSCOUT SYS INC COM 64115T104 1352 65900 SH SOLE 65900 0 0 NN INC COM 629337106 449 54400 SH SOLE 54400 0 0 NORDSON CORP COM 655663102 2341 31766 SH SOLE 31766 0 0 OASIS PETE INC NEW COM 674215108 1280 66056 SH SOLE 66056 0 0 OCLARO INC COM NEW 67555N206 1888 117900 SH SOLE 117900 0 0 OMNIVISION TECHNOLOGIES INC COM 682128103 2196 95300 SH SOLE 95300 0 0 OPLINK COMMUNICATIONS INC COM NEW 68375Q403 515 26000 SH SOLE 26000 0 0 OPNET TECHNOLOGIES INC COM 683757108 482 26550 SH SOLE 26550 0 0 OYO GEOSPACE CORP COM 671074102 504 8700 SH SOLE 8700 0 0 PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 201 10270 SH SOLE 10270 0 0 PDI INC COM 69329V100 537 61400 SH SOLE 61400 0 0 PENNANTPARK INVT CORP COM 708062104 510 48080 SH SOLE 48080 0 0 PETROLEUM DEV CORP COM 716578109 436 15800 SH SOLE 15800 0 0 PHILLIPS VAN HEUSEN CORP COM 718592108 208 3450 SH SOLE 3450 0 0 POLYONE CORP COM 73179P106 2305 190629 SH SOLE 190629 0 0 QLT INC COM 746927102 578 91900 SH SOLE 91900 0 0 QUALITY DISTR INC FLA COM 74756M102 450 70700 SH SOLE 70700 0 0 QUESTCOR PHARMACEUTICALS INC COM 74835y101 2480 250050 SH SOLE 250050 0 0 RIGHTNOW TECHNOLOGIES INC COM 76657r106 2578 130850 SH SOLE 130850 0 0 RIVERBED TECHNOLOGY INC COM 768573107 3323 72900 SH SOLE 72900 0 0 ROADRUNNER TRNSN SVCS HLDG I COM 76973Q105 254 23450 SH SOLE 23450 0 0 ROSETTA RESOURCES INC COM 777779307 2326 99000 SH SOLE 99000 0 0 ROVI CORP COM 779376102 212 4200 SH SOLE 4200 0 0 RTI INTL METALS INC COM 74973w107 2881 94094 SH SOLE 94094 0 0 RUBY TUESDAY INC COM 781182100 431 36300 SH SOLE 36300 0 0 RURAL / METRO CORP COM 781748108 676 79450 SH SOLE 79450 0 0 SAKS INC COM 79377w108 1182 137450 SH SOLE 137450 0 0 SAPIENT CORP COM 803062108 2359 197050 SH SOLE 197050 0 0 SATCON TECHNOLOGY CORP COM 803893106 2622 697250 SH SOLE 697250 0 0 SCHAWK INC CL A 806373106 552 29900 SH SOLE 29900 0 0 SCHIFF NUTRITION INTL INC COM 806693107 565 68950 SH SOLE 68950 0 0 SHUTTERFLY INC COM 82568P304 3183 122424 SH SOLE 122424 0 0 SILICON IMAGE INC COM 82705t102 574 120100 SH SOLE 120100 0 0 SONOSITE INC COM 83568g104 3141 93744 SH SOLE 93744 0 0 SRS LABS INC COM 78464M106 269 28850 SH SOLE 28850 0 0 SUCCESSFACTORS INC COM 864596101 3893 155050 SH SOLE 155050 0 0 SUNOPTA INC COM 8676ep108 640 105100 SH SOLE 105100 0 0 SUPER MICRO COMPUTER INC COM 86800U104 151 14500 SH SOLE 14500 0 0 SUSSER HLDGS CORP COM 869233106 476 34000 SH SOLE 34000 0 0 SYNOVIS LIFE TECHNOLOGIES IN COM 87162g105 481 32200 SH SOLE 32200 0 0 T-3 ENERGY SRVCS INC COM 87306E107 1526 58350 SH SOLE 58350 0 0 TAL INTL GROUP INC COM 874083108 2239 92450 SH SOLE 92450 0 0 TALEO CORP CL A 87424N104 1942 67000 SH SOLE 67000 0 0 TECHTARGET INC COM 87874R100 563 107300 SH SOLE 107300 0 0 TEXAS ROADHOUSE INC COM 882681109 1404 99950 SH SOLE 99950 0 0 TIBCO SOFTWARE INC COM 88632q103 327 18450 SH SOLE 18450 0 0 TPC GROUP INC COM 89236y104 1044 43840 SH SOLE 43840 0 0 TRIMAS CORP COM NEW 896215209 493 33200 SH SOLE 33200 0 0 TRIQUINT SEMICONDUCTOR INC COM 89674K103 1940 202075 SH SOLE 202075 0 0 TRIUMPH GROUP INC NEW COM 896818101 3074 41215 SH SOLE 41215 0 0 ULTA SALON COSMETCS & FRAG I COM 90384S303 1340 45900 SH SOLE 45900 0 0 UNICA CORP COM 904583101 629 30000 SH SOLE 30000 0 0 UNIVERSAL DISPLAY CORP COM 91347P105 1721 73250 SH SOLE 73250 0 0 UTSTARCOM INC COM 918076100 651 300000 SH SOLE 300000 0 0 VALUECLICK INC COM 92046n102 1765 134975 SH SOLE 134975 0 0 VASCULAR SOLUTIONS INC COM 92231M109 544 47405 SH SOLE 47405 0 0 VENOCO INC COM 92275P307 1661 84600 SH SOLE 84600 0 0 VERIFONE SYS INC COM 92342Y109 2977 95800 SH SOLE 95800 0 0 VIROPHARMA INC COM 928241108 2371 159000 SH SOLE 159000 0 0 VOLTERRA SEMICONDUCTOR CORP COM 928708106 506 23500 SH SOLE 23500 0 0 WABASH NATL CORP COM 929566107 654 80900 SH SOLE 80900 0 0 WEB COM GROUP INC COM 94733A104 398 72500 SH SOLE 72500 0 0 WOODWARD GOVERNOR CO COM 980745103 2319 71530 SH SOLE 71530 0 0 ZOLL MED CORP COM 989922109 2499 77450 SH SOLE 77450 0 0
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