-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P55FEsjl1O+Z1zuvKCIuUKD7FMGeRJ8Cb8Cx1aPeDD+OvDZ52hPNFEMBTJScuZl4 3s0ICuR+JPxysWUtEB5HZg== 0001208646-10-000219.txt : 20100726 0001208646-10-000219.hdr.sgml : 20100726 20100726062318 ACCESSION NUMBER: 0001208646-10-000219 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100607 FILED AS OF DATE: 20100726 DATE AS OF CHANGE: 20100726 EFFECTIVENESS DATE: 20100726 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alliance Trust PLC CENTRAL INDEX KEY: 0001424606 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13036 FILM NUMBER: 10968402 BUSINESS ADDRESS: STREET 1: MEADOW HOUSE STREET 2: 64 REFORM STREET CITY: DUNDEE, SCOTLAND STATE: X0 ZIP: DD1 1TJ BUSINESS PHONE: 44 1382 306062 MAIL ADDRESS: STREET 1: MEADOW HOUSE STREET 2: 64 REFORM STREET CITY: DUNDEE, SCOTLAND STATE: X0 ZIP: DD1 1TJ 13F-HR 1 c103176.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 ----------------- Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Alliance Trust PLC Address: 8 West Marketgait Dundee, Scotland DD1 1QN United Kingdom Form 13F File Number: 28-13036 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ian Anderson Title: Assistant Secretary Phone: +44 1382 321238 Signature, Place, and Date of Signing: /s/ Ian Anderson Dundee, Scotland, United Kingdom July 23, 2010 - ------------------------- -------------------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 51 Form 13F Information Table Value Total: $826,970 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. FORM 13F INFORMATION TABLE Alliance Trust Holdings as at 30/6/10
- ------------------------------------------------------------------------------------------------------------------------------------ TITLE OF VALUE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$) (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ MTS MOBILE TELESYSTEM EQUITY 2603225 1,278,262.50 1,278 66,750 SH SOLE NONE 66,750 ABBOTT LABS COM NPV EQUITY 2002305 23,487,200.0 23,487 502,400 SH SOLE NONE 502,400 ACCENTURE PLC CLS'A'USD0.0000225 EQUITY B4BNMY3 11,964,476.0 11,964 309,800 SH SOLE NONE 309,800 AMER TOWER CORP CL'A'COM USD0.01 EQUITY 2253608 33,463,320.0 33,463 753,000 SH SOLE NONE 753,000 APACHE CORP COM USD0.625 EQUITY 2043962 22,054,833.0 22,055 261,965 SH SOLE NONE 261,965 BPZ RESOURCES INC 6.5% 144A CONVERTIBLE NOTE 2015 EQUITY 2BSKPC4 11,114,411.0 11,114 11,600,000 SH SOLE NONE 11,600,000 BK OF AMERICA CORP COM USD0.01 EQUITY 2295677 9,364,810.00 9,365 652,600 SH SOLE NONE 652,600 BAXTER INTL INC COM USD1 EQUITY 2085102 8,193,392.00 8,193 201,758 SH SOLE NONE 201,758 BJS WHOLESALE CLUB COM USD0.01 EQUITY 2039916 555,150.00 555 15,000 SH SOLE NONE 15,000 CLEAN HARBORS INC COM USD0.01 EQUITY 2202473 17,436,277.0 17,436 262,555 SH SOLE NONE 262,555 COMSTAR UNITED TEL GDR EACH REP1 ORD SHR'REGS' EQUITY B0WHW35 548,100.00 548 90,000 SH SOLE NONE 90,000 CISCO SYSTEMS COM USD0.001 EQUITY 2198163 39,357,330.0 39,357 1,847,762 SH SOLE NONE 1,847,762 CVS CAREMARK CORP COM STK USD0.01 EQUITY 2577609 18,679,404.0 18,679 637,740 SH SOLE NONE 637,740 CORRECTIONS CORP COM USD0.01 EQUITY 2759418 2,098,800.00 2,099 110,000 SH SOLE NONE 110,000 DELL INC COM USD0.01 EQUITY 2261526 8,879,765.00 8,880 736,910 SH SOLE NONE 736,910 AMDOCS ORD GBP0.01 EQUITY 2256908 37,031,305.0 37,031 1,379,192 SH SOLE NONE 1,379,192 DAVITA INC COM USD0.001 EQUITY 2898087 16,671,480.0 16,671 267,000 SH SOLE NONE 267,000 ENTERPRISE PRODS P COM UNITS REP LIM PART INT EQUITY 2285388 14,148,000.0 14,148 400,000 SH SOLE NONE 400,000 ENERGY SOLUTIONS I DEP SHS REP 1 COM USD0.01 EQUITY B293735 407,200.00 407 80,000 SH SOLE NONE 80,000 EXPONENT INC COM USD0.001 EQUITY 2330318 925,976.00 926 28,300 SH SOLE NONE 28,300 FLIR SYSTEMS INC COM USD0.01 EQUITY 2344717 15,417,700.0 15,418 530,000 SH SOLE NONE 530,000 HCC INSURANCE HLDG COM USD1 EQUITY 2400426 11,128,500.0 11,129 450,000 SH SOLE NONE 450,000 HOLOGIC INC COM USD0.01 EQUITY 2433530 11,275,200.0 11,275 810,000 SH SOLE NONE 810,000 INTERMEC INC COM USD0.01 EQUITY 2116842 4,812,375.00 4,812 469,500 SH SOLE NONE 469,500 INTEL CORP COM USD0.001 EQUITY 2463247 35,724,538.0 35,725 1,837,682 SH SOLE NONE 1,837,682 INTEROIL CORP COM NPV EQUITY B02SJF9 44,913,888.0 44,914 1,013,400 SH SOLE NONE 1,013,400 ITT CORPORATION COM USD1 EQUITY 2465760 25,634,231.0 25,634 571,300 SH SOLE NONE 571,300 JOHNSON & JOHNSON COM USD1 EQUITY 2475833 36,431,281.0 36,431 617,061 SH SOLE NONE 617,061 LANDEC CORP COM USD0.001 EQUITY 2517058 1,030,750.00 1,031 175,000 SH SOLE NONE 175,000 MONSANTO COM STK USD0.01 EQUITY 2654320 10,325,700.0 10,326 223,500 SH SOLE NONE 223,500 VAIL RESORTS INC COM STK USD0.01 EQUITY 2954194 1,394,400.00 1,394 40,000 SH SOLE NONE 40,000 MUELLER WATER PROD COM STK USD0.01 SER 'A' EQUITY B15RZR4 12,210,000.0 12,210 3,300,000 SH SOLE NONE 3,300,000 MAXWELL TECH INC COM USD0.10 EQUITY 2573771 1,140,000.00 1,140 100,000 SH SOLE NONE 100,000 NETAPP INC COM USD0.001 EQUITY 2630643 16,416,400.0 16,416 440,000 SH SOLE NONE 440,000 NOVATEK OAO GDR EACH REPR 10 SHS'REG S' EQUITY B0DK750 909,720.00 910 12,600 SH SOLE NONE 12,600 NEW YORK COMMTY COM USD0.01 EQUITY 2711656 53,952,121.0 53,952 3,537,844 SH SOLE NONE 3,537,844 PLUM CREEK TMBR CO COM USD0.01 EQUITY 2692397 14,716,503.0 14,717 426,689 SH SOLE NONE 426,689 METROPCS COMMUNICA COM STK USD0.0001 EQUITY B02F228 696,150.00 696 85,000 SH SOLE NONE 85,000 PFIZER INC COM USD0.05 EQUITY 2684703 20,933,250.0 20,933 1,469,000 SH SOLE NONE 1,469,000 POLYCOM INC COM USD0.0005 EQUITY 2693420 25,974,116.0 25,974 872,200 SH SOLE NONE 872,200 PHILIP MORRIS INTL COM STK NPV EQUITY B2PKRQ3 49,591,039.0 49,591 1,082,065 SH SOLE NONE 1,082,065 ROSNEFT OJSC GDR EACH REPR 1 ORD 'REGS' EQUITY B17FSC2 1,027,613.00 1,028 166,550 SH SOLE NONE 166,550 ROSS STORES INC COM USD0.01 EQUITY 2746711 36,231,871.0 36,232 679,900 SH SOLE NONE 679,900 REPUBLIC SERVICES COM USD0.01 EQUITY 2262530 44,685,298.0 44,685 1,503,543 SH SOLE NONE 1,503,543 SMART BALANCE INC COM STK USD0.01 EQUITY B0V9FJ9 549,450.00 549 135,000 SH SOLE NONE 135,000 SAFEWAY INC COM USD0.01 EQUITY 2767165 13,839,150.0 13,839 705,000 SH SOLE NONE 705,000 TRIQUINT SEMI COND COM USD0.001 EQUITY 2904393 702,650.00 703 115,000 SH SOLE NONE 115,000 TIME WARNER INC COM USD0.01 EQUITY B63QTN2 9,155,520.00 9,156 316,800 SH SOLE NONE 316,800 UTD TECHNOLOGIES COM USD1 EQUITY 2915500 28,793,400.0 28,793 444,000 SH SOLE NONE 444,000 VERIZON COMMUN COM USD0.10 EQUITY 2090571 9,523,400.00 9,523 340,000 SH SOLE NONE 340,000 WESTERN UNION COMP COM STK USD0.01 EQUITY B1F76F9 10,174,584.0 10,175 682,400 SH SOLE NONE 682,400 $826,970
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