-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SlsDagTIat48XJNHMGUqUokTJJl0V8HRvijfPxR2aU32HU5pS83z48KM7/3kzZV9 2LfdH/oHTQ9DvhcKkjFfmw== 0001193125-10-189854.txt : 20100816 0001193125-10-189854.hdr.sgml : 20100816 20100816124624 ACCESSION NUMBER: 0001193125-10-189854 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100816 DATE AS OF CHANGE: 20100816 EFFECTIVENESS DATE: 20100816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hudson Bay Capital Management, L.P. CENTRAL INDEX KEY: 0001393825 IRS NUMBER: 371511173 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12909 FILM NUMBER: 101018281 BUSINESS ADDRESS: STREET 1: 120 BROADWAY, 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10271 BUSINESS PHONE: 212-571-1244 MAIL ADDRESS: STREET 1: 120 BROADWAY, 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10271 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment [_]; Amendment Number: ----------------- This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hudson Bay Capital Management LP Address: 120 Broadway, 40th Floor New York, New York 10271 Form 13F File Number: 028-12909 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Charles Winkler Title: Chief Operating Officer Phone: (212) 571-1244 Signature, Place, and Date of Signing: /s/ Charles Winkler New York, NY 08/16/10 - -------------------------- -------------------------- ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 158 Form 13F Information Table Value Total: $887,149 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ---------------- --------- -------- -------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ---------------- --------- -------- ----------- --- ---- ---------- -------- ---------- ------ ---- AIRGAS INC COM 009363902 44 59,100 SH CALL SOLE 59,100 ALCOA INC COM 013817101 114 11,375 SH SOLE 11,375 ALCOA INC COM 013817951 25 16,400 SH PUT SOLE 16,400 ALCON INC COM SHS H01301102 3,585 24,195 SH SOLE 24,195 ALCON INC COM H01301902 312 85,000 SH CALL SOLE 85,000 ALLSCRIPT MISYS HEALTCAR SOL COM 01988P108 1,127 70,000 SH SOLE 70,000 AMBAC FINL GROUP INC COM 023139108 50 75,000 SH SOLE 75,000 AMERICAN EXPRESS CO COM 025816959 34 16,400 SH PUT SOLE 16,400 ANNALY CAP MGMT INC NOTE 035710AA0 19,422 19,000,000 PRN SOLE 19,000,000 APACHE CORP COM 037411105 7,833 93,035 SH SOLE 93,035 ARGON ST INC COM 040149106 243 7,100 SH SOLE 7,100 ARROWHEAD RESH CORP COM 042797100 88 80,125 SH SOLE 80,125 ATLANTIC TELE NETWORK INC COM NEW 049079205 1,181 28,592 SH SOLE 28,592 ATS MED INC COM 002083103 535 134,844 SH SOLE 134,844 BANK OF AMERICA CORPORATION COM 060505104 1,011 70,370 SH SOLE 70,370 BANK OF AMERICA CORPORATION *W EXP 10/28/201 060505153 471 163,944 SH SOLE 163,944 BANK OF AMERICA CORPORATION COM 060505954 189 292,500 SH PUT SOLE 292,500
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ---------------- --------- -------- -------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ---------------- --------- -------- ----------- --- ---- ---------- -------- ---------- ------ ---- BANK OF NEW YORK MELLON CORP COM 064058950 23 16,500 SH PUT SOLE 16,500 BB&T CORP COM 054937957 26 10,100 SH PUT SOLE 10,100 BELL MICROPRODUCTS INC COM 078137106 3,873 554,814 SH SOLE 554,814 BERKSHIRE HATHAWAY INC DEL CL A 084670108 31,920 266 SH SOLE 266 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 283 3,549 SH SOLE 3,549 BERKSHIRE HATHAWAY INC DEL COM 084670952 43 22,500 SH PUT SOLE 22,500 BIOVAIL CORP COM 09067J959 105 100,000 SH PUT SOLE 100,000 BOOTS & COOTS INC COM NEW 099469504 3,135 1,062,603 SH SOLE 1,062,603 BP PLC COM 055622954 1,720 334,200 SH PUT SOLE 334,200 CALIFORNIA PIZZA KITCHEN INC COM 13054D109 977 64,500 SH SOLE 64,500 CAPITAL ONE FINL CORP *W EXP 11/14/201 14040H139 887 58,070 SH SOLE 58,070 CARDIUM THERAPEUTICS INC COM 141916106 22 64,109 SH SOLE 64,109 CASCAL NV COM N1842P109 737 110,060 SH SOLE 110,060 CASEYS GEN STORES INC COM 147528903 2 22,500 SH CALL SOLE 22,500 CELL THERAPEUTICS COM NO PAR 150934503 1,016 2,709,901 SH SOLE 2,709,901 CELL THERAPEUTICS INC COM 150934953 22 28,800 SH PUT SOLE 28,800 CENTURYLINK INC COM 156700106 710 21,310 SH SOLE 21,310 CHEVRON CORP NEW COM 166764100 257 3,786 SH SOLE 3,786 CHINA BAK BATTERY INC COM 16936Y100 29 16,700 SH SOLE 16,700 CHINA BAK BATTERY INC COM 16936Y950 26 30,000 SH PUT SOLE 30,000 CITIGROUP INC COM 172967101 362 96,393 SH SOLE 96,393
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ---------------- --------- -------- -------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ---------------- --------- -------- ----------- --- ---- ---------- -------- ---------- ------ ---- CITIGROUP INC COM 172967951 82 318,300 SH PUT SOLE 318,300 CKE RESTAURANTS INC COM 12561E105 6,893 550,100 SH SOLE 550,100 CMS ENERGY CORP NOTE 125896AW0 48,778 41,996,000 PRN SOLE 41,996,000 CMS ENERGY CORP NOTE 125896AY6 4,762 3,150,000 PRN SOLE 3,150,000 COCA COLA ENTERPRISES INC COM 191219104 14,823 573,200 SH SOLE 573,200 CORCEPT THERAPEUTICS INC COM 218352102 500 160,312 SH SOLE 160,312 CURRENCYSHARES EURO TR EURO SHS 23130C108 205 1,684 SH SOLE 1,684 CURRENCYSHARES EURO TR COM 23130C958 13 27,600 SH PUT SOLE 27,600 CYBERSOURCE CORP COM 23251J106 12,943 506,953 SH SOLE 506,953 CYTORI THERAPEUTICS INC *W EXP 09/13/201 23283K113 246 109,681 SH SOLE 109,681 DELCATH SYS INC COM 24661P104 183 28,800 SH SOLE 28,800 DIGITAL RLTY TR INC COM 253868103 66,964 1,160,950 SH SOLE 1,160,950 DIVX INC COM 255413106 3,540 462,091 SH SOLE 462,091 DOUBLE-TAKE SOFTWARE INC COM 258598101 5,293 504,557 SH SOLE 504,557 DOW CHEM CO COM 260543103 306 12,911 SH SOLE 12,911 DOW CHEM CO COM 260543953 75 25,700 SH PUT SOLE 25,700 DU PONT E I DE NEMOURS & CO COM 263534109 333 9,629 SH SOLE 9,629 DU PONT E I DE NEMOURS & CO COM 263534959 64 20,200 SH PUT SOLE 20,200 DYNCORP INTL INC CL A 26817C101 7,881 449,829 SH SOLE 449,829 ECLIPSYS CORP COM 278856109 528 29,600 SH SOLE 29,600 EPICEPT CORP COM NEW 294264304 547 536,575 SH SOLE 536,575
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ---------------- --------- -------- -------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ---------------- --------- -------- ----------- --- ---- ---------- -------- ---------- ------ ---- EV3 INC COM 26928A200 9,420 420,365 SH SOLE 420,365 EXXON MOBIL CORP COM 30231G102 466 8,173 SH SOLE 8,173 EXXON MOBIL CORP COM 30231G952 73 15,300 SH PUT SOLE 15,300 FIDELITY NATL INFORMATION SV COM 31620M906 9 113,800 SH CALL SOLE 113,800 FIFTH THIRD BANCORP COM 316773950 11 10,800 SH PUT SOLE 10,800 FIRSTENERGY CORP COM 337932107 2,751 78,078 SH SOLE 78,078 FORD MTR CO DEL NOTE 345370CN8 14,307 11,500,000 PRN SOLE 11,500,000 FORD MTR CO DEL NOTE 345370CF5 33,090 26,590,000 PRN SOLE 26,590,000 FREEPORT-MCMORAN COPPER & GO COM 35671D857 307 5,185 SH SOLE 5,185 FREEPORT-MCMORAN COPPER & GO COM 35671D957 88 10,500 SH PUT SOLE 10,500 FUELCELL ENERGY INC COM 35952H106 99 84,013 SH SOLE 84,013 GENERAL ELECTRIC CO COM 369604103 174 12,095 SH SOLE 12,095 GENERAL ELECTRIC CO COM 369604953 23 32,200 SH PUT SOLE 32,200 GERDAU AMERISTEEL CORP COM 37373P105 7,691 705,600 SH SOLE 705,600 GERDAU AMERISTEEL CORP COM 37373P955 6 36,800 SH PUT SOLE 36,800 HECLA MNG CO 6.5% CONV PFD 422704304 2,301 41,100 PRN SOLE 41,100 HUNTINGTON BANCSHARES INC COM 446150954 8 15,200 SH PUT SOLE 15,200 INFOGROUP INC COM 45670G108 5,718 716,597 SH SOLE 716,597 INTERACTIVE DATA CORP. COM 45840J107 5,955 178,400 SH SOLE 178,400 INVENTIV HEALTH INC COM 46122E105 236 9,213 SH SOLE 9,213 INVENTIV HEALTH INC COM 46122E905 565 105,000 SH CALL SOLE 105,000
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ---------------- --------- -------- -------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ---------------- --------- -------- ----------- --- ---- ---------- -------- ---------- ------ ---- INVENTIV HEALTH INC COM 46122E955 2 25,500 SH PUT SOLE 25,500 INVITROGEN CORP NOTE 46185RAJ9 72,307 52,149,000 PRN SOLE 52,149,000 ISHARES INC COM 464286900 200 100,700 SH CALL SOLE 100,700 ISHARES INC COM 464286950 3,036 182,000 SH PUT SOLE 182,000 ISTAR FINL INC FRNT 45031UBF7 31,803 42,784,000 PRN SOLE 42,784,000 JPMORGAN CHASE & CO COM 46625H100 473 12,929 SH SOLE 12,929 JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 169 13,400 SH SOLE 13,400 JPMORGAN CHASE & CO COM 46625H950 104 54,200 SH PUT SOLE 54,200 LINCARE HLDGS INC DBCV 532791AE0 17,868 15,000,000 PRN SOLE 15,000,000 MARINER ENERGY INC COM 56845T955 172 286,700 SH PUT SOLE 286,700 MCDERMOTT INTL INC COM 580037109 2,440 112,667 SH SOLE 112,667 METLIFE INC COM 59156R958 28 11,200 SH PUT SOLE 11,200 MICROSOFT CORP COM 594918104 345 15,000 SH SOLE 15,000 MILLIPORE STK COM 601073109 6,946 65,128 SH SOLE 65,128 MONSANTO CO/ NEW COM 61166W101 268 5,806 SH SOLE 5,806 MONSANTO CO/ NEW COM 61166W951 55 12,100 SH PUT SOLE 12,100 MORGAN STANLEY COM 617446958 34 19,000 SH PUT SOLE 19,000 NEOSTEM INC COM NEW 640650305 173 94,291 SH SOLE 94,291 NEWMONT MINING CORP COM 651639106 219 3,548 SH SOLE 3,548 OILSANDS QUEST INC WTS 1.10 *W EXP 05/12/201 678046129 33 304,500 SH SOLE 304,500 OXIGENE INC COM 691828107 172 452,400 SH SOLE 452,400
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ---------------- --------- -------- -------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ---------------- --------- -------- ----------- --- ---- ---------- -------- ---------- ------ ---- PACTIV CORPORATION COM 695257105 6,044 217,017 SH SOLE 217,017 PACTIV CORPORATION COM 695257905 14 45,700 SH CALL SOLE 45,700 PACTIV CORPORATION COM 695257955 14 52,200 SH PUT SOLE 52,200 PALM INC COM 696643105 9,467 1,663,800 SH SOLE 1,663,800 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 106,000 3,088,586 SH SOLE 3,088,586 PETROLEO BRASILEIRO SA PETRO COM 71654V951 42,558 3,364,500 SH PUT SOLE 3,364,500 PHASE FORWARD INC COM 71721R406 6,907 414,096 SH SOLE 414,096 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D907 119 209,500 SH CALL SOLE 209,500 PRAXAIR STK COM 74005P104 250 3,295 SH SOLE 3,295 PROLOGIS NOTE 743410AR3 1,800 2,000,000 PRN SOLE 2,000,000 PROLOGIS NOTE 743410AS1 21,635 24,039,000 PRN SOLE 24,039,000 PSYCHIATRIC SOLUTIONS INC COM 74439H108 12,896 394,125 SH SOLE 394,125 REGIONS FINANCIAL CORP NEW COM 7591EP950 7 16,300 SH PUT SOLE 16,300 ROYCE VALUE TR INC COM 780910105 297 28,058 SH SOLE 28,058 SANDRIDGE ENERGY INC COM 80007P307 101 17,400 SH SOLE 17,400 SANDRIDGE ENERGY INC COM 80007P957 76 17,400 SH PUT SOLE 17,400 SARA LEE CORP COM 803111103 2,635 186,900 SH SOLE 186,900 SATCON TECHNOLOGY CORP COM 803893106 89 31,200 SH SOLE 31,200 SAUER-DANFOSS INC COM 804137107 3,144 257,321 SH SOLE 257,321 SCHEIN HENRY INC NOTE 806407AB8 3,162 2,654,000 PRN SOLE 2,654,000 SCHWAB CHARLES CORP NEW COM 808513955 10 11,000 SH PUT SOLE 11,000
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ---------------- --------- -------- -------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ---------------- --------- -------- ----------- --- ---- ---------- -------- ---------- ------ ---- SMITH INTL INC COM 832110100 3,966 105,350 SH SOLE 105,350 SONICWALL INC COM 835470105 11,612 988,248 SH SOLE 988,248 SOUTHWEST WATER CO. COM 845331107 2,430 231,894 SH SOLE 231,894 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F903 7 350,000 SH CALL SOLE 350,000 SPDR S&P 500 ETF TR COM 78462F953 311 150,000 SH PUT SOLE 150,000 SPORT SUPPLY GROUP INC DEL COM 84916A104 2,163 160,680 SH SOLE 160,680 SYBASE INC COM 871130100 10,598 163,900 SH SOLE 163,900 SYBASE INC COM 871130950 7 149,500 SH PUT SOLE 149,500 TALECRIS BIOTHERAPEUTICS HLD COM 874227101 9,613 455,600 SH SOLE 455,600 THOMAS WEISEL PARTNERS GRP I COM 884481102 105 17,826 SH SOLE 17,826 TRANSWITCH CORP COM NEW 894065309 941 436,600 SH SOLE 436,600 UAL CORP COM NEW 902549807 10,873 528,845 SH SOLE 528,845 UAL CORP NOTE 902549AJ3 27,409 11,000,000 PRN SOLE 11,000,000 UAL CORP COM 902549907 137 128,300 SH CALL SOLE 128,300 US BANCORP DEL COM 902973954 27 26,100 SH PUT SOLE 26,100 VECTOR GROUP LTD DBCV 92240MAL2 2,188 2,000,000 PRN SOLE 2,000,000 VERIZON COMMUNICATIONS INC COM 92343V104 1,398 49,900 SH SOLE 49,900 VERIZON COMMUNICATIONS INC COM 92343V954 668 50,000 SH PUT SOLE 50,000 VORNADO RLTY L P DEB 929043AC1 5,376 5,000,000 PRN SOLE 5,000,000 VORNADO RLTY TR SH BEN INT 929042109 245 3,362 SH SOLE 3,362 WELLS FARGO & CO NEW COM 949746101 663 25,908 SH SOLE 25,908
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ---------------- --------- -------- -------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ---------------- --------- -------- ----------- --- ---- ---------- -------- ---------- ------ ---- WELLS FARGO & CO NEW COM 949746951 133 71,000 SH PUT SOLE 71,000 WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 1,488 93,250 SH SOLE 93,250 A-POWER ENERGY GENERATION SY COM G04136100 8,821 1238971 SH SOLE 1,238,971 SENESCO TECHNOLOGIES INC COM 817208408 15 46625 SH SOLE 46,625 OXIGENE INC COM 691828107 544 1432502 SH SOLE 1,432,502 BEAZER HOMES USA INC UNIT 99/99/9999 07556Q501 719 40000 SH SOLE 40,000 COMERICA INC *W EXP 11/14/201 200340115 491 38500 SH SOLE 38,500 MGIC INVT CORP WIS NOTE 5.000% 5/0 552848AD5 17,669 19500000 PRN SOLE 19,500,000 PMI GROUP INC NOTE 4.500% 4/1 69344MAK7 31,721 45666000 PRN SOLE 45,666,000 SPANSION INC COM CL A NEW 84649R200 253 15483 SH SOLE 15,483 SYNOVUS FINL CORP UNIT 99/99/9999 87161C204 29,322 1210328 SH SOLE 1,210,328 TEARLAB CORP COM 878193101 81 38086 SH SOLE 38,086 VALLEY NATL BANCORP *W EXP 11/14/201 919794131 64 25400 SH SOLE 25,400 BANK OF AMERICA CORPORATION *W EXP 01/16/201 60505146 1,540 201297 SH SOLE 201,297 SINOCOKING COAL & COKE CH IN COM 829357952 8,777 5073 SH PUT SOLE 5,073
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