-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KoybT4cr79gJoW2X8gl9ZkM3o90O6/l3ZH2DH2H6y6aTiI1cg8nUDFAUlgfDMNq0 g0tSLehgjBYcQGloGYEleQ== 0001047469-10-009743.txt : 20101115 0001047469-10-009743.hdr.sgml : 20101115 20101115100836 ACCESSION NUMBER: 0001047469-10-009743 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101115 DATE AS OF CHANGE: 20101115 EFFECTIVENESS DATE: 20101115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MENDON CAPITAL ADVISORS CORP CENTRAL INDEX KEY: 0001177043 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10662 FILM NUMBER: 101189614 BUSINESS ADDRESS: STREET 1: 1117 CHEESE FACTORY ROAD CITY: HONEYOE FALLS STATE: NY ZIP: 14472 BUSINESS PHONE: 5852631307 13F-HR 1 a2201065z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Mendon Capital Advisors Corp. ------------------------------- Address: 150 Allens Creek Road ------------------------------- Rochester, NY 14618 ------------------------------- Form 13F File Number: 028-10662 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Anton Schutz ------------------------------- Title: President ------------------------------- Phone: 585-770-1770 ------------------------------- Signature, Place, and Date of Signing: /s/ Anton Schutz Rochester, NY 14618 November 15, 2010 ------------------------------- ------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 133 -------------------- Form 13F Information Table Value Total: $208,035 -------------------- (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 01 028-02744 Burnham Asset Management Corp. ------ ---------------- --------------------------------- [Repeat as necessary.]
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ----------------------------- -------- --------- ------- ---------------- ------- ------ ------------------- TITLE OF VALUE SH/PRN SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY ISSUER CLASS CUSIP (x1000) AMOUNT PRN CALL DISCRTN MGRS SOLE SHARED NONE INVESCO LTD SHS G491BT108 1061 50000 OTHER 01 50000 0 0 LAZARD LTD SHS A G54050102 3508 100000 OTHER 01 100000 0 0 ALLIANCE FINANCIAL CORP NY COM 019205103 378 12500 SOLE 12500 0 0 ALLIANCE FINANCIAL CORP NY COM 019205103 1134 37500 OTHER 01 37500 0 0 AMERIS BANCORP COM 03076K108 468 50000 OTHER 01 50000 0 0 BANCORP RHODE ISLAND INC COM 059690107 419 15000 SOLE 15000 0 0 BANCORP RHODE ISLAND INC COM 059690107 1630 58378 OTHER 01 58378 0 0 BANK OF AMERICA CORPORATION COM 060505104 1639 125000 OTHER 01 125000 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 523 20000 SOLE 20000 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 2744 105000 OTHER 01 105000 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 131 5000 OTHER 5000 0 0 BAR HARBOUR BANKSHARES COM 066849100 186 6707 SOLE 6707 0 0 BAR HARBOUR BANKSHARES COM 066849100 471 17000 OTHER 01 17000 0 0 BEACON FED BANCORP COM 073582108 612 58724 SOLE 58724 0 0 BEACON FED BANCORP COM 073582108 2705 259641 OTHER 01 259641 0 0 BENEFICIAL MUTUAL BANCORP INC COM 08173R104 215 24000 SOLE 24000 0 0 BENEFICIAL MUTUAL BANCORP INC COM 08173R104 1606 179000 OTHER 01 179000 0 0 BENEFICIAL MUTUAL BANCORP INC COM 08173R104 108 12000 OTHER 12000 0 0 BERKSHIRE HILLS BANCORP COM 084680107 474 25000 OTHER 01 25000 0 0 BRYN MAWR BANK COM 117665109 431 25000 OTHER 01 25000 0 0 CAPITAL BK CORP COM 139793103 83 50000 SOLE 50000 0 0 CAPITAL BK CORP COM 139793103 17 10000 OTHER 10000 0 0 CENTERSTATE BANKS COM 15201P109 1710 199250 SOLE 199250 0 0 CENTERSTATE BANKS COM 15201P109 7424 865250 OTHER 01 865250 0 0 CENTERSTATE BANKS COM 15201P109 108 12600 OTHER 12600 0 0 CHICOPEE BANCORP COM 168565109 772 68476 SOLE 68476 0 0 CHICOPEE BANCORP COM 168565109 642 56903 OTHER 01 56903 0 0 CITIGROUP INC COM 172967101 3910 1000000 OTHER 01 1000000 0 0 CITIZENS SOUTH BKG CP DEL COM 176682102 2033 406555 SOLE 406555 0 0 CITIZENS SOUTH BKG CP DEL COM 176682102 3244 648740 OTHER 01 648740 0 0 CNB FINL CORP PA COM 126128107 496 36072 OTHER 01 36072 0 0 CNB FINL CORP PA COM 126128107 116 20000 OTHER 20000 0 0 COLUMBIA BKG SYS INC COM 197236102 393 20000 SOLE 20000 0 0 COLUMBIA BKG SYS INC COM 197236102 2246 114300 OTHER 01 114300 0 0 COLUMBIA BKG SYS INC COM 197236102 246 12500 OTHER 12500 0 0 COMERICA INC COM 200340107 1672 45000 OTHER 01 45000 0 0 CONNECTICUT BK&TR CO HART NE COM 207546102 518 103630 SOLE 103630 0 0 CONNECTICUT BK&TR CO HART NE COM 207546102 657 131474 OTHER 01 131474 0 0 COWEN HOLDINGS GROUP INC CL A 223622101 1474 448053 SOLE 448053 0 0 COWEN HOLDINGS GROUP INC CL A 223622101 5790 1759994 OTHER 01 1759994 0 0 EVERCORE PARTNERS CL A 29977A105 1144 40000 SOLE 40000 0 0 EVERCORE PARTNERS CL A 29977A105 4578 160000 OTHER 01 160000 0 0 FEDFIRST FINL CORP COM 31429X101 224 20000 SOLE 20000 0 0 FEDFIRST FINL CORP com 31429X101 224 20000 OTHER 01 20000 0 0 FIRST CALIFORNIA FINANCIAL COM 319395109 427 174250 SOLE 174250 0 0 FIRST CALIFORNIA FINANCIAL COM 319395109 2406 981850 OTHER 01 981850 0 0 FIRST CALIFORNIA FINANCIAL COM 319395109 172 69500 OTHER 69500 0 0 FIRST HORIZON NATIONAL CORP COM 320517105 2320 203314 OTHER 01 203314 0 0 FIRST UNITED BANCORP INC FLA COM 33740N105 1990 309500 SOLE 309500 0 0 FIRST UNITED BANCORP INC FLA COM 33740N105 7460 1160200 OTHER 01 1160200 0 0 FIRST UNITED BANCORP INC FLA COM 33740N105 102 15849 OTHER 15849 0 0 FIRSTMERIT CORP COM 337915102 6046 330000 OTHER 01 330000 0 0 FLAGSTAR BANCORP INC COM 337930507 91 50000 SOLE 50000 0 0 FLAGSTAR BANCORP INC COM 337930507 437 240000 OTHER 01 240000 0 0 GLEACHER & CO INC COM 377341102 409 254200 SOLE 254200 0 0 GLEACHER & CO INC COM 377341102 4523 2809400 OTHER 01 2809400 0 0 GUARANTY BANCORP COM 40075t102 636 400000 OTHER 01 400000 0 0 HILLTOP HOLDINGS INC COM 432748101 954 99575 SOLE 99575 0 0 HILLTOP HOLDINGS INC COM 432748101 3181 332054 OTHER 01 332054 0 0
HILLTOP HOLDINGS INC COM 432748101 96 10000 OTHER 10000 0 0 HORIZON BANCORP COM 440407104 92 4000 OTHER 4000 0 0 IBERIA BANK CORP COM 450828108 827 16550 OTHER 01 16550 0 0 IBERIA BANK CORP COM 450828108 60 1200 OTHER 1200 0 0 INVESCO MORTGAGE CAPITAL COM 46131B100 3754 174449 OTHER 01 174449 0 0 INVESTORS BANCORP COM 46146P102 947 80000 SOLE 80000 0 0 INVESTORS BANCORP COM 46146P102 4659 393500 OTHER 01 393500 0 0 JP MORGAN CHASE & CO COM 46625H100 952 25000 OTHER 01 25000 0 0 KEYCORP COM 493267108 398 50000 OTHER 01 50000 0 0 MAJESTIC CAPITAL LTD SHS G5760d103 146 394494 SOLE 394494 0 0 MAJESTIC CAPITAL LTD SHS G5760d103 180 486936 OTHER 01 486936 0 0 MB FINANCIAL INC COM 55264U108 406 25000 OTHER 01 25000 0 0 MERIDIAN INTERSTATE BANCORP COM 58964Q104 264 25000 SOLE 25000 0 0 MERIDIAN INTERSTATE BANCORP COM 58964Q104 527 50000 OTHER 01 50000 0 0 METLIFE INC COM 59156R108 2307 60000 OTHER 01 60000 0 0 MIDSOUTH BANCORP COM 598039105 212 15000 SOLE 15000 0 0 MIDSOUTH BANCORP COM 598039105 212 15000 OTHER 01 15000 0 0 MIDSOUTH BANCORP COM 598039105 142 10000 OTHER 10000 0 0 MORGAN STANLEY COM 617446448 3085 125000 OTHER 01 125000 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 813 50000 OTHER 01 50000 0 0 NORTHWEST BANCORP COM 667340103 2683 240000 OTHER 01 240000 0 0 OLD NATL BANCORP COM 680033107 210 20000 SOLE 20000 0 0 OLD NATL BANCORP COM 680033107 840 80000 OTHER 01 80000 0 0 OMNIAMERICAN BANCORP COM 68216R107 902 80000 OTHER 01 80000 0 0 ORIENTAL FINL GROUP COM 68618W100 519 39000 SOLE 39000 0 0 ORIENTAL FINL GROUP COM 68618W100 4503 338600 OTHER 01 338600 0 0 ORITANI FINL CORP COM 686323106 161 16150 SOLE 16150 0 0 ORITANI FINL CORP COM 686323106 645 64600 OTHER 01 64600 0 0 ORITANI FINL CORP COM 686323106 55 5550 OTHER 5550 0 0 PACIFIC CONTINENTAL CORP COM 69412V108 136 15000 OTHER 15000 0 0 PARKVALE FINL CORP COM 701492100 105 17024 OTHER 01 17024 0 0 PENNYMAC MTG INV TR COM 70931T103 2093 117700 SOLE 117700 0 0 PENNYMAC MTG INV TR COM 70931T103 9441 527736 OTHER 01 527736 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 3731 285000 OTHER 01 285000 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 98 7500 OTHER 7500 0 0 PMI GROUP INC COM 69344M101 991 270000 SOLE 270000 0 0 PMI GROUP INC COM 69344M101 5432 1480000 OTHER 01 1480000 0 0 PNC FINL SVCS GROUP INC COM 693475105 2855 55000 SOLE 55000 0 0 POPULAR INC COM 733174106 739 254666 SOLE 254666 0 0 POPULAR INC COM 733174106 3772 1300666 OTHER 01 1300666 0 0 POPULAR INC COM 733174106 124 42663 OTHER 42663 0 0 PORTER BANCORP INC COM 736233107 1274 126919 SOLE 126919 0 0 PORTER BANCORP INC COM 736233107 5041 502106 OTHER 01 502106 0 0 RADIAN GROUP COM 750236101 547 70000 SOLE 70000 0 0 RADIAN GROUP COM 750236101 2190 280000 OTHER 01 280000 0 0 ROME BANCORP INC COM 77587P103 1772 189753 SOLE 189753 0 0 ROME BANCORP INC COM 77587P103 266 28522 OTHER 01 28522 0 0 SEACOST BANK CORP FLA COM 811707306 420 344137 SOLE 344137 0 0 SEACOST BANK CORP FLA COM 811707306 2195 1799138 OTHER 01 1799138 0 0 SCBT FINL CORP COM 78401V102 156 5000 OTHER 01 5000 0 0 STATE STREET CORP COM 857477103 2825 75000 OTHER 01 75000 0 0 STERLING BANCORP COM 859158107 869 100000 OTHER 01 100000 0 0 TFS FINANCIAL CORP COM 87240R107 230 25000 SOLE 25000 0 0 TFS FINANCIAL CORP COM 87240R107 9511 1034975 OTHER 01 1034975 0 0 TWO HARBORS INVT CORP COM 90187B101 1410 156312 SOLE 156312 0 0 TWO HARBORS INVT CORP COM 90187B101 7368 816894 OTHER 01 816894 0 0 UNITED CMNTY BKS BLAIRSVILLE CAP STK 90984P105 133 59500 SOLE 59500 0 0 UNITED CMNTY BKS BLAIRSVILLE CAP STK 90984P105 2549 1137866 OTHER 01 1137866 0 0 UNITED WESTERN BANCORP COM 913201109 80 200000 SOLE 200000 0 0 UNITED WESTERN BANCORP COM 913201109 620 1550170 OTHER 01 1550170 0 0 UNITED WESTERN BANCORP COM 913201109 8 19000 OTHER 19000 0 0 US BANCORP COM 902973304 2162 100000 OTHER 01 100000 0 0 UMPQUA HOLDINGS COM 904214103 1247 110000 OTHER 01 110000 0 0 UMPQUA HOLDINGS COM 904214103 102 9000 OTHER 9000 0 0 VIEWPOINT FINL GROUP COM 926727108 1827 197540 SOLE 197540 0 0 VIEWPOINT FINL GROUP COM 926727108 6014 650162 OTHER 01 650162 0 0
WASHINGTON BKG CO OAK HBR WA COM 937303105 661 47700 OTHER 01 47700 0 0 WASHINGTON FEDERAL INC COM 938824109 153 10000 SOLE 10000 0 0 WASHINGTON FEDERAL INC COM 938824109 1757 115000 OTHER 01 115000 0 0 WASHINGTON FEDERAL INC COM 938824109 137 9000 OTHER 9000 0 0 WELLS FARGO COM 949746101 188 7500 SOLE 7500 0 0 WELLS FARGO COM 949746101 1256 50000 OTHER 01 50000 0 0 WSFS FINL CORP COM 929328102 1560 41600 OTHER 01 41600 0 0 WSFS FINL CORP COM 929328102 75 2000 OTHER 2000 0 0
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