-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VhGkZ1YZVg+sCY/RvnocsolnTAIMbuRlH86efvbnnlbnQb6CKwShra4K/wAvEl/x Mc2+8iqfswO/hmQ7Jty2FQ== 0001047469-10-005299.txt : 20100514 0001047469-10-005299.hdr.sgml : 20100514 20100514112859 ACCESSION NUMBER: 0001047469-10-005299 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100514 DATE AS OF CHANGE: 20100514 EFFECTIVENESS DATE: 20100514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MENDON CAPITAL ADVISORS CORP CENTRAL INDEX KEY: 0001177043 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10662 FILM NUMBER: 10831447 BUSINESS ADDRESS: STREET 1: 1117 CHEESE FACTORY ROAD CITY: HONEYOE FALLS STATE: NY ZIP: 14472 BUSINESS PHONE: 5852631307 13F-HR 1 a2198775z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Mendon Capital Advisors Corp. ------------------------------- Address: 150 Allens Creek Road ------------------------------- Rochester, NY 14618 ------------------------------- Form 13F File Number: 028-10662 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Anton Schutz ------------------------------- Title: President ------------------------------- Phone: 585-770-1770 ------------------------------- Signature, Place, and Date of Signing: /s/ Anton Schutz Rochester, NY 14618 May 12, 2010 ------------------------------- -------------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 128 -------------------- Form 13F Information Table Value Total: $ 240,776 -------------------- (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 028-02744 Burnham Asset Management Corp. ------ ----------------- --------------------------------- FORM 13F INFORMATION TABLE
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ---------------------------- -------------- --------- -------- ---------------- ------- ------ ------------------- VALUE SH/PRN SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY ISSUER TITLE OF CLASS CUSIP (x1000) AMOUNT PRN CALL DISCRTN MGRS SOLE SHARED NONE CRM HOLDINGS LTD COM G2554P103 183 535574 SOLE 535574 0 0 CRM HOLDINGS LTD COM G2554P103 352 1051256 OTHER 01 1051256 0 0 INVESCO LTD SHS G491BT108 1095 50000 OTHER 01 50000 0 0 LAZARD LTD COM G54050102 2678 75000 OTHER 01 75000 0 0 ALLIANCE FINANCIAL CORP NY COM 19205103 369 12500 SOLE 12500 0 0 ALLIANCE FINANCIAL CORP NY COM 19205103 1106 37500 OTHER 01 37500 0 0 AMERIPRISE COM 03076C106 2268 50000 OTHER 01 50000 0 0 ASSOCIATED BANCORP COM 45487105 1725 125000 OTHER 01 125000 0 0 BANCORP RHODE ISLAND INC COM 59690107 1386 50671 SOLE 50671 0 0 BANCORP RHODE ISLAND INC COM 59690107 4675 170940 OTHER 01 170940 0 0 BB&T CORP COM 54937107 810 25000 OTHER 01 25000 0 0 BANK OF AMERICA CORPORATION COM 60505104 446 25000 SOLE 25000 0 0 BANK OF AMERICA CORPORATION COM 60505104 1428 80000 OTHER 01 80000 0 0 BANK OF THE OZARKS INC COM 63904106 528 15000 SOLE 15000 0 0 BANK OF THE OZARKS INC COM 63904106 528 15000 OTHER 01 15000 0 0 BAR HARBOUR BANKSHARES COM 66849100 519 17000 SOLE 17000 0 0 BAR HARBOUR BANKSHARES COM 66849100 519 17000 OTHER 01 17000 0 0 BEACON FED BANCORP COM 73582108 468 53292 SOLE 53292 0 0 BEACON FED BANCORP COM 73582108 2075 236111 OTHER 01 236111 0 0 BERKSHIRE HILLS BANCORP COM 84680107 687 37500 OTHER 01 37500 0 0 BROADPOINT GLEACHER COM 11134A103 300 75000 OTHER 01 75000 0 0 CENTERSTATE BANKS INC COM 15201P109 2439 199250 SOLE 199250 0 0 CENTERSTATE BANKS INC COM 15201P109 8854 722750 OTHER 01 722750 0 0 CENTERSTATE BANKS INC COM 15201P109 62 5100 OTHER 5100 0 0 CHICOPEE BANCORP COM 168565109 1110 87382 SOLE 87382 0 0 CHICOPEE BANCORP COM 168565109 2324 183018 OTHER 01 183018 0 0 CITIGROUP INC COM 172967101 4050 1000000 OTHER 01 1000000 0 0 CITIZENS REPUBLIC COM 174420109 1711 1450000 OTHER 01 1450000 0 0 CITIZENS SOUTH BKG CP DEL COM 176682102 2062 335249 SOLE 335249 0 0 CITIZENS SOUTH BKG CP DEL COM 176682102 2255 366665 OTHER 01 366665 0 0 COMERICA INC COM 200340107 2282 60000 OTHER 01 60000 0 0 CONNECTICUT BK&TR CO HART NE COM 207546102 466 103630 SOLE 103630 0 0 CONNECTICUT BK&TR CO HART NE COM 207546102 592 131474 OTHER 01 131474 0 0 COWEN HOLDINGS GROUP COM 223622101 2745 484999 SOLE 484999 0 0 COWEN HOLDINGS GROUP COM 223622101 9608 1697494 OTHER 01 1697494 0 0 EAGLE BANCORP COM 268948106 1150 10000 OTHER 10000 0 0 FIFTH THIRD BANCORP COM 316773100 1019 75000 OTHER 01 75000 0 0 FIRST CALIFORNIA FINANCIAL COM 319395109 632 239400 SOLE 239400 0 0 FIRST CALIFORNIA FINANCIAL COM 319395109 2528 957600 OTHER 01 957600 0 0 FIRST CALIFORNIA FINANCIAL COM 319395109 166 63000 OTHER 63000 0 0 FIRST HORIZON NATIONAL CORP COM 320517105 948 67468 SOLE 67468 0 0 FIRST HORIZON NATIONAL CORP COM 320517105 3283 233640 OTHER 01 233640 0 0 FIRST MIDWEST BANCORP DEL COM 320867104 203 15000 SOLE 15000 0 0 FIRST MIDWEST BANCORP DEL COM 320867104 1152 85000 OTHER 01 85000 0 0 FIRST MIDWEST BANCORP DEL COM 320867104 68 5000 OTHER 5000 0 0 FIRST UNITED BANCORP INC FLA COM 33740N105 2415 300000 SOLE 300000 0 0 FIRST UNITED BANCORP INC FLA COM 33740N105 8453 1050000 OTHER 01 1050000 0 0 FIRST UNITED BANCORP INC FLA COM 33740N105 95 11849 OTHER 11849 0 0 FIRST MERIT CORP COM 337915102 841 39000 SOLE 39000 0 0 FIRST MERIT CORP COM 337915102 4443 206000 OTHER 01 206000 0 0 FIRST MERIT CORP COM 337915102 108 5000 OTHER 5000 0 0 FLAGSTAR BANCORP INC COM 337930101 480 800000 SOLE 800000 0 0 FLAGSTAR BANCORP INC COM 337930101 1920 3200000 OTHER 01 3200000 0 0 GUARANTY BANCORP COM 40075T102 227 142532 SOLE 142532 0 0 GUARANTY BANCORP COM 40075T102 925 581589 OTHER 01 581589 0 0 HILLTOP HOLDINGS INC COM 432748101 778 66250 SOLE 66250 0 0 HILLTOP HOLDINGS INC COM 432748101 2335 198750 OTHER 01 198750 0 0 HILLTOP HOLDINGS INC COM 432748101 59 5000 OTHER 5000 0 0 HORIZON BANCORP COM 440407104 77 4000 OTHER 4000 0 0 HUDSON CITY BANCORP COM 443683107 1062 75000 OTHER 01 75000 0 0
IBERIA BANK COM 450828108 240 4000 SOLE 4000 0 0 IBERIA BANK COM 450828108 960 16000 OTHER 01 16000 0 0 IBERIA BANK COM 450828108 60 1000 OTHER 1000 0 0 INVESCO MORTGAGE CAPITAL COM 46131B100 10422 453120 OTHER 01 453120 0 0 INVESTORS BANCORP COM 46146P102 1056 80000 SOLE 80000 0 0 INVESTORS BANCORP COM 46146P102 5194 393500 OTHER 01 393500 0 0 JP MORGAN CHASE & CO COM 46625H100 2909 65000 OTHER 01 65000 0 0 MB FINANCIAL INC COM 55264U108 563 25000 OTHER 01 25000 0 0 MERIDIAN INTERSTATE BANCORP COM 58964Q104 806 77500 SOLE 77500 0 0 MERIDIAN INTERSTATE BANCORP COM 58964Q104 806 77500 OTHER 01 77500 0 0 MIDSOUTH BANCORP COM 598039105 248 15000 SOLE 15000 0 0 MIDSOUTH BANCORP COM 598039105 248 15000 OTHER 01 15000 0 0 MIDSOUTH BANCORP COM 598039105 165 10000 OTHER 10000 0 0 MORGAN STANLEY COM 617446448 2197 75000 OTHER 01 75000 0 0 NARA BANCORP COM 63080P105 219 25000 SOLE 25000 0 0 NARA BANCORP COM 63080P105 1533 175000 OTHER 01 175000 0 0 NARA BANCORP COM 63080P105 44 5000 OTHER 5000 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 414 25000 SOLE 25000 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 6616 400000 OTHER 01 400000 0 0 NORTHWEST BANCORP COM 667340103 1173 100000 SOLE 100000 0 0 NORTHWEST BANCORP COM 667340103 8159 695000 OTHER 01 695000 0 0 OMNIAMERICAN BANCORP COM 68216R107 371 32150 SOLE 32150 0 0 OMNIAMERICAN BANCORP COM 68216R107 692 60000 OTHER 01 60000 0 0 ORIENTAL FINL GROUP COM 68618W100 338 25000 SOLE 25000 0 0 ORIENTAL FINL GROUP COM 68618W100 4031 298600 OTHER 01 298600 0 0 ORIENTAL FINL GROUP COM 68618W100 68 5000 OTHER 5000 0 0 PACIFIC CONTINENTAL CORP COM 69412V108 105 10000 OTHER 10000 0 0 PARKVALE FINL CORP COM 701492100 127 17024 OTHER 01 17024 0 0 PACWEST BANCORP DEL COM 695263103 285 12500 OTHER 01 12500 0 0 PENNYMAC MTG INV TR COM 70931T103 2935 176729 SOLE 176729 0 0 PENNYMAC MTG INV TR COM 70931T103 10759 647736 OTHER 01 647736 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 391 25000 SOLE 25000 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 5709 365000 OTHER 01 365000 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 78 5000 OTHER 5000 0 0 PNC FINL SVCS GROUP INC COM 693475105 3582 60000 SOLE 60000 0 0 PORTER BANCORP INC COM 736233107 486 37120 SOLE 37120 0 0 PORTER BANCORP INC COM 736233107 1872 142902 OTHER 01 142902 0 0 ROME BANCORP INC COM 77587P103 1713 189753 SOLE 189753 0 0 ROME BANCORP INC COM 77587P103 258 28522 OTHER 01 28522 0 0 REDWOOD TRUST COM 758075402 1157 75000 OTHER 01 75000 0 0 SEACOST BANK CORP FLA COM 811707306 423 250000 SOLE 250000 0 0 SEACOST BANK CORP FLA COM 811707306 1454 850000 OTHER 01 850000 0 0 SOLAR CAPITAL LTD COM 83413U100 799 37810 SOLE 37810 0 0 SOLAR CAPITAL LTD COM 83413U100 4074 192720 OTHER 01 192720 0 0 STERLING BANCORP COM 859158107 2010 200000 OTHER 01 200000 0 0 TFS FINANCIAL CORP COM 87240R107 1110 83126 SOLE 83126 0 0 TFS FINANCIAL CORP COM 87240R107 13817 1034975 OTHER 01 1034975 0 0 TWO HARBORS INVT CORP COM 90187B101 1168 127794 SOLE 127794 0 0 TWO HARBORS INVT CORP COM 90187B101 3560 391172 OTHER 01 391172 0 0 US BANCORP COM 902973304 647 25000 OTHER 01 25000 0 0 UNITED CMNTY BKS BLAIRSVILLE CAP STK 90984P105 1323 300000 SOLE 300000 0 0 UNITED CMNTY BKS BLAIRSVILLE COM 90984P105 8538 1936130 OTHER 01 1936130 0 0 UNITED WESTERN BANCORP COM 913201109 503 331100 SOLE 331100 0 0 UNITED WESTERN BANCORP COM 913201109 2372 1550170 OTHER 01 1550170 0 0 UNITED WESTERN BANCORP COM 913201109 29 19000 OTHER 19000 0 0 UMPQUA HOLDINGS COM 904214103 119 9000 OTHER 01 9000 0 0 VIEWPOINT FINL GROUP COM 926727108 436 30000 SOLE 30000 0 0 WALTER INVESTMENT COM 93317W102 800 50000 OTHER 01 50000 0 0 WASHINGTON BKG CO OAK HBR WA COM 937303105 630 50000 SOLE 50000 0 0 WASHINGTON BKG CO OAK HBR WA COM 937303105 630 50000 OTHER 01 50000 0 0 WASHINGTON BKG CO OAK HBR WA COM 937303105 25 2000 OTHER 2000 0 0 WASHINGTON FEDERAL INC COM 938824109 1524 75000 OTHER 01 75000 0 0 WASHINGTON FEDERAL INC COM 938824109 122 6000 OTHER 6000 0 0 WESTERN LIBERTY BANCORP COM 961443108 1989 284146 SOLE 284146 0 0 WESTERN LIBERTY BANCORP COM 961443108 10197 1456843 OTHER 01 1456843 0 0 WESTERN LIBERTY BANCORP COM 961443108 67 9520 OTHER 9520 0 0
WINTRUST FINANCIAL CORP COM 97650W108 372 10000 SOLE 10000 0 0 WHITNEY HOLDINGS CORP COM 966612103 2977 80000 OTHER 01 80000 0 0
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