-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WX0N/YOWiijxxG5+3mYNn51q96yXTVv7xUzYBrmnZxlCTGeh3Ubf/NJ36C1Zrfun dBXlE4yAmtOMssHnUgKGOQ== 0001193125-10-257944.txt : 20101112 0001193125-10-257944.hdr.sgml : 20101111 20101112091555 ACCESSION NUMBER: 0001193125-10-257944 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101112 DATE AS OF CHANGE: 20101112 EFFECTIVENESS DATE: 20101112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LORD ABBETT & CO LLC CENTRAL INDEX KEY: 0000728100 IRS NUMBER: 135620131 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00413 FILM NUMBER: 101183136 BUSINESS ADDRESS: STREET 1: 90 HUDSON STREET STREET 2: 11TH FLOOR CITY: JERSEY CITY STATE: NJ ZIP: 07302 BUSINESS PHONE: 201-395-2000 MAIL ADDRESS: STREET 1: 90 HUDSON STREET STREET 2: 11TH FLOOR CITY: JERSEY CITY STATE: NJ ZIP: 07302 FORMER COMPANY: FORMER CONFORMED NAME: LORD ABBETT & CO DATE OF NAME CHANGE: 19940808 13F-HR 1 d13fhr.txt LORD, ABBETT & CO. LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [_]; Amendment Number: ___________ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Lord, Abbett & Co. LLC Address: 90 Hudson Street Jersey City, NJ 07302 Form 13F File Number: 28-413 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Lawrence H. Kaplan Title: General Counsel Phone: (201) 827-2269 Signature, Place, and Date of Signing: /s/ Lawrence H. Kaplan Jersey City, New Jersey November 12, 2010 - -------------------------- --------------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 1,006 Form 13F Information Table Value Total: 44,784,656 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE 9/30/2010
S.E.C. USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 CUSIP / SHARES OR INVESTMENT SEDOL FAIR PRINCIPAL DISCRETION OTHER NAME OF ISSUE TITLE OF CLASS NUMBERS MARKET VALUE AMOUNT SOLE MANAGERS VOTING AUTHORITY - ------------------------------------------------------------------------------------------------------------------------------------ (A) SOLE (C) NONE ------------------------- 3M Co. COM 88579Y101 92,373,983.89 1,065,321 1,061,808 1,051,508 12,558 3M Co. CV Adj% 11/21/2032 88579YAB7 235,237.50 255,000 255,000 255,000 7 Days Group Holdings Ltd ADR 81783J101 4,913,068.98 273,100 273,100 273,100 A. M. Castle & Co. COM 148411101 8,389,277.25 633,153 633,153 555,254 77,899 A.O. Smith Corp. COM 831865209 39,729,212.34 686,288 686,288 598,232 88,056 AAR Corp. COM 000361105 32,397,753.24 1,736,214 1,736,214 1,525,064 211,150 Aaron's, Inc. COM 002535201 41,754,176.60 2,263,099 2,263,099 1,971,799 291,300 Abbott Laboratories COM 002824100 292,045,719.93 5,590,462 5,560,774 4,945,499 641,170 Abercrombie & Fitch Co. COM 002896207 3,836,059.20 97,560 97,560 97,560 Accenture Ltd. COM G1151C101 83,575,917.94 1,966,955 1,961,599 1,896,126 68,480 Accretive Health Inc COM 00438V103 1,800,985.68 166,296 166,296 156,632 9,664 ACE Ltd. COM H0023R105 20,922,817.50 359,190 359,190 327,590 31,600 Acme Packet, Inc. COM 004764106 23,999,705.80 632,570 632,570 597,371 35,199 Acorda Therapeutics, Inc. COM 00484M106 17,079,165.74 517,237 517,237 488,595 28,642 Activision Blizzard, Inc. COM 00507V109 61,995,505.48 5,729,714 5,729,714 5,589,305 140,409 Actuant Corp. COM 00508X203 17,754,738.40 773,290 765,121 700,021 65,100 Actuant Corp. CV 2% 11/15/2023 00508XAB0 1,659,000.00 1,400,000 1,400,000 1,400,000 Acxiom Corp. COM 005125109 29,666,130.08 1,870,500 1,870,500 1,634,300 236,200 Adams Resources & Energy Inc COM 006351308 207,675.00 11,700 11,700 11,700 Addus HomeCare Corp. COM 006739106 2,553,201.01 639,900 639,900 572,600 67,300 Adobe Systems, Inc. COM 00724F101 176,796,332.11 6,760,854 6,756,159 6,592,943 166,306 Aeropostale, Inc. COM 007865108 30,151,530.03 1,296,840 1,296,840 1,139,050 157,790 AES Trust III CVPFD 6.75% 10/15/2029 00808N202 13,811,294.88 283,716 282,003 115,248 166,755 Affiliated Manager Group, Inc. COM 008252108 108,351,287.44 1,388,941 1,385,098 1,329,963 57,575 Affiliated Manager Group, Inc. CV 3.95% 08/15/2038 008252AL2 22,598,675.02 22,210,000 22,210,000 13,810,000 8,400,000 AFLAC, Inc. COM 001055102 45,389,900.38 877,778 874,623 865,423 11,257 Agilent Technologies, Inc. COM 00846U101 6,236,419.19 186,887 186,887 186,887 Agnico-Eagle Mines Ltd. COM 008474108 112,313,630.43 1,581,214 1,571,921 1,489,121 83,844 Agrium, Inc. COM 008916108 25,222,886.50 336,350 336,350 336,350 Air Methods Corp COM 009128307 727,650.00 17,500 17,500 17,500 Air Products & Chemicals, Inc. COM 009158106 140,649,727.58 1,698,258 1,694,694 1,638,456 58,571 Akamai Technologies, Inc. COM 00971T101 13,144,901.90 261,955 261,955 261,955 Albemarle Corp. COM 012653101 45,268,687.13 967,073 952,625 823,325 129,300 Alcatel-Lucent USA, Inc. CV Adj% 06/15/2025 549463AH0 3,103,717.50 3,406,000 3,406,000 1,121,000 2,285,000
9/30/2010
S.E.C. USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 CUSIP / SHARES OR INVESTMENT SEDOL FAIR PRINCIPAL DISCRETION OTHER NAME OF ISSUE TITLE OF CLASS NUMBERS MARKET VALUE AMOUNT SOLE MANAGERS VOTING AUTHORITY - ------------------------------------------------------------------------------------------------------------------------------------ (A) SOLE (C) NONE ------------------------- Alcoa, Inc. CV 5.25% 03/15/2014 013817AT8 15,526,850.01 7,720,000 6,269,000 5,564,000 705,000 Alexandria Real Estate COM 015271109 67,567,850.00 965,255 965,255 863,105 102,150 Alexion Pharmaceuticals, Inc. COM 015351109 11,173,732.68 173,613 173,613 173,613 Align Technology, Inc. COM 016255101 15,517,169.58 792,501 792,501 747,331 45,170 Allegheny Technologies, Inc. CV 4.25% 06/01/2014 01741RAD4 17,306,475.00 12,702,000 10,185,000 9,785,000 400,000 Allergan, Inc. COM 018490102 1,551,745.72 23,324 23,324 23,324 Allergan, Inc. CV 1.5% 04/01/2026 018490AL6 60,053,264.99 52,334,000 44,619,000 39,254,000 5,365,000 Alliance Data Systems, Inc. COM 018581108 30,519,100.04 467,654 459,856 398,956 60,900 Alliance Data Systems, Inc. CV 1.75% 08/01/2013 018581AD0 46,919,298.75 45,169,000 38,406,000 33,251,000 5,155,000 Almost Family Inc COM 020409108 2,358,547.99 79,600 79,600 64,100 15,500 Altera Corp. COM 021441100 11,144,240.64 369,504 369,504 369,504 Alterra Capital Holdings Ltd COM G0229R108 49,253,196.00 2,472,550 2,472,550 2,172,680 299,870 Altisource Portfolio Solutions COM L0175J104 18,587,154.60 596,890 596,890 569,463 27,427 Altria Group, Inc. COM 02209S103 50,299,345.22 2,094,061 2,094,061 2,073,937 20,124 ALZA Corp. CV 0% 7/28/2020 02261WAB5 7,250,000.00 8,000,000 8,000,000 8,000,000 Amazon.com, Inc. COM 023135106 4,381,659.88 27,898 27,898 26,698 1,200 Amdocs Ltd. COM G02602103 20,870,126.02 728,197 713,077 591,177 121,900 American Dental Partners, Inc. COM 025353103 6,772,208.58 561,543 561,543 468,462 93,081 American Eagle Outfitter, Inc. COM 02553E106 4,241,489.12 283,522 283,522 283,522 American Medical Sys Holdings COM 02744M108 25,234,704.00 1,288,800 1,288,800 1,130,700 158,100 American Physicians Services COM 028882108 7,028,458.04 217,263 217,263 194,463 22,800 American Pub Education, Inc. COM 02913V103 26,622,120.54 810,168 810,168 707,574 102,594 American Safety Ins. Holdings COM G02995101 276,146.00 16,900 16,900 16,900 American Superconductor Corp. COM 030111108 15,707,148.30 505,053 505,053 477,151 27,902 America's Car-Mart, Inc. COM 03062T105 6,176,653.98 245,300 245,300 201,300 44,000 Amerigon, Inc. COM 03070L300 5,024,721.12 487,837 487,837 404,937 82,900 Ameriprise Financial, Inc. COM 03076C106 1,452,510.37 30,689 30,689 30,689 AmerisourceBergen Corp. COM 03073E105 32,443,952.12 1,058,185 1,056,569 999,369 58,233 AMETEK, Inc. COM 031100100 64,751,566.22 1,355,486 1,345,940 1,216,740 129,200 Amgen, Inc. COM 031162100 443,779,970.93 8,052,622 8,018,705 7,389,292 657,869 Amgen, Inc. CV 0.125% 02/01/2011 031162AN0 14,171,692.51 14,154,000 13,775,000 10,775,000 3,000,000 Amgen, Inc. CV .375% 02/01/2013 031162AQ3 31,039,165.00 31,156,000 27,186,000 23,946,000 3,240,000 Amphenol Corp. COM 032095101 20,625,282.08 421,096 414,962 362,662 52,300 AMR Corp. COM 001765106 48,562,008.99 7,745,137 7,673,637 5,919,681 1,825,456
9/30/2010
S.E.C. USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 CUSIP / SHARES OR INVESTMENT SEDOL FAIR PRINCIPAL DISCRETION OTHER NAME OF ISSUE TITLE OF CLASS NUMBERS MARKET VALUE AMOUNT SOLE MANAGERS VOTING AUTHORITY - ------------------------------------------------------------------------------------------------------------------------------------ (A) SOLE (C) NONE ------------------------- Amylin Pharmaceuticals, Inc. COM 032346108 6,340,714.35 304,111 304,111 304,111 Anadarko Petroleum Corp. COM 032511107 190,893,521.72 3,346,074 3,330,610 3,067,156 276,459 ANADIGICS, Inc. COM 032515108 3,820,384.88 627,321 627,321 627,321 Analog Devices, Inc. COM 032654105 22,812,820.68 726,986 726,986 683,386 43,600 Anaren, Inc. COM 032744104 6,511,162.00 387,800 387,800 314,900 72,900 Ancestry.com, Inc. COM 032803108 19,494,827.64 856,539 856,539 816,852 39,687 Anheuser-Busch InBev NV ADR 03524A108 11,663,696.25 198,531 197,873 197,873 Anixter International, Inc. COM 035290105 67,442,202.39 1,249,161 1,249,161 1,100,368 148,793 Annaly Capital Mgmt, Inc. COM 035710409 39,072,123.19 2,220,007 2,205,582 1,866,645 350,057 ANSYS, Inc. COM 03662Q105 3,481,738.00 82,408 82,408 82,408 AON Corp. COM 037389103 18,265,269.53 467,023 467,023 426,823 40,200 Apache Corp. COM 037411105 152,747,751.52 1,562,477 1,557,247 1,454,759 106,776 Apple, Inc. COM 037833100 83,270,410.00 293,464 293,464 272,724 20,740 Approach Resources, Inc. COM 03834A103 5,014,229.97 448,500 448,500 361,000 87,500 AptarGroup, Inc. COM 038336103 26,898,990.62 588,986 588,986 517,648 71,338 Aqua America, Inc. COM 03836W103 5,569,200.00 273,000 273,000 247,900 25,100 ArcelorMittal COM 03938L104 4,766,962.18 144,541 144,054 144,054 ArcelorMittal CV 5% 05/15/2014 03938LAK0 631,156.25 475,000 475,000 475,000 Arch Chemicals, Inc. COM 03937R102 20,175,697.30 574,970 574,970 504,659 70,311 Archer-Daniels- Midland Co. COM 039483102 242,280,620.40 7,590,245 7,535,590 6,643,080 939,729 Archer-Daniels- Midland Co. CV 0.875% 02/15/2014 039483AW2 15,884,387.50 15,110,000 14,615,000 13,615,000 1,000,000 Archer-Daniels- Midland Co. CVPFD 6.25% 06/01/2011 039483201 78,371,462.52 1,895,778 1,796,674 1,554,374 242,300 ArcSight, Inc. COM 039666102 3,550,140.00 81,500 81,500 81,500 Arrow Electronics, Inc. COM 042735100 16,592,112.90 620,730 620,730 620,730 Aruba Networks, Inc. COM 043176106 27,134,727.62 1,271,543 1,271,543 1,201,096 70,447 Astoria Financial Corp. COM 046265104 31,206,539.17 2,289,548 2,289,548 2,005,548 284,000 AT&T, Inc. COM 00206R102 405,173,788.86 14,166,916 14,112,565 12,816,120 1,345,964 athenahealth, Inc. COM 04685W103 5,042,649.30 152,715 152,715 136,315 16,400 Atheros Communications, Inc. COM 04743P108 18,778,222.08 712,646 712,646 641,073 71,573 Atlas Air Worldwide Holdings COM 049164205 68,947,618.40 1,370,728 1,366,181 1,189,882 176,299 Atwood Oceanics, Inc. COM 050095108 3,811,061.10 125,158 125,158 125,158 Autodesk, Inc. COM 052769106 9,050,515.18 283,094 276,843 221,443 55,400 Autoliv, Inc. CVPFD 8% 4/30/2012 052800208 26,160,820.77 298,333 265,079 198,529 66,550 Auxilium Pharmaceuticals, Inc. COM 05334D107 1,403,737.44 56,648 56,648 53,535 3,113
9/30/2010
S.E.C. USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 CUSIP / SHARES OR INVESTMENT SEDOL FAIR PRINCIPAL DISCRETION OTHER NAME OF ISSUE TITLE OF CLASS NUMBERS MARKET VALUE AMOUNT SOLE MANAGERS VOTING AUTHORITY - ------------------------------------------------------------------------------------------------------------------------------------ (A) SOLE (C) NONE ------------------------- Avnet, Inc. COM 053807103 28,269,206.20 1,046,620 1,046,620 1,046,620 Avon Products, Inc. COM 054303102 4,747,174.51 147,841 147,841 147,841 Baidu.com, Inc. ADR 056752108 6,088,034.12 59,326 59,326 59,326 Balchem Corp. COM 057665200 7,492,777.16 242,799 242,799 202,849 39,950 Baldor Electric Co. COM 057741100 64,887,167.20 1,606,118 1,606,118 1,422,098 184,020 Ball Corp. COM 058498106 32,863,605.50 558,430 558,430 508,430 50,000 Bally Technologies Inc COM 05874B107 10,208,895.01 292,100 292,100 252,900 39,200 Banco Santander Brasil SA ADR 05967A107 14,316,462.45 1,039,685 1,039,685 871,885 167,800 Banco Santander S.A. ADR 05964H105 5,837,526.00 461,100 461,100 461,100 Bancorp Rhode Island, Inc. COM 059690107 5,165,122.82 184,931 184,931 153,231 31,700 Bank of America Corp. COM 060505104 506,907,038.71 38,665,678 38,559,957 35,825,616 2,840,062 Bank of America Corp. CVPFD 7.25% 12/31/2049 060505682 81,798,037.50 83,255 83,255 73,855 9,400 Bank of New York Mellon Corp. COM 064058100 271,477,413.07 10,389,492 10,316,205 8,574,735 1,807,756 Barclays plc ADR 06738E204 11,235,655.60 596,056 594,012 594,012 Barrett Business Service, Inc. COM 068463108 6,870,437.02 452,300 452,300 368,800 83,500 Barrick Gold Corp. COM 067901108 359,697,602.20 7,770,525 7,725,037 6,858,345 905,950 Baxter International, Inc. COM 071813109 75,307,372.41 1,578,440 1,569,640 1,346,750 231,690 Baytex Energy Trust COM 073176109 5,704,936.23 157,031 157,031 157,031 BB&T Corp. COM 054937107 31,935,052.52 1,326,207 1,323,961 1,287,690 36,271 BE Aerospace, Inc. COM 073302101 16,491,731.62 544,102 544,102 513,867 30,235 Beckman Coulter, Inc. CV 2.5% 12/15/2036 075811AD1 37,514,597.51 36,734,000 32,910,000 24,510,000 8,400,000 Bed Bath & Beyond, Inc. COM 075896100 8,614,671.09 198,449 198,449 198,449 Bel Fuse, Inc. COM 077347300 7,095,456.03 340,800 340,800 277,500 63,300 Belden, Inc. COM 077454106 16,917,494.04 641,300 641,300 559,500 81,800 Belo Corp. COM 080555105 2,393,200.00 386,000 386,000 386,000 Berkshire Hathaway, Inc. Class A 084670108 249,000.00 2 2 2 Berkshire Hathaway, Inc. Class B 084670702 126,341,654.41 1,528,080 1,517,394 1,283,815 243,881 Best Buy Co., Inc. COM 086516101 28,605,824.64 700,608 700,608 691,297 9,311 Best Buy Co., Inc. CV 2.25% 1/15/2022 086516AF8 26,051,170.00 23,656,000 20,850,000 17,600,000 3,250,000 Big Lots Stores, Inc. COM 089302103 55,621,331.50 1,672,822 1,672,822 1,477,672 195,150 BioMarin Pharmaceutical, Inc. COM 09061G101 8,171,249.40 365,604 365,604 356,238 9,366 BioMarin Pharmaceutical, Inc. CV 2.5% 3/29/2013 09061GAC5 13,297,375.00 9,100,000 9,100,000 9,100,000 Bio-Reference Labs, Inc. COM 09057G602 2,826,571.73 135,502 135,502 135,502 BJ's Restaurants, Inc. COM 09180C106 14,181,150.74 503,592 503,592 493,111 10,481
9/30/2010
S.E.C. USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 CUSIP / SHARES OR INVESTMENT SEDOL FAIR PRINCIPAL DISCRETION OTHER NAME OF ISSUE TITLE OF CLASS NUMBERS MARKET VALUE AMOUNT SOLE MANAGERS VOTING AUTHORITY - ------------------------------------------------------------------------------------------------------------------------------------ (A) SOLE (C) NONE ------------------------- Blackboard, Inc. CV 3.25% 7/1/2027 091935AA4 25,604,031.26 25,445,000 25,445,000 18,560,000 6,885,000 BlackRock, Inc. COM 09247X101 7,396,851.75 43,447 43,447 43,447 Boeing Co. COM 097023105 1,019,525.88 15,322 15,322 13,510 1,812 BorgWarner, Inc. CV 3.5% 04/15/2012 099724AF3 24,804,510.00 14,853,000 12,072,000 11,352,000 720,000 Boston Beer Co., Inc. COM 100557107 1,023,111.00 15,300 15,300 15,300 Boston Properties, Inc. CV 3.75% 05/15/2036 10112RAG9 27,471,498.75 24,777,000 21,824,000 16,629,000 5,195,000 Boyd Gaming Corp. COM 103304101 1,972,072.50 272,010 272,010 242,702 29,308 BP plc ADR 055622104 31,876,901.75 774,275 773,870 745,309 28,561 Briggs & Stratton Corp. COM 109043109 20,201,774.90 1,062,692 1,062,692 925,992 136,700 Bristol-Myers Squibb Co. COM 110122108 11,575,970.00 427,000 427,000 427,000 Bristow Group, Inc. COM 110394103 68,215,012.80 1,890,660 1,881,594 1,636,423 245,171 Broadcom Corp. COM 111320107 10,142,986.34 286,606 286,606 268,049 18,557 Brown & Brown, Inc. COM 115236101 12,301,504.53 609,287 596,552 500,252 96,300 Brush Engineer Materials, Inc. COM 117421107 13,899,168.37 488,719 488,719 466,313 22,406 Bryn Mawr Bank Corp. COM 117665109 3,719,020.67 215,971 215,971 176,713 39,258 Buckeye Technologies, Inc. COM 118255108 22,271,190.04 1,514,017 1,514,017 1,321,529 192,488 Bucyrus Int'l., Inc COM 118759109 5,998,358.90 86,494 86,494 86,494 Buffalo Wild Wings, Inc. COM 119848109 23,613,122.28 493,070 493,070 429,570 63,500 Bunge Ltd. COM G16962105 115,704,181.38 1,955,784 1,947,754 1,830,054 119,458 C.H. Robinson Worldwide, Inc. COM 12541W209 29,163,002.72 417,091 411,608 368,308 43,300 Cabot Corp. COM 127055101 108,658,405.50 3,336,150 3,336,150 2,931,700 404,450 Cabot Microelectronics Corp. COM 12709P103 46,194,390.00 1,435,500 1,435,500 1,260,800 174,700 Cabot Oil & Gas Corp. COM 127097103 10,118,555.83 336,053 336,053 305,153 30,900 Calamos Asset Management, Inc. COM 12811R104 290,904.00 25,296 25,296 25,296 Cameron International Corp. COM 13342B105 27,883,746.48 649,063 649,063 649,063 Cameron International Corp. CV 2.5% 06/15/2026 13342BAB1 19,428,195.00 14,988,000 11,808,000 11,808,000 Campbell Soup Co. COM 134429109 5,505,500.00 154,000 154,000 154,000 Canadian National Railway Co. COM 136375102 16,826,184.54 262,827 262,084 249,878 12,206 Capital One Financial Corp. COM 14040H105 130,725,564.20 3,305,324 3,303,157 3,263,336 41,242 CARBO Ceramics, Inc. COM 140781105 17,661,483.00 218,043 218,043 206,002 12,041 CardioNet, Inc. COM 14159L103 135,300.00 30,000 30,000 30,000 Cardtronics, Inc. COM 14161H108 589,426.00 38,200 38,200 38,200 Carmax, Inc. COM 143130102 6,169,095.52 221,432 217,351 181,751 35,600 Carnival Corp. COM 143658300 299,568,283.50 7,840,056 7,813,629 7,210,471 626,646
9/30/2010
S.E.C. USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 CUSIP / SHARES OR INVESTMENT SEDOL FAIR PRINCIPAL DISCRETION OTHER NAME OF ISSUE TITLE OF CLASS NUMBERS MARKET VALUE AMOUNT SOLE MANAGERS VOTING AUTHORITY - ------------------------------------------------------------------------------------------------------------------------------------ (A) SOLE (C) NONE ------------------------- Carnival Corp. CV 2.0% 4/15/2021 143658AN2 24,813,652.50 24,238,000 19,534,000 18,064,000 1,470,000 Carpenter Technology Corp. COM 144285103 11,371,259.46 337,326 330,335 272,735 57,600 Catalyst Health Solution, Inc. COM 14888B103 14,212,727.76 403,656 403,656 352,488 51,168 Caterpillar, Inc. COM 149123101 293,287,804.00 3,727,603 3,706,238 3,230,329 495,675 Cavium Networks, Inc. COM 14965A101 13,209,870.64 459,314 459,314 433,864 25,450 CB Richard Ellis Group, Inc. COM 12497T101 11,077,259.56 605,977 605,977 605,977 CBOE Holdings Inc COM 12503M108 1,938,048.36 96,709 96,709 96,709 Celadon Group, Inc. COM 150838100 5,091,747.00 368,700 368,700 303,800 64,900 Celanese Corp. COM 150870103 23,102,626.80 719,708 719,708 666,089 53,619 Celgene Corp. COM 151020104 30,123,174.41 522,881 522,881 507,114 15,767 Cenovus Energy, Inc. COM 15135U109 9,730,301.70 338,210 338,210 338,210 Centene Corp. COM 15135B101 64,308,368.82 2,726,086 2,726,086 2,386,309 339,777 CenterState Banks, Inc. COM 15201P109 5,346,026.40 623,080 623,080 506,580 116,500 Central Euro Distribution Co. COM 153435102 9,166,377.60 410,680 410,284 360,268 50,016 Central Euro Distribution Co. CV 3% 03/15/2013 153435AA0 52,310,440.01 57,484,000 52,130,000 39,354,000 12,776,000 CenturyLink Inc COM 156700106 130,021,686.47 3,295,025 3,295,025 3,164,634 130,391 Cepheid, Inc. COM 15670R107 9,482,938.98 506,838 506,838 478,819 28,019 CF Industries, Inc. COM 125269100 3,044,158.00 31,876 31,876 28,576 3,300 Charles Schwab & Co., Inc. COM 808513105 166,401,959.57 11,971,364 11,879,601 9,933,849 2,027,600 Charming Shoppes, Inc. COM 161133103 70,400.00 20,000 20,000 20,000 Charming Shoppes, Inc. CV 1.125% 05/01/2014 161133AE3 9,285,062.51 11,170,000 11,170,000 5,655,000 5,515,000 Chart Industries, Inc. COM 16115Q308 16,273,951.61 799,310 799,310 763,623 35,687 Charter Communications, Inc. Class A 16117M305 61,820,102.50 1,902,157 1,902,157 1,902,157 Chemspec International Ltd. ADR 163868102 567,247.02 94,699 94,699 90,415 4,284 Chesapeake Energy Corp. CV 2.5% 05/15/2037 165167BZ9 415,625.00 475,000 475,000 175,000 300,000 Chesapeake Energy Corp. CV 2.75% 11/15/2035 165167BW6 11,939,996.23 12,519,000 12,519,000 3,944,000 8,575,000 Chesapeake Utilities Corp. COM 165303108 5,845,908.00 161,400 161,400 134,000 27,400 Chevron Corp. COM 166764100 698,005,679.90 8,612,038 8,571,836 7,683,124 924,586 Chicago Bridge & Iron Co. NV COM 167250109 97,776,870.30 3,999,054 3,985,208 3,475,208 510,000 Chico's FAS, Inc. COM 168615102 105,200.00 10,000 10,000 10,000 Children's Place Retail Stores COM 168905107 56,902,397.50 1,166,750 1,166,750 1,028,000 138,750 China Real Estate Info Corp. ADR 16948Q103 2,573,848.02 239,874 239,874 228,274 11,600 China Valves Technology, Inc. COM 169476207 8,198,013.21 1,056,445 1,056,445 1,009,088 47,357 Chipotle Mexican Grill, Inc. COM 169656105 29,171,200.00 169,600 169,600 162,552 7,048
9/30/2010
S.E.C. USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 CUSIP / SHARES OR INVESTMENT SEDOL FAIR PRINCIPAL DISCRETION OTHER NAME OF ISSUE TITLE OF CLASS NUMBERS MARKET VALUE AMOUNT SOLE MANAGERS VOTING AUTHORITY - ------------------------------------------------------------------------------------------------------------------------------------ (A) SOLE (C) NONE ------------------------- Chubb Corp. COM 171232101 32,042,171.56 562,242 559,716 554,216 7,136 CIA de Minas Buenaventur ADR 204448104 10,995,682.50 243,375 242,521 242,521 Cia de Saneamento Basico ADR 20441A102 44,488,755.61 977,560 976,732 875,032 101,700 Ciena Corp. CV 0.25% 05/01/2013 171779AB7 29,998,937.50 33,425,000 33,425,000 33,250,000 175,000 Ciena Corp. CV .875% 06/15/2017 171779AE1 10,483,086.25 14,287,000 14,287,000 9,862,000 4,425,000 CIGNA Corp. COM 125509109 73,614,523.39 2,057,421 2,040,780 1,664,607 391,273 Cisco Systems, Inc. COM 17275R102 49,730,257.20 2,270,788 2,270,788 2,174,342 96,446 CIT Group, Inc. COM 125581801 55,075,568.61 1,349,230 1,338,785 1,188,636 150,149 Citi Trends, Inc. COM 17306X102 20,700,542.62 855,041 855,041 749,041 106,000 Citigroup, Inc. COM 172967101 313,609,157.76 80,412,605 80,007,232 70,514,152 9,864,880 Citigroup, Inc. CVPFD 7.5% 12/15/2012 172967416 88,846,828.49 749,699 706,949 614,599 92,350 Citrix Systems, Inc. COM 177376100 13,002,927.28 190,547 190,547 190,547 City National Bank COM 178566105 175,521,276.79 3,307,354 3,305,005 3,070,135 236,389 CLARCOR, Inc. COM 179895107 44,277,821.82 1,146,203 1,146,203 999,401 146,802 Clean Energy Fuels Corp. COM 184499101 9,149,847.41 643,902 643,902 612,142 31,760 Cleco Corp. COM 12561W105 20,179,987.52 681,296 667,413 551,813 115,600 Cliffs Natural Resources, Inc. COM 18683K101 166,466,664.23 2,604,297 2,592,406 2,324,773 278,449 CMS Energy Corp. COM 125896100 49,743,759.50 2,760,475 2,760,475 2,515,275 245,200 CNinsure, Inc. ADR 18976M103 6,231,353.43 266,639 266,639 251,843 14,796 Coach, Inc. COM 189754104 4,009,370.88 93,328 93,328 93,328 Coca-Cola Co. COM 191216100 82,465,798.80 1,409,190 1,409,190 1,378,855 30,335 Cognizant Tech Solutions Corp. COM 192446102 3,993,465.21 61,943 61,943 61,943 Coherent, Inc. COM 192479103 52,665,683.13 1,316,313 1,316,313 1,157,300 159,013 Coinstar, Inc. COM 19259P300 7,061,709.36 164,264 164,264 155,147 9,117 Colgate-Palmolive Co. COM 194162103 169,483,832.31 2,205,098 2,194,160 1,930,548 273,565 Columbia Banking System, Inc. COM 197236102 70,950,019.22 3,610,688 3,610,688 3,177,508 433,180 Columbus McKinnon Corp. COM 199333105 6,408,716.98 386,300 386,300 319,000 67,300 Comcast Corp. COM 20030N101 190,925,667.80 10,560,048 10,471,079 8,424,456 2,129,250 Comerica, Inc. COM 200340107 91,141,803.90 2,453,346 2,439,137 2,236,537 202,600 Commerce Bancshares, Inc. COM 200525103 84,644,448.04 2,251,781 2,238,661 2,063,041 177,230 Commercial Metals Co. COM 201723103 37,445,347.81 2,584,220 2,584,220 2,272,700 311,520 Commercial Vehicle Group, Inc. COM 202608105 7,766,607.05 762,928 762,928 620,728 142,200 Compass Minerals Int'l, Inc. COM 20451N101 50,172,308.40 654,820 654,820 575,100 79,720 Compellent Technologies, Inc. COM 20452A108 6,160,711.14 338,873 338,873 321,673 17,200
9/30/2010
S.E.C. USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 CUSIP / SHARES OR INVESTMENT SEDOL FAIR PRINCIPAL DISCRETION OTHER NAME OF ISSUE TITLE OF CLASS NUMBERS MARKET VALUE AMOUNT SOLE MANAGERS VOTING AUTHORITY - ------------------------------------------------------------------------------------------------------------------------------------ (A) SOLE (C) NONE ------------------------- Comstock Resources, Inc. COM 205768203 19,400,503.71 862,628 862,628 755,704 106,924 Concho Resources, Inc. COM 20605P101 29,089,390.72 439,616 433,275 384,375 48,900 Concur Technologies, Inc. COM 206708109 18,830,904.96 380,884 380,884 359,852 21,032 Connecticut Water, Inc. COM 207797101 1,897,295.03 79,219 79,219 70,319 8,900 ConocoPhillips Co. COM 20825C104 42,413,835.33 738,531 738,531 738,531 Constant Contact, Inc. COM 210313102 14,919,158.83 696,181 696,181 665,614 30,567 Continental Airlines, Inc. Class B 210795308 4,024,080.00 162,000 162,000 162,000 Continental Resources, Inc. COM 212015101 24,941,540.92 537,997 537,997 524,600 13,397 Continucare Corp COM 212172100 3,625,007.42 863,097 863,097 703,883 159,214 Con-way, Inc. COM 205944101 3,765,315.99 121,501 121,501 121,501 Cooper Cos., Inc. COM 216648402 162,795,159.60 3,522,180 3,519,708 3,215,358 306,132 Cooper Industries plc COM G24140108 8,476,486.41 173,237 173,237 173,237 Core Laboratories L.P. CV 0.25% 10/31/2011 21868FAB9 8,628,749.99 4,425,000 4,425,000 1,075,000 3,350,000 Corning, Inc. COM 219350105 21,740,330.88 1,189,296 1,189,296 1,177,114 12,182 Corporate Executive Board Co. (The) COM 21988R102 9,108,878.76 288,621 288,621 272,922 15,699 Corvel Corp COM 221006109 585,810.00 13,800 13,800 13,800 Costco Wholesale Corp. COM 22160K105 1,593,354.43 24,707 24,707 24,707 Covidien plc COM G2554F105 66,482,639.63 1,654,209 1,644,781 1,436,264 216,160 CPI Corp. COM 125902106 7,983,980.02 308,500 308,500 251,300 57,200 CRA International, Inc. COM 12618T105 2,707,500.00 150,000 150,000 150,000 CRA International, Inc. CV 2.875% 6/15/2034 159852AB8 14,603,231.25 14,585,000 14,585,000 14,585,000 Credit Suisse Group Spons ADR 225401108 5,899,028.80 138,605 138,139 138,139 Cree, Inc. COM 225447101 2,645,877.44 48,736 48,736 48,736 Crown Castle Int'l Corp. COM 228227104 44,204,172.05 1,001,227 1,001,227 1,001,227 CSX Corp. CV 0% 10/30/2021 126408GA5 5,682,187.50 2,850,000 2,850,000 2,850,000 CTS Corp. COM 126501105 4,644,776.49 482,825 482,825 389,825 93,000 Cullen/Frost Bankers, Inc. COM 229899109 136,101,315.99 2,526,477 2,517,978 2,341,978 178,442 Curtiss-Wright Corp. COM 231561101 105,117,699.36 3,469,231 3,462,917 3,023,837 439,080 CVB Financial Corp. COM 126600105 44,975,662.70 5,988,770 5,988,770 5,257,800 730,970 CVS Caremark Corp. COM 126650100 88,151,624.04 2,801,132 2,801,132 2,772,048 29,084 Cyberonics, Inc. COM 23251P102 4,154,075.99 155,700 155,700 155,700 Cypress Semiconductor Corp. COM 232806109 22,246,220.40 1,768,380 1,743,570 1,556,970 186,600 Danaher Corp. COM 235851102 10,355,550.00 255,000 255,000 255,000 Danaher Corp. CV 0% 1/22/2021 235851AF9 37,252,845.00 31,437,000 26,346,000 22,951,000 3,395,000
9/30/2010
S.E.C. USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 CUSIP / SHARES OR INVESTMENT SEDOL FAIR PRINCIPAL DISCRETION OTHER NAME OF ISSUE TITLE OF CLASS NUMBERS MARKET VALUE AMOUNT SOLE MANAGERS VOTING AUTHORITY - ------------------------------------------------------------------------------------------------------------------------------------ (A) SOLE (C) NONE ------------------------- Danvers Bancorp, Inc. COM 236442109 30,579,057.60 1,994,720 1,994,720 1,752,700 242,020 Darden Restaurants, Inc. COM 237194105 26,777,841.54 625,943 618,149 547,072 71,077 DDI Corporation COM 233162502 146,916.00 15,900 15,900 15,900 Dean Foods Co. COM 242370104 46,751,590.00 4,579,000 4,579,000 4,020,600 558,400 Deckers Outdoor Corp. COM 243537107 54,221,438.12 1,085,297 1,085,297 966,514 118,783 Deere & Co. COM 244199105 7,751,022.84 111,078 111,078 111,078 Dell, Inc. COM 24702R101 59,922,581.76 4,623,656 4,623,656 4,514,778 108,878 Delta Air Lines, Inc. COM 247361702 214,810,228.69 18,454,487 18,306,056 14,924,506 3,513,600 Deutsche Telekom AG Spons ADR 251566105 9,295,605.48 681,996 679,754 679,754 Devon Energy Corp. COM 25179M103 53,289,824.64 823,136 823,136 811,238 11,898 DexCom, Inc. COM 252131107 20,392,299.49 1,542,534 1,542,534 1,473,382 69,152 DiamondRock Hospitality Co. COM 252784301 24,030,008.59 2,532,140 2,507,258 2,152,058 355,200 Dick's Sporting Goods, Inc. COM 253393102 36,993,901.04 1,319,326 1,319,326 1,222,764 96,562 Diebold, Inc. COM 253651103 37,669,949.78 1,211,642 1,201,487 1,066,687 134,800 DigitalGlobe, Inc. COM 25389M877 19,134,155.20 629,413 629,413 597,814 31,599 Diodes, Inc. CV 2.25% 10/01/2026 254543AA9 3,827,900.00 3,790,000 3,790,000 805,000 2,985,000 DIRECTV COM 25490A101 1,251,023.13 30,051 30,051 30,051 Dolby Laboratories, Inc. COM 25659T107 9,614,353.97 169,237 169,237 162,182 7,055 Dole Food Co., Inc. COM 256603101 29,937,885.00 3,271,900 3,271,900 2,870,800 401,100 Dominion Resources, Inc. COM 25746U109 5,656,240.32 129,552 129,552 114,474 15,078 Donaldson Co., Inc. COM 257651109 37,426,875.60 794,120 794,120 698,400 95,720 Donegal Group, Inc. COM 257701201 6,127,229.07 468,801 468,801 380,380 88,421 Dorman Products Inc COM 258278100 1,658,115.99 53,800 53,800 40,900 12,900 Dow Chemical Co. COM 260543103 294,041,405.39 10,707,990 10,673,398 9,789,716 914,384 DreamWorks Animation SKG, Inc. COM 26153C103 1,169,182.40 36,640 36,640 32,640 4,000 Dress Barn, Inc. (The) COM 261570105 52,944,877.50 2,229,258 2,222,671 1,946,211 276,460 Drew Industries, Inc. COM 26168L205 6,606,361.98 316,700 316,700 258,400 58,300 DryShips, Inc. CV 5% 12/01/2014 262498AB4 3,930,225.00 4,170,000 4,170,000 1,180,000 2,990,000 Duke Energy Corp. COM 26441C105 30,244,783.80 1,707,780 1,707,780 1,707,780 Duke Realty Corp. COM 264411505 24,972,370.32 2,154,648 2,131,622 1,861,122 270,500 DuPont Fabros Technology Inc COM 26613Q106 7,768,960.75 308,905 302,789 252,389 50,400 DXP Enterprises, Inc. COM 233377407 11,235,059.14 591,942 591,942 515,709 76,233 Dynamic Materials Corp. COM 267888105 2,852,768.00 188,800 188,800 154,000 34,800 E.I. du Pont de Nemours & Co. COM 263534109 68,630,735.92 1,538,116 1,538,116 1,519,560 18,556
9/30/2010
S.E.C. USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 CUSIP / SHARES OR INVESTMENT SEDOL FAIR PRINCIPAL DISCRETION OTHER NAME OF ISSUE TITLE OF CLASS NUMBERS MARKET VALUE AMOUNT SOLE MANAGERS VOTING AUTHORITY - ------------------------------------------------------------------------------------------------------------------------------------ (A) SOLE (C) NONE ------------------------- East West Bancorp, Inc. COM 27579R104 8,755,481.68 537,806 525,469 434,069 91,400 Eastman Chemical Co. COM 277432100 29,059,282.00 392,693 391,764 347,764 44,000 Eaton Corp. COM 278058102 448,533,270.75 5,437,426 5,413,418 4,800,464 634,161 Edwards Lifesciences Corp. COM 28176E108 11,014,772.85 164,277 164,277 164,277 El Paso Corp. COM 28336L109 303,495,576.65 24,514,990 24,417,819 22,304,432 2,194,490 Electronics for Imaging, Inc. COM 286082102 3,439,656.00 283,800 283,800 233,400 50,400 EMC Corp. COM 268648102 161,077,858.54 7,930,963 7,891,192 6,993,548 933,416 EMC Corp. CV 1.75% 12/01/2011 268648AK8 84,449,115.00 64,098,000 61,969,000 52,334,000 9,635,000 EMC Corp. CV 1.75% 12/01/2013 268648AM4 7,580,300.00 5,488,000 4,058,000 4,058,000 EMCOR Group, Inc. COM 29084Q100 13,856,096.14 563,485 551,056 459,656 91,400 Emerson Electric Co. COM 291011104 118,373,571.45 2,247,884 2,237,820 1,911,360 335,760 EnCana Corp. COM 292505104 10,224,088.30 338,210 338,210 338,210 Encore Capital Group Inc COM 292554102 3,108,287.82 172,491 172,491 172,491 Endologix, Inc. COM 29266S106 13,683,994.53 3,000,876 3,000,876 2,864,962 135,914 Energy Conversion Device, Inc. CV 3% 06/15/2013 292659AA7 1,557,500.00 2,225,000 2,225,000 375,000 1,850,000 EnerNoc, Inc. COM 292764107 23,973,682.50 763,250 763,250 724,082 39,168 EnerSys COM 29275Y102 23,279,256.33 932,289 911,627 758,027 153,600 EnerSys CV Adj% 06/01/2038 29275YAA0 3,065,850.00 3,028,000 3,028,000 1,150,000 1,878,000 ENI S.P.A. Spons ADR 26874R108 12,876,707.80 298,210 297,511 297,511 EnPro Industries, Inc. COM 29355X107 64,939,938.82 2,076,085 2,073,948 1,910,348 164,919 Entertainment Properties Trust COM 29380T105 65,962,631.60 1,527,620 1,527,620 1,342,800 184,820 EOG Resources, Inc. COM 26875P101 56,408,524.83 606,739 606,721 589,642 17,079 EQT Corp. COM 26884L109 80,308,973.63 2,227,093 2,227,093 2,097,393 129,700 Equinix, Inc. COM 29444U502 7,188,347.55 70,233 70,233 70,233 ERP Operating L.P. CV 3.85% 08/15/2026 26884AAV5 12,870,000.00 12,500,000 12,125,000 9,675,000 2,450,000 Eurand NV COM N31010106 3,228,504.01 328,100 328,100 328,100 Euronet Worldwide, Inc. CV 3.5% 10/15/2025 298736AF6 5,490,093.76 5,595,000 5,595,000 2,125,000 3,470,000 Evergreen Solar, Inc. CV 4% 07/15/2013 30033RAC2 1,887,187.50 4,950,000 4,950,000 4,950,000 EXCO Resources, Inc. COM 269279402 39,798,231.57 2,676,411 2,676,411 2,335,911 340,500 Exponent, Inc. COM 30214U102 5,812,279.23 173,036 173,036 143,536 29,500 Express Scripts, Inc. COM 302182100 20,149,235.40 413,742 413,742 370,698 43,044 Exterran Energy Corp. CV 4.75% 1/15/2014 410768AE5 14,378,500.00 14,900,000 14,900,000 14,900,000 Exxon Mobil Corp. COM 30231G102 626,323,398.18 10,136,323 10,092,371 9,280,309 848,879 F5 Networks, Inc. COM 315616102 7,369,056.66 70,986 70,986 70,986
9/30/2010
S.E.C. USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 CUSIP / SHARES OR INVESTMENT SEDOL FAIR PRINCIPAL DISCRETION OTHER NAME OF ISSUE TITLE OF CLASS NUMBERS MARKET VALUE AMOUNT SOLE MANAGERS VOTING AUTHORITY - ------------------------------------------------------------------------------------------------------------------------------------ (A) SOLE (C) NONE ------------------------- Famous Dave's Of America Inc COM 307068106 1,025,938.79 107,880 107,880 51,580 56,300 FARO Technologies, Inc. COM 311642102 40,502,609.42 1,857,066 1,857,066 1,657,157 199,909 Federal National Mortgage CVPFD 8.75% 05/13/2011 313586745 316,520.00 772,000 772,000 772,000 Ferro Corp. COM 315405100 78,030,259.50 6,053,550 6,053,550 5,310,700 742,850 Fifth Third Bank COM 316773100 119,194,852.02 9,908,134 9,888,272 9,628,871 259,401 Fifth Third Bank CVPFD 8.5% 12/31/2049 316773209 27,758,167.25 215,765 215,765 166,715 49,050 Financial Engines, Inc. COM 317485100 17,999,791.68 1,355,406 1,355,406 1,292,720 62,686 First Financial Bancorp COM 320209109 73,584,587.32 4,411,546 4,392,930 3,817,510 575,420 Fiserv, Inc. COM 337738108 109,635,322.69 2,037,074 2,026,158 1,845,658 181,459 Fisher Scientific Int'l, Inc. CV 3.25% 3/1/2024 338032AX3 39,072,600.01 31,010,000 29,761,000 26,341,000 3,420,000 Five Star Quality Care, Inc. CV 3.75% 10/15/2026 33832DAB2 11,477,418.76 12,735,000 12,735,000 10,810,000 1,925,000 Flowserve Corp. COM 34354P105 3,702,882.22 33,841 33,841 33,841 Fluor Corp. COM 343412102 27,606,040.77 557,360 550,560 393,196 164,164 Fluor Corp. CV 1.5% 2/15/2024 343412AA0 8,490,650.00 4,760,000 4,725,000 2,710,000 2,015,000 FMC Corp. COM 302491303 7,762,277.47 113,467 113,467 113,467 FMC Technologies, Inc. COM 30249U101 7,631,680.66 111,754 111,754 111,754 Focus Media Holding ADR 34415V109 10,912,328.10 449,067 449,067 424,201 24,866 Ford Motor Co. COM 345370860 338,507,065.42 27,655,806 27,527,432 24,953,914 2,685,729 Ford Motor Co. CV 4.25% 11/15/2016 345370CN8 69,879,339.99 46,664,000 46,664,000 36,664,000 10,000,000 Ford Motor Co. Capital Tr II CV PFD 6.5% 1/30/2032 345395206 19,709,646.99 411,389 330,775 265,375 65,400 Forest Oil Corp. COM 346091705 48,485,071.79 1,632,494 1,630,006 1,468,786 162,828 Fortinet, Inc. COM 34959E109 23,697,575.00 947,903 947,903 895,625 52,278 Fortune Brands, Inc. COM 349631101 129,736,163.57 2,635,307 2,621,614 2,423,314 199,527 Fossil, Inc. COM 349882100 17,680,504.05 328,695 328,695 310,469 18,226 Franklin Resources, Inc. COM 354613101 179,260,449.62 1,676,899 1,669,500 1,539,539 135,990 Freeport-McMoRan, Inc. COM 35671D857 147,393,045.24 1,726,116 1,720,616 1,576,333 149,783 Fresenius Medical Care AG Co. ADR 358029106 8,003,417.94 129,631 129,201 129,201 Frontier Communications Corp. COM 35906A108 372,601.05 45,606 45,606 45,606 FTI Consulting, Inc. COM 302941109 43,244,554.00 1,246,600 1,246,600 1,094,800 151,800 FTI Consulting, Inc. CV 3.75% 07/15/2012 302941AB5 9,616,065.00 7,716,000 7,622,000 7,622,000 Gafisa S.A. ADR 362607301 9,713,949.39 627,111 624,994 624,994 GATX Corp. COM 361448103 49,210,717.32 1,678,401 1,678,401 1,475,250 203,151 Gaylord Entertainment Co. COM 367905106 37,263,619.00 1,221,758 1,221,758 1,092,110 129,648 GenCorp, Inc. CV 2.25% 11/15/2024 368682AL4 4,107,950.00 4,235,000 4,235,000 4,235,000
9/30/2010
S.E.C. USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 CUSIP / SHARES OR INVESTMENT SEDOL FAIR PRINCIPAL DISCRETION OTHER NAME OF ISSUE TITLE OF CLASS NUMBERS MARKET VALUE AMOUNT SOLE MANAGERS VOTING AUTHORITY - ------------------------------------------------------------------------------------------------------------------------------------ (A) SOLE (C) NONE ------------------------- General Cable Corp. COM 369300108 5,803,680.00 214,000 214,000 186,700 27,300 General Cable Corp. CV Adj% 11/15/2029 369300AL2 34,984,458.75 34,681,000 34,681,000 34,681,000 General Electric Co. COM 369604103 243,967,046.77 15,013,357 14,969,821 13,936,122 1,073,671 General Mills, Inc. COM 370334104 32,325,841.80 884,670 884,670 884,670 Genesee & Wyoming, Inc. COM 371559105 53,156,785.27 1,225,093 1,218,187 1,053,581 164,606 Gentex Corp. COM 371901109 33,333,595.89 1,708,539 1,687,729 1,488,429 199,300 Gentiva Health Services, Inc. COM 37247A102 43,075,789.20 1,971,432 1,971,432 1,732,122 239,310 Genuine Parts Co. COM 372460105 9,542,260.00 214,000 214,000 214,000 Genzyme Corp. COM 372917104 4,601,350.00 65,000 65,000 65,000 GeoEye, Inc. COM 37250W108 3,270,784.00 80,800 80,800 80,800 Gilead Sciences, Inc. COM 375558103 8,547,788.79 240,039 240,039 230,191 9,848 Gilead Sciences, Inc. CV 0.625% 05/01/2013 375558AH6 63,502,048.75 57,533,000 53,770,000 50,845,000 2,925,000 GlaxoSmithKline plc ADR 37733W105 29,008,272.80 734,015 734,015 654,640 79,375 Global Defense Tech & Systems COM 37950B107 6,096,226.01 444,980 444,980 364,480 80,500 Global Payments, Inc. COM 37940X102 10,846,023.20 252,880 246,921 206,821 40,100 Goldman Sachs Group, Inc. COM 38141G104 611,252,432.37 4,227,780 4,210,181 3,825,552 400,249 Goodrich (B.F.) Co. COM 382388106 7,983,631.86 108,282 108,282 96,482 11,800 Google, Inc. COM 38259P508 35,405,647.02 67,338 67,338 60,589 6,749 Graco, Inc. COM 384109104 11,097,059.79 349,734 349,734 306,334 43,400 Granite Construction, Inc. COM 387328107 37,164,209.40 1,634,310 1,634,310 1,435,082 199,228 Great Lakes Dredge & Dock COM 390607109 4,499,025.77 774,359 774,359 647,653 126,706 Greatbatch, Inc. COM 39153L106 48,370,165.80 2,085,820 2,085,820 1,834,200 251,620 Green Dot Corp COM 39304D102 13,861,886.40 285,930 285,930 270,350 15,580 Green Mountain Coffee Roasters COM 393122106 7,028,416.98 225,342 225,342 225,342 Greif, Inc. COM 397624107 87,013,239.24 1,478,811 1,478,811 1,319,861 158,950 GSI Commerce, Inc. COM 36238G102 7,740,486.00 313,380 313,380 296,059 17,321 GSI Commerce, Inc. CV 2.5% 06/01/2027 36238GAD4 9,780,190.00 9,014,000 7,540,000 5,210,000 2,330,000 Guess, Inc. COM 401617105 52,638,237.11 1,295,551 1,295,551 1,146,851 148,700 Gulf Resources, Inc. COM 40251W309 509,162.59 66,211 66,211 66,211 Gymboree Corp. COM 403777105 26,507,629.42 638,123 638,123 560,724 77,399 H.J. Heinz Co. COM 423074103 7,768,680.00 164,000 164,000 164,000 Haemonetics Corp. COM 405024100 45,606,576.00 779,200 779,200 684,400 94,800 Halliburton Co. COM 406216101 339,545,629.71 10,267,482 10,234,126 9,493,960 768,110 Hansen Natural Corp. COM 411310105 22,944,032.99 492,150 492,150 429,150 63,000
9/30/2010
S.E.C. USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 CUSIP / SHARES OR INVESTMENT SEDOL FAIR PRINCIPAL DISCRETION OTHER NAME OF ISSUE TITLE OF CLASS NUMBERS MARKET VALUE AMOUNT SOLE MANAGERS VOTING AUTHORITY - ------------------------------------------------------------------------------------------------------------------------------------ (A) SOLE (C) NONE ------------------------- Harbin Electric, Inc. COM 41145W109 19,269,748.36 1,077,124 1,077,124 1,003,949 73,175 Harley-Davidson, Inc. COM 412822108 9,239,956.92 324,893 318,039 265,239 52,800 Hartford Financial Group, Inc. CVPFD 7.25% 04/01/2013 416515708 23,358,032.80 984,740 950,352 800,052 150,300 Hasbro, Inc. COM 418056107 5,328,781.71 119,721 119,721 119,721 HCC Insurance Holdings, Inc. COM 404132102 16,632,948.98 637,522 623,468 519,668 103,800 Health Care REIT, Inc. CV 3% 12/01/2029 42217KAR7 697,937.50 650,000 650,000 50,000 600,000 Health Care REIT, Inc. CV 4.75% 07/15/2027 42217KAQ9 12,493,375.00 11,230,000 11,230,000 8,870,000 2,360,000 HealthSouth Corp. COM 421924309 27,904,972.80 1,453,384 1,453,384 1,322,284 131,100 HealthSpring, Inc. COM 42224N101 87,278,579.38 3,377,654 3,374,437 3,014,271 362,231 Heartland Express, Inc. COM 422347104 97,351,421.85 6,546,834 6,519,364 5,743,766 778,242 HeartWare International, Inc. COM 422368100 3,279,851.99 47,700 47,700 47,700 HEICO Corp. COM 422806109 32,694,807.31 716,363 716,363 646,774 69,589 HEICO Corp. Class A 422806208 13,434,039.65 394,307 394,307 344,557 49,750 Helix Energy Solutions, Inc. CV 3.25% 12/15/2025 127914AB5 2,153,531.25 2,325,000 2,325,000 300,000 2,025,000 Helmerich & Payne, Inc. COM 423452101 17,346,739.48 428,738 428,738 391,138 37,600 Herbalife Ltd. COM G4412G101 32,641,504.50 540,870 540,870 474,300 66,570 Herman Miller, Inc. COM 600544100 31,425,024.07 1,596,800 1,596,800 1,395,400 201,400 Hertz Global Holdings, Inc. COM 42805T105 312,676,866.47 29,525,672 29,375,986 25,889,691 3,622,617 Hertz Global Holdings, Inc. CV 5.25% 06/01/2014 42805TAA3 2,918,025.00 1,980,000 1,980,000 715,000 1,265,000 Hess Corp. COM 42809H107 291,981,205.69 4,938,789 4,924,590 4,560,239 377,732 Hewlett-Packard Co. COM 428236103 48,679,785.98 1,157,114 1,157,114 1,127,947 29,167 Hexcel Corp. COM 428291108 182,413,465.31 10,253,708 10,232,365 9,174,313 1,058,052 HFF Inc COM 40418F108 335,936.00 36,200 36,200 36,200 Hhgregg, Inc. COM 42833L108 2,003,901.08 80,933 80,933 80,933 Higher One Holdings Inc COM 42983D104 14,048,061.86 851,914 851,914 807,980 43,934 hiSoft Technology Intl Ltd. ADR 43358R108 27,057,680.25 1,100,353 1,100,353 1,050,831 49,522 Hollysys Automation Tech Ltd. COM G45667105 8,881,749.21 793,722 793,722 757,721 36,001 Home Bancshares Inc. COM 436893200 16,862,348.78 829,840 829,840 722,790 107,050 Home Depot USA, Inc. COM 437076102 9,224,360.64 291,173 291,173 275,063 16,110 Home Inns & Hotels Management ADR 43713W107 13,774,033.44 278,601 278,601 263,136 15,465 Honda Motor Co., Ltd. ADR 438128308 14,836,865.97 416,883 415,900 415,900 Honeywell International, Inc. COM 438516106 52,774,620.34 1,201,061 1,201,061 1,176,525 24,536 Hospira, Inc. COM 441060100 7,977,694.35 139,935 139,935 139,935 Host Hotels & Resorts, Inc. COM 44107P104 90,146,470.78 6,225,585 6,212,701 6,027,672 185,029
9/30/2010
S.E.C. USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 CUSIP / SHARES OR INVESTMENT SEDOL FAIR PRINCIPAL DISCRETION OTHER NAME OF ISSUE TITLE OF CLASS NUMBERS MARKET VALUE AMOUNT SOLE MANAGERS VOTING AUTHORITY - ------------------------------------------------------------------------------------------------------------------------------------ (A) SOLE (C) NONE ------------------------- HSBC Holdings plc ADR 404280406 23,991,194.52 474,228 473,438 433,038 40,400 HSN, Inc. COM 404303109 224,569,748.87 7,510,713 7,451,977 5,983,911 1,521,436 Huaneng Power Intl ADR 443304100 8,789,824.76 355,001 353,797 353,797 HUB Group, Inc. Class A 443320106 51,246,315.12 1,751,412 1,751,412 1,537,664 213,748 Human Genome Sciences, Inc. COM 444903108 84,946,006.26 2,851,494 2,851,494 2,774,534 76,960 Human Genome Sciences, Inc. CV 2.25% 08/15/2012 444903AM0 9,296,720.00 5,056,000 3,717,000 3,717,000 Human Genome Sciences, Inc. CV 2.25% 10/15/2011 444903AK4 51,636,637.50 25,770,000 25,770,000 21,560,000 4,210,000 Humana, Inc. COM 444859102 42,821,109.46 852,331 847,363 840,017 10,533 Huntington Bancshares, Inc. COM 446150104 5,501,022.66 970,198 949,456 794,663 154,793 Huntsman Corp COM 447011107 4,738,212.80 409,880 409,880 409,880 Hyatt Hotels Corp. COM 448579102 109,277,285.23 2,922,634 2,896,250 2,356,842 559,808 IAMGOLD Corp. COM 450913108 51,961,724.43 2,934,033 2,912,760 2,676,260 236,500 IBERIABANK Corp. COM 450828108 31,288,229.64 626,015 626,015 547,053 78,962 ICF International, Inc. COM 44925C103 2,366,382.37 94,391 94,391 84,491 9,900 ICICI Bank Ltd. ADR 45104G104 10,773,432.45 216,117 215,398 215,398 ICON plc ADR 45103T107 30,393,223.03 1,405,792 1,405,792 1,228,501 177,291 Iconix Brand Group, Inc. CV 1.875% 06/30/2012 451055AB3 19,004,658.75 19,467,000 16,814,000 11,389,000 5,425,000 ICU Medical, Inc. COM 44930G107 6,641,349.00 178,100 178,100 144,200 33,900 IDEX Corp. COM 45167R104 25,732,712.10 724,661 724,661 633,961 90,700 II-VI, Inc. COM 902104108 38,540,910.57 1,032,438 1,032,438 906,591 125,847 Illumina, Inc. COM 452327109 7,873,328.40 160,027 160,027 160,027 Illumina, Inc. CV .625% 02/15/2014 452327AB5 3,423,900.00 1,515,000 1,515,000 585,000 930,000 IMAX Corp. COM 45245E109 14,674,910.28 870,398 870,398 830,371 40,027 IMPAX Laboratories, Inc. COM 45256B101 7,165,342.80 361,886 361,886 341,799 20,087 Incyte Corp. COM 45337C102 17,026,519.77 1,064,823 1,064,823 1,005,898 58,925 Informatica Corp. CV 3% 03/15/2026 45666QAB8 58,573,287.51 30,290,000 30,290,000 24,590,000 5,700,000 ING Groep NV Spons ADR 456837103 8,836,856.49 858,781 856,085 856,085 Ingersoll-Rand Co., Ltd. CV 4.5% 04/15/2012 45687AAD4 38,448,020.00 18,824,000 17,448,000 14,023,000 3,425,000 Ingersoll-Rand Plc COM G47791101 36,215,903.57 1,014,167 1,014,167 931,067 83,100 Ingles Markets, Inc. COM 457030104 10,962,815.93 660,013 660,013 660,013 Insulet Corp. COM 45784P101 16,400,165.87 1,159,842 1,159,842 1,108,999 50,843 Integra LifeSciences Holdings COM 457985208 22,409,649.68 567,908 567,908 497,391 70,517 Integrated Silicon Solution COM 45812P107 302,211.00 35,100 35,100 35,100 Intel Corp. COM 458140100 226,499,579.08 11,778,471 11,743,539 11,142,818 627,637
9/30/2010
S.E.C. USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 CUSIP / SHARES OR INVESTMENT SEDOL FAIR PRINCIPAL DISCRETION OTHER NAME OF ISSUE TITLE OF CLASS NUMBERS MARKET VALUE AMOUNT SOLE MANAGERS VOTING AUTHORITY - ------------------------------------------------------------------------------------------------------------------------------------ (A) SOLE (C) NONE ------------------------- Intel Corp. CV 2.95% 12/15/2035 458140AD2 60,315,656.27 60,695,000 58,799,000 53,089,000 5,710,000 Inter Parfums Inc COM 458334109 2,080,896.98 118,300 118,300 118,300 International Game Technology COM 459902102 2,738,896.35 189,543 189,543 169,737 19,806 International Game Technology CV 3.25% 05/01/2014 459902AQ5 29,410,100.00 26,920,000 23,491,000 19,181,000 4,310,000 International Paper Co. COM 460146103 114,009,324.03 5,241,808 5,197,618 4,100,616 1,137,602 Interpublic Group of Co., Inc. COM 460690100 241,699,800.62 24,097,687 23,990,830 22,366,230 1,643,947 Interpublic Group of Co., Inc. CV 4.25% 03/15/2023 460690BA7 14,518,125.00 13,350,000 13,350,000 3,525,000 9,825,000 Int'l Business Machines Corp. COM 459200101 6,604,517.04 49,236 49,236 49,236 IntraLinks Holdings Inc COM 46118H104 18,549,373.76 1,096,947 1,096,947 1,044,464 52,483 Intuit, Inc. COM 461202103 79,495,523.13 1,814,552 1,811,227 1,728,027 85,376 Intuitive Surgical, Inc. COM 46120E602 7,048,669.08 24,842 24,842 24,842 Invacare Corp. COM 461203101 54,837,260.50 2,068,550 2,068,550 1,817,600 250,950 Invesco Ltd. COM G491BT108 70,177,739.38 3,305,593 3,296,020 3,141,020 161,242 Invitrogen Corp. CV 1.5% 2/15/2024 46185RAK6 22,675,000.00 20,000,000 20,000,000 20,000,000 Invitrogen Corp. CV 3.25% 6/15/2025 46185RAM2 38,525,275.00 34,436,000 30,416,000 22,976,000 7,440,000 IPG Photonics Corp. COM 44980X109 25,853,288.21 1,070,973 1,070,973 1,023,336 47,637 iRobot Corp. COM 462726100 2,027,843.98 109,200 109,200 109,200 Isilon Systems Inc. COM 46432L104 17,114,716.20 768,165 768,165 719,975 48,190 iStar Financial, Inc. CV Adj% 10/01/2012 45031UBF7 3,835,375.00 5,030,000 5,030,000 5,030,000 Itau Unibanco Banco S.A. Spons ADR 465562106 11,435,665.02 472,939 471,311 471,311 Itron, Inc. CV 2.5% 08/01/2026 465741AJ5 33,076,875.00 29,500,000 29,500,000 29,500,000 IXYS Corp COM 46600W106 304,645.00 31,900 31,900 31,900 J & J Snack Foods Corp. COM 466032109 21,575,710.47 514,565 514,565 448,631 65,934 J. Crew Group, Inc. COM 46612H402 129,590,542.52 3,854,567 3,839,564 3,381,276 470,890 J.B. Hunt Transport Services COM 445658107 4,517,384.80 130,184 130,184 130,184 J.C. Penney Co., Inc. COM 708160106 100,590,434.82 3,700,899 3,700,620 3,621,809 78,811 J.M. Smucker Co. COM 832696405 10,125,397.87 167,279 163,498 148,698 14,800 Jack Henry & Assoc., Inc. COM 426281101 26,919,075.00 1,055,650 1,055,650 928,700 126,950 Jacobs Engineering Group, Inc. COM 469814107 14,004,949.50 361,885 353,337 290,437 62,900 Janus Capital Group, Inc. CV 3.25% 07/15/2014 47102XAG0 11,599,995.00 10,131,000 10,131,000 10,131,000 JDS Uniphase Corp. COM 46612J507 5,451,600.00 440,000 440,000 440,000 JDS Uniphase Corp. CV 1% 05/15/2026 46612JAD3 40,865,625.00 43,590,000 43,590,000 41,045,000 2,545,000 Jefferies & Co., Inc. CV 3.875% 11/01/2029 472319AG7 34,549,356.25 34,165,000 29,115,000 29,115,000 JinkoSolar Holding Co Ltd ADR 47759T100 2,430,809.00 76,900 76,900 76,900
9/30/2010
S.E.C. USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 CUSIP / SHARES OR INVESTMENT SEDOL FAIR PRINCIPAL DISCRETION OTHER NAME OF ISSUE TITLE OF CLASS NUMBERS MARKET VALUE AMOUNT SOLE MANAGERS VOTING AUTHORITY - ------------------------------------------------------------------------------------------------------------------------------------ (A) SOLE (C) NONE ------------------------- John Wiley & Sons, Inc. COM 968223206 29,378,299.10 718,999 718,999 629,599 89,400 Johnson & Johnson, Inc. COM 478160104 253,474,828.27 4,090,943 4,078,309 3,752,979 336,834 Jones Lang LaSalle, Inc. COM 48020Q107 32,489,540.78 376,603 376,603 328,203 48,400 Joy Global, Inc. COM 481165108 10,227,692.40 145,445 145,445 145,445 JPMorgan Chase & Co. COM 46625H100 834,926,265.12 21,931,355 21,825,722 19,421,196 2,500,539 Juniper Networks, Inc. COM 48203R104 5,187,422.00 170,920 170,920 170,920 K12, Inc. COM 48273U102 17,324,523.40 596,780 596,780 570,126 26,654 Kadant, Inc. COM 48282T104 279,868.00 14,800 14,800 14,800 Kansas City Southern COM 485170302 74,140,297.76 1,981,831 1,970,149 1,824,549 146,350 Kaydon Corp. COM 486587108 32,153,780.01 929,300 929,300 823,800 105,500 KBW, Inc. COM 482423100 51,978,240.00 2,030,400 2,030,400 1,784,500 245,900 Kellogg Co. COM 487836108 14,917,067.79 295,329 295,329 286,362 8,967 Kendle International, Inc. COM 48880L107 3,744,869.23 401,810 401,810 348,500 53,310 Kennametal, Inc. COM 489170100 112,308,376.50 3,631,050 3,628,082 3,344,082 285,926 Key Energy Services, Inc. COM 492914106 66,985,910.34 7,043,734 7,008,128 6,116,878 891,250 KeyCorp. COM 493267108 203,053,025.00 25,509,174 25,341,665 21,942,893 3,504,877 KForce, Inc. COM 493732101 54,200,118.99 3,950,446 3,950,446 3,445,438 505,008 Kinetic Concepts, Inc. COM 49460W208 55,064,203.23 1,505,309 1,494,007 1,373,651 123,249 Kirby Corp. COM 497266106 79,200,182.34 1,977,039 1,971,933 1,714,013 257,920 Kirkland's, Inc. COM 497498105 20,961,864.12 1,512,400 1,512,400 1,321,600 190,800 KIT Digital, Inc. COM 482470200 2,203,762.00 183,800 183,800 183,800 KMG Chemicals, Inc. COM 482564101 6,502,704.12 461,512 461,512 375,809 85,703 Knight Transportation, Inc. COM 499064103 81,470,556.94 4,214,721 4,197,149 3,641,329 555,820 Kodiak Oil and Gas Corp. COM 50015Q100 15,210,004.51 4,486,727 4,486,727 4,289,234 197,493 Kohl's Corp. COM 500255104 48,287,014.80 916,610 916,610 898,037 18,573 Koninklijke Philips NV NY Reg Shares 500472303 9,169,399.80 292,765 291,651 291,651 Koppers Holdings, Inc. COM 50060P106 49,928,705.46 1,858,158 1,858,158 1,636,800 221,358 Korn/Ferry International, Inc. COM 500643200 38,271,906.00 2,313,900 2,313,900 2,034,800 279,100 Kraft Foods, Inc. COM 50075N104 105,970,493.46 3,433,911 3,433,911 3,409,190 24,721 Kraton Performance Polymers COM 50077C106 36,496,604.69 1,344,258 1,344,258 1,171,358 172,900 Kroger Co. COM 501044101 154,617,224.06 7,138,376 7,079,745 5,752,917 1,379,360 KT Corp Spons ADR 48268K101 12,924,459.24 631,694 630,300 630,300 Kubota Corp Spons ADR 501173207 6,675,911.56 144,908 144,425 144,425 L.B. Foster Co. COM 350060109 6,211,044.93 214,618 214,618 175,365 39,253
9/30/2010
S.E.C. USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 CUSIP / SHARES OR INVESTMENT SEDOL FAIR PRINCIPAL DISCRETION OTHER NAME OF ISSUE TITLE OF CLASS NUMBERS MARKET VALUE AMOUNT SOLE MANAGERS VOTING AUTHORITY - ------------------------------------------------------------------------------------------------------------------------------------ (A) SOLE (C) NONE ------------------------- L-1 Identity Solutions, Inc. CV 3.75% 05/15/2027 50212AAB2 4,020,000.00 4,000,000 4,000,000 4,000,000 L-3 Communications Hldgs, Inc. COM 502424104 4,697,550.00 65,000 65,000 65,000 L-3 Communications Hldgs, Inc. CV 3.0% 8/1/2035 502413AW7 4,531,950.00 4,476,000 4,476,000 1,801,000 2,675,000 Laboratory Corp. of America CV 0% 09/11/2021 50540RAG7 8,482,705.02 8,012,000 8,012,000 5,032,000 2,980,000 Lam Research Corp. COM 512807108 20,726,798.40 495,264 488,796 439,196 49,600 Lamar Advertising Co. COM 512815101 7,515,502.16 236,188 236,188 236,188 Lance Inc COM 514606102 8,411,029.20 394,884 387,255 323,555 63,700 Las Vegas Sands Corp. COM 517834107 7,135,572.35 204,751 204,751 204,751 Lasalle Hotel Properties COM 517942108 15,315,772.00 654,800 654,800 572,500 82,300 Lattice Semiconductor Corp. COM 518415104 364,325.00 76,700 76,700 76,700 Lazard Ltd. COM G54050102 206,205,993.13 5,878,164 5,874,459 5,503,059 374,326 Lear Corp. COM 521865204 32,519,791.44 412,008 412,008 379,508 32,500 Legg Mason, Inc. CVPFD 7% 06/30/2011 524901303 11,720,124.90 394,617 324,538 324,538 Lender Processing Services COM 52602E102 15,608,895.29 469,723 460,500 381,500 79,000 Liberty Media (VIA) CV 3.25% 3/15/2031 530715AR2 36,753,750.00 54,450,000 54,450,000 54,450,000 LifePoint Hospitals, Inc. COM 53219L109 45,882,741.47 1,308,692 1,297,283 1,114,426 182,857 Limelight Network, Inc. COM 53261M104 4,663,428.01 793,100 793,100 793,100 Limited Brands, Inc. COM 532716107 10,765,854.58 402,011 402,011 402,011 Lincoln Educational Services COM 533535100 20,532,808.89 1,424,900 1,424,900 1,244,800 180,100 Lindsay Manufacturing Co COM 535555106 281,580.00 6,500 6,500 6,500 Liquidity Services Inc. COM 53635B107 5,991,998.63 374,266 374,266 364,788 9,478 Littelfuse, Inc. COM 537008104 74,423,984.20 1,703,066 1,703,066 1,493,952 209,114 LivePerson, Inc. COM 538146101 2,916,480.01 347,200 347,200 347,200 Lockheed Martin Corp. COM 539830109 55,962,355.68 785,106 779,685 682,246 102,039 LogMeIn, Inc. COM 54142L109 24,034,640.02 668,000 668,000 636,878 31,122 Longtop Financial Tech Ltd. ADR 54318P108 16,082,502.40 408,704 408,704 386,132 22,572 LSB Industries, Inc. COM 502160104 8,811,464.98 474,500 474,500 395,300 79,200 Lumber Liquidators, Inc. COM 55003T107 5,280,486.11 214,916 214,916 205,589 9,327 M&T Bank Corp. COM 55261F104 99,062,870.00 1,210,890 1,203,474 1,010,333 199,766 Macy's, Inc. COM 55616P104 12,657,268.39 548,171 548,171 494,571 53,600 Maidenform Brands, Inc. COM 560305104 11,183,154.35 387,631 387,631 366,284 21,347 MakeMyTrip Ltd COM V5633W109 1,163,158.08 30,048 30,048 28,322 1,726 MAKO Surgical Corp. COM 560879108 784,602.00 81,900 81,900 81,900 Marathon Oil Corp. COM 565849106 92,015,649.88 2,779,929 2,761,338 2,341,818 435,202
9/30/2010
S.E.C. USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 CUSIP / SHARES OR INVESTMENT SEDOL FAIR PRINCIPAL DISCRETION OTHER NAME OF ISSUE TITLE OF CLASS NUMBERS MARKET VALUE AMOUNT SOLE MANAGERS VOTING AUTHORITY - ------------------------------------------------------------------------------------------------------------------------------------ (A) SOLE (C) NONE ------------------------- Marcus Corp. (The) COM 566330106 3,343,584.15 282,159 282,159 217,959 64,200 Markel Corp. COM 570535104 10,042,041.78 29,142 29,142 26,442 2,700 MarketAxess Holdings, Inc. COM 57060D108 3,317,892.01 195,400 195,400 195,400 Marlin Business Services Corp. COM 571157106 7,012,200.00 584,350 584,350 481,950 102,400 Marriott International, Inc. COM 571903202 301,346,929.99 8,410,464 8,380,070 7,649,679 757,131 Marten Transport Ltd. COM 573075108 6,659,057.65 287,276 287,276 233,876 53,400 Marvell Technology Group COM G5876H105 7,801,160.26 445,526 445,526 445,526 Masimo Corp. COM 574795100 18,016,407.04 659,700 659,700 575,300 84,400 Mastercard, Inc. COM 57636Q104 43,007,328.01 191,997 191,065 186,914 4,768 MAXIMUS, Inc. COM 577933104 53,345,214.50 866,275 866,275 761,400 104,875 MaxLinear, Inc. COM 57776J100 924,797.29 82,424 82,424 82,424 Maxwell Technologies, Inc. COM 577767106 13,275,464.17 908,656 908,656 867,619 41,037 McAfee, Inc. COM 579064106 3,387,880.36 71,686 71,686 71,686 McDonald's Corp. COM 580135101 10,287,595.70 138,070 138,070 138,070 McGrath RentCorp. COM 580589109 5,565,980.01 232,400 232,400 198,900 33,500 McKesson Corp. COM 58155Q103 161,468,764.01 2,613,609 2,607,362 2,544,862 64,303 Meadowbrook Insurance Group In COM 58319P108 345,345.00 38,500 38,500 38,500 Medco Health Solutions, Inc. COM 58405U102 9,308,067.70 178,795 178,795 159,492 19,303 Medical Action Industries, Inc COM 58449L100 7,580,099.12 837,580 837,580 696,709 140,871 MEDNAX, Inc. COM 58502B106 19,481,149.98 365,500 365,500 318,700 46,800 Medtronic, Inc. COM 585055106 671,600.00 20,000 20,000 20,000 Medtronic, Inc. CV 1.5% 04/15/2011 585055AL0 8,351,875.00 8,300,000 8,300,000 8,300,000 Medtronic, Inc. CV 1.625% 04/15/2013 585055AM8 55,994,193.76 55,785,000 53,401,000 40,886,000 12,515,000 Mercadolibre, Inc. COM 58733R102 20,097,221.76 278,432 278,432 262,963 15,469 Merck & Co., Inc. COM 58933Y105 308,364,179.82 8,377,185 8,354,893 7,739,310 635,753 Mercury Computer Systems, Inc. COM 589378108 6,380,711.99 530,400 530,400 431,700 98,700 Meredith Corp. COM 589433101 53,853,542.78 1,616,738 1,606,036 1,424,736 181,300 Merit Medical Systems, Inc. COM 589889104 6,670,622.00 419,800 419,800 342,300 77,500 Metalico, Inc. COM 591176102 2,890,983.54 754,826 754,826 678,083 76,743 Metals USA Holdings Corp. COM 59132A104 7,056,239.52 543,624 543,624 475,024 68,600 Methode Electronics, Inc. COM 591520200 5,360,196.40 590,330 590,330 484,830 105,500 MetLife, Inc. COM 59156R108 192,678,409.92 5,011,142 4,991,409 4,548,699 459,856 Metro Bancorp, Inc. COM 59161R101 1,857,357.96 178,764 178,764 159,954 18,810 MF Global Hldgs Ltd. CV 9% 06/15/2038 55276YAB2 16,170,306.25 13,895,000 13,495,000 10,595,000 2,900,000
9/30/2010
S.E.C. USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 CUSIP / SHARES OR INVESTMENT SEDOL FAIR PRINCIPAL DISCRETION OTHER NAME OF ISSUE TITLE OF CLASS NUMBERS MARKET VALUE AMOUNT SOLE MANAGERS VOTING AUTHORITY - ------------------------------------------------------------------------------------------------------------------------------------ (A) SOLE (C) NONE ------------------------- MGIC Investment Corp. COM 552848103 58,073,683.20 6,291,840 6,291,840 5,527,891 763,949 MGM Resorts Intl COM 552953101 7,617,451.68 675,306 675,306 647,106 28,200 Michael Baker Corp. COM 057149106 6,552,448.01 198,800 198,800 162,200 36,600 Micron Technology, Inc. COM 595112103 82,234,022.69 11,405,551 11,397,570 10,931,964 470,839 Micron Technology, Inc. CV 1.875% 06/01/2014 595112AH6 13,959,481.25 15,619,000 15,619,000 6,524,000 9,095,000 Microsoft Corp. COM 594918104 127,775,962.75 5,217,475 5,208,460 5,079,541 134,757 Middleby Corp. COM 596278101 11,201,963.85 176,715 176,715 166,871 9,844 MidSouth Bancorp, Inc. COM 598039105 6,911,609.87 488,453 488,453 396,953 91,500 Mitsubishi UFJ Financial Group ADR 606822104 4,587,621.61 990,847 987,433 987,433 Mobile Mini, Inc. COM 60740F105 6,956,690.01 453,500 453,500 369,000 84,500 Modine Manufacturing Co. COM 607828100 5,203,564.01 401,200 401,200 326,700 74,500 Molson Coors Brewing Co. CV 2.5% 07/30/2013 60871RAA8 62,426,647.48 55,306,000 49,094,000 41,339,000 7,755,000 Molycorp Inc COM 608753109 3,042,730.95 107,555 107,555 101,589 5,966 Momenta Pharmaceuticals, Inc. COM 60877T100 6,661,491.20 442,624 442,624 417,400 25,224 Monro Muffler Brake, Inc. COM 610236101 7,522,846.56 163,150 163,150 152,300 10,850 Monsanto Co. COM 61166W101 68,417,199.20 1,427,440 1,426,597 1,399,636 27,539 Monster Worldwide, Inc. COM 611742107 15,492,539.52 1,195,412 1,195,412 1,112,104 83,308 Moody's Corp. COM 615369105 7,463,774.20 298,790 298,790 298,790 Moog, Inc. COM 615394202 71,527,793.60 2,014,300 2,014,300 1,783,930 230,370 Morgan Stanley COM 617446448 244,556,126.27 9,909,081 9,867,502 8,845,711 1,058,896 Mosaic Co. COM 61945A107 130,998,956.43 2,229,390 2,210,390 1,768,073 459,917 MSC Industrial Direct Co. Class A 553530106 31,127,040.00 576,000 576,000 506,400 69,600 Multi-Color Corp. COM 625383104 7,723,977.77 501,557 501,557 408,157 93,400 Murphy Oil Corp. COM 626717102 9,263,232.00 149,600 149,600 136,400 13,200 MWI Veterinary Supply, Inc. COM 55402X105 3,278,496.00 56,800 56,800 56,800 Mylan Laboratories, Inc. COM 628530107 71,951,316.11 3,825,163 3,825,163 3,550,163 275,000 Mylan Laboratories, Inc. CV 3.75% 09/15/2015 628530AJ6 592,968.75 375,000 375,000 375,000 Mylan Laboratories, Inc. CVPFD 6.5% 11/15/2010 628530206 72,569,918.75 64,925 63,604 53,304 10,300 MYR Group, Inc. COM 55405W104 5,963,058.97 363,823 363,823 303,423 60,400 Nabors Industries Ltd. CV 0.94% 05/15/2011 629568AP1 17,733,250.00 17,800,000 17,800,000 15,510,000 2,290,000 Nash Finch CV Step% 03/15/2035 631158AD4 1,009,000.00 2,018,000 1,870,000 1,870,000 National City Corp. CV 4% 02/01/2011 635405AW3 12,113,298.75 11,949,000 11,775,000 7,400,000 4,375,000 National Grid plc ADR 636274300 11,980,705.84 280,316 279,355 279,355 National Semiconductor Corp. COM 637640103 44,785,360.52 3,507,076 3,502,442 3,305,842 199,624
9/30/2010
S.E.C. USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 CUSIP / SHARES OR INVESTMENT SEDOL FAIR PRINCIPAL DISCRETION OTHER NAME OF ISSUE TITLE OF CLASS NUMBERS MARKET VALUE AMOUNT SOLE MANAGERS VOTING AUTHORITY - ------------------------------------------------------------------------------------------------------------------------------------ (A) SOLE (C) NONE ------------------------- Navigators Group, Inc. (The) COM 638904102 49,231,353.00 1,103,100 1,103,100 969,900 133,200 Neogen Corp. COM 640491106 4,092,464.97 120,900 120,900 120,900 NetApp, Inc. COM 64110D104 17,420,525.20 349,880 349,880 349,880 NetApp, Inc. CV 1.75% 06/01/2013 64110DAB0 6,060,093.76 3,715,000 3,715,000 1,340,000 2,375,000 Netezza Corp. COM 64111N101 15,854,658.06 588,299 588,299 551,029 37,270 NetLogic Microsystems, Inc. COM 64118B100 32,231,339.41 1,168,649 1,168,649 1,053,769 114,880 Netsuite, Inc. COM 64118Q107 11,432,062.82 485,026 485,026 458,222 26,804 Newmont Mining Corp. COM 651639106 331,061,523.20 5,270,841 5,241,937 4,607,639 659,600 Newmont Mining Corp. CV 1.25% 07/15/2014 651639AH9 50,379,516.25 34,477,000 34,315,000 33,490,000 825,000 Newmont Mining Corp. CV 1.625% 07/15/2017 651639AJ5 6,734,000.00 4,550,000 4,450,000 4,450,000 Newmont Mining Corp. CV 3% 02/15/2012 651639AK2 44,972,763.75 31,477,000 28,696,000 23,921,000 4,775,000 News Corp. COM 65248E104 70,172,555.40 5,373,090 5,373,090 5,373,090 NextEra Energy, Inc. COM 65339F101 114,707,041.48 2,108,973 2,100,200 1,951,096 156,104 NII Holdings, Inc. CV 3.125% 06/15/2012 62913FAJ1 12,345,449.98 12,662,000 12,662,000 1,522,000 11,140,000 Nike, Inc. COM 654106103 1,049,994.28 13,102 13,102 13,102 NJ Resources Corp. COM 646025106 26,111,970.04 665,782 665,782 588,032 77,750 Noranda Aluminum Holding Corp COM 65542W107 8,565,240.02 1,042,000 1,042,000 911,600 130,400 Nordstrom, Inc. COM 655664100 9,787,952.40 263,117 263,117 263,117 Northeast Utility Service Co. COM 664397106 20,765,680.35 702,255 702,255 640,455 61,800 Nuance Communications, Inc. COM 67020Y100 23,442,342.44 1,498,871 1,484,550 1,359,650 124,900 Nuance Communications, Inc. CV 2.75% 08/15/2027 67020YAB6 17,515,653.75 16,051,000 15,949,000 12,159,000 3,790,000 Nucor Corp. COM 670346105 4,106,118.00 107,490 107,490 107,490 Nutrisystem, Inc. COM 67069D108 36,744,552.00 1,909,800 1,909,800 1,677,300 232,500 NuVasive, Inc. CV 2.25% 03/15/2013 670704AB1 11,681,981.26 10,905,000 10,905,000 7,200,000 3,705,000 NVIDIA Corp. COM 67066G104 6,239,444.32 534,199 534,199 534,199 NxStage Medical, Inc. COM 67072V103 32,228,117.61 1,687,336 1,687,336 1,611,720 75,616 Oasis Petroleum Inc COM 674215108 6,857,967.87 354,051 354,051 333,922 20,129 Occidental Petroleum Corp. COM 674599105 116,829,942.30 1,492,081 1,492,081 1,478,098 13,983 Oceaneering Int'l, Inc. COM 675232102 10,606,757.52 196,932 192,580 159,580 33,000 Ocwen Financial Corp. COM 675746309 27,407,284.31 2,702,888 2,702,888 2,356,288 346,600 Old Republic Int'l Corp. CV 8% 05/15/2012 680223AF1 4,055,906.25 3,105,000 3,105,000 1,855,000 1,250,000 Olin Corp. COM 680665205 189,043,787.52 9,377,172 9,350,880 8,249,110 1,101,770 Omnicom Group, Inc. CV 0% 07/01/2038 682134AA9 46,963,225.00 47,140,000 46,540,000 33,670,000 12,870,000 Omnicom Group, Inc. COM 681919106 245,207,121.60 6,210,920 6,192,984 5,819,724 386,662
9/30/2010
S.E.C. USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 CUSIP / SHARES OR INVESTMENT SEDOL FAIR PRINCIPAL DISCRETION OTHER NAME OF ISSUE TITLE OF CLASS NUMBERS MARKET VALUE AMOUNT SOLE MANAGERS VOTING AUTHORITY - ------------------------------------------------------------------------------------------------------------------------------------ (A) SOLE (C) NONE ------------------------- ON Semiconductor Corp. COM 682189105 4,259,213.77 590,737 590,737 590,737 ON Semiconductor Corp. CV 2.625% 12/15/2026 682189AG0 28,909,108.75 28,517,000 25,790,000 15,240,000 10,550,000 Onyx Pharmaceuticals, Inc. COM 683399109 11,966,891.30 453,635 448,015 443,615 8,047 OpenTable, Inc. COM 68372A104 26,875,941.60 394,770 394,770 372,912 21,858 Oplink Communications, Inc. COM 68375Q403 392,832.00 19,800 19,800 19,800 OptionsXpress Holdings, Inc. COM 684010101 36,909,926.37 2,402,990 2,402,990 2,095,211 307,779 Oracle Corp. COM 68389X105 164,433,803.41 6,124,164 6,089,476 5,249,797 871,279 O'Reilly Automotive, Inc. COM 686091109 8,072,036.00 151,730 151,730 151,730 Orient-Express Hotels Ltd. COM G67743107 51,461,152.50 4,615,350 4,615,350 4,056,600 558,750 Orion Marine Group, Inc. COM 68628V308 5,611,802.03 452,200 452,200 368,100 84,100 ORIX Corp. ADR 686330101 4,614,691.64 120,614 120,209 120,209 Oshkosh Corp. COM 688239201 4,262,500.00 155,000 155,000 155,000 Overhill Farms, Inc. COM 690212105 11,434,541.98 2,507,575 2,507,575 2,081,061 426,514 Overstock.com, Inc. COM 690370101 11,793,757.09 750,239 750,239 715,154 35,085 Owens & Minor, Inc. COM 690732102 46,177,374.56 1,622,536 1,622,536 1,423,983 198,553 Owens Illinois, Inc. COM 690768403 48,397,775.76 1,724,796 1,724,796 1,645,096 79,700 Pacific Gas & Electric Co. COM 69331C108 112,775,725.27 2,482,953 2,465,970 2,059,989 421,681 Pacific Sunwear of California COM 694873100 50,848,539.05 9,722,474 9,722,474 8,465,554 1,256,920 PacWest Bancorp COM 695263103 61,525,432.20 3,227,987 3,227,987 2,835,537 392,450 Pall Corp. COM 696429307 103,043,509.96 2,474,628 2,467,925 2,381,225 91,052 Panera Bread Co. COM 69840W108 2,098,905.07 23,687 23,687 23,687 Panhandle Oil and Gas Inc COM 698477106 281,466.00 11,400 11,400 11,400 Pantry, Inc. COM 698657103 819,740.00 34,000 34,000 34,000 Papa John's Int'l, Inc. COM 698813102 13,545,127.54 513,462 513,462 447,462 66,000 Par Pharmaceutical Cos., Inc. COM 69888P106 52,130,698.20 1,792,665 1,789,744 1,587,444 204,185 PAREXEL International Corp. COM 699462107 12,804,050.97 553,569 553,569 522,890 30,679 Parker Hannifin Corp. COM 701094104 183,575,345.56 2,620,259 2,618,456 2,545,858 73,787 PartnerRe Ltd. COM G6852T105 71,768,877.46 895,097 888,472 782,072 106,400 Patterson Cos., Inc. COM 703395103 33,811,641.27 1,180,162 1,180,162 1,119,762 60,400 Peabody Energy Corp. COM 704549104 1,484,316.86 30,286 30,286 30,286 Pearson Plc Spons ADR 705015105 6,164,869.92 397,221 395,877 395,877 Peet's Coffee & Tea, Inc. COM 705560100 1,933,995.01 56,500 56,500 56,500 Penn National Gaming, Inc. COM 707569109 21,284,230.59 718,819 718,819 670,819 48,000 Penn Virginia Corp. CV 4.5% 11/15/2012 707882AA4 12,368,580.00 12,621,000 12,621,000 5,808,000 6,813,000
9/30/2010
S.E.C. USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 CUSIP / SHARES OR INVESTMENT SEDOL FAIR PRINCIPAL DISCRETION OTHER NAME OF ISSUE TITLE OF CLASS NUMBERS MARKET VALUE AMOUNT SOLE MANAGERS VOTING AUTHORITY - ------------------------------------------------------------------------------------------------------------------------------------ (A) SOLE (C) NONE ------------------------- Penn West Energy Trust COM 707885109 2,632,381.20 131,160 131,160 131,160 Pentair, Inc. COM 709631105 8,718,913.80 259,260 259,260 235,560 23,700 People United Financial, Inc. COM 712704105 41,816,345.34 3,194,526 3,194,526 2,817,702 376,824 PepsiCo, Inc. COM 713448108 196,179,048.98 2,952,725 2,943,230 2,695,495 256,335 Perficient, Inc. COM 71375U101 1,773,160.00 194,000 194,000 194,000 Pericom Semiconductor Corp COM 713831105 4,233,220.52 487,137 487,137 398,262 88,875 PerkinElmer, Inc. COM 714046109 58,592,955.95 2,532,107 2,509,114 2,153,553 355,561 Perma-Fix Envr Svcs, Inc. COM 714157104 1,600,387.74 958,316 958,316 856,275 102,041 Perrigo Co. COM 714290103 5,543,341.96 86,318 86,318 86,318 Petrohawk Energy Corp. COM 716495106 9,455,699.70 585,855 576,191 483,279 92,912 Petroleo Brasileiro S.A. ADR 71654V101 9,056,055.42 275,931 275,403 275,403 Petroleo Brasileiro S.A. COM 71654V408 15,139,134.27 417,401 416,211 399,284 16,927 PetSmart, Inc. COM 716768106 41,491,275.00 1,185,465 1,185,465 1,086,065 99,400 Pfizer, Inc. COM 717081103 300,516,517.07 17,502,418 17,477,018 16,742,011 760,407 Philip Morris Int'l, Inc. COM 718172109 53,740,658.24 959,312 959,312 959,312 Phillips-Van Heusen Corp. COM 718592108 30,435,786.24 505,914 498,869 444,969 53,900 Pier 1 Imports, Inc. COM 720279108 49,691,563.73 6,067,346 6,067,346 5,440,146 627,200 Placer Dome, Inc. CV 2.75% 10/15/2023 725906AK7 19,044,750.01 10,050,000 10,050,000 10,050,000 Plexus Corp. COM 729132100 107,309,528.67 3,656,202 3,641,523 3,198,234 443,289 PMC-Sierra, Inc. COM 69344F106 2,208,000.00 300,000 300,000 300,000 PMI Group, Inc. CV 4.5% 04/15/2020 69344MAK7 2,549,300.00 2,960,000 2,960,000 1,140,000 1,820,000 PNC Financial Services Group COM 693475105 259,648,499.21 5,001,898 4,980,515 4,466,568 533,317 Polypore International, Inc. COM 73179V103 12,514,530.08 414,938 414,938 391,938 23,000 Portfolio Recovery Associates COM 73640Q105 17,422,528.50 269,490 269,490 254,493 14,997 Potash Corp. - Saskatchewan COM 73755L107 155,058,483.84 1,076,496 1,074,796 1,022,972 53,524 Power Integrations, Inc. COM 739276103 28,900,924.77 909,120 909,120 795,047 114,073 PPL Corp. COM 69351T106 77,699,280.11 2,853,444 2,847,633 2,698,057 152,563 PPL Corp. CVPFD 9.5% 07/01/2013 69351T601 13,487,443.38 236,373 205,592 158,142 47,450 Precision Castparts Corp. COM 740189105 11,158,789.05 87,623 87,623 79,126 8,497 Priceline.com, Inc. COM 741503403 11,935,521.76 34,264 34,264 34,264 Procter & Gamble Co. COM 742718109 142,853,637.47 2,382,085 2,382,085 2,343,698 38,387 Progress Energy, Inc. COM 743263105 81,965,605.23 1,845,241 1,833,158 1,546,643 297,415 ProLogis CV 2.25% 04/01/2037 743410AQ5 12,530,662.50 12,885,000 12,885,000 6,210,000 6,675,000 ProLogis CV 2.625% 05/15/2038 743410AS1 5,614,277.50 5,902,000 3,494,000 3,494,000
9/30/2010
S.E.C. USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 CUSIP / SHARES OR INVESTMENT SEDOL FAIR PRINCIPAL DISCRETION OTHER NAME OF ISSUE TITLE OF CLASS NUMBERS MARKET VALUE AMOUNT SOLE MANAGERS VOTING AUTHORITY - ------------------------------------------------------------------------------------------------------------------------------------ (A) SOLE (C) NONE ------------------------- ProLogis CV 3.25% 03/15/2015 743410AY8 20,236,825.00 20,545,000 20,545,000 14,365,000 6,180,000 Prudential Financial, Inc. COM 744320102 78,208,125.66 1,443,487 1,443,487 1,420,832 22,655 Prudential plc ADR 74435K204 9,713,974.20 486,916 485,303 485,303 PSS World Medical, Inc. COM 69366A100 26,006,118.86 1,216,376 1,216,376 1,060,076 156,300 Public Service Enterprise Group, Inc. COM 744573106 19,096,554.73 577,284 570,984 424,498 152,786 Pulte Group, Inc. COM 745867101 51,729,114.02 5,905,150 5,859,377 4,839,024 1,059,727 QEP Resources Inc COM 74733V100 57,694,259.23 1,914,209 1,911,745 1,792,645 120,693 QLogic Corp. COM 747277101 76,367,088.00 4,329,200 4,329,200 3,835,900 493,300 Quaker Chemical Corp. COM 747316107 6,671,088.18 204,886 204,886 166,686 38,200 QUALCOMM, Inc. COM 747525103 40,476,881.28 897,094 897,094 847,311 49,783 Quanex Building Products Corp. COM 747619104 19,604,921.27 1,135,201 1,135,201 990,728 144,473 Questar Corp. COM 748356102 15,683,477.45 894,665 894,665 816,865 77,800 Quicksilver Resources, Inc. CV 1.875% 11/1/2024 74837RAB0 5,029,062.51 4,750,000 4,750,000 3,100,000 1,650,000 Qwest Communications, Inc. COM 749121109 4,639,800.00 740,000 740,000 707,500 32,500 Rackspace Hosting, Inc. COM 750086100 17,473,810.26 672,587 672,587 635,426 37,161 Radian Group, Inc. COM 750236101 3,881,926.19 496,410 496,410 400,810 95,600 Radiant Systems, Inc. COM 75025N102 10,950,891.29 640,403 640,403 531,903 108,500 Range Resources Corp. COM 75281A109 56,365,519.98 1,478,246 1,471,461 1,363,510 107,951 Rayonier Trs Holdings, Inc. CV 3.75% 10/15/2012 75508AAB2 18,371,100.00 16,720,000 15,960,000 12,460,000 3,500,000 Raytheon Co. COM 755111507 13,245,386.70 289,770 289,770 289,770 RBC Bearings, Inc. COM 75524B104 50,904,758.41 1,498,080 1,488,665 1,365,515 124,086 RC2 Brands, Inc. COM 749388104 7,938,562.55 378,929 378,929 320,492 58,437 Red Hat, Inc. COM 756577102 2,587,715.00 63,115 63,115 63,115 Reed Elsevier plc Spons ADR 758205207 7,775,291.25 230,379 229,605 229,605 Regal Beloit Corp. COM 758750103 33,783,372.56 575,624 575,624 504,124 71,500 Regions Financial Corp. COM 7591EP100 101,827,880.22 14,006,586 13,940,303 12,414,438 1,583,965 Regis Corp. COM 758932107 49,102,654.44 2,566,788 2,538,972 2,219,227 319,745 Reliance Steel & Aluminum Co. COM 759509102 233,306,403.30 5,617,780 5,602,353 5,086,853 518,301 ReneSola Ltd. ADR 75971T103 25,723,625.00 2,057,890 2,057,890 1,966,645 91,245 Rent-A-Center, Inc. COM 76009N100 45,409,020.00 2,029,000 2,029,000 1,782,300 246,700 Republic Services, Inc. COM 760759100 32,630,977.31 1,070,219 1,070,219 969,384 100,835 ResMed, Inc. COM 761152107 5,199,991.28 158,488 157,960 157,960 Resource Capital Corp COM 76120W302 273,050.00 43,000 43,000 43,000 RightNow Technologies, Inc. COM 76657R106 1,800,580.00 91,400 91,400 91,400
9/30/2010
S.E.C. USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 CUSIP / SHARES OR INVESTMENT SEDOL FAIR PRINCIPAL DISCRETION OTHER NAME OF ISSUE TITLE OF CLASS NUMBERS MARKET VALUE AMOUNT SOLE MANAGERS VOTING AUTHORITY - ------------------------------------------------------------------------------------------------------------------------------------ (A) SOLE (C) NONE ------------------------- Rimage Corp. COM 766721104 7,218,672.50 439,092 439,092 357,940 81,152 Riverbed Technology, Inc. COM 768573107 17,384,713.38 381,411 381,411 360,329 21,082 RLI Corp. COM 749607107 21,662,075.92 382,587 382,587 334,787 47,800 Robbins & Myers, Inc. COM 770196103 43,737,658.39 1,633,221 1,633,221 1,518,351 114,870 Robert Half Int'l, Inc. COM 770323103 51,859,183.99 1,994,584 1,989,096 1,761,396 227,700 Rockwell Automation Inc COM 773903109 13,802,581.08 223,596 223,596 223,596 Rockwell Collins, Inc. COM 774341101 2,576,048.00 44,224 44,224 44,224 Rockwood Holdings, Inc. COM 774415103 23,533,612.17 747,811 747,811 724,357 23,454 Rogers Corp. COM 775133101 54,705,251.44 1,737,778 1,737,778 1,528,392 209,386 Roper Industries, Inc. COM 776696106 13,758,911.38 211,091 206,172 172,272 33,900 Roper Industries, Inc. CV Adj% 01/15/2034 776696AA4 23,001,735.00 28,933,000 28,852,000 28,852,000 Rovi Corp. COM 779376102 55,408,403.55 1,099,155 1,089,668 964,325 125,343 Royal Caribbean Cruises Ltd. COM V7780T103 6,564,230.70 208,190 208,190 202,710 5,480 Royal Dutch Shell plc ADR 780259206 3,750,660.00 62,200 62,200 62,200 Royal Gold, Inc. COM 780287108 13,587,081.76 272,614 272,614 248,614 24,000 RTI International Metals, Inc. COM 74973W107 32,539,629.04 1,062,692 1,062,692 934,322 128,370 Rubicon Technology Inc COM 78112T107 5,706,784.59 251,511 251,511 241,719 9,792 Rudolph Technologies, Inc. COM 781270103 7,947,268.45 956,350 956,350 833,150 123,200 Rush Enterprises, Inc. Class A 781846209 11,526,184.55 751,381 751,381 655,759 95,622 Rush Enterprises, Inc. Class B 781846308 6,959,672.69 506,158 506,158 412,454 93,704 SAIC, Inc. COM 78390X101 15,021,200.00 940,000 940,000 940,000 Salesforce.com, Inc. COM 79466L302 7,475,283.40 66,863 66,863 66,863 Salix Pharmaceuticals, Inc. COM 795435106 20,819,873.52 524,166 524,166 494,920 29,246 Salix Pharmaceuticals, Inc. CV 2.75% 05/15/2015 795435AC0 19,488,542.50 17,002,000 14,404,000 13,464,000 940,000 SanDisk Corp. CV 1.0% 05/15/2013 80004CAC5 33,386,197.50 36,191,000 36,191,000 30,951,000 5,240,000 SanDisk Corp. CV 1.5% 08/15/2017 80004CAD3 6,518,750.00 7,000,000 7,000,000 7,000,000 SandRidge Energy, Inc. COM 80007P307 41,256,134.72 7,263,404 7,263,404 6,377,987 885,417 Sandy Spring Bancorp, Inc. COM 800363103 6,108,550.00 394,100 394,100 320,900 73,200 Sanofi-Aventis S.A. ADR 80105N105 10,056,828.25 302,461 302,461 276,861 25,600 SAP AG ADR 803054204 12,916,310.71 261,941 261,061 261,061 Sapient Corp. COM 803062108 28,771,343.37 2,403,621 2,348,705 1,935,205 413,500 SBA Communications Corp. CV 1.875% 05/01/2013 78388JAN6 15,549,352.50 13,791,000 9,956,000 9,956,000 SBA Communications Corp. CV 4% 10/01/2014 78388JAM8 67,147,850.00 45,640,000 45,640,000 43,990,000 1,650,000 ScanSource, Inc. COM 806037107 92,503,246.53 3,334,652 3,334,652 2,929,823 404,829
9/30/2010
S.E.C. USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 CUSIP / SHARES OR INVESTMENT SEDOL FAIR PRINCIPAL DISCRETION OTHER NAME OF ISSUE TITLE OF CLASS NUMBERS MARKET VALUE AMOUNT SOLE MANAGERS VOTING AUTHORITY - ------------------------------------------------------------------------------------------------------------------------------------ (A) SOLE (C) NONE ------------------------- SCBT Financial Corp. COM 78401V102 18,673,952.07 598,716 598,716 516,816 81,900 Schlumberger Ltd. COM 806857108 330,609,944.05 5,366,173 5,337,740 4,630,175 733,476 Schnitzer Steel Industries Class A 806882106 16,824,131.60 348,470 348,470 306,650 41,820 Select Comfort Corp. COM 81616X103 17,735,124.00 2,615,800 2,615,800 2,285,500 330,300 Semtech Corp. COM 816850101 40,385,047.49 2,000,250 2,000,250 1,743,301 256,949 SFN Group Inc COM 784153108 5,727,530.03 953,000 953,000 776,000 177,000 Shanda Games Ltd. ADR 81941U105 354,832.00 66,200 66,200 59,900 6,300 Shoe Carnival Inc. COM 824889109 311,388.00 15,400 15,400 15,400 ShuffleMaster, Inc. COM 825549108 1,772,828.00 210,800 210,800 210,800 Shutterfly, Inc. COM 82568P304 3,207,166.00 123,400 123,400 123,400 Siemens AG COM 826197501 9,334,013.20 88,558 88,324 88,324 Signature Bank COM 82669G104 98,762,002.46 2,542,791 2,542,791 2,317,607 225,184 Silgan Holdings, Inc. COM 827048109 25,743,760.20 812,106 812,106 712,854 99,252 Silicon Laboratories, Inc. COM 826919102 13,577,578.92 370,466 370,466 323,666 46,800 Siliconware Precision ADR 827084864 11,657,601.84 2,146,888 2,142,801 2,142,801 Simon Property Group, Inc. COM 828806109 2,420,514.00 26,100 26,100 26,100 SINA Corp. COM G81477104 21,337,122.42 421,849 421,849 398,382 23,467 Sinclair Broadcast Group, Inc. CV 6.0% 9/15/2012 829226AV1 30,000,250.00 30,380,000 30,380,000 30,380,000 Sl Inds, Inc. COM 784413106 314,207.00 22,300 22,300 22,300 Smart Technologies, Inc. COM 83172R108 19,615,264.55 1,447,621 1,447,621 1,436,521 11,100 Smith Micro Software, Inc. COM 832154108 417,480.00 42,000 42,000 25,600 16,400 Smurfit-Stone Container Corp COM 83272A104 34,351,918.37 1,870,001 1,870,001 1,870,001 Snap-on, Inc. COM 833034101 12,557,700.00 270,000 270,000 270,000 Sohu.com, Inc. COM 83408W103 24,987,143.48 433,654 433,654 386,346 47,308 Solera Holdings, Inc. COM 83421A104 13,389,312.00 303,200 303,200 264,700 38,500 Sony Corp. ADR 835699307 9,266,785.84 299,702 298,689 298,689 Sourcefire, Inc. COM 83616T108 20,092,712.63 696,696 696,696 667,911 28,785 Southern Co. COM 842587107 82,600,219.26 2,218,051 2,204,751 1,902,865 315,186 Southern National Bancorp of Virginia COM 843395104 449,386.79 62,070 62,070 41,070 21,000 Southwestern Energy Co. COM 845467109 72,696,720.79 2,173,945 2,170,300 2,143,408 29,205 SPDR S&P 500 ETF Trust ETF 78462F103 11,412,000.00 100,000 100,000 100,000 Spectrum Control, Inc. COM 847615101 8,176,959.98 555,500 555,500 452,000 103,500 Spirit Aerosystems Holdings Class A 848574109 14,267,488.40 715,880 700,740 586,093 114,647 SRA International, Inc. COM 78464R105 4,693,360.00 238,000 238,000 238,000
9/30/2010
S.E.C. USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 CUSIP / SHARES OR INVESTMENT SEDOL FAIR PRINCIPAL DISCRETION OTHER NAME OF ISSUE TITLE OF CLASS NUMBERS MARKET VALUE AMOUNT SOLE MANAGERS VOTING AUTHORITY - ------------------------------------------------------------------------------------------------------------------------------------ (A) SOLE (C) NONE ------------------------- SS&C Technologies Holdings COM 78467J100 11,720,471.60 741,802 741,802 700,680 41,122 Standard Parking Corp. COM 853790103 4,859,820.01 284,200 284,200 232,500 51,700 Stanley Works CV Adj% 05/17/2012 854616AM1 23,548,899.00 21,054,000 19,365,000 13,990,000 5,375,000 Starwood Hotels & Resorts, Inc COM 85590A401 56,216,676.25 1,069,775 1,069,775 1,043,235 26,540 State Street Corp. COM 857477103 242,078,555.29 6,428,002 6,401,189 5,895,839 527,792 Steel Dynamics, Inc. COM 858119100 16,594,291.26 1,176,066 1,176,066 1,068,266 107,800 Steel Dynamics, Inc. CV 5.125% 06/15/2014 858119AP5 6,405,041.27 5,637,000 5,637,000 2,532,000 3,105,000 Steelcase, Inc. COM 858155203 38,535,412.94 4,626,100 4,626,100 4,041,000 585,100 Stepan Co COM 858586100 230,529.00 3,900 3,900 3,900 Sterling Bancorp COM 859158107 5,611,133.02 645,700 645,700 525,700 120,000 Sterling Construction Co. COM 859241101 3,406,976.00 275,200 275,200 246,200 29,000 Steve Madden Ltd. COM 556269108 12,930,409.90 314,915 314,915 297,507 17,408 STR Holdings, Inc. COM 78478V100 19,085,883.18 886,067 886,067 844,614 41,453 Stratasys, Inc. COM 862685104 32,718,331.82 1,180,315 1,180,315 1,031,312 149,003 SuccessFactors, Inc. COM 864596101 23,024,589.39 916,949 916,949 873,845 43,104 Suncor Energy, Inc. COM 867224107 169,939,058.10 5,220,862 5,203,924 4,801,805 417,519 SunPower Corp. CV 4.75% 04/15/2014 867652AC3 12,851,437.50 13,950,000 13,950,000 13,950,000 Suntech Power Holdings Co. CV 3% 03/15/2013 86800CAE4 22,039,705.02 25,406,000 25,406,000 17,241,000 8,165,000 SunTrust Banks, Inc. COM 867914103 334,435,578.06 12,947,564 12,868,969 10,988,673 1,951,939 Superior Energy Services, Inc. COM 868157108 148,898,358.83 5,578,807 5,563,112 4,991,810 572,340 SUPERVALU, Inc. COM 868536103 6,145,490.00 533,000 533,000 533,000 Susquehanna Bancshares, Inc. COM 869099101 44,146,264.00 5,230,600 5,230,600 4,594,000 636,600 SVB Financial Group COM 78486Q101 46,634,777.92 1,101,956 1,101,956 982,161 119,795 SXC Health Solutions Corp. COM 78505P100 14,171,330.25 388,575 388,575 367,015 21,560 Sykes Enterprises, Inc. COM 871237103 29,963,631.75 2,206,453 2,206,453 1,922,604 283,849 Symantec Corp. CV 0.75% 06/15/2011 871503AD0 39,274,925.00 38,317,000 38,317,000 35,392,000 2,925,000 Symantec Corp. CV 1% 06/15/2013 871503AF5 12,458,162.50 11,522,000 10,167,000 10,167,000 Synchronoss Technologies, Inc. COM 87157B103 18,830,317.09 1,057,289 1,057,289 1,007,122 50,167 Synovis Life Technology, Inc. COM 87162G105 1,928,549.99 129,000 129,000 129,000 T. Rowe Price Group, Inc. COM 74144T108 65,306,738.73 1,304,439 1,304,439 1,280,553 23,886 Taiwan Semiconductor Co. ADR 874039100 2,751,732.36 271,374 271,374 271,348 26 Taleo Corp. COM 87424N104 10,394,886.32 358,568 358,568 343,065 15,503 Target Corp. COM 87612E106 259,861,271.85 4,862,674 4,840,957 4,306,732 553,469 TCF Financial Corp. COM 872275102 76,918,819.59 4,751,008 4,744,142 4,482,344 266,257
9/30/2010
S.E.C. USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 CUSIP / SHARES OR INVESTMENT SEDOL FAIR PRINCIPAL DISCRETION OTHER NAME OF ISSUE TITLE OF CLASS NUMBERS MARKET VALUE AMOUNT SOLE MANAGERS VOTING AUTHORITY - ------------------------------------------------------------------------------------------------------------------------------------ (A) SOLE (C) NONE ------------------------- Team, Inc. COM 878155100 6,938,486.85 403,166 403,166 328,166 75,000 Tech Data Corp. CV 2.75% 12/15/2026 878237AE6 18,043,593.75 17,625,000 13,673,000 12,923,000 750,000 Techne Corp. COM 878377100 27,885,848.50 451,739 451,739 395,834 55,905 Telecom Italia Capital S.P.A. ADR 87927Y102 9,276,182.02 665,914 663,734 663,734 Teleflex, Inc. COM 879369106 50,195,677.64 884,038 878,522 758,772 119,750 Telefonaktiebolaget LM Ericson ADR 294821608 29,751,012.98 2,712,034 2,708,280 2,438,680 269,600 Telekomunikasi Indonesia ADR 715684106 3,703,713.00 89,700 89,700 89,700 Tempur-Pedic International COM 88023U101 6,666,705.00 215,055 215,055 203,127 11,928 Tenet Healthcare Corp. COM 88033G100 18,822,798.32 3,987,881 3,965,081 2,894,855 1,093,026 Tenneco, Inc. COM 880349105 10,651,573.72 367,676 367,676 363,576 4,100 Teradyne, Inc. COM 880770102 49,182,554.14 4,414,951 4,401,074 3,819,174 581,900 Teradyne, Inc. CV 4.5% 03/15/2014 880770AE2 4,923,062.50 2,270,000 2,270,000 1,020,000 1,250,000 Territorial Bancorp, Inc. COM 88145X108 3,864,168.00 229,600 229,600 184,100 45,500 Tesco Corp. COM 88157K101 4,654,407.00 386,900 386,900 313,500 73,400 Tessco Technologies Inc COM 872386107 598,580.40 39,720 39,720 11,120 28,600 Tetra Tech, Inc. COM 88162G103 15,380,761.05 733,465 717,714 599,014 118,700 Teva Pharmaceutical Fin Co. CV .25% 02/01/2026 88163VAE9 35,779,889.99 29,388,000 26,777,000 19,087,000 7,690,000 Teva Pharmaceutical Fin LLC CV 1.75% 02/01/2026 88165FAA0 93,899,662.50 80,085,000 76,650,000 75,325,000 1,325,000 Teva Pharmaceutical Industries ADR 881624209 241,686,389.38 4,581,733 4,565,057 4,184,056 396,280 Texas Capital Bancshares, Inc. COM 88224Q107 49,751,174.22 2,880,786 2,880,786 2,543,354 337,432 Texas Instruments, Inc. COM 882508104 98,040,481.72 3,612,398 3,604,398 3,317,605 294,793 Textron, Inc. CV 4.5% 05/01/2013 883203BN0 7,353,000.00 4,300,000 4,300,000 4,300,000 Thomas & Betts Corp. COM 884315102 30,816,849.35 751,264 751,264 658,064 93,200 Thor Industries, Inc. COM 885160101 51,633,060.00 1,545,900 1,545,900 1,358,300 187,600 Thoratec Corp. COM 885175307 27,000,244.38 730,131 730,131 694,893 35,238 Tibco Software, Inc. COM 88632Q103 11,747,428.00 662,200 662,200 625,669 36,531 Tiffany & Co. COM 886547108 6,288,107.82 133,818 133,818 133,818 Time Warner Cable, Inc. COM 88732J207 125,369,585.23 2,322,089 2,312,480 2,078,967 242,423 Time Warner, Inc. COM 887317303 91,142,157.93 2,973,643 2,973,627 2,927,207 46,420 Titanium Metals Corp. COM 888339207 1,616,760.00 81,000 81,000 81,000 Tower Group, Inc. COM 891777104 28,617,783.29 1,225,601 1,225,601 1,073,601 152,000 TPC Group, Inc. COM 89236Y104 838,749.84 35,212 35,212 35,212 Transocean Ltd. CV 1.5% 12/15/2037 893830AV1 2,542,993.77 2,585,000 2,585,000 990,000 1,595,000 Transocean Ltd. CV 1.5% 12/15/2037 893830AW9 14,209,197.50 14,782,000 10,826,000 10,826,000
9/30/2010
S.E.C. USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 CUSIP / SHARES OR INVESTMENT SEDOL FAIR PRINCIPAL DISCRETION OTHER NAME OF ISSUE TITLE OF CLASS NUMBERS MARKET VALUE AMOUNT SOLE MANAGERS VOTING AUTHORITY - ------------------------------------------------------------------------------------------------------------------------------------ (A) SOLE (C) NONE ------------------------- Transocean Ltd. CV 1.625% 12/15/2037 893830AU3 18,339,037.50 18,385,000 18,385,000 18,385,000 Trex Co., Inc. COM 89531P105 5,820,106.79 305,197 297,494 278,494 19,000 Trex Co., Inc. CV 6% 07/01/2012 89531PAA3 7,071,093.76 6,465,000 6,465,000 2,715,000 3,750,000 Trina Solar Ltd. ADR 89628E104 22,996,797.84 761,988 761,988 719,635 42,353 Trinity Industries, Inc. COM 896522109 27,712,275.77 1,244,377 1,244,377 1,182,401 61,976 TrueBlue, Inc. COM 89785X101 66,354,683.85 4,861,149 4,844,203 4,319,853 524,350 TTM Technologies, Inc. CV 3.25% 05/15/2015 87305RAC3 1,257,091.25 1,301,000 1,207,000 1,207,000 Tupperware Brands Corp. COM 899896104 15,192,320.00 332,000 332,000 301,600 30,400 Tyco Electronics Ltd. COM H8912P106 25,581,847.02 875,491 875,491 797,991 77,500 Tyco International Ltd. COM H89128104 35,469,756.97 965,689 965,689 878,689 87,000 U.S. Bancorp COM 902973304 18,901,587.68 874,264 874,264 822,442 51,822 UAL Corp. CV 4.5% 06/30/2021 902549AH7 45,910,911.98 45,728,000 43,026,000 35,026,000 8,000,000 UGI Corp. COM 902681105 43,067,376.85 1,505,326 1,488,876 1,275,056 213,820 Ulta Salon, Inc. COM 90384S303 15,570,578.80 533,239 533,239 503,680 29,559 Ultra Clean Holdings COM 90385V107 172,400.00 20,000 20,000 20,000 UMB Financial Corp. COM 902788108 17,614,451.42 496,042 496,042 450,442 45,600 Under Armour, Inc. COM 904311107 19,669,373.36 436,709 436,709 412,551 24,158 Union Pacific Corp. COM 907818108 108,081,194.80 1,321,286 1,321,286 1,288,929 32,357 UniSource Energy Corp. COM 909205106 9,694,700.00 290,000 290,000 290,000 United Parcel Service, Inc. COM 911312106 2,201,837.04 33,016 33,016 33,016 United States Steel Corp. COM 912909108 240,153,985.64 5,477,965 5,456,474 4,924,865 550,323 United States Steel Corp. CV 4% 05/15/2014 912909AE8 12,769,970.00 8,252,000 6,885,000 5,005,000 1,880,000 United Technologies Corp. COM 913017109 136,693,931.51 1,919,050 1,916,511 1,888,292 30,040 United Therapeutics Corp. CV .5% 10/15/2011 91307CAD4 14,548,418.76 9,595,000 9,595,000 3,740,000 5,855,000 UnitedHealth Group, Inc. COM 91324P102 400,793,114.02 11,415,355 11,351,707 10,034,724 1,373,619 Universal Health Service, Inc. COM 913903100 58,712,291.61 1,510,867 1,508,094 1,442,994 66,889 Universal Stainless & Alloy COM 913837100 6,663,127.98 271,300 271,300 220,800 50,500 Urban Outfitters, Inc. COM 917047102 2,719,780.08 86,507 86,507 86,507 US Auto Parts Network Inc COM 90343C100 1,981,120.00 241,600 241,600 241,600 UTi Worldwide, Inc. COM G87210103 43,602,849.60 2,711,620 2,711,620 2,367,400 344,220 Vale Capital II CVPFD 6.75% 06/15/2012 91912F300 2,800,411.00 31,300 31,300 11,400 19,900 Valero Energy Corp. COM 91913Y100 51,193,916.97 2,923,696 2,899,241 2,343,035 577,746 VanceInfo Technologies, Inc. ADR 921564100 28,341,773.45 876,369 876,369 833,611 42,758 Vascular Solutions Inc COM 92231M109 2,268,448.00 197,600 197,600 197,600
9/30/2010
S.E.C. USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 CUSIP / SHARES OR INVESTMENT SEDOL FAIR PRINCIPAL DISCRETION OTHER NAME OF ISSUE TITLE OF CLASS NUMBERS MARKET VALUE AMOUNT SOLE MANAGERS VOTING AUTHORITY - ------------------------------------------------------------------------------------------------------------------------------------ (A) SOLE (C) NONE ------------------------- VeriFone Systems Inc COM 92342Y109 195,919,155.38 6,305,734 6,297,044 6,003,933 298,779 Verizon Communications, Inc. COM 92343V104 210,594,200.94 6,461,927 6,431,661 5,705,853 753,452 Vertex Pharmaceuticals, Inc. COM 92532F100 3,173,318.58 91,794 91,794 81,688 10,106 VF Corp. COM 918204108 39,781,792.25 491,012 489,540 463,040 27,435 Viacom, Inc. COM 92553P201 60,567,185.91 1,673,589 1,671,182 1,669,782 2,945 Visa, Inc. COM 92826C839 1,177,763.60 15,860 15,860 15,860 Vitamin Shoppe Inc COM 92849E101 14,058,435.15 512,147 512,147 489,135 23,012 VMware, Inc. COM 928563402 25,167,382.24 296,296 296,296 273,074 23,222 Vodafone Group plc ADR 92857W209 12,535,971.99 505,279 503,606 503,606 Volcano Corp. COM 928645100 17,045,374.08 656,096 656,096 619,755 36,341 Vornado Realty L.P. CV 3.875% 04/15/2025 929043AC1 43,994,002.50 38,339,000 34,030,000 27,850,000 6,180,000 W.R. Berkley Corp. COM 084423102 12,276,245.00 453,500 453,500 412,700 40,800 WABCO Holdings, Inc. COM 92927K102 245,079,577.51 5,843,576 5,829,130 5,390,560 441,172 Walgreen Co. COM 931422109 1,045,267.00 31,202 31,202 31,202 Wal-Mart Stores, Inc. COM 931142103 17,860,480.32 333,716 333,716 322,094 11,622 Walt Disney Co. COM 254687106 184,908,640.85 5,584,677 5,581,201 5,527,699 55,754 Walter Energy, Inc. COM 93317Q105 7,272,528.56 89,464 89,464 89,464 Warner Chilcott plc COM G94368100 87,416,882.52 3,895,583 3,880,220 3,690,320 195,308 Washington Banking Co. COM 937303105 10,924,646.06 788,214 788,214 655,014 133,200 Washington Federal, Inc. COM 938824109 40,373,687.20 2,645,720 2,645,720 2,321,300 324,420 Waste Connections, Inc. COM 941053100 19,450,850.40 490,440 480,399 400,199 80,200 Watsco, Inc. COM 942622200 40,288,656.11 723,575 723,575 630,311 93,264 Watson Pharmaceuticals, Inc. COM 942683103 86,509,903.09 2,044,668 2,029,653 1,891,408 140,780 Watts Water Technologies Class A 942749102 394,980.00 11,600 11,600 11,600 Weatherford International Ltd. COM H27013103 149,266,772.13 8,729,051 8,702,139 8,234,270 475,794 Webster Financial Corp. COM 947890109 35,445,018.07 2,018,509 2,010,476 1,739,176 271,300 WellPoint, Inc. COM 94973V107 41,443,374.72 731,698 731,698 731,698 Wells Fargo & Co. COM 949746101 749,345,298.16 29,818,791 29,700,433 26,635,004 3,177,649 Wells Fargo & Co. CVPFD 7.5% Series L 949746804 116,984,722.00 116,287 111,129 99,429 11,700 Werner Enterprises, Inc. COM 950755108 23,435,437.50 1,143,750 1,143,750 1,004,600 139,150 WESCO International, Inc. CV 6% 09/15/2029 95082PAH8 2,689,817.50 1,654,000 1,654,000 204,000 1,450,000 Western Alliance Bancorp COM 957638109 13,584,089.21 2,027,476 2,027,476 1,943,043 84,433 Western Digital Corp. COM 958102105 2,481,910.58 87,422 87,422 87,422 Western Union Co. COM 959802109 81,959,838.89 4,638,361 4,629,910 4,420,541 214,883
9/30/2010
S.E.C. USE ONLY ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 CUSIP / SHARES OR INVESTMENT SEDOL FAIR PRINCIPAL DISCRETION OTHER NAME OF ISSUE TITLE OF CLASS NUMBERS MARKET VALUE AMOUNT SOLE MANAGERS VOTING AUTHORITY - ------------------------------------------------------------------------------------------------------------------------------------ (A) SOLE (C) NONE ------------------------- Westport Innovations, Inc. COM 960908309 18,109,977.58 1,028,976 1,028,976 982,316 46,660 Whiting Petroleum Corp. COM 966387102 32,390,688.34 339,134 339,134 286,974 52,160 Whiting Petroleum Corp. CVPFD 6.25% 12/31/2049 966387201 819,249.50 3,545 3,545 2,674 871 Whole Foods Market, Inc. COM 966837106 7,124,266.47 191,977 191,977 191,977 Williams Cos., Inc. COM 969457100 39,899,654.36 2,087,894 2,083,509 1,958,509 127,870 Wilmington Trust Corp. COM 971807102 26,516,144.00 2,952,800 2,952,800 2,589,400 363,400 Windstream Corp. COM 97381W104 3,932,800.00 320,000 320,000 320,000 Wintrust Financial Corp. COM 97650W108 27,228,515.95 840,127 840,127 734,127 106,000 Wisconsin Energy Corp. COM 976657106 14,586,870.40 252,368 247,281 206,581 40,700 WMS Industries, Inc. COM 929297109 3,643,108.65 95,695 95,695 90,407 5,288 WPP PLC Spons ADR 92933H101 12,168,014.58 218,574 217,827 217,827 Wright Medical Group, Inc. COM 98235T107 13,903,863.12 964,876 964,876 955,276 9,600 Wyndham Worldwide Corp. CV 3.5% 05/01/2012 98310WAC2 5,946,281.25 2,665,000 2,665,000 1,305,000 1,360,000 Wynn Resorts Ltd. COM 983134107 17,245,711.04 198,752 198,752 177,190 21,562 Xilinx, Inc. COM 983919101 20,777,992.74 780,834 780,834 710,534 70,300 Yingli Green Energy Holding CV 0% 12/15/2012 98584BAA1 9,978,044.99 8,639,000 8,639,000 2,549,000 6,090,000 Zhongpin, Inc. COM 98952K107 9,821,680.83 602,927 601,784 553,084 48,700 Zimmer Holdings, Inc. COM 98956P102 69,878,865.49 1,335,350 1,332,342 1,271,242 63,045 Zions Bancorp COM 989701107 165,422,712.18 7,744,509 7,705,978 6,709,205 1,030,573 Zumiez, Inc. COM 989817101 10,451,664.60 493,935 493,935 473,109 20,826 --------------- ------------- ------------- ------------- ----------- 1006 44,784,655,522 3,997,044,677 3,856,338,187 3,307,239,108 552,437,835 =============== ============= ============= ============= ===========
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