-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fb9xOSMSwpaihkKiFTY05tV9Sw54IU0D6Cbslnsy+F5RCKnlwJGx5FszW7pxfQ1A xpG9Scl08/+JjpJWyDbMHA== 0001208646-10-000157.txt : 20100512 0001208646-10-000157.hdr.sgml : 20100512 20100512090718 ACCESSION NUMBER: 0001208646-10-000157 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100512 DATE AS OF CHANGE: 20100512 EFFECTIVENESS DATE: 20100512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alliance Trust PLC CENTRAL INDEX KEY: 0001424606 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13036 FILM NUMBER: 10822752 BUSINESS ADDRESS: STREET 1: MEADOW HOUSE STREET 2: 64 REFORM STREET CITY: DUNDEE, SCOTLAND STATE: X0 ZIP: DD1 1TJ BUSINESS PHONE: 44 1382 306062 MAIL ADDRESS: STREET 1: MEADOW HOUSE STREET 2: 64 REFORM STREET CITY: DUNDEE, SCOTLAND STATE: X0 ZIP: DD1 1TJ 13F-HR 1 c102697.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 ----------------- Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Alliance Trust PLC Address: 8 West Marketgait Dundee, Scotland DD1 1QN United Kingdom Form 13F File Number: 28-13036 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ian Anderson Title: Assistant Secretary Phone: +44 1382 321238 Signature, Place, and Date of Signing: /s/ Ian Anderson Dundee, Scotland, United Kingdom May 11, 2010 - ------------------------- -------------------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 52 Form 13F Information Table Value Total: $948,372 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. FORM 13F INFORMATION TABLE
- ------------------------------------------------------------------------------------------------------------------------------------ TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ MTS MOBILE TELESYSTEM EQUITY 2603225 538 9,700 SH SOLE NONE 9,700 ABBOTT LABS COM NPV EQUITY 2002305 34,355 652,400 SH SOLE NONE 652,400 ACCENTURE PLC CLS'A'USD0.0000225 EQUITY B4BNMY3 12,987 309,800 SH SOLE NONE 309,800 AMER TOWER CORP CL'A'COM USD0.01 EQUITY 2253608 32,048 753,000 SH SOLE NONE 753,000 BPZ RESOURCES INC 6.5% 144A CONVERTIBLE NOTE 2015 EQUITY 2BSKPC4 13,973 11,600,000 SH SOLE NONE 11,600,000 BK OF AMERICA CORP COM USD0.01 EQUITY 2295677 11,623 652,600 SH SOLE NONE 652,600 BAXTER INTL INC COM USD1 EQUITY 2085102 16,756 287,953 SH SOLE NONE 287,953 BJS WHOLESALE CLUB COM USD0.01 EQUITY 2039916 555 15,000 SH SOLE NONE 15,000 CLEAN HARBORS INC COM USD0.01 EQUITY 2202473 9,749 175,555 SH SOLE NONE 175,555 COMSTAR UNITED TEL GDR EACH REP1 ORD SHR'REGS' EQUITY B0WHW35 630 90,000 SH SOLE NONE 90,000 CISCO SYSTEMS COM USD0.001 EQUITY 2198163 41,590 1,597,762 SH SOLE NONE 1,597,762 CVS CAREMARK CORP COM STK USD0.01 EQUITY 2577609 29,879 817,262 SH SOLE NONE 817,262 CORRECTIONS CORP COM USD0.01 EQUITY 2759418 2,181 110,000 SH SOLE NONE 110,000 DELL INC COM USD0.01 EQUITY 2261526 11,061 736,910 SH SOLE NONE 736,910 DIAMOND OFFSHORE COM USD0.01 EQUITY 2261021 44,443 500,654 SH SOLE NONE 500,654 AMDOCS ORD GBP0.01 EQUITY 2256908 41,527 1,379,192 SH SOLE NONE 1,379,192 DAVITA INC COM USD0.001 EQUITY 2898087 16,928 267,000 SH SOLE NONE 267,000 ENTERPRISE PRODS P COM UNITS REP LIM PART INT EQUITY 2285388 13,832 400,000 SH SOLE NONE 400,000 ENERGY SOLUTIONS I DEP SHS REP 1 COM USD0.01 EQUITY B293735 514 80,000 SH SOLE NONE 80,000 EXELON CORP COM NPV EQUITY 2670519 8,760 200,000 SH SOLE NONE 200,000 EXPONENT INC COM USD0.001 EQUITY 2330318 805 28,300 SH SOLE NONE 28,300 FLIR SYSTEMS INC COM USD0.01 EQUITY 2344717 14,941 530,000 SH SOLE NONE 530,000 HCC INSURANCE HLDG COM USD1 EQUITY 2400426 12,420 450,000 SH SOLE NONE 450,000 HOLOGIC INC COM USD0.01 EQUITY 2433530 15,009 810,000 SH SOLE NONE 810,000 INTERMEC INC COM USD0.01 EQUITY 2116842 6,653 469,500 SH SOLE NONE 469,500 INTEL CORP COM USD0.001 EQUITY 2463247 34,229 1,537,682 SH SOLE NONE 1,537,682 INTEROIL CORP COM NPV EQUITY B02SJF9 65,648 1,013,400 SH SOLE NONE 1,013,400 ITT CORPORATION COM USD1 EQUITY 2465760 30,599 571,300 SH SOLE NONE 571,300 JOHNSON & JOHNSON COM USD1 EQUITY 2475833 40,232 617,061 SH SOLE NONE 617,061 LANDEC CORP COM USD0.001 EQUITY 2517058 1,155 175,000 SH SOLE NONE 175,000 VAIL RESORTS INC COM STK USD0.01 EQUITY 2954194 1,604 40,000 SH SOLE NONE 40,000 MUELLER WATER PROD COM STK USD0.01 SER 'A' EQUITY B15RZR4 15,774 3,300,000 SH SOLE NONE 3,300,000 MAXWELL TECH INC COM USD0.10 EQUITY 2573771 743 60,000 SH SOLE NONE 60,000 NETAPP INC COM USD0.001 EQUITY 2630643 25,064 770,000 SH SOLE NONE 770,000 NORTHWEST PIPE CO COM USD0.01 EQUITY 2035925 802 36,700 SH SOLE NONE 36,700 NEW YORK COMMTY COM USD0.01 EQUITY 2711656 58,445 3,537,844 SH SOLE NONE 3,537,844 PLUM CREEK TMBR CO COM USD0.01 EQUITY 2692397 16,201 416,689 SH SOLE NONE 416,689 METROPCS COMMUNICA COM STK USD0.0001 EQUITY B02F228 601 85,000 SH SOLE NONE 85,000 PFIZER INC COM USD0.05 EQUITY 2684703 7,460 435,000 SH SOLE NONE 435,000 POLYCOM INC COM USD0.0005 EQUITY 2693420 19,840 648,800 SH SOLE NONE 648,800 PHILIP MORRIS INTL COM STK NPV EQUITY B2PKRQ3 56,441 1,082,065 SH SOLE NONE 1,082,065 PSYCHIATRIC SOLUTI COM USD0.01 EQUITY 2975333 1,788 60,000 SH SOLE NONE 60,000 ROSNEFT OJSC GDR EACH REPR 1 ORD 'REGS' EQUITY B17FSC2 1,319 166,550 SH SOLE NONE 166,550 ROSS STORES INC COM USD0.01 EQUITY 2746711 36,361 679,900 SH SOLE NONE 679,900 REPUBLIC SERVICES COM USD0.01 EQUITY 2262530 46,453 1,600,715 SH SOLE NONE 1,600,715 SMART BALANCE INC COM STK USD0.01 EQUITY B0V9FJ9 872 135,000 SH SOLE NONE 135,000 SAFEWAY INC COM USD0.01 EQUITY 2767165 17,519 705,000 SH SOLE NONE 705,000 TRIQUINT SEMI COND COM USD0.001 EQUITY 2904393 805 115,000 SH SOLE NONE 115,000 TIME WARNER INC COM USD0.01 EQUITY B63QTN2 8,690 278,000 SH SOLE NONE 278,000 UTD TECHNOLOGIES COM USD1 EQUITY 2915500 32,683 444,000 SH SOLE NONE 444,000 VERIZON COMMUN COM USD0.10 EQUITY 2090571 21,714 700,000 SH SOLE NONE 700,000 WESTERN UNION COMP COM STK USD0.01 EQUITY B1F76F9 11,574 682,400 SH SOLE NONE 682,400 $948,372
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