-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GyIn+LHfgXKhYDE/1RbyQGgScnDTkujXM6EUSCLE02pB+Reqty6P5R3MJJJfuAPw bMYNk3vsVMMGu1JNNu+3VA== 0000902664-10-002718.txt : 20100517 0000902664-10-002718.hdr.sgml : 20100517 20100517155153 ACCESSION NUMBER: 0000902664-10-002718 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100517 DATE AS OF CHANGE: 20100517 EFFECTIVENESS DATE: 20100517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Polar Securities Inc. CENTRAL INDEX KEY: 0001326389 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12489 FILM NUMBER: 10838357 BUSINESS ADDRESS: STREET 1: 372 BAY STREET STREET 2: 21ST FLOOR CITY: TORONTO STATE: A6 ZIP: M5H 2S6 BUSINESS PHONE: 416-367-4364 MAIL ADDRESS: STREET 1: 372 BAY STREET STREET 2: 21ST FLOOR CITY: TORONTO STATE: A6 ZIP: M5H 2S6 13F-HR 1 p10-1304form13fhr.txt POLAR SECURITIES INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 ------------------------ Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Polar Securities Inc. -------------------------------------------------- Address: 372 Bay Street, 21st Floor -------------------------------------------------- Toronto, Ontario M5H 2N9 -------------------------------------------------- Canada -------------------------------------------------- Form 13F File Number: 028-12489 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robyn Schultz -------------------------------------------------- Title: Chief Compliance Officer -------------------------------------------------- Phone: 416-369-4453 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Robyn Schultz Toronto, Ontario Canada 5/17/10 ------------------------ ------------------------------ ---------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 141 ------------- Form 13F Information Table Value Total: $990,198 ------------- (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE - -------------------------- ---------- ----------- --------- -------------------------- ---------- --------- ----------------------- COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ----------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHRS OR SH/ PRN PUT/ INVESTMENT OTHER VOTING AUTHORITY CLASS (x$1000) PRN AMT CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ----------------------- ABERCROMBIE & FITCH CO CL A 002896207 4,897 107,300 SH SOLE 107,300 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- AECOM TECHNOLOGY CORP DELAWA COM 00766T100 5,609 197,700 SH SOLE 197,700 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- AEROVIRONMENT INC COM 008073108 3,141 120,300 SH SOLE 120,300 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- NOTE 5.250% ALCOA INC 3/1 013817AT8 23,077 10,000,000 PRN SOLE 10,000,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- NOTE 3.000% ALLIANT TECHSYSTEMS INC 8/1 018804AK0 9,302 8,000,000 PRN SOLE 8,000,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- NOTE 2.750% ALLIANT TECHSYSTEMS INC 2/1 018804AH7 2,154 2,000,000 PRN SOLE 2,000,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- ART TECHNOLOGY GROUP INC COM 04289L107 3,857 874,614 SH SOLE 874,614 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- BALLY TECHNOLOGIES INC COM 05874B107 8,939 220,500 SH SOLE 220,500 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- BANK NOVA SCOTIA HALIFAX COM 064149107 4,552 91,000 SH SOLE 91,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- BANK OF AMERICA CORPORATION COM 060505104 446 25,000 SH CALL SOLE 25,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- BED BATH & BEYOND INC COM 075896100 8,756 200,100 SH SOLE 200,100 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- BIG LOTS INC COM 089302103 5,817 159,721 SH SOLE 159,721 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- DBCV 2.625% BLACKROCK INC 2/1 09247XAB7 5,512 2,500,000 PRN SOLE 2,500,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- C H ROBINSON WORLDWIDE INC COM NEW 12541W209 8,835 158,200 SH SOLE 158,200 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- PAIRED CARNIVAL CORP CTF 143658300 7,253 186,559 SH SOLE 186,559 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- SUB VTG CELESTICA INC SHS 15101Q108 25,130 2,299,170 SH SOLE 2,299,170 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- NOTE 2.000% CEPHALON INC 6/0 156708AP4 19,551 13,000,000 PRN SOLE 13,000,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- CHEESECAKE FACTORY INC COM 163072101 4,652 171,900 SH SOLE 171,900 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- CITIGROUP INC COM 172967101 85 21,000 SH CALL SOLE 21,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- *W EXP CLARK HLDGS INC 02/15/201 18145M117 1 11,300 SH SOLE 11,300 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- CLIFFS NATURAL RESOURCES INC COM 18683K101 2,838 40,000 SH CALL SOLE 40,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- COACH INC COM 189754104 5,063 128,100 SH SOLE 128,100 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- COMTECH TELECOMMUNICATIONS C COM NEW 205826209 3,010 94,000 SH SOLE 94,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- CORRIENTE RES INC COM NEW 22027E409 3,990 495,600 SH SOLE 495,600 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- CROWN HOLDINGS INC COM 228368106 2,022 75,000 SH PUT SOLE 75,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- CROWN HOLDINGS INC COM 228368106 728 27,000 SH SOLE 27,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- DARDEN RESTAURANTS INC COM 237194105 6,681 150,000 SH PUT SOLE 150,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- DOLBY LABORATORIES INC COM 25659T107 1,760 30,000 SH CALL SOLE 30,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- DOLBY LABORATORIES INC COM 25659T107 1,760 30,000 SH PUT SOLE 30,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- DOLLAR TREE INC COM 256746108 5,863 99,004 SH SOLE 99,004 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- DRIL-QUIP INC COM 262037104 2,434 40,000 SH CALL SOLE 40,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- E M C CORP MASS COM 268648102 5,571 308,800 SH SOLE 308,800 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- NOTE E M C CORP MASS 1.750%12/0 268648AM4 8,758 7,000,000 PRN SOLE 7,000,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- ELDORADO GOLD CORP NEW COM 284902103 19,435 1,608,831 SH SOLE 1,608,831 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- ENTEGRIS INC COM 29362U104 6,250 1,242,600 SH 1,242,600 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- ENTROPIC COMMUNICATIONS INC COM 29384R105 2,775 546,300 SH SOLE 546,300 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- EQUIFAX INC COM 294429105 16,681 465,936 SH SOLE 465,936 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- FISERV INC COM 337738108 14,028 276,364 SH SOLE 276,364 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- NOTE FORD MTR CO DEL 4.250%11/1 345370CN8 17,966 12,000,000 PRN SOLE 12,000,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- FREEPORT-MCMORAN COPPER & GO COM 35671D857 5,012 60,000 SH PUT SOLE 60,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- FRONTLINE LTD SHS G3682E127 3,063 100,000 SH CALL SOLE 100,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- GILDAN ACTIVEWEAR INC COM 375916103 4,281 162,823 SH SOLE 162,823 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- GLOBAL PMTS INC COM 37940X102 5,903 129,600 SH SOLE 129,600 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- GRAFTECH INTL LTD COM 384313102 6,085 445,100 SH SOLE 445,100 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- GREEN MTN COFFEE ROASTERS IN COM 393122106 6,781 70,000 SH CALL SOLE 70,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- CL A SUB GROUPE CGI INC VTG 39945C109 22,165 1,486,572 SH SOLE 1,486,572 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- HARTE-HANKS INC COM 416196103 6,715 522,178 SH SOLE 522,178 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- HASBRO INC COM 418056107 9,905 258,744 SH SOLE 258,744 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- HEARTLAND EXPRESS INC COM 422347104 6,038 365,946 SH SOLE 365,946 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- NOTE HERTZ GLOBAL HOLDINGS 5.250% INC 6/0 42805TAA3 5,776 4,100,000 PRN SOLE 4,100,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- HEWITT ASSOCS INC COM 42822Q100 12,579 316,218 SH SOLE 316,218 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- HUDSON HIGHLAND GROUP INC COM 443792106 4,380 1,000,000 SH SOLE 1,000,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- HUNT J B TRANS SVCS INC COM 445658107 6,207 173,000 SH SOLE 173,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- HYPERCOM CORP COM 44913M105 867 224,500 SH SOLE 224,500 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- COM PAR IAC INTERACTIVECORP $.001 44919P508 12,107 531,480 SH SOLE 531,480 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- SPONSORED ICON PUB LTD CO ADR 45103T107 6,378 241,500 SH SOLE 241,500 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- IESI BFC LTD COM 44951D108 5,294 308,661 SH SOLE 308,661 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- ILLINOIS TOOL WKS INC COM 452308109 15,150 319,900 SH SOLE 319,900 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- IMPERIAL OIL LTD COM NEW 453038408 972 25,000 SH PUT SOLE 25,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- INFOGROUP INC COM 45670G108 12,454 1,596,626 SH SOLE 1,596,626 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- INTERMEC INC COM 458786100 10,003 705,430 SH SOLE 705,430 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- INTUIT COM 461202103 12,320 358,960 SH SOLE 358,960 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- NOTE 2.000% INVITROGEN CORP 8/0 46185RAJ9 4,609 3,000,000 PRN SOLE 3,000,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- ION GEOPHYSICAL CORP COM 462044108 3,815 775,400 SH SOLE 775,400 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- IRON MTN INC COM 462846106 9,976 364,100 SH SOLE 364,100 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- ISHARES SILVER TRUST ISHARES 46428Q109 3,428 200,000 SH CALL SOLE 200,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- IVANHOE MINES LTD COM 46579N103 6,747 387,544 SH SOLE 387,544 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- JDA SOFTWARE GROUP INC COM 46612K108 7,639 274,602 SH SOLE 274,602 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- KENEXA CORP COM 488879107 466 33,900 SH SOLE 33,900 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- KINGSWAY FINL SVCS INC COM 496904103 84 52,556 SH SOLE 52,556 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- KOHLS CORP COM 500255104 5,768 105,300 SH SOLE 105,300 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- LAMAR ADVERTISING CO CL A 512815101 5,747 167,300 SH SOLE 167,300 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- LENNAR CORP CL A 526057104 5,135 298,400 SH SOLE 298,400 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- LEXMARK INTL NEW CL A 529771107 5,928 164,300 SH SOLE 164,300 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- LIBERTY ACQUISITION HLDGS CO COM 53015Y107 8,437 853,914 SH SOLE 853,914 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- LIFE TECHNOLOGIES CORP COM 53217V109 1,673 32,000 SH SOLE 32,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- LOWES COS INC COM 548661107 5,753 237,333 SH SOLE 237,333 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- MCAFEE INC COM 579064106 8,901 221,800 SH SOLE 221,800 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- MCCORMICK & SCHMICKS SEAFD R COM 579793100 201 20,000 SH SOLE 20,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- MDS INC COM 55269P302 4,548 560,767 SH SOLE 560,767 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- NOTE 1.875% MICRON TECHNOLOGY INC 6/0 595112AH6 2,435 2,500,000 PRN SOLE 2,500,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- MICROSEMI CORP COM 595137100 6,218 358,600 SH SOLE 358,600 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- MINDSPEED TECHNOLOGIES INC COM NEW 602682205 4,293 535,903 SH SOLE 535,903 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- NOTE MINEFINDERS LTD 4.500%12/1 602900AB8 4,326 4,100,000 PRN SOLE 4,100,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- MIPS TECHNOLOGIES INC COM 604567107 9,499 2,129,728 SH SOLE 2,129,728 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- MYRIAD GENETICS INC COM 62855J104 1,393 57,900 SH PUT SOLE 57,900 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- NASDAQ OMX GROUP INC COM 631103108 1,056 50,000 SH PUT SOLE 50,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- NASDAQ OMX GROUP INC COM 631103108 465 22,000 SH SOLE 22,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- NAVIOS MARITIME ACQUIS CORP SHS Y62159101 7,314 741,065 SH SOLE 741,065 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- NAVISTAR INTL CORP NEW COM 63934E108 5,573 124,600 SH SOLE 124,600 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- NORTH ASIA INVESTMENT *W EXP CORP 07/23/201 G66202113 41 150,000 SH SOLE 150,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- O CHARLEYS INC COM 670823103 2,959 330,988 SH SOLE 330,988 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- O2MICRO INTERNATIONAL LTD SPONS ADR 67107W100 2,014 294,000 SH SOLE 294,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- *W EXP OILSANDS QUEST INC 05/12/201 678046129 13 69,900 SH SOLE 69,900 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- OMNICARE INC COM 681904108 11,721 414,333 SH SOLE 414,333 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- PALL CORP COM 696429307 8,819 217,800 SH SOLE 217,800 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- PAN AMERICAN SILVER CORP COM 697900108 1,680 71,985 SH SOLE 71,985 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- PAYCHEX INC COM 704326107 6,414 208,800 SH SOLE 208,800 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- PERKINELMER INC COM 714046109 5,378 225,000 SH SOLE 225,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- POWERSHS DB US DOLLAR DOLL INDEX INDX BULL 73936D107 976 41,000 SH PUT SOLE 41,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- PRIMEDIA INC COM NEW 74157K846 688 200,000 SH SOLE 200,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- QUANEX BUILDING PRODUCTS COR COM 747619104 6,719 406,500 SH SOLE 406,500 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- RED ROBIN GOURMET BURGERS IN COM 75689M101 5,835 238,750 SH SOLE 238,750 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- NOTE 5.000% REGIS CORP MINN 7/1 758932AA5 3,441 2,500,000 PRN SOLE 2,500,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- REPUBLIC SVCS INC COM 760759100 9,549 329,047 SH SOLE 329,047 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- RESEARCH IN MOTION LTD COM 760975102 20,572 278,114 SH SOLE 278,114 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- RUBY TUESDAY INC COM 781182100 4,647 439,665 SH SOLE 439,665 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- NOTE 3.000% SCHEIN HENRY INC 8/1 806407AB8 8,345 6,500,000 PRN SOLE 6,500,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- SCHNITZER STL INDS CL A 806882106 5,936 113,000 SH SOLE 113,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- SCOTTS MIRACLE GRO CO CL A 810186106 8,287 178,800 SH SOLE 178,800 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- SBI SELECT SECTOR SPDR TR INT-FINL` 81369Y605 1,609 100,900 SH CALL SOLE 100,900 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- SILVER WHEATON CORP COM 828336107 1,319 84,141 SH SOLE 84,141 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- SKYWORKS SOLUTIONS INC COM 83088M102 936 60,000 SH CALL SOLE 60,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- SONIC AUTOMOTIVE INC CL A 83545G102 3,675 334,100 SH SOLE 334,100 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- NOTE SONIC AUTOMOTIVE INC 5.000%10/0 83545GAQ5 4,415 4,000,000 PRN SOLE 4,000,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- SPDR GOLD TRUST GOLD SHS 78463V107 30,887 283,500 SH PUT SOLE 283,500 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- SPDR GOLD TRUST GOLD SHS 78463V107 3,360 30,840 SH SOLE 30,840 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- UNIT SER SPDR S&P 500 ETF TR 1 S&P 78462F103 76,050 650,000 SH PUT SOLE 650,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- STANTEC INC COM 85472N109 3,552 136,206 SH SOLE 136,206 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- SUNCOR ENERGY INC NEW COM 867224107 6,508 200,000 SH SOLE 200,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- SXC HEALTH SOLUTIONS CORP COM 78505P100 22,085 328,259 SH SOLE 328,259 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- SYKES ENTERPRISES INC COM 871237103 8,626 377,688 SH SOLE 377,688 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- SYMANTEC CORP COM 871503108 8,585 507,155 SH SOLE 507,155 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- TALISMAN ENERGY INC COM 87425E103 1,732 101,500 SH PUT SOLE 101,500 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- TALISMAN ENERGY INC COM 87425E103 708 41,500 SH SOLE 41,500 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- TECK RESOURCES LTD CL B 878742204 25,389 582,840 SH SOLE 582,840 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- THOMAS & BETTS CORP COM 884315102 6,668 169,925 SH SOLE 169,925 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- TITAN MACHY INC COM 88830R101 5,846 427,000 SH SOLE 427,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- TRANSGLOBE ENERGY CORP COM 893662106 3,053 526,300 SH SOLE 526,300 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- TRINA SOLAR LIMITED SPON ADR 89628E104 6,508 266,600 SH SOLE 266,600 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- TRUEBLUE INC COM 89785X101 3,157 203,700 SH SOLE 203,700 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- UNITED STATES OIL FUND LP UNITS 91232N108 1,648 40,900 SH SOLE 40,900 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- UNITED STATES STL CORP NEW COM 912909108 2,071 32,600 SH SOLE 32,600 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- UNIVERSAL FST PRODS INC COM 913543104 5,716 148,400 SH SOLE 148,400 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- VANTAGE DRILLING COMPANY ORD SHS G93205113 2,309 1,560,300 SH SOLE 1,560,300 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- WATERS CORP COM 941848103 9,604 142,200 SH SOLE 142,200 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- WESTERN UN CO COM 959802109 12,512 737,740 SH SOLE 737,740 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- *W EXP WESTWAY GROUP INC 99/99/999 96169B118 112 530,000 SH SOLE 530,000 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- WILLIAMS SONOMA INC COM 969904101 6,404 243,600 SH SOLE 243,600 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- YAHOO INC COM 984332106 11,622 703,063 SH SOLE 703,063 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- -- ZEBRA TECHNOLOGIES CORP CL A 989207105 8,457 285,700 SH SOLE 285,700 - -------------------------- ---------- ----------- --------- ----------- -------- ----- ---------- --------- ------------ ------- --
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