-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PFD3qK2+yr1ZyosL2jNut6FBpxq8KXk77c4PQ6xQc2XUyLG0++jb1usV+O46VjPs /qoAzsBNDK2HM1LFwveAYA== 0001193125-10-185534.txt : 20100811 0001193125-10-185534.hdr.sgml : 20100811 20100811091640 ACCESSION NUMBER: 0001193125-10-185534 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100811 DATE AS OF CHANGE: 20100811 EFFECTIVENESS DATE: 20100811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SANDLER ONEILL ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001040762 IRS NUMBER: 133906061 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07148 FILM NUMBER: 101006664 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2129741700 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment [_]; Amendment Number: This amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sandler O'Neill Asset Management Address: 780 3rd Ave, 5th Floor New York, NY 10017 13 File Number: 28-7148 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: TERRY MALTESE Title: PRESIDENT Phone: 212-486-7300 Signature, Place and Date of Signing: TERRY MALTESE August 10, 2010 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [_] 13F NOTICE. [_] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 131 Form 13F Information Table Value Total: 587393
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE - -------------------------------- ---------------- --------- -------- -------- --- ---- -------- -------- ------- ------ ---- D 1ST CENTY BK NATL AS SN COM ST COMMON STOCK 31943X102 2937 841600 SH SOLE 841600 0 0 D 1st United Bancorp Inc. (FL) C COMMON STOCK 33740N105 4624 628200 SH SOLE 628200 0 0 D ACCESS NATL CORP COM STK COMMON STOCK 004337101 1058 180000 SH SOLE 180000 0 0 D AMERICAN PHYSICIANS SVC GROUP COMMON STOCK 028882108 5125 209600 SH SOLE 209600 0 0 D AMERICAN RIVER BANKS HARES COM COMMON STOCK 029326105 5902 790100 SH SOLE 790100 0 0 D AMERIS BANCORP COM STK COMMON STOCK 03076K108 3234 334825 SH SOLE 334825 0 0 D AON CORPORATION COMMON STOCK 037389103 8987 242100 SH SOLE 242100 0 0 D ARROW FINANCIAL CORP COMMON STOCK 042744102 1515 65600 SH SOLE 65600 0 0 D ATHENS BANCSHARES CORP COM STK COMMON STOCK 047042106 2797 254300 SH SOLE 254300 0 0 D BANCFIRST CORP COM STK COMMON STOCK 05945F103 7167 196400 SH SOLE 196400 0 0 D BANCORP RHODE ISLAND INC COMMON STOCK 059690107 3000 114500 SH SOLE 114500 0 0 D BANK MUTUAL CORP COM STK COMMON STOCK 063750103 2663 468800 SH SOLE 468800 0 0 D BANK OF MARIN BANCORP COMMON STOCK 063425102 2596 81300 SH SOLE 81300 0 0 D BAR HARBOR BANKSHARE S COM STK COMMON STOCK 066849100 4677 187300 SH SOLE 187300 0 0 D BENEFICIAL MUTAL COMMON STOCK 08173R104 1235 125000 SH SOLE 125000 0 0 D BLACKROCK INC COM NEW COMMON STOCK 09247X101 3356 23400 SH SOLE 23400 0 0 D BRIDGE CAPITAL HOLDINGS COMMON STOCK 108030107 1183 130000 SH SOLE 130000 0 0 D BROOKLINE BANCORP IN C DE COM COMMON STOCK 11373M107 1187 133700 SH SOLE 133700 0 0 D CENTER FINL CORP CAL IF COM ST COMMON STOCK 15146E102 1071 207998 SH SOLE 207998 0 0 D CENTERSTATE BKS FLA INC COM ST COMMON STOCK 15201P109 1797 178100 SH SOLE 178100 0 0 D CENTURY BANCORP INC COMMON STOCK 156432106 6451 292700 SH SOLE 292700 0 0 D CHICOPEE BANCORP COMMON STOCK 168565109 2176 185800 SH SOLE 185800 0 0 D CITIGROUP INC COM STK COMMON STOCK 172967101 3196 850000 SH SOLE 850000 0 0 D CITIZENS & NORTHN CO RP COM ST COMMON STOCK 172922106 8764 819100 SH SOLE 819100 0 0 D CITIZENS REPUBLIC BANCORP INC COMMON STOCK 174420109 2138 2515700 SH SOLE 2515700 0 0 D CITY NATIONAL CORP CA COM STK COMMON STOCK 178566105 5174 101000 SH SOLE 101000 0 0 D CNB FINANCIAL CORP ( PA) COM S COMMON STOCK 126128107 5892 536600 SH SOLE 536600 0 0 D CONNECTICUT BK & TR CO HARTFO COMMON STOCK 207546102 1697 288600 SH SOLE 288600 0 0 D DIME COMMUNITY BANCS HARES COM COMMON STOCK 253922108 1432 116100 SH SOLE 116100 0 0 D DISCOVER FINANCIAL S ERVICES COMMON STOCK 254709108 9786 700000 SH SOLE 700000 0 0 D DORAL FINL CORP COM STK COMMON STOCK 25811P886 854 350000 SH SOLE 350000 0 0 D EAGLE BANCORP INC COM STK COMMON STOCK 268948106 5511 467800 SH SOLE 467800 0 0 D EAGLE BANCORP MONTANA INC COM COMMON STOCK 26942G100 3257 334000 SH SOLE 334000 0 0 D EAST-WEST BANCORP IN C COM STK COMMON STOCK 27579R104 724 47500 SH SOLE 47500 0 0 D ENCORE BNCSHRS COMMON STOCK 29255V201 2967 300000 SH SOLE 300000 0 0 D ENTERPRISE BANCORP INC COMMON STOCK 293668109 525 50000 SH SOLE 50000 0 0 D EVANS BANCORP INC COM STK COMMON STOCK 29911Q208 3781 298900 SH SOLE 298900 0 0 D FIRST CALIFORNIA FINANCIAL GRP COMMON STOCK 319395109 1726 641800 SH SOLE 641800 0 0 D FIRST CMNTY BANCSHAR ES INC NE COMMON STOCK 31983A103 2480 168800 SH SOLE 168800 0 0 D FIRST FINANCIAL BANC ORP OHIO COMMON STOCK 320209109 16276 1088700 SH SOLE 1088700 0 0 D FIRST FRANKLIN CORPORATION COMMON STOCK 320272107 538 60000 SH SOLE 60000 0 0 D FIRST INTERSTATE BAN CSYSTEM I COMMON STOCK 32055Y201 8652 550000 SH SOLE 550000 0 0 D FIRST MIDWEST BANCOR P INC DEL COMMON STOCK 320867104 8266 679800 SH SOLE 679800 0 0 D FIRST NIAGARA FINL G ROUP INC COMMON STOCK 33582V108 12189 972800 SH SOLE 972800 0 0 D FIRST OF LONG ISLAND CORP COMMON STOCK 320734106 2257 87800 SH SOLE 87800 0 0 D FIRST PLACE FINANCIAL CORP D COMMON STOCK 33610T109 83 27500 SH SOLE 27500 0 0 D FIRST SECURITY GROUP INC COMMON STOCK 336312103 1152 600000 SH SOLE 600000 0 0 D FIRSTBANK CORPORATION COMMON STOCK 33761G104 212 50000 SH SOLE 50000 0 0 D FIRSTMERIT CORP COM STK COMMON STOCK 337915102 11736 685100 SH SOLE 685100 0 0 D FIRST PACTRUST BANCORP INC COMMON STOCK 33589V101 546 68300 SH SOLE 68300 0 0 D FOX CHASE BANCORP INC COMMON STOCK 35137P106 7465 779996 SH SOLE 779996 0 0 D FRANKLIN RESOURCES INC COM ST COMMON STOCK 354613101 3439 39900 SH SOLE 39900 0 0 D GLACIER BANCORP INC NEW COM ST COMMON STOCK 37637Q105 709 48300 SH SOLE 48300 0 0 D GOLDMAN SACHS GROUP INC COM ST COMMON STOCK 38141G104 3124 23800 SH SOLE 23800 0 0 D HAMPDEN BANCORP INC COM STK COMMON STOCK 40867E107 3468 365000 SH SOLE 365000 0 0 D HAWTHORN BANCSHARES INC COMMON STOCK 420476103 946 78526 SH SOLE 78526 0 0 D HERITAGE FINANCIAL CORPORATIO COMMON STOCK 42722X106 2446 163400 SH SOLE 163400 0 0 D HERITAGE OAKS BANCOR P COM STK COMMON STOCK 42724R107 8476 2260154 SH SOLE 2260154 0 0 D HF FINANCIAL CORP COM STK COMMON STOCK 404172108 6313 647500 SH SOLE 647500 0 0 D HINGHAM INSTITUTION SAVINGS CO COMMON STOCK 433323102 4169 112900 SH SOLE 112900 0 0 D HMN FINANCIAL INC COM STK COMMON STOCK 40424G108 819 178900 SH SOLE 178900 0 0 D HOME BANCORP INC COMMON STOCK 43689E107 1238 95900 SH SOLE 95900 0 0 D HOME BANCSHARES INC/ CONWAY A COMMON STOCK 436893200 4552 199542 SH SOLE 199542 0 0 D HOPFED BANCORP INC COM STK COMMON STOCK 439734104 6197 686287 SH SOLE 686287 0 0 D HUDSON CITY BANCORP INC COM ST COMMON STOCK 443683107 613 50000 SH SOLE 50000 0 0 D HUDSON VALLEY HOLDIN G CORP CO COMMON STOCK 444172100 6612 286000 SH SOLE 286000 0 0 D IBERIABANK CORP COM STK COMMON STOCK 450828108 3887 75500 SH SOLE 75500 0 0 D INDIANA COMMUNITY BANCORP COMMON STOCK 454674102 2673 223700 SH SOLE 223700 0 0 D INVESCO LTD COM STK COMMON STOCK G491BT108 5185 308100 SH SOLE 308100 0 0 D JANUS CAPITAL GROUP INC COM ST COMMON STOCK 47102X105 89 10000 SH SOLE 10000 0 0 D JEFFRIES GROUP INC COMMON STOCK 472319102 632 30000 SH SOLE 30000 0 0 D JP MORGAN CHASE & CO COMMON STOCK 46625H100 23639 645700 SH SOLE 645700 0 0 D JP MORGAN CHASE & Co COMMON STOCK 46625H000 5356 146300 CALL SOLE 146300 0 0 D KBW INC COMMON STOCK 482423100 4288 200000 SH SOLE 200000 0 0 D KEYCORP NY COM STK COMMON STOCK 493267108 7276 946200 SH SOLE 946200 0 0 D LAKELAND FINL CORP COM STK COMMON STOCK 511656100 6400 320300 SH SOLE 320300 0 0 D LAZARD LTD COM COMMON STOCK G54050102 9527 356700 SH SOLE 356700 0 0 D LEGACY BANCORP INC COM STK COMMON STOCK 52463G105 4895 555000 SH SOLE 555000 0 0 D LOUISIANA BANCORP INC COM COMMON STOCK 54619P104 3023 215000 SH SOLE 215000 0 0 D MASTERCARD INC CL A COM STK COMMON STOCK 57636Q104 3771 18900 SH SOLE 18900 0 0 D MB FINANCIAL INC COMMON STOCK 55264U108 1673 91000 SH SOLE 91000 0 0 D MERCHANTS BANCSHARES INC COM COMMON STOCK 588448100 1775 79900 SH SOLE 79900 0 0 D MERIDIAN INTERSTATE BANCORP IN COMMON STOCK 58964Q104 3815 350000 SH SOLE 350000 0 0 D MIDWESTONE FINANCIAL GROUP IN COMMON STOCK 598511103 5726 369900 SH SOLE 369900 0 0 D MORGAN STANLEY COM STK COMMON STOCK 617446448 13469 580300 SH SOLE 580300 0 0 D MUTUALFIRST FINANCIA L INC COM COMMON STOCK 62845B104 1081 161300 SH SOLE 161300 0 0 D NBT BANCORP INC COM STK COMMON STOCK 628778102 4084 200000 SH SOLE 200000 0 0 D NEW CENTURY BANCORP INC COMMON STOCK 64353M100 474 83200 SH SOLE 83200 0 0 D NEWPORT BANCORP INC COM STK COMMON STOCK 651754103 4001 328500 SH SOLE 328500 0 0 D NORTH VALLEY BANCORP COMMON STOCK 66304M105 359 161600 SH SOLE 161600 0 0 D NORTHRIM BANCORP INC COMMON STOCK 666762109 2577 166500 SH SOLE 166500 0 0 D NORTHWEST BANCSHARES INC/MD COMMON STOCK 667340103 1893 165000 SH SOLE 165000 0 0 D OBA FINANCIAL SERVIC ES INC COMMON STOCK 67424G101 1948 175000 SH SOLE 175000 0 0 D OCEANFIRST FINL CORP COM STK COMMON STOCK 675234108 3902 323300 SH SOLE 323300 0 0 D OMNIAMERICAN BANCORP INC COMMON STOCK 68216R107 3929 348000 SH SOLE 348000 0 0 D ORIENTAL FINANCIAL G ROUP INC COMMON STOCK 68618W100 1646 130000 SH SOLE 130000 0 0 D PACIFIC PREMIER BANC ORP COM S COMMON STOCK 69478X105 4143 988900 SH SOLE 988900 0 0 D PACWEST BANCORP COM STK COMMON STOCK 695263103 4156 227000 SH SOLE 227000 0 0 D PEOPLES UNITED FINANCIAL INC C COMMON STOCK 712704105 17354 1285500 SH SOLE 1285500 0 0 D POPULAR INC COM STK COMMON STOCK 733174106 3679 1372666 SH SOLE 1372666 0 0 D PREFERRED BANK COM STK COMMON STOCK 740367107 1560 746500 SH SOLE 746500 0 0 D PROSPERITY BANCSHARE S INC COM COMMON STOCK 743606105 9932 285800 SH SOLE 285800 0 0 D PROVIDENT FINANCIAL HOLDINGS I COMMON STOCK 743868101 302 62900 SH SOLE 62900 0 0 D RODMAN & RENSHAW CAP GROUP INC COMMON STOCK 77487R100 1979 691900 SH SOLE 691900 0 0 D SANDY SPRING BANCORP INC COM COMMON STOCK 800363103 3337 238200 SH SOLE 238200 0 0 D SAVANNAH BANCORP INC COM STK COMMON STOCK 804748101 2723 279000 SH SOLE 279000 0 0 D SEACOAST BKG CORP FLA COMMON COMMON STOCK 811707306 5137 3862069 SH SOLE 3862069 0 0 D SIERRA BANCORP COMMON STOCK 82620P102 1221 106200 SH SOLE 106200 0 0 D SIMMONS FIRST NATION AL CORP C COMMON STOCK 828730200 9732 370600 SH SOLE 370600 0 0 D SOMERSET HILLS BANCO RP BERNA COMMON STOCK 834728107 2648 326864 SH SOLE 326864 0 0 D SOUTHCOAST FINANCIAL CORP COM COMMON STOCK 84129R100 363 137100 SH SOLE 137100 0 0 D SOUTHWEST BANCORP IN C OKLA CO COMMON STOCK 844767103 2347 176600 SH SOLE 176600 0 0 D STATE BANCORP INC N Y COM STK COMMON STOCK 855716106 8313 875059 SH SOLE 875059 0 0 D STATE STR CORP COM STK COMMON STOCK 857477103 17627 521200 SH SOLE 521200 0 0 D STERLING BANCORP COM STK COMMON STOCK 859158107 5216 579600 SH SOLE 579600 0 0 D STERLING BANCSHARES INC COM ST COMMON STOCK 858907108 7397 1570500 SH SOLE 1570500 0 0 D SUSQUEHANNA BANCSHARES INC COMMON STOCK 869099101 3175 381100 SH SOLE 381100 0 0 D TCF FINL CORP COM STK COMMON STOCK 872275102 9473 570300 SH SOLE 570300 0 0 D TFS FINANCIAL GROUP COMMON STOCK 87240R107 2354 189700 SH SOLE 189700 0 0 D UNITED CMNTY FINL CO RP OHIO C COMMON STOCK 909839102 90 53400 SH SOLE 53400 0 0 D UNITED COMMUNITY BAN KS INC CO COMMON STOCK 90984P105 4652 1177700 SH SOLE 1177700 0 0 D US BANCORP COM COMMON STOCK 902973304 20674 925000 SH SOLE 925000 0 0 D WADDELL & REED FINL INC CL A C COMMON STOCK 930059100 328 15000 SH SOLE 15000 0 0 D WASHINGTON FEDERAL I NC COM ST COMMON STOCK 938824109 3175 196200 SH SOLE 196200 0 0 D WELLS FARGO & CO 7.5% SER L PRFD STK (CONVRT 949746804 8473 9101 SH SOLE 9101 0 0 D WELLS FARGO COMPANY COMMON STOCK 949746101 10240 400000 CALL SOLE 400000 0 0 D WELLS FARGO COMPANY COMMON STOCK 949746101 9984 390000 SH SOLE 390000 0 0 D WEST BANCORPORATION INC COMMON STOCK 95123P106 494 72500 SH SOLE 72500 0 0 D WILLIS LEASE FINANCE CORP COM COMMON STOCK 970646105 1430 155100 SH SOLE 155100 0 0 D WINTRUST FINL CORP COM STK COMMON STOCK 97650W108 4334 130000 SH SOLE 130000 0 0 D ZIONS BANCORPORATION COM STK COMMON STOCK 989701107 9223 427600 SH SOLE 427600 0 0 S REPORT SUMMARY 131 DATA RECORDS 587393 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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