-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MXvGstVBNgl9ee/8fGLxFisxEpPFU9jeeooBoFjeByLTR5bbpugW0xEZw+Zz45dd BMt5TSde5+S554c2uWwohQ== 0000950123-10-077092.txt : 20100813 0000950123-10-077092.hdr.sgml : 20100813 20100813110405 ACCESSION NUMBER: 0000950123-10-077092 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100813 DATE AS OF CHANGE: 20100813 EFFECTIVENESS DATE: 20100813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: S Squared Technology, LLC CENTRAL INDEX KEY: 0001322924 IRS NUMBER: 010622776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11372 FILM NUMBER: 101013633 BUSINESS ADDRESS: STREET 1: 515 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 421-2155 MAIL ADDRESS: STREET 1: 515 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 y86109ce13fvhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Quarter Ended: June 30, 2010 Check here if Amendment [ ]; Amendment Number: ________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: S Squared Technology, LLC Address: 515 Madison Avenue New York, NY 10022 Form 13F File Number: 28-11372 The Institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Seymour L. Goldblatt Title: Managing Member Phone: 212-421-2155 Signature, Place, and Date of Signing: /s/ Seymour L. Goldblatt New York, New York August 13, 2010 - ------------------------------------- [Signature] S Squared Technology, LLC (SEC File No. 801-63753), S Squared Capital II Management, LLC (SEC File No. 801-63785) and S Squared Technology Partners, L.P. (SEC. File No. 801-66022) are related SEC registered investment advisers (collectively, the "Adviser Entities"). Each of the Adviser Entities serves as investment adviser to one or more clients. The same personnel make investment decisions with respect to the securities set forth on the Form 13F filed by S Squared Technology, LLC for all of the clients of each of the Adviser Entities. [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manger are reported in this report and a portion are reported by other manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] NONE FORM 13F SUMMARY PAGE Report Summary Number of other Included Managers: 2 Form 13F Information Table Entry Total: 108 Form 13F Information Table Value Total: $681,088 (thousands) List of Other Included Managers: S Squared Capital II Management, LLC S Squared Technology Partners, L.P. Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. 01 - S Squared Capital II Management, LLC 02 - S Squared Technology Partners, L.P. Page 1 of 3 (SEC USE ONLY) FORM 13F NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC June 30, 2010
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6 Item 7 Item 8: ------- -------- --------- -------- ------------- ------------------------ -------- ----------------------- Investment Discretion Voting Authority Fair ------------------------ (Shares) Market Shares of (b) Shared (c) Managers ----------------------- Title of CUSIP Value Principal (a) -As Defined Shared- See (a) (b) (c) Name of Issuer class Number (x$1000) Amount Sole in Instr. V Other Instr. V Sole Shared None -------------- -------- --------- -------- ------------- ---- ----------- ------- -------- ---------- ------ ----- ABSOLUTE SOFTWARE CORPORATION COM 00386B109 6,997 1,775,100 SH X 02 1,775,100 ACCELRYS INC COM 00430U103 5,001 775,412 SH X 02 775,412 ACCENTURE PLC COM G1151C101 2,412 62,400 SH X 62,400 ACME PACKET INC COM 004764106 5,094 189,500 SH X 02 189,500 ACTELION LTD (B1YD5Q2) ADR B1YD5Q2 10,661 283,600 SH X 01 283,600 AGILYSYS INC COM 00847J105 1,171 175,000 SH X 02 175,000 ALLSCRIPTS HEALTHCARE SOLUTION COM 01988P108 1,932 120,000 SH X 01 120,000 ALPHA & OMEGA SEMICONDUCTORS COM G6331P104 1,036 75,000 SH X 02 75,000 ALTERA CORP COM 021441100 6,207 250,200 SH X 01 250,200 ANADYS PHARMACEUTICALS INC COM 03252Q408 1,316 685,581 SH X 02 685,581 ANALOG DEVICES INC COM 032654105 7,021 252,000 SH X 01 252,000 ARROW ELECTRONICS INC COM 042735100 9,398 420,500 SH X 01 420,500 ARUBA NETWORKS INC COM 043176106 3,647 256,100 SH X 02 256,100 ATMEL CORP COM 049513104 7,127 1,484,700 SH X 01 1,484,700 AVAGO TECHNOLOGIES COM Y0486S104 5,412 257,000 SH X 01 257,000 AVIAT NETWORKS INC COM 05366Y102 1,906 525,000 SH X 02 525,000 AVNET INC COM 053807103 12,190 505,600 SH X 01 505,600 BALLANTYNE STRONG INC COM 058516105 2,641 364,800 SH X 02 364,800 BIOGEN IDEC INC COM 09062X103 7,644 161,100 SH X 01 161,100 BLUECOAT SYSTEMS COM 09534T508 4,258 208,400 SH X 01,02 208,400 BMC SOFTWARE INC COM 055921100 16,238 468,900 SH X 01 468,900 CADENCE DESIGN SYS INC COM 127387108 5,211 900,000 SH X 01 900,000 CALLIDUS SOFTWARE COM 13123E500 7,996 2,452,883 SH X 01,02 2,452,883 CAVIUM NETWORKS INC COM 14965A101 4,950 189,000 SH X 02 189,000 CEPHALON INC COM 156708109 4,199 74,000 SH X 01 74,000 CHINACAST EDUCATION CORP COM 16946T109 5,142 865,600 SH X 02 865,600 CIENA COM 171779101 8,581 676,700 SH X 01 676,700 CITY TELECOM LTD ADR 178677209 4,080 359,800 SH X 02 359,800 CODEXIS, INC COM 192005106 2,222 253,700 SH X 01,02 253,700 COGENT INC COM 19239Y108 11,080 1,229,800 SH X 02 1,229,800 COGNIZANT TECHNOLOGY SOLUTIONS COM 192446102 11,183 223,400 SH X 01 223,400 COMVERGE INC COM 205859101 4,126 460,478 SH X 02 460,478 COMVERSE TECHNOLOGY INC COM 205862402 7,806 1,000,800 SH X 01 1,000,800 CONSTANT CONTACT INC COM 210313102 4,942 231,700 SH X 02 231,700 CYBERSOURCE CORP COM 23251J106 13,082 512,400 SH X 01 512,400 DEMANDTEC TEC COM 24802R506 1,180 174,800 SH X 02 174,800 DEXCOM INC COM 252131107 16,866 1,459,000 SH X 02 1,459,000 ------- COLUMN TOTAL 231,955 -------
Page 2 of 3 (SEC USE ONLY) FORM 13F NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC June 30, 2010
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6 Item 7 Item 8: ------- -------- --------- -------- ------------- ------------------------ -------- ----------------------- Investment Discretion Voting Authority Fair ------------------------ (Shares) Market Shares of (b) Shared (c) Managers ----------------------- Title of CUSIP Value Principal (a) -As Defined Shared- See (a) (b) (c) Name of Issuer class Number (x$1000) Amount Sole in Instr. V Other Instr. V Sole Shared None -------------- -------- --------- -------- ------------- ---- ----------- ------- -------- ---------- ------ ----- DIGITAL RIV INC COM 25388B104 6,102 255,200 SH X 01 255,200 DISH NETWORK CORP COM 25470M109 8,291 456,800 SH X 01 456,800 DOUBLE-TAKE SOFTWARE INC COM 258598101 1,783 170,000 SH X 02 170,000 E M C CORP MASS COM 268648102 842 46,000 SH X 46,000 ECLIPSYS CORP COM 278856109 6,868 385,000 SH X 01,02 385,000 EDUCATION MANAGEMENT COM 28140M103 9,823 644,100 SH X 01 644,100 ELOYALTY COM 290151307 5,618 947,389 SH X 01,02 947,389 EMDEON INC COM 29084T104 2,173 173,400 SH X 01 173,400 FLEXTRONICS INTL LTD COM Y2573F102 7,525 1,343,700 SH X 01 1,343,700 FOREST LABS INC COM 345838106 8,468 308,700 SH X 01 308,700 FORTINET INC COM 34959E109 5,673 345,100 SH X 02 345,100 GENZYME CORP COM 372917104 8,545 168,300 SH X 01 168,300 GRAND CANYON EDUCATION INC COM 38526M106 7,427 317,000 SH X 02 317,000 GSE SYSTEMS INC COM 36227K106 2,509 618,000 SH X 02 618,000 GUIDANCE SOFTWARE INC COM 401692108 3,948 756,300 SH X 02 756,300 HARMONIC COM 413160102 2,992 550,000 SH X 02 550,000 IGATE CORPORATION COM 45169U105 1,795 140,000 SH X 02 140,000 IKANOS COMMUNICATIONS COM 45173E105 497 308,500 SH X 02 308,500 INGRAM MICRO INC COM 457153104 16,937 1,115,000 SH X 01 1,115,000 INTEGRATED DEVICE TECH COM 458118106 12,496 2,524,400 SH X 01 2,524,400 INTERSIL HLDG CORP CL A COM 46069S109 5,883 485,800 SH X 01 485,800 KENEXA CORP COM 488879107 11,093 924,400 SH X 01,02 924,400 KNOT INC COM 499184109 189 24,300 SH X 02 24,300 LAM RESH CORP COM 512807108 6,885 180,900 SH X 01 180,900 LAWSON SOFTWARE INC COM 52078P102 1,142 156,400 SH X 01 156,400 LINEAR TECHNOLOTY CORP COM 535678106 4,249 152,800 SH X 01 152,800 LIQUIDITY SERVICES INC. COM 53635B107 8,568 661,100 SH X 02 661,100 LOOKSMART LTD COM 543442503 536 457,840 SH X 02 457,840 MAGMA DESIGN AUTOMATION INC COM 559181102 6,835 2,406,800 SH X 02 2,406,800 MAXLINEAR, INC COM 57776J100 951 68,000 SH X 02 68,000 MICROSEMI CORP COM 595137100 8,741 597,500 SH X 01 597,500 MICROTUNE INC DEL COM 59514P109 2,043 959,200 SH X 02 959,200 MONOLITHIC POWERSYSTEM INC COM 609839105 4,163 233,100 SH X 02 233,100 MONSTER WORLDWIDE INC COM 611742107 19,755 1,695,700 SH X 01 1,695,700 MYRIAD GENETICS INC COM 62855J104 7,346 491,400 SH X 01 491,400 McAFEE INC COM 579064106 8,571 279,000 SH X 01 279,000 NETEZZA CORP COM 64111N101 16,477 1,204,440 SH X 01 1,204,440 NORTELL NETWORKS CORP COM 656568508 0 5 SH X 5 NOVELL INC COM 670006105 6,632 1,167,600 SH X 01 1,167,600 NVIDIA CORP COM 67066G104 7,944 778,100 SH X 01 778,100 ------- COLUMN TOTAL 248,315 -------
Page 3 of 3 (SEC USE ONLY) FORM 13F NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC June 30, 2010
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6 Item 7 Item 8: ------- -------- --------- -------- ------------- ------------------------ -------- ----------------------- Investment Discretion Voting Authority Fair ------------------------ (Shares) Market Shares of (b) Shared (c) Managers ----------------------- Title of CUSIP Value Principal (a) -As Defined Shared- See (a) (b) (c) Name of Issuer class Number (x$1000) Amount Sole in Instr. V Other Instr. V Sole Shared None -------------- -------- --------- -------- ------------- ---- ----------- ------- -------- ---------- ------ ----- OMNIVISION TECHNOLOGIE COM 682128103 3,726 173,800 SH X 01 173,800 OPENWAVE SYS INC COM 683718308 22,044 10,859,020 SH X 01,02 10,859,020 OPNEXT INC COM 68375V105 1,389 842,000 SH X 02 842,000 PHASE FORWARD INC COM 71721R406 6,338 380,000 SH X 02 380,000 PRINCETON REVIEW INC COM 742352107 3,458 1,490,600 SH X 02 1,490,600 QUEST SOFTWARE INC COM 74834T103 9,493 526,246 SH X 01 526,246 RADWARE, LTD COM IL0010834 1,610 78,656 SH X 02 78,656 RIGHTNOW TECHNOLOGIES INC COM 76657R106 3,290 209,700 SH X 02 209,700 RIVERSTONE NETWORKS COM 769320995 0 8,160,250 SH X 01,02 8,160,250 SALARY.COM COM 794006106 1,009 397,100 SH X 02 397,100 SALIX PHARMACEUTICALS COM 795435106 21,892 560,900 SH X 01 560,900 SAPIENT CORP COM 803062108 19,062 1,879,900 SH X 01 1,879,900 SEAGATE TECHNOLOGY HOLDINGS COM G7945M107 1,434 110,000 SH X 110,000 SILICON LABORATORIES, INC COM 826919102 5,540 136,600 SH X 01 136,600 SOLARWINDS, INC COM 83416B109 7,638 476,200 SH X 01 476,200 SONIC SOLUTIONS COM 835460106 12,519 1,499,300 SH X 01,02 1,499,300 SYMANTEC CORP COM 871503108 4,879 351,500 SH X 01 351,500 TECH DATA CORP COM 878237106 4,246 119,200 SH X 01 119,200 TNS INC COM 872960109 20,450 1,172,600 SH X 01,02 1,172,600 TRX INC COM 898452107 212 244,000 SH X 02 244,000 TTI TEAM TELECOMA (restricted) PFD M88258104 2,591 909,091 SH X 02 909,091 ULTICOM COM 903844108 4,776 516,326 SH X 02 516,326 UNIVERSAL DISPLAY CORP COM 91347P105 7,383 410,600 SH X 02 410,600 VERIGY LTD COM Y93691106 4,550 523,600 SH X 01 523,600 VIROPHARMA INC COM 928241108 7,263 647,900 SH X 02 647,900 VOCUS INC COM 92858J108 1,823 119,300 SH X 02 119,300 WASHINGTON POST CO. COM 939640108 10,098 24,600 SH X 01 24,600 WEB.COM GROUP INC COM 94733A104 7,116 1,982,079 SH X 02 1,982,079 WEBMEDIABRANDS INC COM 94770W100 3,366 3,739,800 SH X 02 3,739,800 WESTERN DIGITAL CORP COM 958102105 1,508 50,000 SH X 50,000 ELOYALTY CORP SERIES B CONV PF CVPF 290152990 115 22,475 SH X 22,475 ------- COLUMN TOTAL 200,818 ------- TOTAL 681,088 =======
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