-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TPlaQkIEc8UiUWRwnn6JHbjRWTzlFBRyTwhQkrSwqqzJFU/RdeLAuy7NABPKZ0Br W/K6FAQdzQ+ImuZ8bhvLsg== 0000846797-10-000006.txt : 20101109 0000846797-10-000006.hdr.sgml : 20101109 20101109103136 ACCESSION NUMBER: 0000846797-10-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101109 DATE AS OF CHANGE: 20101109 EFFECTIVENESS DATE: 20101109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN C H & ASSOCIATES INC CENTRAL INDEX KEY: 0000846797 IRS NUMBER: 310861689 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02462 FILM NUMBER: 101174755 BUSINESS ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 BUSINESS PHONE: 8003273656 MAIL ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 13F-HR 1 frm13f093010.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Dean Investment Associates, LLC Address: 2480 Kettering Tower Dayton, OH 45423 13F File Number: 028-02462 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Debra E. Rindler Title: Chief Compliance Officer Phone: (800) 327-3656 Signature, Place, and Date of Signing: Nov 9, 2010 Debra E. Rindler Dayton, OH Nov 9, 2010 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: N/A I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number Other Included Manager: 1 Form 13F Information Table Entry Total: 126 Form 13F Information Table Value Total: 186285 List of Other Included Manager: No. Form 13F File Number Name 02 028-13367 Dean Capital Management, LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Aeropostale Inc CS 007865108 1435 61725 SH Defined 02 49964 11761 Alliance One Intl CS 018772103 257 61965 SH Defined 02 61965 Allstate Corp CS 020002101 3550 112527 SH Defined 02 87995 24532 Amgen Inc CS 031162100 3228 58574 SH Defined 02 45914 12660 Apache Corp CS 037411105 4507 46100 SH Defined 02 35809 10291 Arkansas Best Corp CS 040790107 243 10030 SH Defined 02 10030 Associated Banc Corp CS 045487105 351 26635 SH Defined 02 26635 AT&T Inc CS 00206R102 1333 46594 SH Defined 02 35673 10921 Baker Hughes Inc CS 057224107 3007 70586 SH Defined 02 55192 15394 Bank Of America Corp CS 060505104 2139 163247 SH Defined 02 127818 35429 Beckman Coulter Inc CS 075811109 1782 36515 SH Defined 02 30440 6075 Bemis Inc CS 081437105 284 8950 SH Defined 02 8950 Berry Petroleum Co CS 085789105 503 15845 SH Defined 02 15845 Best Buy Inc CS 086516101 1902 46590 SH Defined 02 35410 11180 BJs Wholesale Club Inc CS 05548J106 216 5200 SH Defined 02 5200 Bolt Technology Corp CS 097698104 246 24185 SH Defined 02 24185 Brady Corp Cl A CS 104674106 251 8590 SH Defined 02 8590 Cabela's Inc CS 126804301 256 13500 SH Defined 02 13500 CACI Intl Inc CS 127190304 247 5455 SH Defined 02 5455 Cal Dive Intl Inc CS 12802t101 230 42030 SH Defined 02 42030 Calamos Asset Mgmt Inc CS 12811R104 482 41900 SH Defined 02 41900 Capitalsource Inc CS 14055X102 221 41385 SH Defined 02 41385 Career Education Corp CS 141665109 231 10745 SH Defined 02 10745 Centerstate Banks Inc CS 15201P109 226 26320 SH Defined 02 26320 Chevron Corp CS 166764100 5603 69125 SH Defined 02 53973 15152 Clorox Company CS 189054109 2182 32683 SH Defined 02 25618 7065 Cloud Peak Energy Inc CS 18911Q102 235 12855 SH Defined 02 12855 Columbia Banking System Inc CS 197236102 239 12175 SH Defined 02 12175 Commercial Metals Co CS 201723103 242 16680 SH Defined 02 16680 Computer Sciences Corp CS 205363104 3671 79795 SH Defined 02 62274 17521 ConocoPhillips CS 20825C104 6897 120099 SH Defined 02 93041 27058 Core-Mark Holding Co Inc CS 218681104 322 10385 SH Defined 02 10385 Courier Corp CS 222660102 1430 100542 SH Defined 02 83972 16570 CSG Systems Intl Inc CS 126349109 358 19625 SH Defined 02 19625 Curtiss Wright Corp CS 231561101 228 7510 SH Defined 02 7510 CVS Caremark Corp CS 126650100 2921 92817 SH Defined 02 72367 20450 Dean Foods Co CS 242370104 1935 189520 SH Defined 02 167350 22170 Delphi Financial Group CS 247131105 686 27460 SH Defined 02 27170 290 Deluxe Corp CS 248019101 228 11925 SH Defined 02 11925 Devon Energy Corporation CS 25179M103 2428 37509 SH Defined 02 29404 8105 Diebold Inc CS 253651103 245 7870 SH Defined 02 7870 Eli Lilly & Co CS 532457108 4579 125362 SH Defined 02 98080 27282 Emcor Group Inc CS 29084Q100 228 9260 SH Defined 02 9260 EMS Technologies Inc CS 26873N108 382 20480 SH Defined 02 20480 Energy XXI Bermuda CS G10082140 246 10630 SH Defined 02 10630 EnergySolutions Inc CS 292756202 249 49490 SH Defined 02 49490 Exxon Mobil Corp CS 30231G102 3997 64693 SH Defined 02 50387 14306 First Financial Bancorp CS 320209109 576 34545 SH Defined 02 34545 First Horizon National Corp CS 320517105 240 21004 SH Defined 02 21004 First Niagara Financial Group CS 33582V108 225 19345 SH Defined 02 19345 Firstmerit Corp CS 337915102 1209 65990 SH Defined 02 59967 6023 Forest Oil Corp CS 346091705 574 19340 SH Defined 02 19085 255 Freeport-Mcmoran Copper & Gold CS 35671D857 1540 18030 SH Defined 02 13810 4220 FTI Consulting Inc CS 302941109 1508 43478 SH Defined 02 36543 6935 General Cable Corp CS 369300108 1316 48535 SH Defined 02 41970 6565 General Dynamics Corp CS 369550108 3136 49929 SH Defined 02 38941 10988 General Electric CS 369604103 3477 213950 SH Defined 02 167200 46750 Greenlight Capital Re Ltd CS G4095J109 301 12045 SH Defined 02 12045 Harte-Hanks Inc CS 416196103 255 21835 SH Defined 02 21835 Hcc Ins Hldgs Inc CS 404132102 227 8690 SH Defined 02 8690 Hewlett-Packard Co CS 428236103 3917 93109 SH Defined 02 72454 20655 Horsehead Holdings Corp CS 440694305 312 31590 SH Defined 02 31590 Iberiabank Corp CS 450828108 339 6780 SH Defined 02 6780 Immucor Inc CS 452526106 290 14645 SH Defined 02 14645 Intel Corp Com CS 458140100 3557 185270 SH Defined 02 144685 40585 International Speedway Corp CS 460335201 222 9085 SH Defined 02 9085 ITT Corp CS 450911102 3462 73930 SH Defined 02 57135 16794 Jack In The Box Inc CS 466367109 250 11680 SH Defined 02 11680 Johnson & Johnson CS 478160104 3291 53107 SH Defined 02 40889 12218 JPMorgan Chase & Co CS 46625H100 4905 128873 SH Defined 02 100253 28620 Kaydon Corp CS 486587108 236 6835 SH Defined 02 6835 Kimberly-Clark Corp CS 494368103 1422 21854 SH Defined 02 16774 5080 L-3 Communications Holdings CS 502424104 3392 46936 SH Defined 02 36524 10411 Lender Processing Services CS 52602E102 241 7240 SH Defined 02 7240 Lockheed Martin Corp CS 539830109 2633 36936 SH Defined 02 28800 8136 Mcgraw-Hill Companies Inc CS 580645109 3153 95386 SH Defined 02 74861 20525 Medical Action Industries Inc CS 58449l100 299 33040 SH Defined 02 33040 Medtronic Inc CS 585055106 3844 114473 SH Defined 02 89091 25382 Metlife Inc CS 59156R108 2144 55770 SH Defined 02 43704 12066 MF Global Holdings Ltd CS 55277J108 224 31115 SH Defined 02 31115 Microsoft Corp CS 594918104 4263 174055 SH Defined 02 135521 38534 MKS Instruments Inc CS 55306N104 366 20335 SH Defined 02 20335 Murphy Oil Corp CS 626717102 969 15649 SH Defined 02 12146 3503 Myers Industries Inc CS 628464109 248 28885 SH Defined 02 28885 Northern Trust Corp CS 665859104 2878 59666 SH Defined 02 46656 13010 Om Group Inc CS 670872100 238 7900 SH Defined 02 7900 Omnicom Group CS 681919106 2026 51314 SH Defined 02 38954 12360 Pepsico Inc CS 713448108 3569 53721 SH Defined 02 42181 11540 Pfizer Inc CS 717081103 2651 154382 SH Defined 02 120827 33555 Portland General Electric Co CS 736508847 763 37625 SH Defined 02 37390 235 Prestige Brands Holdings Inc CS 74112d101 249 25175 SH Defined 02 25175 QLogic Corp CS 747277101 260 14715 SH Defined 02 14715 Red Robin Gourmet Burgers CS 75689M101 235 11965 SH Defined 02 11965 Regis Corp Minn CS 758932107 237 12400 SH Defined 02 12400 Rent A Ctr Inc CS 76009N100 487 21750 SH Defined 02 21750 Royal Gold Inc CS 780287108 235 4715 SH Defined 02 4715 Snap On Inc CS 833034101 280 6020 SH Defined 02 5935 85 Solar Capital Ltd CS 83413U100 365 17030 SH Defined 02 17030 Sonic Corp CS 835451105 253 31350 SH Defined 02 31350 State Street Corp CS 857477103 3504 93035 SH Defined 02 72685 20350 Steris Corp CS 859152100 237 7140 SH Defined 02 7140 Stryker Corp CS 863667101 4971 99329 SH Defined 02 77018 22311 Superior Energy Services Inc CS 868157108 305 11445 SH Defined 02 11445 Sykes Enterprises Inc CS 871237103 233 17135 SH Defined 02 17135 Synovus Finl Corp CS 87161C105 244 99265 SH Defined 02 99265 Sysco Corp CS 871829107 3108 108981 SH Defined 02 83771 25210 Tech Data Corp CS 878237106 239 5920 SH Defined 02 5920 Terex Corp CS 880779103 326 14210 SH Defined 02 14210 Tesco Corp CS 88157k101 249 20675 SH Defined 02 20675 Tesoro Corp CS 881609101 252 18865 SH Defined 02 18865 The Buckle Inc CS 118440106 1055 39754 SH Defined 02 32039 7715 The Jones Group Inc. CS 48020t101 258 13145 SH Defined 02 13145 Torchmark Corp CS 891027104 1955 36798 SH Defined 02 29568 7230 Unitedhealth Group Inc CS 91324P102 2002 57011 SH Defined 02 43688 13323 US Bancorp CS 902973304 1882 87037 SH Defined 02 68118 18919 Verizon Communications Inc CS 92343V104 3020 92670 SH Defined 02 71085 21585 Wal Mart Stores Inc CS 931142103 2769 51730 SH Defined 02 40330 11400 Wells Fargo & Co CS 949746101 2475 98557 SH Defined 02 77045 21512 Whitney Hldg Corp CS 966612103 350 42860 SH Defined 02 42860 Zoran Corp CS 98975F101 258 33835 SH Defined 02 33835 Cohen & Steers Reit & PFD EF 19247x100 833 63520.0000 SH Defined 02 63520.0000 Ishares Tr Barclys Us Agg B EF 464287226 1405 12930.0000 SH Defined 02 12930.0000 Ishares Tr Rusl 3000 Grow EF 464287671 252 6010.0000 SH Sole 6010.0000 ProShares Short Russell 2000 EF 74347R826 8940 235700.0000 SH Defined 02 235700.0000 ProShares Short S&P 500 EF 74347R503 4967 101582.0000 SH Defined 02 101582.0000 SPDR S&P 500 ETF Trust EF 78462F103 252 2205.6653 SH Sole 2205.6653
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