-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JsAUNQoiYqwjVjfNxHfXku2xaAsK+OvEThUXA5nxh4f7w9ieJdqPxFx0J6ZuDH4R DqIExW0fg3IPF7kC4+bv5g== 0000950123-10-104739.txt : 20101112 0000950123-10-104739.hdr.sgml : 20101111 20101112122050 ACCESSION NUMBER: 0000950123-10-104739 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101112 DATE AS OF CHANGE: 20101112 EFFECTIVENESS DATE: 20101112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: S Squared Technology, LLC CENTRAL INDEX KEY: 0001322924 IRS NUMBER: 010622776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11372 FILM NUMBER: 101184695 BUSINESS ADDRESS: STREET 1: 515 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 421-2155 MAIL ADDRESS: STREET 1: 515 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 y87685ae13fvhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: __________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: S Squared Technology, LLC Address: 515 Madison Avenue New York, NY 10022 Form 13F File Number: 28-11372 The Institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Seymour L. Goldblatt Title: Managing Member Phone: 212-421-2155 Signature, Place, and Date of Signing: /s/ Seymour L. Goldblatt New York, New York November 12, 2010 - ------------------------------------- ------------------ ----------------- [Signature] S Squared Technology, LLC (SEC File No. 801-63753), S Squared Capital II Management, LLC (SEC File No. 801-63785) and S Squared Technology Partners, L.P. (SEC. File No. 801-66022) are related SEC registered investment advisers (collectively, the "Adviser Entities"). Each of the Adviser Entities serves as investment adviser to one or more clients. The same personnel make investment decisions with respect to the securities set forth on the Form 13F filed by S Squared Technology, LLC for all of the clients of each of the Adviser Entities. [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manger are reported in this report and a portion are reported by other manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] NONE FORM 13F SUMMARY PAGE Report Summary Number of other Included Managers: 2 Form 13F Information Table Entry Total: 103 Form 13F Information Table Value Total: $710,155 (thousands) List of Other Included Managers: S Squared Capital II Management, LLC S Squared Technology Partners, L.P. Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. 01 - S Squared Capital II Management, LLC 02 - S Squared Technology Partners, L.P. Page 1 of 4 (SEE USE ONLY) September 30, 2010 FORM 13F NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC
Item 6 Item Item 4: Investment Discretion Item 8: Voting 2: Fair Item 5: ------------------------- Item 7 Authority (Shares) Title Market Shares of (b) Shared (c) Managers ---------------------- Item 1: of Item 3: Value Principal (a) - As Defined Shared- See Instr. (b) (c) Name of Issuer class CUSIP Number (x$1000) Amount Sole in Instr. V Other V (a) Sole Shared None - ----------------- ----- ------------ -------- ------------- ---- ------------ ------- ---------- ---------- ------ ---- ABSOLUTE SOFTWARE CORPORATION COM 00386B109 6,825 1,775,100 SH X 02 1,775,100 ACCELRYS INC COM 00430U103 4,397 631,700 SH X 631,700 ACCENTURE PLC COM G1151C101 2,248 52,900 SH X 52,900 ACTELION LTD ADR B1YD5Q2 11,344 283,100 SH X 01 283,100 ALLSCRIPTS HEALTHCARE SOLUTION COM 01988P108 8,995 487,000 SH X 01 487,000 ALPHA & OMEGA SEMICONDUCTORS COM G6331P104 852 75,000 SH X 02 75,000 ALTERA CORP COM 021441100 6,225 206,400 SH X 01 206,400 ANADYS PHARMACEUTICALS INC COM 03252Q408 1,591 685,581 SH X 02 685,581 ARROW ELECTRONICS INC COM 042735100 10,860 406,300 SH X 01 406,300 ASPEN TECHNOLOGY INC COM 045327103 819 79,000 SH X 02 79,000 ATMEL CORP COM 049513104 12,317 1,547,400 SH X 01 1,547,400 AVAGO TECHNOLOGIES COM Y0486S104 7,122 316,400 SH X 01 316,400 AVIAT NETWORKS INC COM 05366Y102 2,147 525,000 SH X 02 525,000 AVNET INC COM 053807103 13,265 491,100 SH X 01 491,100 BALLANTYNE STRONG INC COM 058516105 2,896 334,800 SH X 02 334,800 BIOGEN IDEC INC COM 09062X103 10,248 182,600 SH X 01 182,600 BLUECOAT SYSTEMS COM 09534T508 5,014 208,400 SH X 01,02 208,400 BMC SOFTWARE INC COM 055921100 28,358 700,550 SH X 01 700,550 CADENCE DESIGN SYS INC COM 127387108 8,378 1,098,000 SH X 01 1,098,000 CALLIDUS SOFTWARE COM 13123E500 9,641 2,257,883 SH X 01,02 2,257,883 CAVIUM NETWORKS INC COM 14965A101 8,599 299,000 SH X 02 299,000 CEPHALON INC COM 156708109 5,457 87,400 SH X 01 87,400 CHINACAST EDUCATION CORP COM 16946T109 5,364 757,600 SH X 02 757,600 CIENA COM 171779101 10,513 675,200 SH X 01 675,200 CITY TELECOM LTD ADR 178677209 4,636 369,400 SH X 02 369,400 CODEXIS, INC COM 192005106 2,411 251,100 SH X 01,02 251,100 COGENT INC COM 19239Y108 9,893 929,800 SH X 02 929,800 COGNIZANT TECHNOLOGY SOLUTIONS COM 192446102 5,428 84,200 SH X 01 84,200 COMVERGE INC COM 205859101 4,190 533,078 SH X 533,078 COMVERSE TECHNOLOGY INC COM 205862402 6,693 994,500 SH X 01 994,500 CONSTANT CONTACT INC COM 210313102 5,715 266,700 SH X 02 266,700 DEMANDTEC TEC COM 24802R506 1,645 174,800 SH X 02 174,800 DEXCOM INC COM 252131107 16,091 1,217,200 SH X 02 1,217,200 ------- COLUMN TOTAL 240,177 -------
Page 2 of 4 (SEE USE ONLY) September 30, 2010 FORM 13F NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC
Item 6 Item Item 4: Investment Discretion Item 8: Voting 2: Fair Item 5: ------------------------- Item 7 Authority (Shares) Title Market Shares of (b) Shared (c) Managers ---------------------- Item 1: of Item 3: Value Principal (a) - As Defined Shared- See Instr. (b) (c) Name of Issuer class CUSIP Number (x$1000) Amount Sole in Instr. V Other V (a) Sole Shared None - ----------------- ----- ------------ -------- ------------- ---- ------------ ------- ---------- ---------- ------ ---- DIGITAL RIV INC COM 25388B104 14,140 415,400 SH X 01 415,400 E M C CORP MASS COM 268648102 648 31,900 SH X 31,900 EDUCATION MANAGEMENT COM 28140M103 5,057 344,500 SH X 01 344,500 ELOYALTY COM 290151307 6,168 881,089 SH X 01,02 881,089 EMDEON INC COM 29084T104 2,105 172,800 SH X 01 172,800 FLEXTRONICS INTL LTD COM Y2573F102 4,721 781,700 SH X 01 781,700 FOREST LABS INC COM 345838106 11,815 382,000 SH X 01 382,000 FORTINET INC COM 34959E109 6,975 279,000 SH X 02 279,000 GENZYME CORP COM 372917104 6,591 93,100 SH X 01 93,100 GRAND CANYON EDUCATION INC COM 38526M106 4,533 206,700 SH X 206,700 GSE SYSTEMS INC COM 36227K106 3,282 979,800 SH X 02 979,800 GUIDANCE SOFTWARE INC COM 401692108 2,636 451,300 SH X 02 451,300 HARMONIC COM 413160102 3,990 580,000 SH X 02 580,000 IGATE CORPORATION COM 45169U105 1,863 102,700 SH X 102,700 INGRAM MICRO INC COM 457153104 13,716 813,500 SH X 01 813,500 INSPIRE PHARMACEUTICALS, INC COM 457733103 1,636 275,000 SH X 275,000 INTEGRATED DEVICE TECH COM 458118106 1,386 237,000 SH X 01 237,000 INTERSIL HLDG CORP CL A COM 46069S109 8,005 684,800 SH X 01 684,800 KENEXA CORP COM 488879107 19,086 1,089,400 SH X 01,02 1,089,400 LAM RESH CORP COM 512807108 10,693 255,500 SH X 01 255,500 LINEAR TECHNOLOTY CORP COM 535678106 4,548 148,000 SH X 01 148,000 LIQUIDITY SERVICES INC. COM 53635B107 9,865 616,200 SH X 02 616,200 MAGMA DESIGN AUTOMATION INC COM 559181102 7,033 1,900,800 SH X 02 1,900,800 MAXLINEAR, INC COM 57776J100 763 68,000 SH X 02 68,000 MICROSEMI CORP COM 595137100 12,878 752,100 SH X 01 752,100 MICROTUNE INC DEL COM 59514P109 2,782 959,200 SH X 02 959,200 MONOLITHIC POWERSYSTEM INC COM 609839105 5,126 313,900 SH X 02 313,900 MONSTER WORLDWIDE INC COM 611742107 25,177 1,942,700 SH X 01 1,942,700 MYRIAD GENETICS INC COM 62855J104 8,586 523,200 SH X 01 523,200 McAFEE INC COM 579064106 8,729 184,700 SH X 01 184,700 NETEZZA CORP COM 64111N101 13,826 513,040 SH X 01 513,040 NOVELL INC COM 670006105 4,686 784,900 SH X 01 784,900 NVIDIA CORP COM 67066G104 8,600 736,200 SH X 01 736,200 ------- COLUMN TOTAL 241,645 -------
Page 3 of 4 (SEE USE ONLY) September 30, 2010 FORM 13F NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC
Item 6 Item Item 4: Investment Discretion Item 8: Voting 2: Fair Item 5: ------------------------- Item 7 Authority (Shares) Title Market Shares of (b) Shared (c) Managers ---------------------- Item 1: of Item 3: Value Principal (a) - As Defined Shared- See Instr. (b) (c) Name of Issuer class CUSIP Number (x$1000) Amount Sole in Instr. V Other V (a) Sole Shared None - ----------------- ----- ------------ -------- ------------- ---- ------------ ------- ---------- ---------- ------ ---- ONYX PHARM COM 683399109 8,125 308,000 SH X 01 308,000 OPENWAVE SYS INC COM 683718308 17,610 10,359,020 SH X 01,02 10,359,020 OPNEXT INC COM 68375V105 1,322 842,000 SH X 02 842,000 POWER INTEGRATIONS INC COM 739276103 3,974 125,000 SH X 02 125,000 PRINCETON REVIEW INC COM 742352107 3,041 1,490,600 SH X 02 1,490,600 QUEST SOFTWARE INC COM 74834T103 4,642 188,763 SH X 01 188,763 QUINSTREET, INC COM 74874Q100 1,772 118,200 SH X 118,200 RADWARE, LTD COM IL0010834 7,525 219,000 SH X 02 219,000 RESVERLOGIX CORP COM 76128M108 665 170,000 SH X 170,000 RIGHTNOW TECHNOLOGIES INC COM 76657R106 1,645 83,500 SH X 83,500 RIVERSTONE NETWORKS COM 769320995 0 6,138,050 SH X 01,02 6,138,050 SALARY.COM COM 794006106 1,319 324,400 SH X 324,400 SALIX PHARMACEUTICALS COM 795435106 21,522 541,850 SH X 01 541,850 SAPIENT CORP COM 803062108 25,976 2,170,100 SH X 01 2,170,100 SEAGATE TECHNOLOGY HOLDINGS COM G7945M107 4,085 346,900 SH X 01 346,900 SILICON LABORATORIES, INC COM 826919102 7,187 196,100 SH X 01 196,100 SMART TECHNOLOGIES COM 83172R108 2,032 150,000 SH X 01 150,000 SOLARWINDS, INC COM 83416B109 8,209 475,600 SH X 01 475,600 SONIC SOLUTIONS COM 835460106 16,675 1,465,300 SH X 01,02 1,465,300 STEC Inc COM 784774101 2,801 225,000 SH X 02 225,000 TECH DATA CORP COM 878237106 4,796 119,000 SH X 01 119,000 TELECOMMUNICATIONS SYS CL A COM 87929J103 195 50,000 SH X 50,000 TNS INC COM 872960109 20,552 1,212,500 SH X 01,02 1,212,500 TRX INC COM 898452107 139 244,000 SH X 02 244,000 TTI TEAM TELECOMA (restricted) PFD M88258104 2,727 909,091 SH X 02 909,091 ULTICOM COM 903844108 4,044 498,026 SH X 02 498,026 UNIVERSAL DISPLAY CORP COM 91347P105 9,532 405,600 SH X 02 405,600 VERIGY LTD COM Y93691106 4,257 523,600 SH X 01 523,600 VIROPHARMA INC COM 928241108 8,363 560,900 SH X 02 560,900 VISTAPRINT LTD COM N93540107 6,516 168,600 SH X 01 168,600 VOCUS INC COM 92858J108 3,313 179,300 SH X 02 179,300 WASHINGTON POST CO. COM 939640108 5,152 12,900 SH X 01 12,900 WEB.COM GROUP INC COM 94733A104 10,827 1,972,079 SH X 02 1,972,079 WEBMEDIABRANDS INC COM 94770W100 3,192 3,586,000 SH X 02 3,586,000 WESTERN DIGITAL CORP COM 958102105 4,486 158,000 SH X 01 158,000 ELOYALTY CORP SERIES B CONV PF CVPF 290152990 115 22,475 SH X 22,475 ------- COLUMN TOTAL 228,333 ------- TOTAL 710,155 =======
Page 4 of 4 30-Sep-10 S Squared Technology, LLC Form 13F - Additions
Item 6 Item Item 4: Investment Discretion Item 8: Voting 2: Fair Item 5: ------------------------- Item 7 Authority (Shares) Title Market Shares of (b) Shared (c) Managers ---------------------- Item 1: of Item 3: Value Principal (a) - As Defined Shared- See Instr. (b) (c) Name of Issuer class CUSIP Number (x$1000) Amount Sole in Instr. V Other V (a) Sole Shared None - ----------------- ----- ------------ -------- ------------- ---- ------------ ------- ---------- ---------- ------ ---- NORTEL NETWORKS COM 656568508 0 5 SH X 5 ------- TOTAL MARKET VALUE 13F ADDITIONS 0 ------- TOTAL MARKET VALUE 13F 710,155 ------- TOTAL MARKET VALUE 13F & ADDITIONS 710,155 =======
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