-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QmHSZWrX1fHLGSicfqTgp+voxD7rejGY+6iA+SecdHnQfsv2t80aYE5Dqq+gVpwa a8AxTSUspG8avha7RajhXQ== 0001405086-10-000125.txt : 20100506 0001405086-10-000125.hdr.sgml : 20100506 20100506104043 ACCESSION NUMBER: 0001405086-10-000125 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100506 DATE AS OF CHANGE: 20100506 EFFECTIVENESS DATE: 20100506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SVENSON SCOTT CENTRAL INDEX KEY: 0001225076 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13898 FILM NUMBER: 10804522 13F-HR 1 f0002.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Scott Svenson Address: c/o Freestone Capital Management, LLC 1918 Eighth Avenue, Suite 3400 Seattle, Washington 98101 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott Svenson Phone: (206) 398-1100 Signature, Place, and Date of Signing: /s/Scott Svenson Seattle, Washington May 5, 2010 [Signature] [City, State] [Date] Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ X ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number: 028-05975 Name: Freestone Capital Management, LLC FORM 13F SUMMARY PAGE REPORT SUMMARY Number of Other Included Managers: 5 Form 13F Information Table Entry Total: 30 Form 13F Information Table Value Total: $388 (thousands) List of Other Included Managers: No. 1 Form 13F File Number: Name: Freestone Capital Holdings, LLC No. 2 Form 13F File Number: Name: Sienna Financial Services, LLC No. 3 Form 13F File Number: Name: The Sienna Group, LLC No. 4 Form 13F File Number: Name: Sienna Management, LLC No. 5 Form 13F File Number: 028-05975 Name: Freestone Capital Management, LLC PAGE> FORM 13F INFORMATION TABLE
Name of Title of CUSIP Value SH/Prn SH/ Put/ Investment Other Voting Authority Issuer Class (x $1000) Amount Prn Call Discretion Mgrs Sole Shared None ALLEGHENY ENERGY INC COM 017361106 $4 166 DEFINED 1,2,3,4,5 166 ALLIANT ENERGY CORP COM 018802108 $4 130 DEFINED 1,2,3,4,5 130 APOLLO GROUP INC CL A 037604105 $2 40 DEFINED 1,2,3,4,5 40 BANK OF AMERICA CORPORATION COM 060505104 $12 805 SOLE 805 BANK OF AMERICA CORPORATION COM 060505104 $0 5 SOLE 5 BLOCK H & R INC COM 093671105 $5 200 DEFINED 1,2,3,4,5 200 CANADIAN SUPERIOR ENERGY INC COM 136644101 $5 7,500 SOLE 7,500 CB RICHARD ELLIS GROUP INC CL A 12497T101 $3 195 DEFINED 1,2,3,4,5 195 CONOCOPHILIPS COM 20825C104 $6 110 DEFINED 1,2,3,4,5 110 DIAGEO PLC SPON ADR NEW 25243Q205 $5 70 DEFINED 1,2,3,4,5 70 DST SYSTEMS COM 233326107 $5 110 DEFINED 1,2,3,4,5 110 EMCOR GROUP INC COM 29084Q100 $2 60 DEFINED 1,2,3,4,5 60 FEDERATED INVS INC PA CL B 314211103 $6 201 DEFINED 1,2,3,4,5 201 ITT EDUCATIONAL SERVICES INC COM 45068B109 $1 10 DEFINED 1,2,3,4,5 10 JACKSON HEWITT TAX SVCS INC COM 468202106 $3 577 DEFINED 1,2,3,4,5 577 LEGG MASON INC COM 524901105 $5 170 DEFINED 1,2,3,4,5 170 LEVEL 3 COMMUNICATIONS COM 52729N100 $115 75,000 SOLE 75,000 MARKET VECTORS ETF TR JR GOLD MINERS ETF 57060U589 $3 99 DEFINED 1,2,3,4,5 99 MICROSOFT CORP COM 594918104 $3 85 DEFINED 1,2,3,4,5 85 NEWMONT MINING CORP COM 651639106 $4 75 DEFINED 1,2,3,4,5 75 PFIZER INC COM 717081103 $16 800 SOLE 800 PLAINS ALL AMER PIPELINE L UNIT LTD PARTN 726503105 $53 1,000 SOLE 1,000 PPL CORP COM 69351T106 $4 120 DEFINED 1,2,3,4,5 120 PROCTER & GAMBLE CO COM 742718109 $5 90 DEFINED 1,2,3,4,5 90 PROSHARES TR PSHS UHSH 20YRS 74347R297 $75 1,500 SOLE 1,500 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 $5 90 DEFINED 1,2,3,4,5 90 SANOFI AVENTIS SPONS ADR 80105N105 $5 130 DEFINED 1,2,3,4,5 130 WAL MART STORES INC COM 931142103 $32 600 SOLE 600 WEIGHT WATCHERS INTL INC NEW COM 948626106 $4 135 DEFINED 1,2,3,4,5 135 YAHOO INC COM 984332106 $0 10 SOLE 1,2,3,4,5 10
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