-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bi/lJE+Y9y8FNfD1M9GokXZ96vEsimvLFWpG14sW73ZLSj0duEOK0XEzYG2/2v95 5aCgPSwO8hoI1NnQCkszYg== 0001140361-10-045584.txt : 20101115 0001140361-10-045584.hdr.sgml : 20101115 20101115142812 ACCESSION NUMBER: 0001140361-10-045584 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101115 DATE AS OF CHANGE: 20101115 EFFECTIVENESS DATE: 20101115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ionic Capital Management LLC CENTRAL INDEX KEY: 0001386462 IRS NUMBER: 680629832 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12913 FILM NUMBER: 101191352 BUSINESS ADDRESS: STREET 1: 366 MADISON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-294-8505 MAIL ADDRESS: STREET 1: 366 MADISON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2010 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ionic Capital Management LLC Address: 366 Madison Avenue 9th Floor New York, NY 10017 Form 13F File Number: 028-12913 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: John C. Richardson Title: General Counsel Phone: 212-294-8500 Signature, Place, and Date of Signing: /s/ John C. Richardson New York, NY 11/15/2010 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 562 Form 13F Information Table Value Total: $ 5,018,486 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 028-12955 Ionic Capital Partners LP - ---- -------------------- ----------------------------------------------------
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ---------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- 3M CO COM 88579Y101 17,750 204,700 CALL DEFINED 1 204,700 0 0 3M CO COM 88579Y101 29,516 340,400 PUT DEFINED 1 340,400 0 0 3M CO COM 88579Y101 519 5,989 SH DEFINED 1 5,989 0 0 ABBOTT LABS COM 002824100 1,045 20,000 CALL DEFINED 1 20,000 0 0 ABBOTT LABS COM 002824100 486 9,300 PUT DEFINED 1 9,300 0 0 ACE LTD SHS H0023R105 705 12,100 CALL DEFINED 1 12,100 0 0 ACE LTD SHS H0023R105 1,049 18,000 PUT DEFINED 1 18,000 0 0 ACME PACKET INC COM 004764106 2,504 66,000 CALL DEFINED 1 66,000 0 0 ACME PACKET INC COM 004764106 26,843 707,500 PUT DEFINED 1 707,500 0 0 ACME PACKET INC COM 004764106 467 12,316 SH DEFINED 1 12,316 0 0 ACTIVISION BLIZZARD INC COM 00507V109 2,445 226,000 CALL DEFINED 1 226,000 0 0 ADTRAN INC COM 00738A106 660 18,700 CALL DEFINED 1 18,700 0 0 AFLAC INC COM 001055102 1,241 24,000 CALL DEFINED 1 24,000 0 0 AFLAC INC COM 001055102 1,241 24,000 PUT DEFINED 1 24,000 0 0 AGCO CORP COM 001084102 4,451 114,100 CALL DEFINED 1 114,100 0 0 AGRIUM INC COM 008916108 21,155 282,100 CALL DEFINED 1 282,100 0 0 AK STL HLDG CORP COM 001547108 787 57,000 CALL DEFINED 1 57,000 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 266 5,300 CALL DEFINED 1 5,300 0 0 ALASKA COMMUNICATIONS SYS GR COM 01167P101 3,045 300,000 CALL DEFINED 1 300,000 0 0 ALCOA INC COM 013817101 3,718 307,000 CALL DEFINED 1 307,000 0 0 ALCOA INC COM 013817101 2,957 244,200 PUT DEFINED 1 244,200 0 0 ALCOA INC NOTE 5.250% 3/1 013817AT8 33,174 16,500,000 PRN DEFINED 1 16,500,000 0 0 ALCOA INC COM 013817101 104 8,604 SH DEFINED 1 8,604 0 0 ALLIANCE HOLDINGS GP LP COM UNITS LP 01861G100 403 9,300 CALL DEFINED 1 9,300 0 0 ALLSTATE CORP COM 020002101 10,569 335,000 CALL DEFINED 1 335,000 0 0 ALLSTATE CORP COM 020002101 189 6,000 SH DEFINED 1 6,000 0 0 ALTERA CORP COM 021441100 12,293 407,600 CALL DEFINED 1 407,600 0 0 ALTRIA GROUP INC COM 02209S103 3,159 131,500 CALL DEFINED 1 131,500 0 0 ALTRIA GROUP INC COM 02209S103 3,144 130,900 PUT DEFINED 1 130,900 0 0 AMAZON COM INC COM 023135106 942 6,000 CALL DEFINED 1 6,000 0 0 AMAZON COM INC COM 023135106 23,810 151,600 PUT DEFINED 1 151,600 0 0 AMBAC FINL GROUP INC COM 023139108 156 281,700 CALL DEFINED 1 281,700 0 0 AMERICAN EXPRESS CO COM 025816109 6,313 150,200 CALL DEFINED 1 150,200 0 0 AMERICAN EXPRESS CO COM 025816109 11,966 284,700 PUT DEFINED 1 284,700 0 0 AMERICAN EXPRESS CO COM 025816109 1,050 24,989 SH DEFINED 1 24,989 0 0 AMERICAN TOWER CORP CL A 029912201 902 17,600 CALL DEFINED 1 17,600 0 0 AMERICAN WTR WKS CO INC COM 030420103 2,327 100,000 PUT DEFINED 1 100,000 0 0 AMERICAN WTR WKS CO INC COM 030420103 931 40,000 SH DEFINED 1 40,000 0 0 AMERIGROUP CORP COM 03073T102 369 8,700 CALL DEFINED 1 8,700 0 0 AMGEN INC COM 031162100 391 7,100 CALL DEFINED 1 7,100 0 0 AMGEN INC COM 031162100 672 12,200 PUT DEFINED 1 12,200 0 0 AMGEN INC COM 031162100 40 721 SH DEFINED 1 721 0 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 6,474 140,000 CALL DEFINED 1 140,000 0 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 11,098 240,000 PUT DEFINED 1 240,000 0 0 ANNALY CAP MGMT INC COM 035710409 2,860 162,500 CALL DEFINED 1 162,500 0 0 ANNALY CAP MGMT INC COM 035710409 10,111 574,500 PUT DEFINED 1 574,500 0 0 ANNALY CAP MGMT INC NOTE 4.000% 2/1 035710AA0 23,788 22,000,000 PRN DEFINED 1 22,000,000 0 0 ANNALY CAP MGMT INC COM 035710409 23 1,300 SH DEFINED 1 1,300 0 0 APOLLO GROUP INC CL A 037604105 4,827 94,000 PUT DEFINED 1 94,000 0 0 APOLLO GROUP INC CL A 037604105 4,521 88,045 SH DEFINED 1 88,045 0 0 APPLE INC COM 037833100 3,887 13,700 CALL DEFINED 1 13,700 0 0 APPLE INC COM 037833100 3,263 11,500 PUT DEFINED 1 11,500 0 0 ARCELORMITTAL SA LUXEMBOURG NOTE 5.000% 5/1 03938LAK0 13,275 10,000,000 PRN DEFINED 1 10,000,000 0 0 ARCH CAP GROUP LTD ORD G0450A105 1,173 14,000 CALL DEFINED 1 14,000 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 3,087 96,700 CALL DEFINED 1 96,700 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 1,124 35,200 PUT DEFINED 1 35,200 0 0 ARCHER DANIELS MIDLAND CO UNIT 99/99/9999 039483201 15,056 364,202 SH DEFINED 1 364,202 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 45,802 1,434,915 SH DEFINED 1 1,434,915 0 0 ARCSIGHT INC COM 039666102 3,919 90,000 CALL DEFINED 1 90,000 0 0 ARM HLDGS PLC SPONSORED ADR 042068106 477 25,400 CALL DEFINED 1 25,400 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ---------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- ARUBA NETWORKS INC COM 043176106 294 13,800 CALL DEFINED 1 13,800 0 0 ARVINMERITOR INC FRNT 4.625% 3/0 043353AF8 10,009 9,435,000 PRN DEFINED 1 9,435,000 0 0 ASIA ENTN & RESOURCES LTD *W EXP 10/08/201 G0539K116 62 110,000 SH DEFINED 1 110,000 0 0 AT&T INC COM 00206R102 5,480 191,600 CALL DEFINED 1 191,600 0 0 AT&T INC COM 00206R102 9,043 316,200 PUT DEFINED 1 316,200 0 0 AVON PRODS INC COM 054303102 1,053 32,800 CALL DEFINED 1 32,800 0 0 AVON PRODS INC COM 054303102 844 26,300 PUT DEFINED 1 26,300 0 0 BAIDU INC SPON ADR REP A 056752108 30,735 299,500 CALL DEFINED 1 299,500 0 0 BANCO SANTANDER CHILE SP ADR REP COM 05965X109 521 5,400 CALL DEFINED 1 5,400 0 0 BANCOLOMBIA S A SPON ADR PREF 05968L102 597 9,100 CALL DEFINED 1 9,100 0 0 BANK OF AMERICA CORPORATION COM 060505104 8,446 644,600 CALL DEFINED 1 644,600 0 0 BANK OF AMERICA CORPORATION COM 060505104 10,259 783,000 PUT DEFINED 1 783,000 0 0 BANK OF AMERICA CORPORATION COM 060505104 9,899 755,486 SH DEFINED 1 755,486 0 0 BANK OF YORK MELLON CORP COM 064058100 496 19,000 CALL DEFINED 1 19,000 0 0 BANK OF YORK MELLON CORP COM 064058100 496 19,000 PUT DEFINED 1 19,000 0 0 BANRO CORP *W EXP 09/17/201 066800111 100 140,000 SH DEFINED 1 140,000 0 0 BARCLAYS BK PLC ETN DJUBS COPR37 06739F101 98 2,000 CALL DEFINED 1 2,000 0 0 BARCLAYS BK PLC IPATH S&P ST ETN 06740C527 6,549 378,800 CALL DEFINED 1 378,800 0 0 BARCLAYS BK PLC ETN DJUBS COPR37 06739F101 429 8,800 PUT DEFINED 1 8,800 0 0 BARCLAYS BK PLC IPATH S&P MT ETN 06740C519 30,754 354,801 SH DEFINED 1 354,801 0 0 BEAZER HOMES USA INC UNIT 99/99/9999 07556Q501 780 40,000 SH DEFINED 1 40,000 0 0 BERKSHIRE HATHAWAY INC DEL CL B 084670702 7,830 94,700 CALL DEFINED 1 94,700 0 0 BERKSHIRE HATHAWAY INC DEL CL B 084670702 4,556 55,100 PUT DEFINED 1 55,100 0 0 BHP BILLITON PLC SPONSORED ADR 05545E209 7,534 117,864 SH DEFINED 1 117,864 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1,206 95,000 PUT DEFINED 1 95,000 0 0 BOEING CO COM 097023105 14,266 214,400 CALL DEFINED 1 214,400 0 0 BOEING CO COM 097023105 21,519 323,400 PUT DEFINED 1 323,400 0 0 BOEING CO COM 097023105 712 10,696 SH DEFINED 1 10,696 0 0 BOISE INC *W EXP 06/18/201 09746Y113 1,794 4,271,038 SH DEFINED 1 4,271,038 0 0 BOSTON BEER INC CL A 100557107 869 13,000 CALL DEFINED 1 13,000 0 0 BP PLC SPONSORED ADR 055622104 8,234 200,000 CALL DEFINED 1 200,000 0 0 BP PLC SPONSORED ADR 055622104 39,713 964,600 PUT DEFINED 1 964,600 0 0 BP PLC SPONSORED ADR 055622104 1,997 48,507 SH DEFINED 1 48,507 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 624 23,000 CALL DEFINED 1 23,000 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 558 20,600 PUT DEFINED 1 20,600 0 0 BROCADE COMMUNICATIONS SYS I COM 111621306 285 48,600 CALL DEFINED 1 48,600 0 0 BUFFALO WILD WINGS INC COM 119848109 1,724 36,000 CALL DEFINED 1 36,000 0 0 C H ROBINSON WORLDWIDE INC COM 12541W209 35,184 503,200 CALL DEFINED 1 503,200 0 0 CAMECO CORP COM 13321L108 2,773 100,000 CALL DEFINED 1 100,000 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 5,207 121,200 CALL DEFINED 1 121,200 0 0 CAPITAL ONE FINL CORP COM 14040H105 949 24,000 CALL DEFINED 1 24,000 0 0 CAPITAL ONE FINL CORP COM 14040H105 949 24,000 PUT DEFINED 1 24,000 0 0 CAPITAL ONE FINL CORP COM 14040H105 3 78 SH DEFINED 1 78 0 0 CARNIVAL CORP PAIRED CTF 143658300 6,389 167,314 SH DEFINED 1 167,314 0 0 CATERPILLAR INC DEL COM 149123101 14,697 186,800 CALL DEFINED 1 186,800 0 0 CATERPILLAR INC DEL COM 149123101 26,555 337,500 PUT DEFINED 1 337,500 0 0 CB RICHARD ELLIS GROUP INC CL A 12497T101 1,371 75,000 CALL DEFINED 1 75,000 0 0 CEREPLAST INC COM 156732307 904 284,209 SH DEFINED 1 284,209 0 0 CHEVRON CORP COM 166764100 10,301 127,100 CALL DEFINED 1 127,100 0 0 CHEVRON CORP COM 166764100 22,281 274,900 PUT DEFINED 1 274,900 0 0 CHINA GERUI ADV MAT GR LTD SHS G21101103 234 40,992 SH DEFINED 1 40,992 0 0 CHINA GERUI ADV MAT GR LTD *W EXP 03/19/201 G21101111 530 663,054 SH DEFINED 1 663,054 0 0 CHINA HYDROELECTRIC CORPORAT *W EXP 01/25/201 G2112E145 203 386,200 SH DEFINED 1 386,200 0 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 13,591 228,500 PUT DEFINED 1 228,500 0 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 8,204 137,926 SH DEFINED 1 137,926 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 430 2,500 CALL DEFINED 1 2,500 0 0 CIRRUS LOGIC INC COM 172755100 277 15,500 CALL DEFINED 1 15,500 0 0 CISCO SYS INC COM 17275R102 4,954 226,200 CALL DEFINED 1 226,200 0 0 CISCO SYS INC COM 17275R102 6,465 295,200 PUT DEFINED 1 295,200 0 0 CIT GROUP INC COM 125581801 7,756 190,000 CALL DEFINED 1 190,000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ---------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- CITIGROUP INC COM 172967101 1,326 339,100 CALL DEFINED 1 339,100 0 0 CITIGROUP INC COM 172967101 1,326 339,100 PUT DEFINED 1 339,100 0 0 CITIGROUP INC UNIT 99/99/9999 172967416 5,902 50,000 SH DEFINED 1 50,000 0 0 CLARK HLDGS INC *W EXP 02/15/201 18145M117 2 193,770 SH DEFINED 1 193,770 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 307 4,800 CALL DEFINED 1 4,800 0 0 CME GROUP INC COM 12572Q105 6,251 24,000 CALL DEFINED 1 24,000 0 0 CME GROUP INC COM 12572Q105 6,251 24,000 PUT DEFINED 1 24,000 0 0 CME GROUP INC COM 12572Q105 1,475 5,665 SH DEFINED 1 5,665 0 0 COCA COLA CO COM 191216100 11,757 200,900 CALL DEFINED 1 200,900 0 0 COCA COLA CO COM 191216100 20,383 348,300 PUT DEFINED 1 348,300 0 0 COCA COLA ENTERPRISES INC COM 191219104 1,975 63,700 CALL DEFINED 1 63,700 0 0 COCA COLA ENTERPRISES INC COM 191219104 735 23,700 PUT DEFINED 1 23,700 0 0 COEUR D ALENE MINES CORP IDA COM 192108504 1,394 70,000 CALL DEFINED 1 70,000 0 0 COEUR D ALENE MINES CORP IDA COM 192108504 1,394 70,000 PUT DEFINED 1 70,000 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 554 8,600 CALL DEFINED 1 8,600 0 0 COHEN & STEERS INC COM 19247A100 1,302 60,000 PUT DEFINED 1 60,000 0 0 COHEN & STEERS INC COM 19247A100 384 17,700 SH DEFINED 1 17,700 0 0 COLGATE PALMOLIVE CO COM 194162103 2,137 27,800 CALL DEFINED 1 27,800 0 0 COLGATE PALMOLIVE CO COM 194162103 2,137 27,800 PUT DEFINED 1 27,800 0 0 COMCAST CORP CL A 20030N101 9,720 537,600 CALL DEFINED 1 537,600 0 0 COMCAST CORP CL A SPL 20030N200 1,701 100,000 CALL DEFINED 1 100,000 0 0 COMCAST CORP CL A 20030N101 9,441 522,200 PUT DEFINED 1 522,200 0 0 COMMUNITY HEALTH SYS INC COM 203668108 3,738 120,700 CALL DEFINED 1 120,700 0 0 COMMVAULT SYSTEMS INC COM 204166102 911 35,000 CALL DEFINED 1 35,000 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 3,181 180,000 PUT DEFINED 1 180,000 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 773 43,743 SH DEFINED 1 43,743 0 0 CONCHO RES INC COM 20605P101 390 5,900 CALL DEFINED 1 5,900 0 0 CONOCOPHILLIPS COM 20825C104 735 12,800 CALL DEFINED 1 12,800 0 0 CONOCOPHILLIPS COM 20825C104 1,080 18,800 PUT DEFINED 1 18,800 0 0 CONOCOPHILLIPS COM 20825C104 193 3,369 SH DEFINED 1 3,369 0 0 CORMEDIX INC COM 21900C100 317 200,676 SH DEFINED 1 200,676 0 0 CORMEDIX INC *W EXP 03/24/201 21900C118 87 212,700 SH DEFINED 1 212,700 0 0 CORNING INC COM 219350105 1,210 66,200 CALL DEFINED 1 66,200 0 0 COSTCO WHSL CORP COM 22160K105 1,619 25,100 CALL DEFINED 1 25,100 0 0 COSTCO WHSL CORP COM 22160K105 1,619 25,100 PUT DEFINED 1 25,100 0 0 CREDICORP LTD COM G2519Y108 5,809 51,000 CALL DEFINED 1 51,000 0 0 CREDICORP LTD COM G2519Y108 1,492 13,100 PUT DEFINED 1 13,100 0 0 CREE INC COM 225447101 8,686 160,000 PUT DEFINED 1 160,000 0 0 CSX CORP COM 126408103 3,319 60,000 CALL DEFINED 1 60,000 0 0 CSX CORP COM 126408103 3,319 60,000 PUT DEFINED 1 60,000 0 0 CTC MEDIA INC COM 12642X106 3,905 178,000 CALL DEFINED 1 178,000 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 673 14,100 CALL DEFINED 1 14,100 0 0 CUMMINS INC COM 231021106 4,339 47,900 CALL DEFINED 1 47,900 0 0 CUMMINS INC COM 231021106 4,493 49,600 PUT DEFINED 1 49,600 0 0 CVS CAREMARK CORPORATION COM 126650100 2,489 79,100 CALL DEFINED 1 79,100 0 0 CVS CAREMARK CORPORATION COM 126650100 2,489 79,100 PUT DEFINED 1 79,100 0 0 D R HORTON INC COM 23331A109 17,815 1,602,100 CALL DEFINED 1 1,602,100 0 0 D R HORTON INC COM 23331A109 830 74,600 PUT DEFINED 1 74,600 0 0 DANAHER CORP DEL COM 235851102 2,652 65,300 CALL DEFINED 1 65,300 0 0 DANAHER CORP DEL COM 235851102 2,887 71,100 PUT DEFINED 1 71,100 0 0 DAVITA INC COM 23918K108 2,071 30,000 CALL DEFINED 1 30,000 0 0 DEERE & CO COM 244199105 4,626 66,300 CALL DEFINED 1 66,300 0 0 DEERE & CO COM 244199105 3,943 56,500 PUT DEFINED 1 56,500 0 0 DENBURY RES INC COM 247916208 1,430 90,000 CALL DEFINED 1 90,000 0 0 DENNYS CORP COM 24869P104 3,110 1,000,000 CALL DEFINED 1 1,000,000 0 0 DIREXION SHS ETF TR DLY EMRGMKT BULL 25459W300 1,845 53,300 CALL DEFINED 1 53,300 0 0 DIREXION SHS ETF TR DLY FIN BULL 25459W516 24,407 1,143,700 CALL DEFINED 1 1,143,700 0 0 DIREXION SHS ETF TR DLY FIN BULL 25459W516 37,213 1,743,800 CALL DEFINED 1 1,743,800 0 0 DIREXION SHS ETF TR DLY FIN BULL 25459W516 5,686 266,439 SH DEFINED 1 266,439 0 0 DISCOVERY COMMUNICATNS COM SER A 25470F104 1,381 31,700 CALL DEFINED 1 31,700 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ---------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- DISCOVERY COMMUNICATNS COM SER C 25470F302 12,505 327,430 SH DEFINED 1 327,430 0 0 DISNEY WALT CO COM DISNEY 254687106 4,406 133,100 CALL DEFINED 1 133,100 0 0 DISNEY WALT CO COM DISNEY 254687106 7,831 236,600 PUT DEFINED 1 236,600 0 0 DISNEY WALT CO COM DISNEY 254687106 193 5,822 SH DEFINED 1 5,822 0 0 DOLE FOOD CO INC COM 256603101 674 73,700 PUT DEFINED 1 73,700 0 0 DSW INC CL A 23334L102 1,969 68,600 PUT DEFINED 1 68,600 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 4,284 96,000 CALL DEFINED 1 96,000 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 10,245 229,600 PUT DEFINED 1 229,600 0 0 DUKE REALTY CORP COM 264411505 1,159 100,000 SH DEFINED 1 100,000 0 0 E M C CORP MASS COM 268648102 896 44,100 CALL DEFINED 1 44,100 0 0 E M C CORP MASS COM 268648102 1,016 50,000 PUT DEFINED 1 50,000 0 0 E M C CORP MASS COM 268648102 12,266 603,938 SH DEFINED 1 603,938 0 0 EASTMAN CHEM CO COM 277432100 9,250 125,000 CALL DEFINED 1 125,000 0 0 EBAY INC COM 278642103 12,744 522,300 CALL DEFINED 1 522,300 0 0 EBIX INC COM 278715206 401 17,100 CALL DEFINED 1 17,100 0 0 EMERSON ELEC CO COM 291011104 4,318 82,000 CALL DEFINED 1 82,000 0 0 EMERSON ELEC CO COM 291011104 4,940 93,800 PUT DEFINED 1 93,800 0 0 ENTERGY CORP COM 29364G103 11,097 145,000 PUT DEFINED 1 145,000 0 0 ENTERGY CORP COM 29364G103 1,286 16,800 SH DEFINED 1 16,800 0 0 EXPRESS SCRIPTS INC COM 302182100 4,894 100,500 CALL DEFINED 1 100,500 0 0 EXXON MOBIL CORP COM 30231G102 25,266 408,900 CALL DEFINED 1 408,900 0 0 EXXON MOBIL CORP COM 30231G102 19,637 317,800 PUT DEFINED 1 317,800 0 0 F5 NETWORKS INC COM 315616102 332 3,200 CALL DEFINED 1 3,200 0 0 FEDEX CORP COM 31428X106 3,300 38,600 CALL DEFINED 1 38,600 0 0 FEDEX CORP COM 31428X106 3,882 45,400 PUT DEFINED 1 45,400 0 0 FEDEX CORP COM 31428X106 222 2,595 SH DEFINED 1 2,595 0 0 FINISAR CORP COM 31787A507 1,691 90,000 CALL DEFINED 1 90,000 0 0 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 4,768 196,600 CALL DEFINED 1 196,600 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 420 34,300 CALL DEFINED 1 34,300 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 37,306 3,047,900 PUT DEFINED 1 3,047,900 0 0 FORD MTR CO DEL NOTE 4.250%11/1 345370CN8 47,613 31,875,000 PRN DEFINED 1 31,875,000 0 0 FORD MTR CO DEL *W EXP 01/01/201 345370134 3,662 853,683 SH DEFINED 1 853,683 0 0 FOSSIL INC COM 349882100 258 4,800 CALL DEFINED 1 4,800 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 32,448 380,000 PUT DEFINED 1 380,000 0 0 GENCO SHIPPING & TRADING LTD SHS Y2685T107 558 35,000 PUT DEFINED 1 35,000 0 0 GENCO SHIPPING & TRADING LTD SHS Y2685T107 518 32,500 SH DEFINED 1 32,500 0 0 GENERAL DYNAMICS CORP COM 369550108 2,977 47,400 CALL DEFINED 1 47,400 0 0 GENERAL DYNAMICS CORP COM 369550108 2,173 34,600 PUT DEFINED 1 34,600 0 0 GENERAL ELECTRIC CO COM 369604103 19,565 1,204,000 CALL DEFINED 1 1,204,000 0 0 GENERAL ELECTRIC CO COM 369604103 32,833 2,020,500 PUT DEFINED 1 2,020,500 0 0 GENERAL MLS INC COM 370334104 1,469 40,200 CALL DEFINED 1 40,200 0 0 GENERAL MLS INC COM 370334104 1,469 40,200 PUT DEFINED 1 40,200 0 0 GEOEYE INC COM 37250W108 781 19,300 CALL DEFINED 1 19,300 0 0 GEOEYE INC COM 37250W108 534 13,200 PUT DEFINED 1 13,200 0 0 GILEAD SCIENCES INC NOTE 0.500% 5/0 375558AG8 29,236 28,350,000 PRN DEFINED 1 28,350,000 0 0 GOLDCORP INC *W EXP 06/09/201 380956177 964 185,443 SH DEFINED 1 185,443 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 3,470 24,000 CALL DEFINED 1 24,000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 3,846 26,600 PUT DEFINED 1 26,600 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 192 1,331 SH DEFINED 1 1,331 0 0 GOOGLE INC CL A 38259P508 1,577 3,000 CALL DEFINED 1 3,000 0 0 GOOGLE INC CL A 38259P508 946 1,800 PUT DEFINED 1 1,800 0 0 GREEN MTN COFFEE ROASTERS IN COM 393122106 340 10,900 CALL DEFINED 1 10,900 0 0 HANSEN NAT CORP COM 411310105 2,331 50,000 CALL DEFINED 1 50,000 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 6,961 303,300 PUT DEFINED 1 303,300 0 0 HASBRO INC COM 418056107 743 16,700 CALL DEFINED 1 16,700 0 0 HATTERAS FINL CORP COM 41902R103 1,139 40,000 CALL DEFINED 1 40,000 0 0 HATTERAS FINL CORP COM 41902R103 2,147 75,400 PUT DEFINED 1 75,400 0 0 HDFC BANK LTD ADR REPS 3 SHS 40415F101 1,844 10,000 CALL DEFINED 1 10,000 0 0 HDFC BANK LTD ADR REPS 3 SHS 40415F101 4,204 22,800 PUT DEFINED 1 22,800 0 0 HEALTH CARE REIT INC NOTE 3.000%12/0 42217KAR7 17,735 16,525,000 PRN DEFINED 1 16,525,000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ---------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- HEALTHSPRING INC COM 42224N101 292 11,300 CALL DEFINED 1 11,300 0 0 HECKMANN CORP *W EXP 11/09/201 422680116 9 49,100 SH DEFINED 1 49,100 0 0 HEICO CORP CL A 422806208 15,428 452,823 SH DEFINED 1 452,823 0 0 HEINZ H J CO COM 423074103 928 19,600 CALL DEFINED 1 19,600 0 0 HEINZ H J CO COM 423074103 34,087 719,600 PUT DEFINED 1 719,600 0 0 HERBALIFE LTD COM USD SHS G4412G101 495 8,200 CALL DEFINED 1 8,200 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 10,590 1,000,000 PUT DEFINED 1 1,000,000 0 0 HERTZ GLOBAL HOLDINGS INC NOTE 5.250% 6/0 42805TAA3 33,315 22,625,000 PRN DEFINED 1 22,625,000 0 0 HEWLETT PACKARD CO COM 428236103 5,246 124,700 CALL DEFINED 1 124,700 0 0 HEWLETT PACKARD CO COM 428236103 11,128 264,500 PUT DEFINED 1 264,500 0 0 HEWLETT PACKARD CO COM 428236103 4,263 101,332 SH DEFINED 1 101,332 0 0 HOME DEPOT INC COM 437076102 4,293 135,500 CALL DEFINED 1 135,500 0 0 HOME DEPOT INC COM 437076102 8,161 257,600 PUT DEFINED 1 257,600 0 0 HOME INNS & HOTELS MGMT INC SPON ADR 43713W107 352 7,100 CALL DEFINED 1 7,100 0 0 HONEYWELL INTL INC COM 438516106 5,145 117,100 CALL DEFINED 1 117,100 0 0 HONEYWELL INTL INC COM 438516106 4,012 91,300 PUT DEFINED 1 91,300 0 0 IAMGOLD CORP COM 450913108 5,466 300,000 SH DEFINED 1 300,000 0 0 IGATE CORP COM 45169U105 640 35,300 CALL DEFINED 1 35,300 0 0 ILLUMINA INC COM 452327109 12,300 250,000 PUT DEFINED 1 250,000 0 0 INFORMATICA CORP COM 45666Q102 392 10,200 CALL DEFINED 1 10,200 0 0 INFORMATICA CORP NOTE 3.000% 3/1 45666QAB8 38,750 20,000,000 PRN DEFINED 1 20,000,000 0 0 INFORMATION SERVICES GROUP I *W EXP 01/31/201 45675Y112 2 684,077 SH DEFINED 1 684,077 0 0 INTEL CORP COM 458140100 3,706 193,000 CALL DEFINED 1 193,000 0 0 INTEL CORP COM 458140100 6,046 314,900 PUT DEFINED 1 314,900 0 0 INTEL CORP COM 458140100 1,772 92,302 SH DEFINED 1 92,302 0 0 INTERACTIVE BROKERS GROUP IN COM 45841N107 34,420 2,000,000 PUT DEFINED 1 2,000,000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 16,982 126,600 CALL DEFINED 1 126,600 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 32,931 245,500 PUT DEFINED 1 245,500 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 449 3,347 SH DEFINED 1 3,347 0 0 INTREPID POTASH INC COM 46121Y102 1,158 44,400 PUT DEFINED 1 44,400 0 0 INTUIT COM 461202103 3,724 85,000 CALL DEFINED 1 85,000 0 0 INTUITIVE SURGICAL INC COM 46120E602 8,512 30,000 CALL DEFINED 1 30,000 0 0 INVESCO LTD SHS G491BT108 4,034 190,000 CALL DEFINED 1 190,000 0 0 IPG PHOTONICS CORP COM 44980X109 290 12,000 CALL DEFINED 1 12,000 0 0 IRIDIUM COMMUNICATIONS INC *W EXP 02/14/201 46269C110 2,096 813,830 SH DEFINED 1 813,830 0 0 ISHARES INC MSCI BRAZIL 464286400 26,932 350,000 CALL DEFINED 1 350,000 0 0 ISHARES INC MSCI BRAZIL 464286400 26,932 350,000 PUT DEFINED 1 350,000 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 6,393 300,000 CALL DEFINED 1 300,000 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 1,066 50,000 PUT DEFINED 1 50,000 0 0 ISHARES TR FTSE XNHUA IDX 464287184 130,121 3,038,800 CALL DEFINED 1 3,038,800 0 0 ISHARES TR MSCI EAFE IDX 464287465 3,899 71,000 CALL DEFINED 1 71,000 0 0 ISHARES TR FTSE XNHUA IDX 464287184 492 11,500 PUT DEFINED 1 11,500 0 0 ISHARES TR DJ US REAL EST 464287739 39,274 742,700 PUT DEFINED 1 742,700 0 0 ISHARES TR MSCI EAFE IDX 464287465 70,374 1,281,400 PUT DEFINED 1 1,281,400 0 0 ISHARES TR DJ US REAL EST 464287739 4,733 89,500 SH DEFINED 1 89,500 0 0 ISHARES TR MSCI EAFE IDX 464287465 824 15,000 SH DEFINED 1 15,000 0 0 ISHARES TR S&P 100 IDX FD 464287101 7,662 148,768 SH DEFINED 1 148,768 0 0 ISILON SYS INC COM 46432L104 301 13,500 CALL DEFINED 1 13,500 0 0 ISTAR FINL INC FRNT 10/0 45031UBF7 4,552 5,990,000 PRN DEFINED 1 5,990,000 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 28,989 1,198,900 CALL DEFINED 1 1,198,900 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 7,264 300,400 PUT DEFINED 1 300,400 0 0 JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 560 60,000 CALL DEFINED 1 60,000 0 0 JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 1,865 199,900 PUT DEFINED 1 199,900 0 0 JO-ANN STORES INC COM 47758P307 428 9,600 CALL DEFINED 1 9,600 0 0 JOHNSON & JOHNSON COM 478160104 11,302 182,400 CALL DEFINED 1 182,400 0 0 JOHNSON & JOHNSON COM 478160104 16,147 260,600 PUT DEFINED 1 260,600 0 0 JOHNSON & JOHNSON COM 478160104 1,406 22,696 SH DEFINED 1 22,696 0 0 JPMORGAN CHASE & CO COM 46625H100 19,894 522,700 CALL DEFINED 1 522,700 0 0 JPMORGAN CHASE & CO COM 46625H100 22,866 600,800 PUT DEFINED 1 600,800 0 0 JPMORGAN CHASE & CO COM 46625H100 1,110 29,164 SH DEFINED 1 29,164 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ---------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- KB HOME COM 48666K109 623 55,000 CALL DEFINED 1 55,000 0 0 KB HOME COM 48666K109 3,811 336,402 SH DEFINED 1 336,402 0 0 KELLOGG CO COM 487836108 697 13,800 CALL DEFINED 1 13,800 0 0 KELLOGG CO COM 487836108 586 11,600 PUT DEFINED 1 11,600 0 0 KIMBERLY CLARK CORP COM 494368103 1,978 30,400 CALL DEFINED 1 30,400 0 0 KIMBERLY CLARK CORP COM 494368103 2,465 37,900 PUT DEFINED 1 37,900 0 0 KIMBERLY CLARK CORP COM 494368103 1,023 15,727 SH DEFINED 1 15,727 0 0 KIMCO REALTY CORP COM 49446R109 3,935 250,000 CALL DEFINED 1 250,000 0 0 KOHLS CORP COM 500255104 1,865 35,400 CALL DEFINED 1 35,400 0 0 KRAFT FOODS INC CL A 50075N104 6,919 224,200 CALL DEFINED 1 224,200 0 0 KRAFT FOODS INC CL A 50075N104 10,857 351,800 PUT DEFINED 1 351,800 0 0 KROGER CO COM 501044101 866 40,000 CALL DEFINED 1 40,000 0 0 KROGER CO COM 501044101 866 40,000 PUT DEFINED 1 40,000 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 10,118 140,000 PUT DEFINED 1 140,000 0 0 LAN AIRLINES S A SPONSORED ADR 501723100 604 20,500 CALL DEFINED 1 20,500 0 0 LIBERTY GLOBAL INC COM SER A 530555101 3,246 105,359 SH DEFINED 1 105,359 0 0 LIBERTY MEDIA CORP LIB STAR COM A 53071M708 429 6,600 CALL DEFINED 1 6,600 0 0 LOCKHEED MARTIN CORP COM 539830109 3,208 45,000 CALL DEFINED 1 45,000 0 0 LOCKHEED MARTIN CORP COM 539830109 2,794 39,200 PUT DEFINED 1 39,200 0 0 LOCKHEED MARTIN CORP COM 539830109 501 7,029 SH DEFINED 1 7,029 0 0 LUBRIZOL CORP COM 549271104 551 5,200 CALL DEFINED 1 5,200 0 0 LULULEMON ATHLETICA INC COM 550021109 528 11,800 CALL DEFINED 1 11,800 0 0 M & T BK CORP COM 55261F104 7,363 90,000 PUT DEFINED 1 90,000 0 0 MADDEN STEVEN LTD COM 556269108 706 17,200 CALL DEFINED 1 17,200 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 11,186 200,000 CALL DEFINED 1 200,000 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 13,164 235,374 SH DEFINED 1 235,374 0 0 MARSH & MCLENNAN COS INC COM 571748102 965 40,000 CALL DEFINED 1 40,000 0 0 MCDERMOTT INTL INC COM 580037109 6,503 440,000 CALL DEFINED 1 440,000 0 0 MCDONALDS CORP COM 580135101 14,164 190,100 CALL DEFINED 1 190,100 0 0 MCDONALDS CORP COM 580135101 19,626 263,400 PUT DEFINED 1 263,400 0 0 MCKESSON CORP COM 58155Q103 2,471 40,000 PUT DEFINED 1 40,000 0 0 MCKESSON CORP COM 58155Q103 380 6,146 SH DEFINED 1 6,146 0 0 MEDICIS PHARMACEUTICAL CORP CL A 584690309 649 21,900 CALL DEFINED 1 21,900 0 0 MEDIFAST INC COM 58470H101 3,199 117,900 CALL DEFINED 1 117,900 0 0 MEDIFAST INC COM 58470H101 14,873 548,200 PUT DEFINED 1 548,200 0 0 MEDTRONIC INC COM 585055106 715 21,300 CALL DEFINED 1 21,300 0 0 MEDTRONIC INC COM 585055106 269 8,000 PUT DEFINED 1 8,000 0 0 MEDTRONIC INC NOTE 1.500% 4/1 585055AL0 20 20,000 PRN DEFINED 1 20,000 0 0 MEDTRONIC INC NOTE 1.625% 4/1 585055AM8 90 90,000 PRN DEFINED 1 90,000 0 0 MEMC ELECTR MATLS INC COM 552715104 889 74,600 CALL DEFINED 1 74,600 0 0 MERCADOLIBRE INC COM 58733R102 1,530 21,200 CALL DEFINED 1 21,200 0 0 MERCADOLIBRE INC COM 58733R102 1,213 16,800 PUT DEFINED 1 16,800 0 0 MERCK & CO INC COM 58933Y105 5,764 156,600 CALL DEFINED 1 156,600 0 0 MERCK & CO INC COM 58933Y105 10,237 278,100 PUT DEFINED 1 278,100 0 0 MERCK & CO INC COM 58933Y105 280 7,619 SH DEFINED 1 7,619 0 0 MESABI TR CTF BEN INT 590672101 436 12,000 CALL DEFINED 1 12,000 0 0 METLIFE INC COM 59156R108 1,038 27,000 CALL DEFINED 1 27,000 0 0 METLIFE INC COM 59156R108 1,038 27,000 PUT DEFINED 1 27,000 0 0 METLIFE INC COM 59156R108 92 2,404 SH DEFINED 1 2,404 0 0 MGIC INVT CORP WIS COM 552848103 1,851 200,570 SH DEFINED 1 200,570 0 0 MICROSOFT CORP COM 594918104 10,871 443,900 CALL DEFINED 1 443,900 0 0 MICROSOFT CORP COM 594918104 8,380 342,200 PUT DEFINED 1 342,200 0 0 MICROSOFT CORP COM 594918104 528 21,575 SH DEFINED 1 21,575 0 0 MILLENNIUM INDIA ACQS COM IN COM 60039Q101 453 186,400 SH DEFINED 1 186,400 0 0 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 2,218 75,000 CALL DEFINED 1 75,000 0 0 MOLEX INC CL A 608554200 6,613 378,304 SH DEFINED 1 378,304 0 0 MONSANTO CO COM 61166W101 2,876 60,000 CALL DEFINED 1 60,000 0 0 MORGAN STANLEY COM 617446448 1,135 46,000 CALL DEFINED 1 46,000 0 0 MORGAN STANLEY COM 617446448 1,135 46,000 PUT DEFINED 1 46,000 0 0 MORGAN STANLEY COM 617446448 336 13,621 SH DEFINED 1 13,621 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ---------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- MOSAIC CO COM 61945A107 523 8,900 CALL DEFINED 1 8,900 0 0 MYLAN INC COM 628530107 11,801 627,400 PUT DEFINED 1 627,400 0 0 NATIONAL RETAIL PROPERTIES I NOTE 3.950% 9/1 637417AA4 5,073 4,500,000 PRN DEFINED 1 4,500,000 0 0 NELNET INC CL A 64031N108 581 25,400 CALL DEFINED 1 25,400 0 0 NETAPP INC COM 64110D104 2,619 52,600 CALL DEFINED 1 52,600 0 0 NETAPP INC NOTE 1.750% 6/0 64110DAB0 64,553 39,500,000 PRN DEFINED 1 39,500,000 0 0 NETAPP INC COM 64110D104 1,033 20,752 SH DEFINED 1 20,752 0 0 NETFLIX INC COM 64110L106 259 1,600 CALL DEFINED 1 1,600 0 0 NETFLIX INC COM 64110L106 40,540 250,000 PUT DEFINED 1 250,000 0 0 * NEWMONT MINING CORP COM 651639106 647 10,300 CALL DEFINED 1 10,300 0 0 NILE THERAPEUTICS INC *W EXP 99/99/999 654145119 23 111,000 SH DEFINED 1 111,000 0 0 NORFOLK SOUTHERN CORP COM 655844108 3,160 53,100 CALL DEFINED 1 53,100 0 0 NORFOLK SOUTHERN CORP COM 655844108 3,255 54,700 PUT DEFINED 1 54,700 0 0 NORTHROP GRUMMAN CORP COM 666807102 1,970 32,500 CALL DEFINED 1 32,500 0 0 NORTHROP GRUMMAN CORP COM 666807102 2,880 47,500 PUT DEFINED 1 47,500 0 0 NRG ENERGY INC COM 629377508 2,082 100,000 CALL DEFINED 1 100,000 0 0 NUCOR CORP COM 670346105 13,122 343,500 CALL DEFINED 1 343,500 0 0 NYSE EURONEXT COM 629491101 1,429 50,000 CALL DEFINED 1 50,000 0 0 NYSE EURONEXT COM 629491101 1,429 50,000 PUT DEFINED 1 50,000 0 0 NYSE EURONEXT COM 629491101 257 9,000 SH DEFINED 1 9,000 0 0 O REILLY AUTOMOTIVE INC COM 686091109 410 7,700 CALL DEFINED 1 7,700 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 799 10,200 CALL DEFINED 1 10,200 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 517 6,600 PUT DEFINED 1 6,600 0 0 OPENTABLE INC COM 68372A104 259 3,800 CALL DEFINED 1 3,800 0 0 ORACLE CORP COM 68389X105 3,687 137,300 CALL DEFINED 1 137,300 0 0 ORACLE CORP COM 68389X105 612 22,800 PUT DEFINED 1 22,800 0 0 ORIENTAL ED & TECH GRP I SPON ADR 647581107 11,593 118,800 CALL DEFINED 1 118,800 0 0 ORIENTAL ED & TECH GRP I SPON ADR 647581107 5,816 59,600 PUT DEFINED 1 59,600 0 0 OWENS CORNING *W EXP 10/30/201 690742127 388 242,620 SH DEFINED 1 242,620 0 0 PACCAR INC COM 693718108 2,412 50,100 CALL DEFINED 1 50,100 0 0 PACCAR INC COM 693718108 2,812 58,400 PUT DEFINED 1 58,400 0 0 PAN AMERICAN SILVER CORP COM 697900108 2,663 90,000 CALL DEFINED 1 90,000 0 0 PAN AMERICAN SILVER CORP COM 697900108 5,918 200,000 PUT DEFINED 1 200,000 0 0 PANERA BREAD CO CL A 69840W108 744 8,400 CALL DEFINED 1 8,400 0 0 PENWEST PHARMACEUTICALS CO COM 709754105 2,096 420,000 PUT DEFINED 1 420,000 0 0 PEPSICO INC COM 713448108 6,192 93,200 CALL DEFINED 1 93,200 0 0 PEPSICO INC COM 713448108 3,302 49,700 PUT DEFINED 1 49,700 0 0 PERFECT WORLD CO LTD SPON ADR REP B 71372U104 821 32,000 CALL DEFINED 1 32,000 0 0 PERRIGO CO COM 714290103 1,509 23,500 CALL DEFINED 1 23,500 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 13,126 361,900 PUT DEFINED 1 361,900 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 1,709 47,117 SH DEFINED 1 47,117 0 0 PFIZER INC COM 717081103 3,875 225,700 CALL DEFINED 1 225,700 0 0 PFIZER INC COM 717081103 4,971 289,500 PUT DEFINED 1 289,500 0 0 PHH CORP NOTE 4.000% 4/1 693320AH6 5,874 5,000,000 PRN DEFINED 1 5,000,000 0 0 PHILIP MORRIS INTL INC COM 718172109 7,165 127,900 CALL DEFINED 1 127,900 0 0 PHILIP MORRIS INTL INC COM 718172109 17,915 319,800 PUT DEFINED 1 319,800 0 0 PMI GROUP INC COM 69344M101 1,848 503,557 SH DEFINED 1 503,557 0 0 PNC FINL SVCS GROUP INC COM 693475105 1,090 21,000 CALL DEFINED 1 21,000 0 0 PNC FINL SVCS GROUP INC COM 693475105 1,090 21,000 PUT DEFINED 1 21,000 0 0 PNC FINL SVCS GROUP INC COM 693475105 545 10,496 SH DEFINED 1 10,496 0 0 PNC FINL SVCS GROUP INC *W EXP 12/31/201 693475121 4,720 444,900 SH DEFINED 1 444,900 0 0 POLARIS INDS INC COM 731068102 475 7,300 CALL DEFINED 1 7,300 0 0 POLYPORE INTL INC COM 73179V103 223 7,400 CALL DEFINED 1 7,400 0 0 PPL CORP UNIT 99/99/9999 69351T601 7,496 131,331 SH DEFINED 1 131,331 0 0 PRICELINE COM INC COM 741503403 279 800 CALL DEFINED 1 800 0 0 PROCTER & GAMBLE CO COM 742718109 17,745 295,900 CALL DEFINED 1 295,900 0 0 PROCTER & GAMBLE CO COM 742718109 52,438 874,400 PUT DEFINED 1 874,400 0 0 PROCTER & GAMBLE CO COM 742718109 3,352 55,892 SH DEFINED 1 55,892 0 0 PROLOGIS NOTE 3.250% 3/1 743410AY8 24,844 25,000,000 PRN DEFINED 1 25,000,000 0 0 PRUDENTIAL FINL INC COM 744320102 1,300 24,000 CALL DEFINED 1 24,000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ---------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- PRUDENTIAL FINL INC COM 744320102 1,300 24,000 PUT DEFINED 1 24,000 0 0 PULTE GROUP INC COM 745867101 5,292 604,100 CALL DEFINED 1 604,100 0 0 PULTE GROUP INC COM 745867101 201 22,900 PUT DEFINED 1 22,900 0 0 QUALCOMM INC COM 747525103 533 11,800 CALL DEFINED 1 11,800 0 0 QUALCOMM INC COM 747525103 1,133 25,100 PUT DEFINED 1 25,100 0 0 QUALCOMM INC COM 747525103 86 1,906 SH DEFINED 1 1,906 0 0 QUESTAR CORP COM 748356102 1,930 110,100 CALL DEFINED 1 110,100 0 0 RADIOSHACK CORP COM 750438103 1,807 84,700 CALL DEFINED 1 84,700 0 0 RAYTHEON CO COM 755111507 2,532 55,400 CALL DEFINED 1 55,400 0 0 RAYTHEON CO COM 755111507 2,532 55,400 PUT DEFINED 1 55,400 0 0 RAYTHEON CO COM 755111507 62 1,346 SH DEFINED 1 1,346 0 0 RAYTHEON CO *W EXP 06/16/201 755111119 4,419 452,301 SH DEFINED 1 452,301 0 0 RESEARCH IN MOTION LTD COM 760975102 9,865 202,600 CALL DEFINED 1 202,600 0 0 RESOLUTE ENERGY CORP *W EXP 09/25/201 76116A116 2,962 1,702,353 SH DEFINED 1 1,702,353 0 0 RETAIL OPPORTUNITY INVTS COR *W EXP 10/23/201 76131N119 1,654 2,147,897 SH DEFINED 1 2,147,897 0 0 RIVERBED TECHNOLOGY INC COM 768573107 401 8,800 CALL DEFINED 1 8,800 0 0 ROVI CORP COM 779376102 514 10,200 CALL DEFINED 1 10,200 0 0 SANDISK CORP NOTE 1.500% 8/1 80004CAD3 18,650 20,000,000 PRN DEFINED 1 20,000,000 0 0 SCHLUMBERGER LTD COM 806857108 967 15,700 CALL DEFINED 1 15,700 0 0 SCHLUMBERGER LTD COM 806857108 3,980 64,600 PUT DEFINED 1 64,600 0 0 SCHLUMBERGER LTD COM 806857108 172 2,785 SH DEFINED 1 2,785 0 0 SCHNITZER STL INDS CL A 806882106 2,921 60,500 CALL DEFINED 1 60,500 0 0 SEANERGY MARITIME HLDGS CORP *W EXP 09/24/201 Y73760111 9 296,798 SH DEFINED 1 296,798 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 58,949 1,764,400 CALL DEFINED 1 1,764,400 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 44,605 1,599,900 CALL DEFINED 1 1,599,900 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 62,726 1,118,900 CALL DEFINED 1 1,118,900 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 53,944 3,760,600 CALL DEFINED 1 3,760,600 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 63,136 2,070,700 CALL DEFINED 1 2,070,700 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 39,100 1,250,000 CALL DEFINED 1 1,250,000 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 18,085 551,700 CALL DEFINED 1 551,700 0 0 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 108,452 4,711,200 CALL DEFINED 1 4,711,200 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 21,257 677,400 CALL DEFINED 1 677,400 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 60,813 1,820,200 PUT DEFINED 1 1,820,200 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 60,611 2,174,000 PUT DEFINED 1 2,174,000 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 62,815 1,120,500 PUT DEFINED 1 1,120,500 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 84,126 5,864,700 PUT DEFINED 1 5,864,700 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 98,181 3,220,100 PUT DEFINED 1 3,220,100 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 36,429 1,164,600 PUT DEFINED 1 1,164,600 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 19,504 595,000 PUT DEFINED 1 595,000 0 0 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 120,056 5,215,300 PUT DEFINED 1 5,215,300 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 21,072 671,500 PUT DEFINED 1 671,500 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 3,595 128,933 SH DEFINED 1 128,933 0 0 SIMON PPTY GROUP INC COM 828806109 1,762 19,000 CALL DEFINED 1 19,000 0 0 SIMON PPTY GROUP INC COM 828806109 7,326 79,000 PUT DEFINED 1 79,000 0 0 SIMON PPTY GROUP INC COM 828806109 1,274 13,732 SH DEFINED 1 13,732 0 0 SINA CORP ORD G81477104 4,046 80,000 CALL DEFINED 1 80,000 0 0 SK TELECOM LTD SPONSORED ADR 78440P108 3,407 195,012 SH DEFINED 1 195,012 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 730 35,300 CALL DEFINED 1 35,300 0 0 SLM CORP COM 78442P106 8,663 750,000 CALL DEFINED 1 750,000 0 0 SLM CORP COM 78442P106 4,645 402,200 PUT DEFINED 1 402,200 0 0 SMITHFIELD FOODS INC COM 832248108 7,994 475,000 PUT DEFINED 1 475,000 0 0 SMITHFIELD FOODS INC COM 832248108 151 9,000 SH DEFINED 1 9,000 0 0 SOLARFUN POWER HOLDINGS CO L SPONSORED ADR 83415U108 3,616 275,000 CALL DEFINED 1 275,000 0 0 SOUTHWESTERN ENERGY CO COM 845467109 3,010 90,000 CALL DEFINED 1 90,000 0 0 SOUTHWESTERN ENERGY CO COM 845467109 3,010 90,000 PUT DEFINED 1 90,000 0 0 SOUTHWESTERN ENERGY CO COM 845467109 1,839 55,000 SH DEFINED 1 55,000 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 21,044 195,013 SH DEFINED 1 195,013 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 127,910 1,000,000 PUT DEFINED 1 1,000,000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 44,304 346,372 SH DEFINED 1 346,372 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 174,087 1,525,336 SH DEFINED 1 1,525,336 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ---------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- SPRINT NEXTEL CORP COM SER 1 852061100 1,204 260,000 PUT DEFINED 1 260,000 0 0 SPRINT NEXTEL CORP COM SER 1 852061100 114 24,600 SH DEFINED 1 24,600 0 0 STATE STR CORP COM 857477103 1,280 34,000 CALL DEFINED 1 34,000 0 0 STATE STR CORP COM 857477103 1,280 34,000 PUT DEFINED 1 34,000 0 0 STATE STR CORP COM 857477103 95 2,530 SH DEFINED 1 2,530 0 0 STERICYCLE INC COM 858912108 723 10,400 CALL DEFINED 1 10,400 0 0 STERLING BANCSHARES INC *W EXP 12/12/201 858907116 89 68,319 SH DEFINED 1 68,319 0 0 STR HLDGS INC COM 78478V100 274 12,700 CALL DEFINED 1 12,700 0 0 STREAM GLOBAL SVCS INC *W EXP 10/17/201 86323M118 30 158,345 SH DEFINED 1 158,345 0 0 SUNCOR ENERGY INC COM 867224107 1,628 50,000 CALL DEFINED 1 50,000 0 0 SYMANTEC CORP NOTE 0.750% 6/1 871503AD0 10,224 10,000,000 PRN DEFINED 1 10,000,000 0 0 SYNIVERSE HLDGS INC COM 87163F106 390 17,200 CALL DEFINED 1 17,200 0 0 SYNOVUS FINL CORP UNIT 99/99/9999 87161C204 16,956 720,000 SH DEFINED 1 720,000 0 0 SYSCO CORP COM 871829107 1,004 35,200 CALL DEFINED 1 35,200 0 0 SYSCO CORP COM 871829107 1,004 35,200 PUT DEFINED 1 35,200 0 0 SYSCO CORP COM 871829107 123 4,315 SH DEFINED 1 4,315 0 0 TALBOTS INC *W EXP 04/09/201 874161110 8,913 3,183,086 SH DEFINED 1 3,183,086 0 0 TEEKAY CORPORATION COM Y8564W103 1,045 39,100 PUT DEFINED 1 39,100 0 0 TEEKAY CORPORATION COM Y8564W103 134 5,000 SH DEFINED 1 5,000 0 0 TELEFLEX INC NOTE 3.875% 8/0 879369AA4 23,925 22,000,000 PRN DEFINED 1 22,000,000 0 0 TEXTRON INC NOTE 4.500% 5/0 883203BN0 31,684 18,598,000 PRN DEFINED 1 18,598,000 0 0 TIBCO SOFTWARE INC COM 88632Q103 417 23,500 CALL DEFINED 1 23,500 0 0 TIME WARNER INC COM 887317303 4,150 135,400 CALL DEFINED 1 135,400 0 0 TRANSOCEAN LTD REG SHS H8817H100 6,191 96,300 CALL DEFINED 1 96,300 0 0 TRAVELERS COMPANIES INC COM 89417E109 6,877 132,000 CALL DEFINED 1 132,000 0 0 TRAVELERS COMPANIES INC COM 89417E109 14,067 270,000 PUT DEFINED 1 270,000 0 0 TRAVELERS COMPANIES INC COM 89417E109 207 3,982 SH DEFINED 1 3,982 0 0 TRINA SOLAR LIMITED SPON ADR 89628E104 528 17,500 CALL DEFINED 1 17,500 0 0 TRINA SOLAR LIMITED SPON ADR 89628E104 7,545 250,000 PUT DEFINED 1 250,000 0 0 TRINA SOLAR LIMITED SPON ADR 89628E104 2,842 94,152 SH DEFINED 1 94,152 0 0 TRINA SOLAR LIMITED NOTE 4.000% 7/1 89628EAA2 24,568 12,941,000 PRN DEFINED 1 12,941,000 0 0 TYSON FOODS INC NOTE 3.250%10/1 902494AP8 5,939 5,000,000 PRN DEFINED 1 5,000,000 0 0 ULTA SALON COSMETCS & FRAG I COM 90384S303 476 16,300 CALL DEFINED 1 16,300 0 0 UNDER ARMOUR INC CL A 904311107 842 18,700 CALL DEFINED 1 18,700 0 0 UNION PAC CORP COM 907818108 5,227 63,900 CALL DEFINED 1 63,900 0 0 UNION PAC CORP COM 907818108 6,446 78,800 PUT DEFINED 1 78,800 0 0 UNITED DOMINION REALTY TR IN NOTE 3.625% 9/1 910197AM4 85 84,000 PRN DEFINED 1 84,000 0 0 UNITED PARCEL SERVICE INC CL B 911312106 11,817 177,200 CALL DEFINED 1 177,200 0 0 UNITED PARCEL SERVICE INC CL B 911312106 9,257 138,800 PUT DEFINED 1 138,800 0 0 UNITED STATES NATL GAS FUND UNIT 912318102 41,034 6,652,800 CALL DEFINED 1 6,652,800 0 0 UNITED STATES NATL GAS FUND UNIT 912318102 43,384 7,033,800 PUT DEFINED 1 7,033,800 0 0 UNITED STATES NATL GAS FUND UNIT 912318102 20,897 3,387,951 SH DEFINED 1 3,387,951 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 3,811 109,400 CALL DEFINED 1 109,400 0 0 UNITED STATES STL CORP NOTE 4.000% 5/1 912909AE8 21,708 14,000,000 PRN DEFINED 1 14,000,000 0 0 UNITED TECHNOLOGIES CORP COM 913017109 17,038 239,200 CALL DEFINED 1 239,200 0 0 UNITED TECHNOLOGIES CORP COM 913017109 27,245 382,500 PUT DEFINED 1 382,500 0 0 UNITED TECHNOLOGIES CORP COM 913017109 379 5,315 SH DEFINED 1 5,315 0 0 UNITEDHEALTH GROUP INC COM 91324P102 5,267 150,000 CALL DEFINED 1 150,000 0 0 URBAN OUTFITTERS INC COM 917047102 9,432 300,000 CALL DEFINED 1 300,000 0 0 US BANCORP DEL COM 902973304 1,414 65,400 CALL DEFINED 1 65,400 0 0 US BANCORP DEL COM 902973304 1,392 64,400 PUT DEFINED 1 64,400 0 0 US BANCORP DEL COM 902973304 412 19,064 SH DEFINED 1 19,064 0 0 VAIL RESORTS INC COM 91879Q109 2,664 71,000 CALL DEFINED 1 71,000 0 0 VAIL RESORTS INC COM 91879Q109 5,782 154,100 PUT DEFINED 1 154,100 0 0 VAIL RESORTS INC COM 91879Q109 1,387 36,961 SH DEFINED 1 36,961 0 0 VALE S A ADR 91912E105 6,254 200,000 CALL DEFINED 1 200,000 0 0 VANCEINFO TECHNOLOGIES INC ADR 921564100 977 30,200 CALL DEFINED 1 30,200 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 10,826 332,200 CALL DEFINED 1 332,200 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 9,419 289,000 PUT DEFINED 1 289,000 0 0 VIACOM INC CL B 92553P201 4,734 130,800 SH DEFINED 1 130,800 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ---------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- VIRGIN MEDIA INC COM 92769L101 27,169 1,178,200 PUT DEFINED 1 1,178,200 0 0 VIRGIN MEDIA INC NOTE 6.500%11/1 92769LAB7 29,550 20,000,000 PRN DEFINED 1 20,000,000 0 0 VIROPHARMA INC COM 928241108 350 23,500 CALL DEFINED 1 23,500 0 0 VMWARE INC CL A COM 928563402 527 6,200 CALL DEFINED 1 6,200 0 0 VORNADO RLTY TR SH BEN INT 929042109 16,251 190,000 CALL DEFINED 1 190,000 0 0 VRINGO INC *W EXP 99/99/999 92911N112 86 250,100 SH DEFINED 1 250,100 0 0 WAL MART STORES INC COM 931142103 53,665 1,002,700 CALL DEFINED 1 1,002,700 0 0 WAL MART STORES INC COM 931142103 20,793 388,500 PUT DEFINED 1 388,500 0 0 WALGREEN CO COM 931422109 18,559 554,000 CALL DEFINED 1 554,000 0 0 WALGREEN CO COM 931422109 1,809 54,000 PUT DEFINED 1 54,000 0 0 WELLS FARGO & CO COM 949746101 2,813 112,000 CALL DEFINED 1 112,000 0 0 WELLS FARGO & CO COM 949746101 3,112 123,900 PUT DEFINED 1 123,900 0 0 WELLS FARGO & CO COM 949746101 219 8,729 SH DEFINED 1 8,729 0 0 WORLD ACCEP CORP DEL COM 981419104 1,201 27,200 CALL DEFINED 1 27,200 0 0 WORLD ACCEP CORP DEL COM 981419104 12,290 278,300 PUT DEFINED 1 278,300 0 0 WORLD ACCEP CORP DEL COM 981419104 478 10,835 SH DEFINED 1 10,835 0 0 WYNN RESORTS LTD COM 983134107 19,653 226,500 CALL DEFINED 1 226,500 0 0 XL GROUP PLC SHS G98290102 3,022 139,500 PUT DEFINED 1 139,500 0 0 YANZHOU COAL MNG CO LTD SPON ADR H SHS 984846105 3,772 154,800 PUT DEFINED 1 154,800 0 0 YANZHOU COAL MNG CO LTD SPON ADR H SHS 984846105 513 21,059 SH DEFINED 1 21,059 0 0 YORK TIMES CO CL A 650111107 3,817 493,122 SH DEFINED 1 493,122 0 0 ZIONS BANCORPORATION *W EXP 05/22/202 989701115 7,755 1,316,556 SH DEFINED 1 1,316,556 0 0
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