-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JvxnwtxgVif22lH1qTa7rG0pAVcjFKYtLY9e5seRmEjn8TCbahIOCSBMKRzu1Izc zkOZYe/WX77ocV4+HJDLVQ== 0001047469-10-009703.txt : 20101112 0001047469-10-009703.hdr.sgml : 20101111 20101112160153 ACCESSION NUMBER: 0001047469-10-009703 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101112 DATE AS OF CHANGE: 20101112 EFFECTIVENESS DATE: 20101112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Gates Capital Management, Inc. CENTRAL INDEX KEY: 0001312908 IRS NUMBER: 133886865 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11102 FILM NUMBER: 101186462 BUSINESS ADDRESS: STREET 1: 1177 AVE. OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-626-1421 MAIL ADDRESS: STREET 1: 1177 AVE. OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: Gates Capital Management Inc. DATE OF NAME CHANGE: 20041228 13F-HR 1 a2200454z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gates Capital Management, Inc. ---------------------------------------- Address: 1177 Avenue of the Americas, 32nd Floor ---------------------------------------- New York, NY 10036 ---------------------------------------- Form 13F File Number: 28-11102 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey L. Gates ------------------------------- Title: President ------------------------------- Phone: (212) 626-1421 ------------------------------- Signature, Place, and Date of Signing: /s/ Jeffrey L. Gates New York, New York November 12, 2010 ---------------------------- -------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 27 -------------------- Form 13F Information Table Value Total: $534,869 -------------------- (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ADVANCED AUTO PARTS INC COM 00751Y106 13939 237551 SH SOLE 237551 ARMSTRONG WORLD INDS INC NEW COM 04247X102 21874 526969 SH SOLE 526969 BED BATH & BEYOND INC COM 075896100 25043 576902 SH SOLE 576902 BLOUNT INTL INC NEW COM 095180105 56287 4421584 SH SOLE 4421584 COCA COLA ENTERPRISES INC COM 191219104 27539 888355 SH SOLE 888355 COPART INC COM 217204106 37673 1142646 SH SOLE 1142646 DARLING INTL INC COM 237266101 21976 2579311 SH SOLE 2579311 DAVITA INC COM 23918K108 23279 337223 SH SOLE 337223 DOMTAR CORP COM 257559203 11035 170877 SH SOLE 170877 DOVER DOWNS GAMING & ENTMT COM 260095104 9560 2811804 SH SOLE 2811804 EAGLE MATERIALS INC COM 26969P108 34509 1456086 SH SOLE 1456086 FLOTEK INDS INC DEL NOTE 5.25% 2/1 343389AA0 11865 18834000 PRN SOLE 18834000 FLOTEK INDS INC DEL COM 343389102 3019 2187501 SH SOLE 2187501 GAP INC DEL COM 364760108 25938 1391500 SH SOLE 1391500 GEOMET INC DEL COM 37250U201 1318 1568897 SH SOLE 1568897 INTERVAL LEISURE GROUP INC COM 46113M108 25489 1892268 SH SOLE 1892268 KAR AUCTION SVCS INC COM 48238T109 15325 1215297 SH SOLE 1215297 LORILLARD INC COM 544147101 23363 290911 SH SOLE 290911 MCGRAW HILL COS INC COM 580645109 23900 722937 SH SOLE 722937 METHANEX CORP COM 59151K108 9732 397372 SH SOLE 397372 PROSPECT MEDICAL HOLDINGS INC COM 743494106 3357 394896 SH SOLE 394896 QUANEX BUILDING PRODUCTS COR COM 747619104 13830 800806 SH SOLE 800806 SHUFFLE MASTER INC COM 825549108 6394 760325 SH SOLE 760325 SOLUTIA INC COM 834376501 50808 3171553 SH SOLE 3171553 USG CORP COM NEW 903293405 1293 98011 SH SOLE 98011 VISHAY PRECISION GROUP INC COM 92835K103 14508 929419 SH SOLE 929419 ZIMMER HLDGS INC COM 98956P102 22016 420714 SH SOLE 420714
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