-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ejpfxb7PPxOR8WuWDrFaX+OpIsBxbp3Wubs8EQYMXQ5tWLvtwlz4BZWeb7PY+Wzq biET64OPiTqJxp6KEWFMZA== 0000910472-10-001196.txt : 20101112 0000910472-10-001196.hdr.sgml : 20101111 20101112172855 ACCESSION NUMBER: 0000910472-10-001196 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101112 DATE AS OF CHANGE: 20101112 EFFECTIVENESS DATE: 20101112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLS Investments, LLC CENTRAL INDEX KEY: 0001360533 IRS NUMBER: 000000000 STATE OF INCORPORATION: NE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11877 FILM NUMBER: 101188073 BUSINESS ADDRESS: STREET 1: 4020 SOUTH 147TH STREET CITY: OMAHA STATE: NE ZIP: 68137 BUSINESS PHONE: 402-493-3313 MAIL ADDRESS: STREET 1: 4020 SOUTH 147TH STREET CITY: OMAHA STATE: NE ZIP: 68137 FORMER COMPANY: FORMER CONFORMED NAME: CLS INVESTMENT FIRM, LLC DATE OF NAME CHANGE: 20060425 13F-HR 1 form13f.txt CLS INVESTMENTS, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CLS Investments, LLC Address: 4020 South 147th Street Omaha, NE 68137 Form 13F File Number: 28-11877 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Douglas McCash Title: Chief Compliance Officer Phone: (402) 493-3313 Signature, Place, and Date of Signing: Douglas McCash Omaha, Nebraska November 11, 2010 [Signature] [City, State] [Date] Report Type (Check only one.): [] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X]13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-05947 PADCO Advisors II, Inc. [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 355 Form 13F Information Table Value Total: $1,619,872 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- NONE [Repeat as necessary.]
Run Date: 11/12/2010 10:45:58 AM Name Of Issuer Title Of Class Cusip Market SHRS OR PRN SH PUT Investment Other Sole Shared None Value AMT PRN CALL Discretion Managers 3M CO COM 88579Y101 95 1096 SH SOLE 0 0 1096 ABB LTD SPONSORED ADR 000375204 3 135 SH SOLE 0 0 135 ABBOTT LABS COM 002824100 94 1803 SH SOLE 0 0 1803 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 11 255 SH SOLE 0 0 255 AEROPOSTALE COM 007865108 2 82 SH SOLE 0 0 82 AFLAC INC COM 001055102 113 2184 SH SOLE 0 0 2184 ALLIANCEBERNSTEIN GBL COM 01879R106 3 214 SH SOLE 0 0 214 HGH IN ALPHA NATURAL RESOURCES COM 02076X102 4 100 SH SOLE 0 0 100 INC ALTERA CORP COM 021441100 223 7405 SH SOLE 0 0 7405 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 16 300 SH SOLE 0 0 300 AMERICAN STRATEGIC COM 03009T101 7 816 SH SOLE 0 0 816 INCOME II AMERISOURCEBERGEN CORP COM 03073E105 197 6424 SH SOLE 0 0 6424 AMETEK INC NEW COM 031100100 3 70 SH SOLE 0 0 70 AMPHENOL CORP NEW CL A 032095101 5 100 SH SOLE 0 0 100 ANSYS INC COM 03662Q105 2 40 SH SOLE 0 0 40 AON CORP COM 037389103 1 37 SH SOLE 0 0 37 APPLE INC COM 037833100 255 897 SH SOLE 0 0 897 AT&T INC COM 00206R102 3 100 SH SOLE 0 0 100 ATWOOD OCEANICS INC COM 050095108 6 200 SH SOLE 0 0 200 AUTOMATIC DATA COM 053015103 5 120 SH SOLE 0 0 120 PROCESSING IN BARCLAYS BK PLC DJUBS CMDT 06738C778 273 6451 SH SOLE 3375 0 3076 ETN36 BARCLAYS BK PLC LNGC S&P500 14 06740H666 4025 37000 SH SOLE 37000 0 0 BARRICK GOLD CORP COM 067901108 5 100 SH SOLE 0 0 100 BAXTER INTL INC COM 071813109 5 100 SH SOLE 0 0 100 BERKSHIRE HATHAWAY INC CL B NEW 084670702 9988 120807 SH SOLE 119200 0 1607 DEL BERKSHIRE HATHAWAY INC CL A 084670108 2366 19 SH SOLE 15 0 4 DEL BEST BUY INC COM 086516101 4 100 SH SOLE 0 0 100 BIO RAD LABS INC CL A 090572207 2 20 SH SOLE 0 0 20 BLACKROCK CORPOR HIGH COM 09255L106 2 301 SH SOLE 0 0 301 YLD FD BLACKROCK SR HIGH INCOME COM 09255T109 2 515 SH SOLE 0 0 515 FD BMC SOFTWARE INC COM 055921100 4 100 SH SOLE 0 0 100 BROADCOM CORP CL A 111320107 166 4692 SH SOLE 0 0 4692 BROADRIDGE FINL COM 11133T103 2 80 SH SOLE 0 0 80 SOLUTIONS IN CANADIAN NATL RY CO COM 136375102 193 3020 SH SOLE 0 0 3020 CARNIVAL CORP PAIRED CTF 143658300 2 63 SH SOLE 0 0 63 CELGENE CORP COM 151020104 111 1920 SH SOLE 0 0 1920 CHEVRON CORP NEW COM 166764100 140 1725 SH SOLE 0 0 1725 CHUBB CORP COM 171232101 3 52 SH SOLE 0 0 52 CISCO SYS INC COM 17275R102 94 4299 SH SOLE 0 0 4299 CITIGROUP INC COM 172967101 5 1152 SH SOLE 0 0 1152 CLOROX CO DEL COM 189054109 96 1444 SH SOLE 0 0 1444 COACH INC COM 189754104 247 5750 SH SOLE 0 0 5750 COCA COLA CO COM 191216100 105 1799 SH SOLE 0 0 1799 COGNIZANT TECHNOLOGY CL A 192446102 242 3757 SH SOLE 0 0 3757 SOLUTIO COLGATE PALMOLIVE CO COM 194162103 85 1109 SH SOLE 0 0 1109 CVS CAREMARK CORPORATION COM 126650100 93 2943 SH SOLE 0 0 2943 DANAHER CORP DEL COM 235851102 2 44 SH SOLE 0 0 44 DARDEN RESTAURANTS INC COM 237194105 1 30 SH SOLE 0 0 30 DEVELOPERS DIVERSIFIED COM 251591103 0 1 SH SOLE 0 0 1 RLTY DIAGEO P L C SPON ADR NEW 25243Q205 3 42 SH SOLE 0 0 42 DISCOVERY COMMUNICATNS COM SER A 25470F104 5 114 SH SOLE 0 0 114 NEW DISNEY WALT CO COM DISNEY 254687106 103 3124 SH SOLE 0 0 3124 DOLBY LABORATORIES INC COM 25659T107 163 2869 SH SOLE 0 0 2869 DOVER CORP COM 260003108 3 61 SH SOLE 0 0 61 DU PONT E I DE NEMOURS & COM 263534109 4 100 SH SOLE 0 0 100 CO EATON CORP COM 278058102 2 24 SH SOLE 0 0 24 ECOLAB INC COM 278865100 3 54 SH SOLE 0 0 54 ELDORADO GOLD CORP NEW COM 284902103 2 100 SH SOLE 0 0 100 EMERSON ELEC CO COM 291011104 5 100 SH SOLE 0 0 100 ENERGY CONVERSION COM 292659109 1 100 SH SOLE 0 0 100 DEVICES IN ENSCO PLC SPONSORED ADR 29358Q109 110 2454 SH SOLE 0 0 2454 ENTERPRISE FINL SVCS COM 293712105 350 37582 SH SOLE 0 0 37582 CORP EXXON MOBIL CORP COM 30231G102 6 100 SH SOLE 0 0 100 FISERV INC COM 337738108 5 85 SH SOLE 0 0 85 FLIR SYS INC COM 302445101 2 70 SH SOLE 0 0 70 FLOWERS FOODS INC COM 343498101 2 79 SH SOLE 0 0 79 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 2 100 SH SOLE 0 0 100 FORD MTR CO DEL COM PAR 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FDS S&P BRIC 40ETF 78463X798 7235 280000 SH SOLE 280000 0 0 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 21450 258500 SH SOLE 258500 0 0 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 15012 196900 SH SOLE 196900 0 0 SPDR INDEX SHS FDS EUROPE ETF 78463X608 6017 132386 SH SOLE 42000 0 90386 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 1424 26000 SH SOLE 26000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 137204 1202176 SH SOLE 1201140 0 1036 SPDR S&P MIDCAP 400 ETF UTSER1 S&PDCRP 78467Y107 32318 221978 SH SOLE 212800 0 9178 TR SPDR SERIES TRUST SPDR KBW CAP 78464A771 1283 39000 SH SOLE 39000 0 0 ETF SPDR SERIES TRUST S&P BIOTECH 78464A870 5106 86000 SH SOLE 86000 0 0 SPDR SERIES TRUST NUVN BR SHT 78464A425 158 6493 SH SOLE 0 0 6493 MUNI SPDR SERIES TRUST S&P METALS MNG 78464A755 680 12712 SH SOLE 12500 0 212 SPDR SERIES TRUST KBW REGN BK 78464A698 5 200 SH SOLE 0 0 200 ETF SPDR SERIES TRUST SPDR KBW BK 78464A797 689 30000 SH SOLE 30000 0 0 ETF SPDR SERIES TRUST NUVN BRCLY 78464A458 2238 95024 SH SOLE 0 0 95024 MUNI SPDR SERIES TRUST BRCLYS INTL 78464A516 2698 45000 SH SOLE 45000 0 0 ETF SPDR SERIES TRUST NUVN CALI MUNI 78464A441 495 21047 SH SOLE 13000 0 8047 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 38478 961700 SH SOLE 961700 0 0 SPDR SERIES TRUST DB INT GVT ETF 78464A490 1835 31225 SH SOLE 29325 0 1900 SPDR SERIES TRUST NUVN BR NY 78464A433 14 603 SH SOLE 0 0 603 MUNI SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 1072 18550 SH SOLE 18550 0 0 SPDR SERIES TRUST BARCLY CAP ETF 78464A367 116 3000 SH SOLE 3000 0 0 SPDR SERIES TRUST INTERMD CR ETF 78464A375 1209 36025 SH SOLE 33775 0 2250 SPDR SERIES TRUST BARC CAPTL ETF 78464A474 91 3000 SH SOLE 3000 0 0 SPDR SERIES TRUST CAP MORTG ETF 78464A383 230 8375 SH SOLE 8375 0 0 STARBUCKS CORP COM 855244109 3 100 SH SOLE 0 0 100 STATE STR CORP COM 857477103 3 88 SH SOLE 0 0 88 STERICYCLE INC COM 858912108 173 2497 SH SOLE 0 0 2497 SUPERCONDUCTOR COM NEW 867931305 0 86 SH SOLE 0 0 86 TECHNOLOGIES SYNIVERSE HLDGS INC COM 87163F106 172 7570 SH SOLE 0 0 7570 SYNOPSYS INC COM 871607107 2 78 SH SOLE 0 0 78 SYSCO CORP COM 871829107 95 3319 SH SOLE 0 0 3319 TECHNE CORP COM 878377100 2 29 SH SOLE 0 0 29 TELEDYNE TECHNOLOGIES COM 879360105 2 50 SH SOLE 0 0 50 INC TEMPLETON GLOBAL INCOME COM 880198106 6 586 SH SOLE 0 0 586 FD TEVA PHARMACEUTICAL INDS ADR 881624209 11 200 SH SOLE 0 0 200 LTD TEXAS INSTRS INC COM 882508104 3 95 SH SOLE 0 0 95 THERMO FISHER SCIENTIFIC COM 883556102 2 42 SH SOLE 0 0 42 INC TIM HORTONS INC COM 88706M103 206 5661 SH SOLE 0 0 5661 TJX COS INC NEW COM 872540109 241 5411 SH SOLE 0 0 5411 TORONTO DOMINION BK ONT COM NEW 891160509 80 1110 SH SOLE 0 0 1110 TRAVELERS COMPANIES INC COM 89417E109 3 51 SH SOLE 0 0 51 TREEHOUSE FOODS INC COM 89469A104 222 4824 SH SOLE 0 0 4824 UBS AG SHS NEW H89231338 0 1 SH SOLE 0 0 1 ULTA SALON COSMETCS & COM 90384S303 235 8057 SH SOLE 0 0 8057 FRAG I UNION PAC CORP COM 907818108 24 299 SH SOLE 0 0 299 UNITED PARCEL SERVICE CL B 911312106 7 100 SH SOLE 0 0 100 INC UNITED STATES STL CORP COM 912909108 106 2425 SH SOLE 0 0 2425 NEW UNITEDHEALTH GROUP INC COM 91324P102 118 3372 SH SOLE 0 0 3372 V F CORP COM 918204108 2 30 SH SOLE 0 0 30 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 6050 74000 SH SOLE 74000 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 520 6000 SH SOLE 6000 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 18518 224029 SH SOLE 221735 0 2294 VANGUARD INDEX FDS STK MRK ETF 922908769 26051 446310 SH SOLE 446300 0 10 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 22718 477765 SH SOLE 477500 0 265 VANGUARD INDEX FDS VALUE ETF 922908744 13736 282050 SH SOLE 173625 0 108425 VANGUARD INDEX FDS MID CAP ETF 922908629 45945 692887 SH SOLE 692600 0 287 VANGUARD INDEX FDS REIT ETF 922908553 208 4000 SH SOLE 4000 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 36862 581055 SH SOLE 358225 0 222830 VANGUARD INDEX FDS GROWTH ETF 922908736 22847 415596 SH SOLE 224625 0 190971 VANGUARD INDEX FDS SML CP GRW ETF 922908595 5629 84272 SH SOLE 64350 0 19922 VANGUARD INDEX FDS LARGE CAP ETF 922908637 30612 587785 SH SOLE 505100 0 82685 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 3037 56131 SH SOLE 5400 0 50731 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1520 31376 SH SOLE 0 0 31376 VANGUARD INTL EQUITY EMR MKT ETF 922042858 60307 1326584 SH SOLE 1145825 0 180759 INDEX F VANGUARD INTL EQUITY PACIFIC ETF 922042866 1929 35813 SH SOLE 35700 0 113 INDEX F VANGUARD INTL EQUITY EURPEAN ETF 922042874 7308 150000 SH SOLE 150000 0 0 INDEX F VANGUARD INTL EQUITY ALLWRLD EX US 922042775 13964 307581 SH SOLE 160000 0 147581 INDEX F VANGUARD INTL EQUITY TT WRLD ST ETF 922042742 1051 23475 SH SOLE 23475 0 0 INDEX F VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 4112 50300 SH SOLE 50300 0 0 VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 676 8625 SH SOLE 8625 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 243 3000 SH SOLE 3000 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 339 6625 SH SOLE 6625 0 0 VANGUARD SPECIALIZED DIV APP ETF 921908844 4785 98214 SH SOLE 98000 0 214 PORTFOL VANGUARD WORLD FD MEGA GRWTH IND 921910816 6871 161000 SH SOLE 161000 0 0 VANGUARD WORLD FD MEGA VALUE 300 921910840 1770 50000 SH SOLE 50000 0 0 VANGUARD WORLD FD MEGA CAP INDEX 921910873 3743 96000 SH SOLE 96000 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 143 1728 SH SOLE 0 0 1728 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1132 20760 SH SOLE 0 0 20760 VANGUARD WORLD FDS MATERIALS ETF 92204A801 47 667 SH SOLE 0 0 667 VANGUARD WORLD FDS UTILITIES ETF 92204A876 31 462 SH SOLE 0 0 462 VANGUARD WORLD FDS INF TECH ETF 92204A702 1046 18815 SH SOLE 10000 0 8815 VARIAN MED SYS INC COM 92220P105 9 156 SH SOLE 0 0 156 VISA INC COM CL A 92826C839 1 19 SH SOLE 0 0 19 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 4 152 SH SOLE 0 0 152 WABTEC CORP COM 929740108 2 40 SH SOLE 0 0 40 WAL MART STORES INC COM 931142103 96 1789 SH SOLE 0 0 1789 WARREN RES INC COM 93564A100 2 452 SH SOLE 0 0 452 WASTE CONNECTIONS INC COM 941053100 3 70 SH SOLE 0 0 70 WELLS FARGO & CO NEW COM 949746101 75 2985 SH SOLE 0 0 2985 WESTERN DIGITAL CORP COM 958102105 3 100 SH SOLE 0 0 100 WHITING PETE CORP NEW COM 966387102 2 25 SH SOLE 0 0 25 WISDOMTREE TR EM LCL DEBT FD 97717X867 55 1050 SH SOLE 1050 0 0 WISDOMTREE TRUST DEFA FD 97717W703 11 253 SH SOLE 0 0 253 WISDOMTREE TRUST DRYFS CURR ETF 97717W133 573 25000 SH SOLE 25000 0 0 WOLVERINE WORLD WIDE INC COM 978097103 3 115 SH SOLE 0 0 115 XILINX INC COM 983919101 103 3856 SH SOLE 0 0 3856 YUM BRANDS INC COM 988498101 5 100 SH SOLE 0 0 100
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