-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SBtVZQo3LC1vK9NJa6MdHdGrEVRZdqme2wOmV4ibrij6D3f91E+6R4hX63Of//ng FQXn8u8+Ua1hh/DAWKLCzQ== 0001047469-10-007414.txt : 20100812 0001047469-10-007414.hdr.sgml : 20100812 20100812112233 ACCESSION NUMBER: 0001047469-10-007414 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100812 DATE AS OF CHANGE: 20100812 EFFECTIVENESS DATE: 20100812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MENDON CAPITAL ADVISORS CORP CENTRAL INDEX KEY: 0001177043 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10662 FILM NUMBER: 101010034 BUSINESS ADDRESS: STREET 1: 1117 CHEESE FACTORY ROAD CITY: HONEYOE FALLS STATE: NY ZIP: 14472 BUSINESS PHONE: 5852631307 13F-HR 1 a2199826z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Mendon Capital Advisors Corp. ------------------------------- Address: 150 Allens Creek Road ------------------------------- Rochester, NY 14618 ------------------------------- Form 13F File Number: 028-10662 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Anton Schutz ------------------------------- Title: President ------------------------------- Phone: 585-770-1770 ------------------------------- Signature, Place, and Date of Signing: /s/ Anton Schutz Rochester, NY 14618 August 11, 2010 ------------------------------- -------------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- --------------- ------------------------------------ [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 133 -------------------- Form 13F Information Table Value Total: $ 301,396 -------------------- (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 028-02744 Burnham Asset Management Corp. ------ ----------------- ---------------------------------
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - -------------------------------- -------- --------- ------- ---------------- ------- ------ ------------------- TITLE OF VALUE SH/PRN SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY ISSUER CLASS CUSIP (x1000) AMOUNT PRN CALL DISCRTN MGRS SOLE SHARED NONE INVESCO LTD COM G491BT108 842 50000 OTHER 01 50000 0 0 LAZARD LTD SHS G54050102 2671 100000 OTHER 01 100000 0 0 ALLIANCE FINANCIAL CORP NY COM 019205103 348 12500 SOLE 12500 0 0 ALLIANCE FINANCIAL CORP NY COM 019205103 1043 37500 OTHER 01 37500 0 0 AMERIS BANCORP COM 03076K108 461 47726 OTHER 01 47726 0 0 BANCORP RHODE ISLAND INC COM 059690107 393 15000 SOLE 15000 0 0 BANCORP RHODE ISLAND INC COM 059690107 2044 78044 OTHER 01 78044 0 0 BANK OF AMERICA CORPORATION COM 060505104 1796 125000 OTHER 01 125000 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 494 20000 SOLE 20000 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 3457 140000 OTHER 01 140000 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 123 5000 OTHER 5000 0 0 BAR HARBOUR BANKSHARES COM 066849100 415 16600 SOLE 16600 0 0 BAR HARBOUR BANKSHARES COM 066849100 424 17000 OTHER 01 17000 0 0 BEACON FED BANCORP COM 073582108 522 58564 SOLE 58564 0 0 BEACON FED BANCORP COM 073582108 2310 259001 OTHER 01 259001 0 0 BENEFICIAL MUTUAL BANCORP INC COM 08173R104 237 24000 SOLE 24000 0 0 BENEFICIAL MUTUAL BANCORP INC COM 08173R104 731 74000 OTHER 01 74000 0 0 BENEFICIAL MUTUAL BANCORP INC COM 08173R104 119 12000 OTHER 12000 0 0 BERKSHIRE HILLS BANCORP COM 084680107 244 12500 OTHER 01 12500 0 0 BOSTON PRIVATE FINL HOLDINGS INC COM 101119105 287 44620 OTHER 01 44620 0 0 BRYN MAWR BANK COM 117665109 965 57500 OTHER 01 57500 0 0 CAPITAL BK CORP COM 139793103 163 50000 SOLE 50000 0 0 CAPITAL BK CORP COM 139793103 33 10000 OTHER 01 10000 0 0 CENTERSTATE BANKS COM 15201P109 2010 199250 SOLE 199250 0 0 CENTERSTATE BANKS COM 15201P109 7292 722750 OTHER 01 722750 0 0 CENTERSTATE BANKS COM 15201P109 51 5100 OTHER 5100 0 0 CHICOPEE BANCORP COM 168565109 727 62073 SOLE 62073 0 0 CHICOPEE BANCORP COM 168565109 591 50500 OTHER 01 50500 0 0 CHIMERA INVESTMENT CORP COM 16934Q109 469 130000 SOLE 130000 0 0 CHIMERA INVESTMENT CORP COM 16934Q109 4584 1270000 OTHER 01 1270000 0 0 CITIGROUP INC COM 172967101 3760 1000000 OTHER 01 1000000 0 0 CITIZENS SOUTH BKG CP DEL COM 176682102 2487 404515 SOLE 404515 0 0 CITIZENS SOUTH BKG CP DEL COM 176682102 3867 628742 OTHER 01 628742 0 0 CNB FINL CORP PA COM 126128107 685 62350 OTHER 01 62350 0 0 CNB FINL CORP PA COM 126128107 165 15000 OTHER 01 15000 0 0 COLUMBIA BKG SYS INC COM 197236102 365 20000 SOLE 20000 0 0 COLUMBIA BKG SYS INC COM 197236102 2052 112400 OTHER 01 112400 0 0 COLUMBIA BKG SYS INC COM 197236102 228 12500 OTHER 12500 0 0 COMERICA INC COM 200340107 1657 45000 OTHER 01 45000 0 0 CONNECTICUT BK&TR CO HART NE COM 207546102 609 103630 SOLE 103630 0 0 CONNECTICUT BK&TR CO HART NE COM 207546102 773 131474 OTHER 01 131474 0 0 COWEN HOLDINGS GROUP INC CL A 223622101 1837 448053 SOLE 448053 0 0 COWEN HOLDINGS GROUP INC CL A 223622101 7105 1732994 OTHER 01 1732994 0 0 CYPRESS SHARPRIDGE INVTS INC COM 23281A307 2152 170000 OTHER 01 170000 0 0 FIRST CALIFORNIA FINANCIAL COM 319395109 404 150000 SOLE 150000 0 0 FIRST CALIFORNIA FINANCIAL COM 319395109 2576 957600 OTHER 01 957600 0 0 FIRST CALIFORNIA FINANCIAL COM 319395109 183 68000 OTHER 68000 0 0 FIRST HORIZON NATIONAL CORP COM 320517105 580 50646 SOLE 50646 0 0 FIRST HORIZON NATIONAL CORP COM 320517105 3102 270919 OTHER 01 270919 0 0 FIRST UNITED BANCORP INC FLA COM 33740N105 2275 309150 SOLE 309150 0 0 FIRST UNITED BANCORP INC FLA COM 33740N105 7795 1059150 OTHER 01 1059150 0 0 FIRST UNITED BANCORP INC FLA COM 33740N105 117 15849 OTHER 15849 0 0 FIRSTMERIT CORP COM 337915102 1425 83200 SOLE 83200 0 0 FIRSTMERIT CORP COM 337915102 7517 438800 OTHER 01 438800 0 0 FIRSTMERIT CORP COM 337915102 257 15000 OTHER 15000 0 0 FLAGSTAR BANCORP INC COM 337930507 157 50000 SOLE 50000 0 0 FLAGSTAR BANCORP INC COM 337930507 753 240000 OTHER 01 240000 0 0 GLEACHER & CO INC COM 377341102 191 75000 OTHER 01 75000 0 0 GUARANTY BANCORP COM 40075t102 545 514446 OTHER 01 514446 0 0
HILLTOP HOLDINGS INC COM 432748101 997 99575 SOLE 99575 0 0 HILLTOP HOLDINGS INC COM 432748101 3324 332054 OTHER 01 332054 0 0 HILLTOP HOLDINGS INC COM 432748101 100 10000 OTHER 01 10000 0 0 HORIZON BANCORP COM 440407104 85 4000 OTHER 4000 0 0 HUDSON CITY BANCORP COM 443683107 919 75000 OTHER 01 75000 0 0 IBERIA BANK CORP COM 450828108 852 16550 OTHER 01 16550 0 0 IBERIA BANK CORP COM 450828108 62 2100 OTHER 01 2100 0 0 INVESCO MORTGAGE CAPITAL COM 46131B100 1601 80000 SOLE 80000 0 0 INVESCO MORTGAGE CAPITAL COM 46131B100 15470 793120 OTHER 01 793120 0 0 INVESTORS BANCORP COM 46146P102 1050 80000 SOLE 80000 0 0 INVESTORS BANCORP COM 46146P102 5162 393500 OTHER 01 393500 0 0 JP MORGAN CHASE & CO COM 46625H100 915 25000 OTHER 01 25000 0 0 KEYCORP COM 493267108 961 125000 OTHER 01 125000 0 0 MAJESTIC CAPITAL LTD SHS G5760d103 111 394494 SOLE 394494 0 0 MAJESTIC CAPITAL LTD SHS G5760d103 136 486936 OTHER 01 486936 0 0 MB FINANCIAL INC COM 55264U108 460 25000 OTHER 01 25000 0 0 MERIDIAN INTERSTATE BANCORP COM 58964Q104 273 25000 SOLE 25000 0 0 MERIDIAN INTERSTATE BANCORP COM 58964Q104 545 50000 OTHER 01 50000 0 0 MIDSOUTH BANCORP COM 598039105 192 15000 SOLE 15000 0 0 MIDSOUTH BANCORP COM 598039105 192 15000 OTHER 01 15000 0 0 MIDSOUTH BANCORP COM 598039105 128 10000 OTHER 10000 0 0 MORGAN STANLEY COM 617446448 1741 75000 OTHER 01 75000 0 0 NEWALLIANCE BANCSHARES INC COM 650203102 561 50000 OTHER 01 50000 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 2901 190000 OTHER 01 190000 0 0 NORTHWEST BANCORP COM 667340103 5162 450000 OTHER 01 450000 0 0 OMNIAMERICAN BANCORP COM 68216R107 677 60000 OTHER 01 60000 0 0 ORIENTAL FINL GROUP COM 68618W100 1747 138000 SOLE 138000 0 0 ORIENTAL FINL GROUP COM 68618W100 6816 538400 OTHER 01 538400 0 0 ORITANI FINL CORP COM 686323106 388 38800 SOLE 38800 0 0 ORITANI FINL CORP COM 686323106 1552 155200 OTHER 01 155200 0 0 ORITANI FINL CORP COM 686323106 60000 6000 OTHER 6000 0 0 PACIFIC CONTINENTAL CORP COM 69412V108 95 10000 OTHER 01 10000 0 0 PARKVALE FINL CORP COM 701492100 143 17024 OTHER 01 17024 0 0 PACWEST BANCORP DEL COM 695263103 285 12500 OTHER 01 12500 0 0 PENNYMAC MTG INV TR COM 70931T103 2019 127000 SOLE 127000 0 0 PENNYMAC MTG INV TR COM 70931T103 9027 567736 OTHER 01 567736 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 3848 285000 OTHER 01 285000 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 101 7500 OTHER 7500 0 0 PMI GROUP INC COM 69344M101 780 270000 SOLE 270000 0 0 PMI GROUP INC COM 69344M101 3121 1080000 OTHER 01 1080000 0 0 PNC FINL SVCS GROUP INC COM 693475105 3108 55000 SOLE 55000 0 0 POPULAR INC COM 733174106 683 254666 SOLE 254666 0 0 POPULAR INC COM 733174106 3486 1300666 OTHER 01 1300666 0 0 POPULAR INC COM 733174106 114 42663 OTHER 42663 0 0 PORTER BANCORP INC COM 736233107 1566 124076 SOLE 124076 0 0 PORTER BANCORP INC COM 736233107 6193 490728 OTHER 01 490728 0 0 RADIAN GROUP COM 750236101 507 70000 SOLE 70000 0 0 RADIAN GROUP COM 750236101 2027 280000 OTHER 01 280000 0 0 ROME BANCORP INC COM 77587P103 1776 189753 SOLE 189753 0 0 ROME BANCORP INC COM 77587P103 267 28522 OTHER 01 28522 0 0 SEACOST BANK CORP FLA COM 811707306 458 344138 SOLE 344138 0 0 SEACOST BANK CORP FLA COM 811707306 2258 1697931 OTHER 01 1697931 0 0 STATE STREET CORP COM 857477103 2537 75000 OTHER 01 75000 0 0 STERLING BANCORP COM 859158107 900 100000 OTHER 01 100000 0 0 TFS FINANCIAL CORP COM 87240R107 310 25000 SOLE 25000 0 0 TFS FINANCIAL CORP COM 87240R107 12844 1034975 OTHER 01 1034975 0 0 TWO HARBORS INVT CORP COM 90187B101 2705 327914 SOLE 327914 0 0 TWO HARBORS INVT CORP COM 90187B101 9831 1191652 OTHER 01 1191652 0 0 UNITED CMNTY BKS BLAIRSVILLE CAP STK 90984P105 593 150000 SOLE 150000 0 0 UNITED CMNTY BKS BLAIRSVILLE CAP STK 90984P105 5924 1499866 OTHER 01 1499866 0 0 UNITED WESTERN BANCORP COM 913201109 160 200000 SOLE 200000 0 0 UNITED WESTERN BANCORP COM 913201109 1240 1550170 OTHER 01 1550170 0 0 UNITED WESTERN BANCORP COM 913201109 15 19000 OTHER 19000 0 0 US BANCORP COM 902973304 2235 100000 OTHER 01 100000 0 0 UMPQUA HOLDINGS COM 904214103 230 20000 SOLE 20000 0 0 UMPQUA HOLDINGS COM 904214103 1263 110000 OTHER 01 110000 0 0
UMPQUA HOLDINGS COM 904214103 103 9000 OTHER 9000 0 0 VIEWPOINT FINL GROUP COM 926727108 1879 180000 SOLE 180000 0 0 VIEWPOINT FINL GROUP COM 926727108 6133 620000 OTHER 01 620000 0 0 WASHINGTON BKG CO OAK HBR WA COM 937303105 640 50000 OTHER 01 50000 0 0 WASHINGTON FEDERAL INC COM 938824109 162 10000 SOLE 10000 0 0 WASHINGTON FEDERAL INC COM 938824109 1860 115000 OTHER 01 115000 0 0 WASHINGTON FEDERAL INC COM 938824109 146 9000 OTHER 9000 0 0 WELLS FARGO COM 949746101 1280 50000 OTHER 01 50000 0 0
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