-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ReFpnQezc9497wPdlBmabJI5hTwKZSOHgaOngV1AYPT4OXwZXaXuBVgd+0mDfrXd ivVkVei9b0SzsSEvcJ4s/Q== 0001085146-10-000726.txt : 20100813 0001085146-10-000726.hdr.sgml : 20100813 20100813171504 ACCESSION NUMBER: 0001085146-10-000726 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100813 DATE AS OF CHANGE: 20100813 EFFECTIVENESS DATE: 20100813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ramius LLC CENTRAL INDEX KEY: 0001475770 IRS NUMBER: 270423711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13626 FILM NUMBER: 101016216 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 845 7900 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Park Exchange LLC DATE OF NAME CHANGE: 20091030 13F-HR 1 ramg2q10.txt RAMIUS LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ramius LLC Address: 599 Lexington Avenue, 2Oth Flr. New York, NY 10022 13F File Number: 028-06309 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Owen Littman Title: General Counsel Phone: 212-201-4841 Signature, Place, and Date of Signing: /s/ Owen Littman New York, NY August 13, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 95 Form 13F Information Table Value Total: $387,803 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 028-10676 Ramius Securities, LLC 02 028-10674 Ramius Advisors, LLC 03 028-12004 RCG Starboard Advisors, LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- A POWER ENERGY GENERAT SYS L COM G04136100 1467 206100 SH PUT DEFINED 02 206100 0 0 ACTEL CORP COM 004934105 15278 1191767 SH DEFINED 03 1191767 0 0 ACTEL CORP COM 004934105 16103 1256098 SH DEFINED 02 1256098 0 0 AGILYSYS INC COM 00847J105 6936 1036828 SH DEFINED 03 1036828 0 0 AGILYSYS INC COM 00847J105 757 113172 SH DEFINED 02 113172 0 0 AIRTRAN HLDGS INC NOTE 7.000% 7/0 00949PAB4 19303 19303000 PRN DEFINED 02 19303000 0 0 AMERICAN ITALIAN PASTA CO CL A 027070101 3569 67500 SH DEFINED 02 67500 0 0 ANALOGIC CORP COM PAR $0.05 032657207 16408 360542 SH DEFINED 02 360542 0 0 ANALOGIC CORP COM PAR $0.05 032657207 15244 334958 SH DEFINED 03 334958 0 0 ARGON ST INC COM 040149106 857 25000 SH DEFINED 02 25000 0 0 ATS MED INC COM 002083103 439 110500 SH DEFINED 02 110500 0 0 AVIAT NETWORKS INC COM 05366Y102 1209 333060 SH DEFINED 02 333060 0 0 AVIAT NETWORKS INC COM 05366Y102 10881 2997540 SH DEFINED 03 2997540 0 0 BELL MICROPRODUCTS INC COM 078137106 2497 357691 SH DEFINED 02 357691 0 0 CAMAC ENERGY INC COM 131745101 3008 806400 SH PUT DEFINED 02 806400 0 0 CAPITAL ONE FINL CORP COM 14040H105 204 5050 SH DEFINED 01 5050 0 0 CHESAPEAKE ENERGY CORP COM 165167107 838 40000 SH PUT DEFINED 02 40000 0 0 CLEVELAND BIOLABS INC COM 185860103 419 114500 SH PUT DEFINED 02 114500 0 0 CLEVELAND BIOLABS INC COM 185860103 535 153846 SH DEFINED 02 153846 0 0 CONVERTED ORGANICS INC *W EXP 12/31/201 21254S131 49 374672 SH DEFINED 02 374672 0 0 CYBERSOURCE CORP COM 23251J106 3025 118500 SH DEFINED 02 118500 0 0 CYPRESS BIOSCIENCES INC COM PAR $.02 232674507 2846 1237500 SH DEFINED 03 1237500 0 0 CYPRESS BIOSCIENCES INC COM PAR $.02 232674507 316 137500 SH DEFINED 02 137500 0 0 DOUBLE-TAKE SOFTWARE INC COM 258598101 7333 699038 SH DEFINED 03 699038 0 0 DOUBLE-TAKE SOFTWARE INC COM 258598101 797 75962 SH DEFINED 02 75962 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 511 52362 SH DEFINED 03 52362 0 0 EMS TECHNOLOGIES INC COM 26873N108 5152 343020 SH DEFINED 03 343020 0 0 EMS TECHNOLOGIES INC COM 26873N108 645 42973 SH DEFINED 02 42973 0 0 ENDEAVOR INTL CORP INC NOTE 6.000% 1/1 29257MAB6 5891 6600000 PRN DEFINED 02 6600000 0 0 ENERGY XXI (BERMUDA) LTD USD UNRS SHS G10082140 5074 321520 SH DEFINED 02 321520 0 0 ESSEX RENT CORP *W EXP 03/04/201 297187114 300 150620 SH DEFINED 02 150620 0 0 ESSEX RENT CORP COM 297187106 10847 1798560 SH DEFINED 02 1798560 0 0 EV3 INC COM 26928A200 4056 181000 SH DEFINED 02 181000 0 0 EXTREME NETWORKS INC COM 30226D106 1464 542054 SH DEFINED 02 542054 0 0 EXTREME NETWORKS INC COM 30226D106 12346 4572746 SH DEFINED 03 4572746 0 0 FEI CO COM 30241L109 516 26197 SH DEFINED 02 26197 0 0 FEI CO COM 30241L109 5002 253803 SH DEFINED 03 253803 0 0 FINANCIAL ENGINES INC COM 317485100 333 24500 SH DEFINED 02 24500 0 0 FUELCELL ENERGY INC COM 35952H106 71 60000 SH DEFINED 02 60000 0 0 GENEREX BIOTECHNOLOGY CP DEL COM 371485103 113 350000 SH SOLE 350000 0 0 GREAT ATLANTIC & PAC TEA INC NOTE 5.125% 6/1 390064AJ2 8993 9592000 PRN DEFINED 02 9592000 0 0 HORIZON LINES INC COM 44044K101 1139 269300 SH CALL DEFINED 02 269300 0 0 IMMERSION CORP COM 452521107 10847 2143584 SH DEFINED 02 2143584 0 0 IMMERSION CORP COM 452521107 9898 1956137 SH DEFINED 03 1956137 0 0 INDEPENDENT BANK CORP MICH COM 453838104 259 684274 SH DEFINED 02 684274 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 617 5000 SH DEFINED 01 5000 0 0 IRIS INTL INC COM 46270W105 217 21430 SH DEFINED 02 21430 0 0 IRIS INTL INC COM 46270W105 1864 183871 SH DEFINED 03 183871 0 0 ISHARES INC MSCI CDA INDEX 464286509 249 10000 SH DEFINED 01 10000 0 0 ISHARES TR INDEX DJ US REAL EST 464287739 2361 50000 SH DEFINED 02 50000 0 0 ISHARES TR INDEX RUSSELL 2000 464287655 34170 559100 SH PUT DEFINED 02 559100 0 0 JOHNSON & JOHNSON COM 478160104 226 3821 SH DEFINED 01 3821 0 0 KNOT INC COM 499184109 6127 787500 SH DEFINED 03 787500 0 0 KNOT INC COM 499184109 681 87500 SH DEFINED 02 87500 0 0 LIBERTY ACQUISITION HLDGS CO COM 53015Y107 1760 177258 SH DEFINED 02 177258 0 0 MARINER ENERGY INC COM 56845T305 926 43125 SH DEFINED 02 43125 0 0 MAUI LD & PINEAPPLE INC COM 577345101 75 20000 SH DEFINED 02 20000 0 0 MCMORAN EXPLORATION CO NOTE 5.250%10/0 582411AE4 1598 1500000 PRN DEFINED 01 1500000 0 0 MELA SCIENCES INC COM 55277R100 372 50000 SH CALL DEFINED 02 50000 0 0 MICROTUNE INC DEL COM 59514P109 6611 3103740 SH DEFINED 03 3103740 0 0 MICROTUNE INC DEL COM 59514P109 4885 2293660 SH DEFINED 02 2293660 0 0 MILLER PETE INC COM 600577100 1368 250000 SH DEFINED 02 250000 0 0 MILLIPORE CORP COM 601073109 2805 26300 SH DEFINED 02 26300 0 0 NGAS RESOURCES INC COM 62912T103 100 95504 SH SOLE 95504 0 0 PETROHAWK ENERGY CORP COM 716495106 1018 60000 SH DEFINED 02 60000 0 0 PHOENIX TECHNOLOGY LTD COM 719153108 7171 2481421 SH DEFINED 03 2481421 0 0 PHOENIX TECHNOLOGY LTD COM 719153108 7578 2622079 SH DEFINED 02 2622079 0 0 PRESIDENTIAL LIFE CORP COM 740884101 93 10250 SH DEFINED 01 10250 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347R297 263 7425 SH DEFINED 01 7425 0 0 QUANTUM CORP NOTE 4.375% 8/0 747906AE5 17898 18079000 PRN DEFINED 02 18079000 0 0 QWEST COMMUNICATIONS INTL IN COM 749121109 58 11000 SH DEFINED 02 11000 0 0 RAND LOGISTICS INC COM 752182105 7574 1498262 SH DEFINED 02 1498262 0 0 SANDRIDGE ENERGY INC COM 80007P307 87 15000 SH DEFINED 02 15000 0 0 SCIENTIFIC GAMES CORP CL A 80874P109 6063 659064 SH DEFINED 01 659064 0 0 SEACHANGE INTL INC COM 811699107 12210 1483545 SH DEFINED 03 1483545 0 0 SEACHANGE INTL INC COM 811699107 6687 812455 SH DEFINED 02 812455 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 4859 97800 SH PUT DEFINED 02 97800 0 0 SEQUENOM INC COM NEW 817337405 2849 482000 SH DEFINED 02 482000 0 0 SIGA TECHNOLOGIES INC COM 826917106 231 30000 SH DEFINED 02 30000 0 0 SIGA TECHNOLOGIES INC COM 826917106 698 90700 SH DEFINED 01 90700 0 0 SMITH INTL INC COM 832110100 2844 75550 SH DEFINED 02 75550 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 304 2500 SH DEFINED 02 2500 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1553 12760 SH DEFINED 01 12760 0 0 STERLING BANCORP COM 859158107 370 41157 SH DEFINED 01 41157 0 0 SYBASE INC COM 871130100 2619 40500 SH DEFINED 02 40500 0 0 TERREMARK WORLDWIDE INC COM NEW 881448203 1575 201624 SH DEFINED 01 201624 0 0 TOLLGRADE COMMUNICATIONS INC COM 889542106 7117 1129758 SH DEFINED 02 1129758 0 0 TOLLGRADE COMMUNICATIONS INC COM 889542106 6081 965199 SH DEFINED 03 965199 0 0 TRANSOCEAN LTD REG SHS H8817H100 2316 50000 SH CALL DEFINED 02 50000 0 0 VIRTUAL RADIOLOGIC CORPORATI COM 92826B104 3080 179489 SH DEFINED 02 179489 0 0 WAL MART STORES INC COM 931142103 334 6950 SH DEFINED 01 6950 0 0 WALTER INVT MGMT CORP COM 93317W102 184 11258 SH DEFINED 02 11258 0 0 WEBMD CORP NOTE 3.125% 9/0 94769MAG0 1195 900000 PRN DEFINED 01 900000 0 0 WEBMD CORP NOTE 3.125% 9/0 94769MAG0 663 500000 PRN DEFINED 02 500000 0 0 WEBMD HEALTH CORP COM 94770V102 1444 31095 SH DEFINED 01 31095 0 0
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