-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DarjbVtwv9MyRHlIf+QGk7v/SvO/rRIjXbs38nAzkDHU4H+OOKfowfOSkCpKi71a B4mRotBZuq11RyLJjoBmkQ== 0000846797-10-000005.txt : 20100813 0000846797-10-000005.hdr.sgml : 20100813 20100813151540 ACCESSION NUMBER: 0000846797-10-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100813 DATE AS OF CHANGE: 20100813 EFFECTIVENESS DATE: 20100813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN C H & ASSOCIATES INC CENTRAL INDEX KEY: 0000846797 IRS NUMBER: 310861689 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02462 FILM NUMBER: 101015015 BUSINESS ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 BUSINESS PHONE: 8003273656 MAIL ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 13F-HR 1 frm13f063010.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Dean Investment Associates, LLC Address: 2480 Kettering Tower Dayton, OH 45423 13F File Number: 028-02462 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Debra E. Rindler Title: Chief Compliance Officer Phone: (800) 327-3656 Signature, Place, and Date of Signing: Aug 11, 2010 Debra E. Rindler Dayton, OH Aug 11, 2010 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: N/A I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number Other Included Manager: 1 Form 13F Information Table Entry Total: 113 Form 13F Information Table Value Total: 170048 List of Other Included Manager: No. Form 13F File Number Name 02 028-13367 Dean Capital Management, LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ADC Telecommunications Inc CS 000886309 298 40190 SH Defined 02 40190 Aeropostale Inc CS 007865108 1833 64000 SH Defined 02 51487 12513 Allstate Corp CS 020002101 3439 119703 SH Defined 02 94281 25422 American National Bankshares I CS 027745108 715 33435 SH Defined 02 33435 Amgen Inc CS 031162100 3240 61591 SH Defined 02 48426 13165 Apache Corp CS 037411105 4179 49643 SH Defined 02 38799 10844 Associated Banc Corp CS 045487105 291 23725 SH Defined 02 23725 AT&T Inc CS 00206R102 1472 60834 SH Defined 02 47553 13281 Baker Hughes Inc CS 057224107 3107 74731 SH Defined 02 58718 16014 Bank Of America Corp CS 060505104 2358 164069 SH Defined 02 128750 35319 Bank Of New York Mellon Corp CS 064058100 1381 55924 SH Defined 02 43358 12566 Berry Petroleum Co-Class A CS 085789105 467 18153 SH Defined 02 18153 BJs Wholesale Club Inc CS 05548J106 241 6500 SH Defined 02 6500 Bolt Technology Corp CS 097698104 378 43170 SH Defined 02 43170 Cabela's Inc CS 126804301 215 15220 SH Defined 02 15220 CACI Intl Inc CS 127190304 226 5315 SH Defined 02 5315 Cal Dive Intl Inc CS 12802t101 240 41075 SH Defined 02 41075 Calamos Asset Mgmt Inc Cl A CS 12811R104 227 24480 SH Defined 02 24480 Campbell Soup Co CS 134429109 3742 104424 SH Defined 02 82279 22145 Centerstate Banks Inc CS 15201P109 201 19930 SH Defined 02 19930 Chevron Corp CS 166764100 4914 72408 SH Defined 02 56861 15547 Chiquita Brands Intl CS 170032809 355 29250 SH Defined 02 29250 Clorox Company CS 189054109 3849 61918 SH Defined 02 48633 13285 Cloud Peak Energy Inc CS 18911Q102 250 18890 SH Defined 02 18890 Columbia Banking System Inc CS 197236102 205 11230 SH Defined 02 11230 Commercial Metals Co CS 201723103 236 17860 SH Defined 02 17860 Computer Sciences Corp CS 205363104 3797 83905 SH Defined 02 65889 18016 ConocoPhillips CS 20825C104 6185 125983 SH Defined 02 98725 27258 Core-Mark Holding Co Inc CS 218681104 374 13645 SH Defined 02 13645 Courier Corp CS 222660102 1795 147050 SH Defined 02 129320 17730 CR Bard Inc CS 067383109 3982 51359 SH Defined 02 40539 10820 CSG Systems Intl Inc CS 126349109 356 19410 SH Defined 02 19410 CVB Financial Corp CS 126600105 306 32180 SH Defined 02 26430 5750 CVS Caremark Corp CS 126650100 2865 97707 SH Defined 02 76382 21325 Dean Foods Co CS 242370104 587 58260 SH Defined 02 58260 Delphi Financial Group CS 247131105 826 33825 SH Defined 02 33580 245 Devon Energy Corporation CS 25179M103 2391 39252 SH Defined 02 30812 8440 Diebold Inc CS 253651103 244 8950 SH Defined 02 8950 Eli Lilly & Co CS 532457108 4453 132914 SH Defined 02 104717 28197 Endo Pharmaceuticals Hldgs Inc CS 29264F205 256 11755 SH Defined 02 11755 EnergySolutions Inc CS 292756202 353 69385 SH Defined 02 69385 Exxon Mobil Corp CS 30231G102 3885 68082 SH Defined 02 53196 14886 First Financial Bancorp CS 320209109 696 46540 SH Defined 02 46540 First Niagara Financial Group CS 33582V108 241 19210 SH Defined 02 19210 Firstmerit Corp CS 337915102 1213 70802 SH Defined 02 64277 6525 Forest Oil Corp CS 346091705 537 19610 SH Defined 02 19385 225 FTI Consulting Inc CS 302941109 1949 44703 SH Defined 02 37778 6925 General Dynamics Corp CS 369550108 3078 52555 SH Defined 02 41251 11303 Geoeye Inc CS 37250W108 243 7810 SH Defined 02 7810 Great Plains Energy Inc CS 391164100 247 14500 SH Defined 02 14500 Greenlight Capital Re Ltd CS G4095J109 471 18685 SH Defined 02 18685 Hcc Ins Hldgs Inc CS 404132102 244 9865 SH Defined 02 9865 Hewlett-Packard Co CS 428236103 2843 65688 SH Defined 02 51673 14015 Horsehead Holdings Corp CS 440694305 225 29795 SH Defined 02 29795 Iberiabank Corp CS 450828108 229 4455 SH Defined 02 4455 Immucor Inc CS 452526106 342 17965 SH Defined 02 17965 ITT Corp CS 450911102 3579 79686 SH Defined 02 62491 17194 Jack In The Box Inc CS 466367109 437 22445 SH Defined 02 22190 255 Johnson & Johnson CS 478160104 3358 56854 SH Defined 02 44056 12798 JPMorgan Chase & Co CS 46625H100 4958 135436 SH Defined 02 105991 29445 Kimberly-Clark Corp CS 494368103 1414 23314 SH Defined 02 18119 5195 L-3 Communications Holdings CS 502424104 3509 49530 SH Defined 02 38838 10691 Lockheed Martin Corp CS 539830109 2872 38557 SH Defined 02 30220 8336 MB Financial Inc CS 55264U108 221 12015 SH Defined 02 12015 Mcgraw-Hill Companies Inc CS 580645109 2859 101582 SH Defined 02 80497 21085 Medical Action Industries Inc CS 58449l100 204 17035 SH Defined 02 17035 Medtronic Inc CS 585055106 4356 120098 SH Defined 02 93903 26195 Metlife Inc CS 59156R108 2190 57992 SH Defined 02 45491 12501 Microsoft Corp CS 594918104 4205 182735 SH Defined 02 143121 39614 MKS Instruments Inc CS 55306N104 226 12060 SH Defined 02 12060 Murphy Oil Corp CS 626717102 2723 54950 SH Defined 02 43517 11433 Myers Industries Inc CS 628464109 221 27355 SH Defined 02 27355 Nash Finch Co CS 631158102 457 13380 SH Defined 02 13380 National Bankshares Inc CS 634865109 712 29373 SH Defined 02 29373 Newalliance Bancshares Inc CS 650203102 218 19480 SH Defined 02 19480 Northern Trust Corp CS 665859104 2959 63361 SH Defined 02 49791 13570 Old Natl Bancorp Ind CS 680033107 211 20330 SH Defined 02 20330 Omnicom Group CS 681919106 1872 54564 SH Defined 02 42154 12410 Pactiv Corporation CS 695257105 1777 63802 SH Defined 02 51987 11815 Pacwest Bancorp CS 695263103 226 12340 SH Defined 02 12340 Pepsico Inc CS 713448108 3422 56141 SH Defined 02 44066 12075 Pfizer Inc CS 717081103 2315 162321 SH Defined 02 128246 34075 Pharmaceutical Product Develop CS 717124101 1938 76284 SH Defined 02 64344 11940 Portland General Electric Co CS 736508847 843 45970 SH Defined 02 45735 235 Prestige Brands Holdings Inc CS 74112d101 227 32045 SH Defined 02 32045 Progressive Corp CS 743315103 1345 71849 SH Defined 02 56435 15414 Prospect Capital Corp CS 74348T102 588 60896 SH Defined 02 60896 Rent A Ctr Inc CS 76009N100 218 10770 SH Defined 02 10770 Safeway Inc CS 786514208 2909 147946 SH Defined 02 116241 31705 Steris Corp CS 859152100 234 7525 SH Defined 02 7525 Stryker Corp CS 863667101 5213 104129 SH Defined 02 81683 22446 Superior Energy Services Inc CS 868157108 339 18165 SH Defined 02 18165 Sysco Corp CS 871829107 3266 114322 SH Defined 02 88187 26135 Tekelec CS 879101103 464 35020 SH Defined 02 35020 Terex Corp CS 880779103 220 11725 SH Defined 02 11725 Tesco Corp CS 88157k101 236 19250 SH Defined 02 19250 Tesoro Corp CS 881609101 218 18655 SH Defined 02 18655 The Buckle Inc CS 118440106 1325 40875 SH Defined 02 32630 8245 Torchmark Corp CS 891027104 2435 49178 SH Defined 02 41833 7345 Triumph Group Inc CS 896818101 361 5415 SH Defined 02 5415 Umpqua Holdings Corp CS 904214103 226 19650 SH Defined 02 19650 United Community Banks CS 90984P105 225 56915 SH Defined 02 56915 Unitedhealth Group Inc CS 91324P102 1727 60801 SH Defined 02 47303 13498 US Bancorp CS 902973304 2051 91747 SH Defined 02 71823 19924 Verizon Communications Inc CS 92343V104 2708 96652 SH Defined 02 74512 22140 Village Super Market CS 927107409 305 11620 SH Defined 02 11620 Wells Fargo & Co CS 949746101 2663 104038 SH Defined 02 81341 22697 Western Alliance Bancorp CS 957638109 219 30570 SH Defined 02 30570 Zoran Corp CS 98975F101 239 25080 SH Defined 02 25080 Cohen & Steers Reit & PFD EF 19247x100 671 63520.0000 SH Defined 02 63520.0000 Ishares Tr Barclys Us Agg B EF 464287226 1419 13230.0000 SH Defined 02 13230.0000 Ishares Tr Rusl 3000 Grow EF 464287671 225 6010.0000 SH Sole 6010.0000 SPDR S&P 500 ETF Trust EF 78462F103 227 2195.2593 SH Sole 2195.2593
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