-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CfkYxrDVVhX0dQTu4jC9sS5HMaaCH1eIeE1EPHKdj9wzHrn4aLjLs56fopJDrEER ISENgzVglaCBB/TWke9s6A== 0001193125-10-260727.txt : 20101115 0001193125-10-260727.hdr.sgml : 20101115 20101115163352 ACCESSION NUMBER: 0001193125-10-260727 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101115 DATE AS OF CHANGE: 20101115 EFFECTIVENESS DATE: 20101115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OZ MANAGEMENT LP CENTRAL INDEX KEY: 0001054587 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06663 FILM NUMBER: 101192966 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127900165 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: OZ MANAGEMENT LLC DATE OF NAME CHANGE: 19980204 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [_]; Amendment No.: This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: OZ Management, LP Address: 9 West 57th Street 39th Floor New York, New York 10019 13F File Number: 28-06663 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Daniel S. Och Title: Chief Executive Officer Phone: 212-790-0000 Daniel S. Och New York, New York Dated: November 15, 2010 ------------------ ------------------------ /s/ Daniel S. Och - ------------------------ Report Type (Check only one.): [x] 13F HOLDINGS REPORT. [_] 13F NOTICE. [_] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager NONE I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 229 Form 13F Information Table Value Total: $5,129,128 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. List of Other Included Managers 1. 28 -13627 OZ Management II LP NAME: OZ MANAGEMENT LP MANAGER CIK: 0001054587 13F REPORT FOR THE QUARTER ENDED: September 30, 2010 13F FILE NUMBER: 28-06663
(6) (8) VOTING (5) SHRS/PRN INVESTMENT (7) OTHER (8) VOTING AUTH (1) NAME (2) TITLE (3) CUSIP (4) VALUE /AMT SH/PRN DISCRETION MNGRs AUTH SOLE SHARED - ------------------------------- --------------- --------- --------- ------------ ------ ---------- --------- ---------- ---------- A D C TELECOMMUNICATIONS COM 000886309 619 48872 SH SOLE 48872 0 AFLAC INC COM 001055102 1617 31268 SH SOLE 31268 0 ACTIVIDENTITY CORP COM 00506P103 9279 4276076 SH DEFINED 1 4224083 51993 ADVANCED MICRO DEVICES INC 5.750% 8/1 NOTE 007903AN7 20961 20500000 PRN DEFINED 1 20000000 500000 AIR PRODS & CHEMS INC COM 009158106 638 7698 SH SOLE 7698 0 AIRGAS INC COM 009363102 145016 2134164 SH DEFINED 1 1989929 144235 AIRTRAN HLDGS INC 5.250%11/0 NOTE 00949PAD0 9850 7000000 PRN DEFINED 1 6465000 535000 ALBEMARLE CORP COM 012653101 19136 408807 SH DEFINED 1 387663 21144 ALBERTO CULVER CO COM 013078100 103741 2755411 SH DEFINED 1 2594741 160670 ALCOA INC 5.250% 3/1 NOTE 013817AT8 20056 10000000 PRN DEFINED 1 9714000 286000 ALLERGAN INC COM 018490102 8014 120464 SH DEFINED 1 115217 5247 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 1289 69800 SH SOLE 69800 0 ALTERA CORP COM 021441100 2150 71270 SH SOLE 71270 0 AMBAC FINL GROUP INC COM 023139108 464 835600 SH SOLE 835600 0 AMBAC FINL GROUP INC UNIT 023139702 6108 749021 SH DEFINED 1 715195 33826 AMERICAN EXPRESS CO COM 025816109 12878 306390 SH SOLE 306390 0 AMERICAN INTL GROUP INC COM 026874784 2757 70500 SH SOLE 70500 0 AMERICAN TOWER CORP CL A 029912201 526 10254 SH SOLE 10254 0 AMGEN INC 0.125% 2/0 NOTE 031162AN0 17448 17500000 PRN SOLE 17500000 0 ANADARKO PETE CORP COM 032511107 2044 35835 SH SOLE 35835 0 APACHE CORP COM 037411105 13996 143172 SH DEFINED 1 136064 7108 ARCHER DANIELS MIDLAND CO COM 039483102 19276 603897 SH DEFINED 1 565907 37990 ARCSIGHT INC COM 039666102 106653 2449109 SH DEFINED 1 2278811 170298 ARVINMERITOR INC FRNT 043353AF8 42499 40050000 PRN DEFINED 1 38914000 1136000 ARVINMERITOR INC FRNT 043353AH4 626 679000 PRN SOLE 679000 0 AVIS BUDGET GROUP COM 053774105 170 14600 SH SOLE 14600 0 BABCOCK & WILCOX CO COM 05615F102 3871 181897 SH DEFINED 1 169300 12597 BAKER HUGHES INC COM 057224107 279 6557 SH SOLE 6557 0 BANCO SANTANDER BRASIL S A ADS 05967A107 3205 232729 SH DEFINED 1 216612 16117 BANK OF AMERICA CORPORATION COM 060505104 8786 670556 SH SOLE 670556 0 BANK OF AMERICA CORPORATION W EXP 10/28/201 060505153 5582 2345359 SH DEFINED 1 2224193 121166 BANK OF NEW YORK MELLON CORP COM 064058100 930 35581 SH SOLE 35581 0
BERKSHIRE HATHAWAY INC CL B 084670702 1223 14790 SH SOLE 14790 0 BORGWARNER INC 3.500% 4/1 NOTE 099724AF3 77455 46386000 PRN DEFINED 1 42985000 3401000 BOSTON PROPERTIES INC COM 101121101 1903 22900 SH DEFINED 1 22605 295 BOULDER TOTAL RETURN FD INC COM 101541100 8716 576457 SH SOLE 576457 0 BRISTOL MYERS SQUIBB CO COM 110122108 5159 190299 SH SOLE 190299 0 BROADCOM CORP CL A 111320107 23516 664480 SH DEFINED 1 618567 45913 CBOE HLDGS INC COM 12503M108 293 14500 SH SOLE 14500 0 CKX INC COM 12562M106 18126 3699142 SH DEFINED 1 3627107 72035 CMS ENERGY CORP 2.875%12/0 NOTE 125896AW0 37766 27031000 PRN SOLE 27031000 0 CVS CAREMARK CORPORATION COM 126650100 76144 2419559 SH DEFINED 1 2254621 164938 CABLEVISION SYS CORP CL A 12686C109 28502 1088297 SH DEFINED 1 1012864 75433 CAPITAL ONE FINL CORP COM 14040H105 2642 66801 SH SOLE 66801 0 CAPITOL FED FINL COM 14057C106 862 34900 SH SOLE 34900 0 CENTRAL EUROPEAN DIST CORP COM 153435102 22797 1021360 SH DEFINED 1 980860 40500 CEPHALON INC 2.000% 6/0 NOTE 156708AP4 105610 74550000 PRN DEFINED 1 71550000 3000000 CHARLES RIV LABS INTL INC COM 159864107 1989 60000 SH DEFINED 1 55829 4171 CHEMICAL FINL CORP COM 163731102 847 41013 SH DEFINED 1 38174 2839 CHESAPEAKE ENERGY CORP 2.500% 5/1 NOTE 165167CA3 13221 15219000 PRN DEFINED 1 14847000 372000 CHINA KANGHUI HLDGS SPONSORED ADR 16890V100 8077 570000 SH DEFINED 1 560078 9922 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 607 6871 SH DEFINED 1 5818 1053 CHINA MED TECHNOLOGIES INC 4.000% 8/1 NOTE 169483AC8 25196 30000000 PRN DEFINED 1 27983000 2017000 CHIQUITA BRANDS INTL INC 4.250% 8/1 NOTE 170032AT3 49562 51948000 PRN DEFINED 1 50226000 1722000 CHUBB CORP COM 171232101 205 3594 SH SOLE 3594 0 CIENA CORP COM 171779309 16192 1039956 SH DEFINED 1 953443 86513 CITIGROUP INC COM 172967101 96781 24752200 SH DEFINED 1 23939413 812787 CITRIX SYS INC COM 177376100 10536 154400 SH DEFINED 1 144232 10168 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 555 8601 SH SOLE 8601 0 CONTINENTAL AIRLS INC CL B CL B 210795308 5996 241400 SH SOLE 241400 0 CORNING INC COM 219350105 14889 814480 SH DEFINED 1 759323 55157 CREE INC COM 225447101 12943 238400 SH SOLE 238400 0 CROWN CASTLE INTL CORP COM 228227104 170435 3860356 SH DEFINED 1 3591996 268360 CUMMINS INC COM 231021106 603 6660 SH SOLE 6660 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 16902 1343550 SH DEFINED 1 1249313 94237 D R HORTON INC 2.000% 5/1 NOTE 23331ABB4 13240 12000000 PRN SOLE 12000000 0 DANAHER CORP COM 235851102 1011 24884 SH SOLE 24884 0 DELL INC COM 24702R101 1071 82551 SH SOLE 82551 0 DEVON ENERGY CORP COM 25179M103 1122 17324 SH SOLE 17324 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 224 3302 SH SOLE 3302 0 DISNEY WALT CO COM 254687106 1990 60117 SH SOLE 60117 0 DOLLAR GEN CORP COM 256677105 8701 297484 SH DEFINED 1 288656 8828 ECB BANCORP INC COM 268253101 240 17700 SH DEFINED 1 17331 369 E M C CORP MASS 1.750%12/0 NOTE 268648AK8 13131 10000000 PRN SOLE 10000000 0
EOG RES INC COM 26875P101 1699 18272 SH SOLE 18272 0 ENERGIZER HLDGS INC COM 29266R108 5638 83865 SH SOLE 83865 0 EQUINIX INC 3.000%10/1 NOTE 29444UAG1 53770 48622000 PRN DEFINED 1 45724000 2898000 EXELON CORP COM 30161N101 600 14097 SH SOLE 14097 0 EXPEDIA INC COM 30212P105 875 31000 SH DEFINED 1 29620 1380 EXXON MOBIL CORP COM 30231G102 21627 350012 SH SOLE 350012 0 FAMILY DLR STORES INC COM 307000109 4584 103800 SH SOLE 103800 0 FELCOR LODGING TR INC COM 31430F101 477 103779 SH DEFINED 1 99208 4571 F5 NETWORKS INC COM 315616102 10258 98817 SH DEFINED 1 91967 6850 FIRST CALIFORNIA FINANCIAL G COM 319395109 4622 1886586 SH DEFINED 1 1777345 109241 FLOTEK INDS INC COM 343389102 224 162600 SH SOLE 162600 0 FLUSHING FINL CORP COM 343873105 8743 756320 SH DEFINED 1 703795 52525 FORD MTR CO DEL W EXP 01/01/201 345370134 5118 1195801 SH SOLE 1195801 0 FOX CHASE BANCORP INC COM 35137T108 4818 509312 SH DEFINED 1 477146 32166 GENERAL GROWTH PPTYS INC COM 370021107 111066 7119614 SH DEFINED 1 6686779 432835 GENZYME CORP COM 372917104 152029 2147600 SH DEFINED 1 2040131 107469 GILEAD SCIENCES INC COM 375558103 301 8465 SH SOLE 8465 0 GLOBALSTAR INC COM 378973408 3470 1994184 SH DEFINED 1 1959885 34299 GOLDMAN SACHS GROUP INC COM 38141G104 14548 100622 SH SOLE 100622 0 GOODRICH CORP COM 382388106 27874 378051 SH DEFINED 1 351445 26606 H & Q HEALTHCARE FD SH BEN INT 404052102 2899 240000 SH SOLE 240000 0 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 9282 967929 SH SOLE 967929 0 HALLIBURTON CO COM 406216101 12112 366240 SH DEFINED 1 333212 33028 HARTFORD FINL SVCS GROUP INC COM 416515104 4145 180600 SH DEFINED 1 169621 10979 HAWAIIAN HOLDINGS INC COM 419879101 2696 450000 SH DEFINED 1 419420 30580 HERITAGE COMMERCE CORP COM 426927109 8534 2438367 SH DEFINED 1 2417209 21158 HERTZ GLOBAL HOLDINGS INC 5.250% 6/0 NOTE 42805TAA3 14730 10000000 PRN DEFINED 1 9826000 174000 HESS CORP COM 42809H107 34296 580113 SH DEFINED 1 549351 30762 HEWLETT PACKARD CO COM 428236103 10511 249850 SH SOLE 249850 0 ILLINOIS TOOL WKS INC COM 452308109 762 16206 SH SOLE 16206 0 INGERSOLL-RAND GLOBAL HLDG C 4.500% 4/1 NOTE 45687AAD4 71577 35055000 PRN DEFINED 1 33056000 1999000 INTEL CORP COM 458140100 16174 842371 SH SOLE 842371 0 INTERNATIONAL GAME TECHNOLOG 3.250% 5/0 NOTE 459902AQ5 28152 25887000 PRN DEFINED 1 24945000 942000 INTERPUBLIC GROUP COS INC 4.250% 3/1 NOTE 460690BA7 40071 37000000 PRN DEFINED 1 36418000 582000 INTERPUBLIC GROUP COS INC 4.750% 3/1 NOTE 460690BE9 42835 37871000 PRN DEFINED 1 36621000 1250000 ISHARES INC MSCI JAPAN 464286848 2223 224845 SH DEFINED 1 209266 15579 ISHARES TR FTSE XNHUA IDX 464287184 8077 188626 SH SOLE 188626 0 IVANHOE ENERGY INC COM 465790103 17746 8333333 SH SOLE 8333333 0 JPMORGAN CHASE & CO COM 46625H100 20342 534462 SH SOLE 534462 0 JOHNSON & JOHNSON COM 478160104 4757 76777 SH SOLE 76777 0 JUNIPER NETWORKS INC COM 48203R104 11762 387539 SH DEFINED 1 360704 26835 KT CORP SPONSORED ADR 48268K101 12659 618720 SH SOLE 618720 0
KEYCORP COM 493267108 16949 2129232 SH DEFINED 1 1980602 148630 LDK SOLAR CO LTD SPONSORED ADR 50183L107 706 68680 SH DEFINED 1 67489 1191 LIBERTY ACQUISITION HLDGS CO COM 53015Y107 27620 2684183 SH DEFINED 1 2641397 42786 LIBERTY MEDIA CORP DEB 4.000%11/1 530715AG6 15174 26275000 PRN SOLE 26275000 0 LIBERTY MEDIA CORP DEB 3.125% 3/3 530718AF2 26972 24508000 PRN DEFINED 1 24000000 508000 LINCARE HLDGS INC 2.750%11/0 NOTE 532791AF7 23894 22750000 PRN DEFINED 1 22018000 732000 LINEAR TECHNOLOGY CORP 3.125% 5/0 NOTE 535678AD8 10025 10000000 PRN SOLE 10000000 0 LUCENT TECHNOLOGIES INC DBCV 2.875% 6/1 549463AH0 15360 16879000 PRN SOLE 16879000 0 MGIC INVT CORP WIS 5.000% 5/0 NOTE 552848AD5 15276 14000000 PRN SOLE 14000000 0 MGM RESORTS INTERNATIONAL COM 552953101 15378 1363307 SH DEFINED 1 1361233 2074 MPG OFFICE TR INC COM 553274101 2294 917443 SH DEFINED 1 874086 43357 MARATHON OIL CORP COM 565849106 219 6614 SH SOLE 6614 0 MASTERCARD INC CL A 57636Q104 974 4350 SH SOLE 4350 0 MCKESSON CORP COM 58155Q103 65738 1064060 SH DEFINED 1 995328 68732 MEDCO HEALTH SOLUTIONS INC COM 58405U102 3842 73808 SH SOLE 73808 0 MEDTRONIC INC COM 585055106 5803 172798 SH SOLE 172798 0 METLIFE INC COM 59156R108 6826 177542 SH SOLE 177542 0 MICROSOFT CORP COM 594918104 13112 535388 SH SOLE 535388 0 MONSANTO CO COM 61166W101 12124 252955 SH SOLE 252955 0 MORGAN STANLEY COM 617446448 14416 584128 SH SOLE 584128 0 MYLAN INC COM 628530107 2563 136277 SH DEFINED 1 102167 34110 MYLAN INC PFD CONV 628530206 2628 2350 SH DEFINED 1 0 2350 NARA BANCORP INC COM 63080P105 4047 574024 SH DEFINED 1 534109 39915 NETAPP INC COM 64110D104 5048 101385 SH DEFINED 1 94779 6606 NETEZZA CORP COM 64111N101 37782 1401925 SH DEFINED 1 1304777 97148 NEWS CORP CL A 65248E104 932 71385 SH DEFINED 1 71381 4 NORFOLK SOUTHERN CORP COM 655844108 507 8519 SH SOLE 8519 0 NVIDIA CORP COM 67066G104 3482 298108 SH DEFINED 1 277465 20643 OCCIDENTAL PETE CORP COM 674599105 6474 82681 SH SOLE 82681 0 OMNICARE INC DBCV 3.250%12/1 681904AL2 51017 58979000 PRN DEFINED 1 57494000 1485000 PG&E CORP COM 69331C108 761 16752 SH SOLE 16752 0 PMC-SIERRA INC COM 69344F106 8767 1191202 SH DEFINED 1 1108630 82572 PARKER DRILLING CO 2.125% 7/1 NOTE 701081AR2 9682 10300000 PRN SOLE 10300000 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 192910 5318732 SH DEFINED 1 4936536 382196 PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 408 6300 SH SOLE 6300 0 PIONEER NAT RES CO 2.875% 1/1 NOTE 723787AH0 69482 55381000 PRN DEFINED 1 52715000 2666000 POTASH CORP SASK INC COM 73755L107 564035 3915821 SH DEFINED 1 3714472 201349 PRECISION CASTPARTS CORP COM 740189105 254 1991 SH SOLE 1991 0 PROCTER & GAMBLE CO COM 742718109 13985 233203 SH SOLE 233203 0 PROLOGIS 2.625% 5/1 NOTE 743410AS1 265 279000 PRN DEFINED 1 0 279000 PROLOGIS 3.250% 3/1 NOTE 743410AY8 21629 21905000 PRN DEFINED 1 21674000 231000 PROSPERITY BANCSHARES INC COM 743606105 1936 59621 SH DEFINED 1 55492 4129
PRUDENTIAL FINL INC COM 744320102 3270 60360 SH SOLE 60360 0 QUALCOMM INC COM 747525103 2115 46867 SH DEFINED 1 26224 20643 RRI ENERGY INC COM 74971X107 1331 375000 SH SOLE 375000 0 RANGE RES CORP COM 75281A109 356 9328 SH SOLE 9328 0 RASER TECHNOLOGIES INC COM 754055101 195 827460 SH DEFINED 1 817173 10287 RINO INTERNATIONAL CORPORATI COM 766883102 2574 184539 SH SOLE 184539 0 ROCKWOOD HLDGS INC COM 774415103 48613 1544744 SH DEFINED 1 1438774 105970 ROVI CORP COM 779376102 9578 189996 SH DEFINED 1 176784 13212 RUBICON TECHNOLOGY INC COM 78112T107 808 35600 SH SOLE 35600 0 SBA COMMUNICATIONS CORP 4.000%10/0 NOTE 78388JAM8 7369 5000000 PRN DEFINED 1 4839000 161000 SBA COMMUNICATIONS CORP 1.875% 5/0 NOTE 78388JAN6 7242 6500000 PRN DEFINED 1 6332000 168000 SK TELECOM LTD SPONSORED ADR 78440P108 3674 210296 SH SOLE 210296 0 SAFEGUARD SCIENTIFICS INC COM 786449207 2344 187103 SH DEFINED 1 175180 11923 SANDISK CORP 1.000% 5/1 NOTE 80004CAC5 11978 13000000 PRN DEFINED 1 11923000 1077000 SANDRIDGE ENERGY INC COM 80007P307 541 95300 SH SOLE 95300 0 SILICONWARE PRECISION INDS L SPONSORED ADR 827084864 14684 2709137 SH DEFINED 1 2676788 32349 SINA CORP 7/1 NOTE 82922RAB9 49535 25103000 PRN DEFINED 1 23188000 1915000 SKYWORKS SOLUTIONS INC COM 83088M102 15610 755186 SH DEFINED 1 702562 52624 SMITHFIELD FOODS INC 4.000% 6/3 NOTE 832248AR9 10771 10200000 PRN SOLE 10200000 0 SOLARFUN POWER HOLDINGS CO L SPONSORED ADR 83415U108 8511 647200 SH DEFINED 1 642172 5028 SOTHEBYS 3.125% 6/1 NOTE 835898AC1 6955 5500000 PRN DEFINED 1 5350000 150000 SOUTHERN UN CO COM 844030106 6015 250000 SH DEFINED 1 232619 17381 STATE STR CORP COM 857477103 386 10239 SH SOLE 10239 0 STRAYER ED INC COM 863236105 9406 53900 SH SOLE 53900 0 SUNPOWER CORP COM 867652109 1331 92437 SH DEFINED 1 92000 437 SUNPOWER CORP DBCV 4.750% 4/1 867652AC3 18273 20000000 PRN DEFINED 1 19422000 578000 SUNTECH PWR HLDGS CO LTD ADR 86800C104 895 92800 SH SOLE 92800 0 SYMETRA FINL CORP COM 87151Q106 38511 3681706 SH DEFINED 1 3615067 66639 TERADATA CORP COM 88076W103 3856 100000 SH DEFINED 1 93049 6951 TEREX CORP COM 880779103 32339 1410954 SH DEFINED 1 1334036 76918 TESLA MTRS INC COM 88160R101 204 10000 SH SOLE 10000 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 4130 78299 SH DEFINED 1 76123 2176 TEXTRON INC 4.500% 5/0 NOTE 883203BN0 78755 46315000 PRN DEFINED 1 44857000 1458000 THERMO FISHER SCIENTIFIC INC COM 883556102 5066 105800 SH DEFINED 1 97740 8060 TIBCO SOFTWARE INC COM 88632Q103 9519 536593 SH DEFINED 1 499436 37157 TIME WARNER CABLE INC COM 88732J207 144108 2669169 SH DEFINED 1 2481052 188117 TRANSOCEAN INC 1.625%12/1 NOTE 893830AU3 22933 23000000 PRN SOLE 23000000 0 TRANSOCEAN INC 1.500%12/1 NOTE 893830AV1 4890 5000000 PRN DEFINED 1 4902000 98000 TRANSOCEAN INC 1.500%12/1 NOTE 893830AW9 129803 135000000 PRN DEFINED 1 1.31E+08 4450000 TRAVELERS COMPANIES INC COM 89417E109 7647 146771 SH SOLE 146771 0 TYSON FOODS INC 3.250%10/1 NOTE 902494AP8 65602 55367000 PRN DEFINED 1 52625000 2742000 UAL CORP COM 902549807 1069 45200 SH SOLE 45200 0
US BANCORP DEL COM 902973304 2558 118326 SH SOLE 118326 0 UNITED DOMINION REALTY TR IN 4.000%12/1 NOTE 910197AK8 30749 30295000 PRN DEFINED 1 29791000 504000 UNITED RENTALS NORTH AMER IN 1.875%10/1 NOTE 911365AH7 1998 2000000 PRN SOLE 2000000 0 UNIVERSAL CORP VA COM 913456109 8118 202506 SH SOLE 202506 0 VALERO ENERGY CORP COM 91913Y100 360 20557 SH SOLE 20557 0 VIACOM INC CL B 92553P201 173685 4799260 SH DEFINED 1 4488948 310312 VIMPELCOM LTD SPONSORED ADR 92719A106 78982 5318684 SH DEFINED 1 5114126 204558 VMWARE INC COM 928563402 8430 99243 SH DEFINED 1 92373 6870 VORNADO RLTY L P DEB 3.875% 4/1 929043AC1 9125 8000000 PRN SOLE 8000000 0 WASTE MGMT INC COM 94106L109 200 5606 SH SOLE 5606 0 WELLPOINT INC COM 94973V107 398 7030 SH SOLE 7030 0 WELLS FARGO & CO COM 949746101 563 22398 SH SOLE 22398 0 WEST COAST BANCORP ORE COM 952145100 8550 3750050 SH SOLE 3750050 0 WYNDHAM WORLDWIDE CORP 3.500% 5/0 NOTE 98310WAC2 57051 25647000 PRN DEFINED 1 23559000 2088000 ZIONS BANCORPORATION COM 989701107 219 10268 SH SOLE 10268 0 ALLIED WRLD ASSUR COM HLDG L SHS G0219G203 1595 28182 SH DEFINED 1 0 28182 ENERGY XXI (BERMUDA) LTD USD UNRS SHS G10082140 2773 120000 SH DEFINED 1 111788 8212 CENTRAL EUROPEAN MEDIA ENTRP CL A G20045202 16537 662820 SH DEFINED 1 629778 33042 COVIDIEN PLC SHS G2554F105 4776 118833 SH DEFINED 1 110576 8257 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 3611 206240 SH DEFINED 1 191096 15144 NABORS INDUSTRIES LTD SHS G6359F103 47864 2650271 SH DEFINED 1 2505871 144400 SIGNET JEWELERS LIMITED SHS G81276100 39094 1231692 SH DEFINED 1 1146041 85651 WARNER CHILCOTT PLC IRELAND SHS G94368100 28050 1250000 SH DEFINED 1 1163080 86920 ACE LT SHS H0023R105 382 6564 SH SOLE 6564 0 ALCON INC COM H01301102 60852 364840 SH DEFINED 1 278038 86802 TRANSOCEAN LTD REG REG SHS H8817H100 7363 114535 SH DEFINED 1 107966 6569 TYCO INTERNATIONAL LTD SHS H89128104 66808 1818901 SH DEFINED 1 1691905 126996 NXP SEMICONDUCTORS N V COM N6596X109 87856 7593873 SH SOLE 7593873 0 DRYSHIPS INC SHS Y2109Q101 367 76300 SH DEFINED 1 74221 2079 TOTAL VALUE (x 1000): 5,129,128 TOTAL ENTRIES: 229
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