-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BOqzj4XZUsIpp7gESq220QZpKjImLY8nWdMGjYMTQEJnOYx5ocsIyzLRnLOp7K8f CIMZGqPmpm4j2PxK6SR90Q== 0001342857-10-000010.txt : 20100511 0001342857-10-000010.hdr.sgml : 20100511 20100511122513 ACCESSION NUMBER: 0001342857-10-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100511 DATE AS OF CHANGE: 20100511 EFFECTIVENESS DATE: 20100511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: North Star Investment Management Corp. CENTRAL INDEX KEY: 0001342857 IRS NUMBER: 364467498 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12641 FILM NUMBER: 10819864 BUSINESS ADDRESS: STREET 1: 20 N. WACKER DRIVE STREET 2: SUITE # 1416 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-580-0900 MAIL ADDRESS: STREET 1: 20 N. WACKER DRIVE STREET 2: SUITE # 1416 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 mar2010.txt 13F MARCH 2010 DOCUMENT TYPE 13F HR 1 nsimc2010march.txt DESCRIPTION 13F HR TEXT SUBMISSION: TYPR: 13F HR FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/2010 Institutional Investment Manager Filing this Report: North Star Investment Management Corp. 20 N. Wacker Drive Suite 1416 Chicago IL 60606 Form 13F File Number: 28-12641 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: By(Signature and Title) /s/ PCONTOS Telephone: 312-580-1056 Signature, Place and Date of signing: Peter D. Gottlieb, President, Chicago IL, Dated: 05/11/2010 Report Type: 13F HOLDINGS REPORT Form 13F Summary Page Report Summary: Number of Other Included Managers: NONE Form 13F Information Entry Total: 545 Form 13F Information Table Value Total: $ 175,480,000 FORM 13F INFORMATION TABLE TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHR VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE - ------------------------------ ------ ------- -------- -------- -------- --- ---- ------- ---------- 1 800 Flowers.Com Inc COM 68243q106 372 148354 SH Sole X 3m Company COM 88579y101 658 7870 SH Sole X A D A M Inc COM 00088u108 336 84025 SH Sole X A T & T Inc New COM 00206r102 1626 62935 SH Sole X Abbott Laboratories COM 002824100 981 18623 SH Sole X Acme United Corp COM 004816104 2386 217860 SH Sole X Aegon Nv Amer Regd Cert(1sh Eu COM 007924103 20 2885 SH Sole X Aetna Inc New COM 00817y108 6 180 SH Sole X Alberto Culver Co New COM 013068101 9 350 SH Sole X Alcatel-Lucent Spon Adrrep 1 E COM 013904305 19 5985 SH Sole X Alcoa Inc COM 013817101 71 5000 SH Sole X Allegheny Energy Inc COM 017361106 18 800 SH Sole X Allergan Inc COM 018490102 13 200 SH Sole X Alliant Energy Corp COM 018802108 52 1570 SH Sole X Allied Capital Corp COM 01903q108 1 200 SH Sole X Allstate Corporation COM 020002101 40 1226 SH Sole X Alpine Global Premierpptys Fd COM 02083a103 10 1500 SH Sole X Altigen Comm Inc COM 021489109 7 10000 SH Sole X Altria Group Inc COM 02209s103 289 14081 SH Sole X Amer Electric Pwr Co Inc COM 025537101 183 5348 SH Sole X Ameren Corporation COM 023608102 153 5861 SH Sole X America Movil Sab De Cvadr Eac COM 02364w105 4 75 SH Sole X American Cap Ltd Com COM 02503y103 3 616 SH Sole X American Express Co COM 025816109 9 214 SH Sole X American Intl Group New COM 026874784 1 34 SH Sole X American Railcar Inds COM 02916P103 2 200 SH Sole X American Reprographics COM 029263100 448 49975 SH Sole X Amersoftware Inc Cl A COM 029683109 58 10000 SH Sole X Amgen Incorporated COM 031162100 134 2234 SH Sole X Aon Corp COM 037389103 11 250 SH Sole X Apac Customer Svcs Inc COM 00185e106 14 2500 SH Sole X Apache Corp COM 037411105 53 525 SH Sole X Apple Inc COM 037833100 593 2523 SH Sole X Archer-Daniels-Midlnd Co COM 039483102 6 195 SH Sole X Ark Restaurants Corp COM 040712101 155 11525 SH Sole X Astrazeneca Adr Each Rep1 Ord COM 046353108 30 675 SH Sole X At&t Inc Com COM 00206r102 224 8668 SH Sole X B & G Foods Hldgs Corpcl A COM 05508r106 167 15925 SH Sole X Baldwin & Lyons Inc Clb COM 057755209 15 625 SH Sole X Bank New York Melloncorp COM 064058100 33 1067 SH Sole X Bank Of America Corp COM 060505104 365 20476 SH Sole X Barclays Bank Plc Ipaths&p 500 COM 06740c527 1303 62000 SH Sole X Baxter International Inc COM 071813109 25 438 SH Sole X Bayerische Motoren Werkeag Eur COM d12096109 5 115 SH Sole X Bel Fuse Inc Cl B Class B COM 077347300 369 18315 SH Sole X Benihana Inc Cl A COM 082047200 626 96300 SH Sole X Berkshire Hathaway B New Class COM 084670207 163 2000 SH Sole X Berkshire Hathaway Incdel Cl A COM 084670108 487 4 SH Sole X Berkshire Hathaway Incdel Cl B COM 084670702 79 975 SH Sole X Blackrock Enhanced Govtfd Inc COM 09255k108 10 600 SH Sole X Blackrock Global Opportunities COM 092501105 9 468 SH Sole X Blackrock Insd Mun Termtr Inc COM 092474105 10 1000 SH Sole X Blackrock Ltd Durationincome T COM 09249w101 4 265 SH Sole X Blackrock Pfd & Corporateincom COM 09255j101 5 500 SH Sole X Blackrock Pfd Opportunitytr Co COM 09249v103 73 6840 SH Sole X Blackstone Group L P Comunit R COM 09253u108 39 2775 SH Sole X Block H & R Inc COM 093671105 7 400 SH Sole X Boardwalk Pipeline Partnerslp COM 096627104 125 4200 SH Sole X Boston Scientific Corp COM 101137107 7 992 SH Sole X Bowl America Inc Class A COM 102565108 723 55650 SH Sole X Bp Plc Adr F Sponsored Adr 1 A COM 055622104 1270 22246 SH Sole X Brasil Telecom Sa Sponadr Reps COM 10553m101 6 294 SH Sole X Brazil Telecom Sp Adr COM 10553M200 1 117 SH Sole X Bristol Myers Squibb Co Com COM 110122108 78 2923 SH Sole X C C A Industries COM 124867102 449 77425 SH Sole X C I T Group Inc New COM 125581801 18 460 SH Sole X Calamos Strategic Totalreturn COM 128125101 6 650 SH Sole X California Water Svc Grphldg C COM 130788102 38 1000 SH Sole X Campbell Soup Co COM 134429109 5 150 SH Sole X Canadian National Railwaysco C COM 136375102 6 100 SH Sole X Cardinal Health Inc COM 14149y108 1 19 SH Sole X Carrefour Unsp Adr Eachrepr 0. 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Mont. Com. COM 29269V106 147 14500 SH Sole X Energy Transfer Partnerslp Ut COM 29273r109 19 400 SH Sole X Enerplus Resources Fundtrust U COM 29274d604 5 200 SH Sole X Eni Adr Each Rep 2 Ordeur1(mgt COM 26874r108 21 455 SH Sole X Ennis Inc Formerly Ennisbusine COM 293389102 65 4000 SH Sole X Enterprise Products Pptnslp COM 293792107 146 4236 SH Sole X Entremed Inc COM 29382f103 34 50000 SH Sole X Ericsson(l.M.)(telef Naktiebol COM 294821608 29 2765 SH Sole X Evergreen Intl Balancedincome COM 30024r109 14 1000 SH Sole X Exelon Corporation COM 30161n101 665 15186 SH Sole X Express Scripts Inc Comformerl COM 302182100 20 200 SH Sole X Exxon Mobil Corporation COM 30231G102 1464 21854 SH Sole X F P L Group Incorporated COM 302571104 308 6382 SH Sole X Family Dollar Stores Inc COM 307000109 11 300 SH Sole X Fastenal Company COM 311900104 120 2500 SH Sole X Fedex Corp COM 31428x106 19 200 SH Sole X Felcor Lodging Trust Inc COM 31430f101 208 36500 SH Sole X Fifth Third Bancorp COM 316773100 9 633 SH Sole X First Indl Rlty Tr Inc COM 32054k103 9 1150 SH Sole X First Midwest Bancorpinc Del COM 320867104 14 1000 SH Sole X Firstenergy Corp COM 337932107 80 2053 SH Sole X Flaherty & Crumrine /Claymore COM 338478100 29 1891 SH Sole X Flextronics Internationalord U COM Y2573F102 7 870 SH Sole X Forestlaboratories Inc COM 345838106 141 4500 SH Sole X Freeport Mcmoran Copper& Gold COM 35671d857 6 75 SH Sole X Freightcar Amer Inc COM 357023100 4 150 SH Sole X Gap Inc COM 364760108 2 105 SH Sole X Garmin Com Stk Usd0.005 COM g37260109 27 700 SH Sole X General Dynamics Corp COM 369550108 84 1090 SH Sole X General Elec Cap Crp Publicinc COM 369622519 15 600 SH Sole X General Electric Company COM 369604103 3117 171260 SH Sole X General Growth Pptysinc COM 370021107 5 304 SH Sole X General Mills Inc COM 370334104 300 4242 SH Sole X Gilead Sciences Inc COM 375558103 6 125 SH Sole X Glaxosmithkline Adr Eachcnv In COM 37733w105 41 1065 SH Sole X Goldman Sachs Group Inc COM 38141g104 34 200 SH Sole X Google Inc Class A COM 38259P508 184 325 SH Sole X Government Pptys Inc. 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775 SH Sole X Sector Spdr Tech Select Shares COM 81369y803 19 810 SH Sole X Sector Spdr Tr Shs Benint Fina COM 81369y605 72 4485 SH Sole X Select Sector Spdr Trhealth Ca COM 81369y209 9 280 SH Sole X Sempra Energy COM 816851109 56 1120 SH Sole X Senior Housing Prop Trust COM 81721m109 0 5 SH Sole X Sherwin Williams Co COM 824348106 10 150 SH Sole X Sohu.Com Inc COM 83408w103 11 200 SH Sole X Sony Corp Adr-Each Cnvinto 1 O COM 835699307 35 904 SH Sole X Southern Co COM 842587107 14 410 SH Sole X Southwest Airlines Co COM 844741108 28 2100 SH Sole X Southwest Gas Corp COM 844895102 4 150 SH Sole X Southwestern Energy Codelaware COM 845467109 32 775 SH Sole X Spdr Index Shs Fds S&pchina Et COM 78463x400 25 350 SH Sole X Spectra Energy Corp Com COM 847560109 2 109 SH Sole X Sport Supply Group Inc COM 84916a104 547 40703 SH Sole X Standard Parking Corp COM 853790103 498 30347 SH Sole X Starbucks Corp COM 855244109 34 1400 SH Sole X Starrett L S Co Class A COM 855668109 315 30450 SH Sole X Stmicroelectronics Nyshs-Each COM 861012102 25 2532 SH Sole X Stryker Corp COM 863667101 35 620 SH Sole X Suntrust Banks Inc COM 867914103 3 110 SH Sole X Supervalu Inc COM 868536103 4 249 SH Sole X Swiss Reinsurance Companyadr-E COM 870887205 18 360 SH Sole X Takeda Pharmaceuticalco Ltdspo COM 874060106 8 360 SH Sole X Target Corporation COM 87612e106 110 2100 SH Sole X Tdk Corp Adr-Each Cnvinto 1 Np COM 872351408 9 130 SH Sole X Technology Research New COM 878727304 1372 284697 SH Sole X Teck Resources Limitedclass B COM 878742204 6 149 SH Sole X Telec Brasileiras-Telebras Spo COM 879287308 1 149 SH Sole X Telecom Italia Spa Sponsadr (e COM 87927y102 38 2650 SH Sole X Telefonica Sa Adr Eachrepr 3 O COM 879382208 17 236 SH Sole X Telefonos De Mexico Sabde Cv A COM 879403780 9 550 SH Sole X Tenet Healthcare Corp COM 88033g100 3 559 SH Sole X Teva Pharm Inds Ltd Adrf Spons COM 881624209 164 2600 SH Sole X Texas Instruments Inc COM 882508104 12 510 SH Sole X The York Water Company COM 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COM 961765104 56 1525 SH Sole X Whiting Petroleum Corp COM 966387102 81 1000 SH Sole X Whole Foods Mkt Inc COM 966837106 36 1000 SH Sole X Wisconsin Energy Cp COM 976657106 7 150 SH Sole X Wolseley Adr Ea Rep 1/10ord Gb COM 97786p100 2 870 SH Sole X World Wrestling Entertainment COM 98156q108 47 2700 SH Sole X Xcel Energy Inc Com COM 98389b100 20 938 SH Sole X Xerox Corp COM 984121103 9 952 SH Sole X Zimmer Holdings Inc COM 98956P102 9 150 SH Sole X Blackrock Muniyield Fdinc Com 09253w104 5 400 SH Sole X Currencyshares Euro Tr Euro Cu IDX FD 23130c108 1681 12475 SH Sole X Currencyshares Japanese Yen Tr IDX FD 23130a102 278 2625 SH Sole X First Tr Enhcd Eqty Incm Cover IDX FD 337318109 3312 277387 SH Sole X Ishares Dj Select Div Fd Selec IDX FD 464287168 2649 57558 SH Sole X Ishares Dj Us Transn Idx Trans IDX FD 464287192 30 375 SH Sole X Ishares Morningstar Fund Large IDX FD 464287119 23 378 SH Sole X Ishares Msci Emrg Mkt Fd Emerg IDX FD 464287234 284 6734 SH Sole X Ishares S&p 500 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Power IDX FD 73935X229 5721 330100 SH Sole X Powershs Exch Trad Fd Tr Power IDX FD 73935X575 40 2305 SH Sole X Powershs Exch Trad Fd Tr Wilde IDX FD 73935X500 37 3705 SH Sole X Powershs Qqq Trust Ser 1 IDX FD 73935a104 41 842 SH Sole X S P D R S&p 500 Etf Tr Expirin IDX FD 78462f103 5176 44238 SH Sole X Sector Spdr Tech Select Shares IDX FD 81369y803 179 7765 SH Sole X Spdr Gold Trust Spdr Gold Shar IDX FD 78463v107 130 1192 SH Sole X Spdr S&p Midcap 400 Etf IDX FD 78467y107 254 1775 SH Sole X Spdr Ser Tr Djwilshire Reit Et IDX FD 78464a607 1 21 SH Sole X Spdr Ser Tr S&pbiotech Etf IDX FD 78464a870 3 50 SH Sole X Vanguard Europe Pac Etf IDX FD 921943858 853 24650 SH Sole X Vanguard Index Tr Vanguardexte IDX FD 922908652 22 460 SH Sole X Vanguard Pacific IDX FD 922042866 29 528 SH Sole X Vanguard Sector Indexfds Vangu IDX FD 92204a504 16 277 SH Sole X Vanguard Sector Indexfds Vangu IDX FD 92204a702 15 271 SH Sole X Vanguard Total Stock Mkt IDX FD 922908769 8695 145910 SH Sole X Wisdomtree Trust Chinese Yuan IDX FD 97717w182 1981 78780 SH Sole X Wisdomtree Trust International IDX FD 97717w711 120 4900 SH Sole X Canon Inc Adr Each Rep1 Ord Np PFD 138006309 32 695 SH Sole X Gerdau Sa Spons Adr Eachrep 1 PFD 373737105 16 1000 SH Sole X Powershs Exch Trad Fd Tr Power PFD 73935X229 10 600 SH Sole X Royal Bk Of Scotland 7.65%non- PFD 780097804 12 600 SH Sole X Royal Bk Scotland Groupplc Spo PFD 780097796 3 250 SH Sole X Tele Norte Leste Participacoes PFD 879246106 6 349 SH Sole X Bb & T Corp EQ CL END 054937107 43 1314 SH Sole X Blackrock Divid Achieverstm Tr EQ CL END 09250n107 5 500 SH Sole X Blackrock Enhanced Dividachiev EQ CL END 09251a104 5 600 SH Sole X Blackrock Pfd & Equityadvantag EQ CL END 092508100 119 9800 SH Sole X Calamos Global Total Returnfd EQ CL END 128118106 9 600 SH Sole X Cohen & Steers Infrastructuref EQ CL END 19248a109 15 1000 SH Sole X Cross Timbers Royaltytrust EQ CL END 22757r109 19 600 SH Sole X European Equity Fund EQ CL END 298768102 7 1021 SH Sole X Flaherty & Crumrine Pfd Income EQ CL END 338480106 29 2600 SH Sole X Gabelli Div And Inc Tr EQ CL END 36242h104 534 38789 SH Sole X Hancock John Bk& Thr New Oppor EQ CL END 409735206 34 2000 SH Sole X India Fund Inc Tender Offer Ex EQ CL END 454089103 19 610 SH Sole X Mfs Charter Income Trustsh Ben EQ CL END 552727109 9 1000 SH Sole X Nuveen Tax Advantageddivid Gro EQ CL END 67073g105 38 3100 SH Sole X Tri Continental Corp Com EQ CL END 895436103 35 2845 SH Sole X Western Asset Emrgng Mktsincom EQ CL END 95766e103 7 522 SH Sole X Western Asset High Incomeoppor EQ CL END 95766k109 6 1000 SH Sole X Blackrock Mun 2018 Termtr FX CL END 09248c106 7 425 SH Sole X Blackrock Pfd Income Strategie FX CL END 09255h105 55 5500 SH Sole X Dnp Select Income Fdinc FX CL END 23325p104 53 5701 SH Sole X Dtf Tax Free Income Inc FX CL END 23334j107 28 1892 SH Sole X Duff & Phelps Util & Corpbd Tr FX CL END 26432k108 37 3000 SH Sole X Eaton Vance Tax Advantagedivid FX CL END 27828g107 40 2500 SH Sole X Ing Prime Rate Tr Shben Int FX CL END 44977w106 7 1160 SH Sole X Insured Muni Income Trunit Ser FX CL END 45809b368 9 60 SH Sole X Ishares Barclays Us Aggregate FX CL END 464287226 193 1850 SH Sole X Ishares Iboxx Investop Iboxx $ FX CL END 464287242 1 11 SH Sole X Ishares Tr Barclays Tips Bond FX CL END 464287176 81 781 SH Sole X Nicholas Applegate Conv& Incom FX CL END 65370f101 8 800 SH Sole X Nuveen Insd Quality Municipalf FX CL END 67062n103 22 1525 SH Sole X Nuveen Multi Strategyincome An FX CL END 67073b106 2 200 SH Sole X Nuveen Quality Pfd Incomefd 2 FX CL END 67072c105 34 4350 SH Sole X Nuveen Select Mat Munfd Sh Ben FX CL END 67061t101 26 2500 SH Sole X Tcw Strategic Income Fdinc FX CL END 872340104 144 30521 SH Sole X Van Kampen Amern Cap Srincome FX CL END 920961109 46 9000 SH Sole X Western Asset High Incomefd Ii FX CL END 95766j102 47 4815 SH Sole X Amerigas Partners Lp Utsrpstg Unit LP Int 030975106 48 1195 SH Sole X Buckeye Partners L P Unit LP Partn 118230101 120 1995 SH Sole X Barclays Adr-Each Cv Into4 Ord ADR 06738e204 13 585 SH Sole X British Sky Broadcastinggroup ADR 111013108 11 315 SH Sole X Centrais Eletr Bras Sa- Eletro ADR 15234q207 15 979 SH Sole X France Telecom Adr Eachrepr 1 ADR 35177q105 35 1443 SH Sole X Hitachi Adr-Each Cnv Into10 Or ADR 433578507 10 277 SH Sole X Kt Corporation Spon Adreach Re ADR 48268k101 8 370 SH Sole X Nippon Tel & Tel Corpspons Adr ADR 654624105 36 1698 SH Sole X Portugal Telecom Sgpssa Spon A ADR 737273102 22 2006 SH Sole X Sk Telecom Adr Each Repr0.1111 ADR 78440p108 11 620 SH Sole X Telecom Argentina Sa Adreach R ADR 879273209 11 600 SH Sole X Telecom Corp Of New Zealandadr ADR 879278208 4 469 SH Sole X Tomkins Adr-Each Repr4 Ord Shs ADR 890030208 11 805 SH Sole X Vivo Participacoes Saadr Rep 1 ADR 92855s200 3 109 SH Sole X FINAL TOTALS $ 175,480,000 FORM F INFORMATION TABLE ENTRY TOTAL 545
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